Common use of Compliance with 1933 Act Clause in Contracts

Compliance with 1933 Act. Neither Seller nor anyone acting on its behalf has offered, transferred, pledged, sold or otherwise disposed of the Participation Certificate, any interest in the Participation Certificate or any other similar security to, or solicited any offer to buy or accept a transfer, pledge or other disposition of the Participation Certificate, any interest in the Participation Certificate or any other similar security from, or otherwise approached or negotiated with respect to the Participation Certificate, any interest in the Participation Certificate or any other similar security with, any person in any manner, or made any general solicitation by means of general advertising or in any other manner, or taken any other action which would constitute a distribution of the Participation Certificate under the 1933 Act or which would render the disposition of the Participation Certificate a violation of Section 5 of the 1933 Act or require registration pursuant thereto.

Appears in 3 contracts

Samples: Master Repurchase Agreement (PennyMac Mortgage Investment Trust), Master Repurchase Agreement (PennyMac Mortgage Investment Trust), Master Repurchase Agreement (Pennymac Financial Services, Inc.)

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Compliance with 1933 Act. Neither Seller nor anyone acting on its behalf has offered, transferred, pledged, sold sold, or otherwise disposed of the Participation Certificate, Certificate or any interest in the Participation Certificate or any other similar security to, or solicited any offer to buy or accept a transfer, pledge or other disposition of the Participation Certificate, Certificate or any interest in the Participation Certificate or any other similar security from, or otherwise approached or negotiated with respect to the Participation Certificate, Certificate or any interest in the Participation Certificate or any other similar security with, any person in any manner, or made any general solicitation by means of general advertising or in any other manner, or taken any other action which would constitute a distribution of the Participation Certificate under the 1933 Act or which would render the disposition of the Participation Certificate a violation of Section 5 of the 1933 Act or require registration pursuant thereto.

Appears in 3 contracts

Samples: Participation Sale Agreement (Home Point Capital Inc.), Mortgage Loan Participation Sale Agreement (Home Point Capital Inc.), Participation Sale Agreement (Home Point Capital Inc.)

Compliance with 1933 Act. Neither Seller nor anyone acting on its behalf has offered, transferred, pledged, sold or otherwise disposed of the Participation CertificateCertificates, any interest in the Participation Certificate Certificates or any other similar security to, or solicited any offer to buy or accept a transfer, pledge or other disposition of the Participation CertificateCertificates, any interest in the Participation Certificate Certificates or any other similar security from, or otherwise approached or negotiated with respect to the Participation CertificateCertificates, any interest in the Participation Certificate Certificates or any other similar security with, any person in any manner, or made any general solicitation by means of general advertising or in any other manner, or taken any other action which would constitute a distribution of the Participation Certificate Certificates under the 1933 Act or which would render the disposition of the Participation Certificate Certificates a violation of Section 5 of the 1933 Act or require registration pursuant thereto.

Appears in 3 contracts

Samples: Master Repurchase Agreement (PennyMac Financial Services, Inc.), Master Repurchase Agreement (Pennymac Financial Services, Inc.), Master Repurchase Agreement (Pennymac Financial Services, Inc.)

Compliance with 1933 Act. Neither the Seller nor anyone acting on its behalf has offered, transferred, pledged, sold or otherwise disposed of the Participation CertificateCertificates, any interest in the Participation Certificate Certificates or any other similar security to, or solicited any offer to buy or accept a transfer, pledge or other disposition of the Participation CertificateCertificates, any interest in the Participation Certificate Certificates or any other similar security from, or otherwise approached or negotiated with respect to the Participation CertificateCertificates, any interest in the Participation Certificate Certificates or any other similar security with, any person in any manner, or made any general solicitation by means of general advertising or in any other manner, or taken any other action which would constitute a distribution of the Participation Certificate Certificates under the 1933 Act or which would render the disposition of the Participation Certificate Certificates a violation of Section 5 of the 1933 Act or require registration pursuant thereto.

Appears in 2 contracts

Samples: Master Repurchase Agreement (PennyMac Financial Services, Inc.), Master Repurchase Agreement (PennyMac Mortgage Investment Trust)

Compliance with 1933 Act. Neither the Repo Seller nor anyone acting on its behalf has offered, transferred, pledged, sold or otherwise disposed of the any Participation Certificate, any interest in the a Participation Certificate or any other similar security to, or solicited any offer to buy or accept a transfer, pledge or other disposition of the any Participation Certificate, any interest in the a Participation Certificate or any other similar security from, or otherwise approached or negotiated with respect to the a Participation Certificate, any interest in the a Participation Certificate or any other similar security with, any person in any manner, or made any general solicitation by means of general advertising or in any other manner, or taken any other action which would constitute a distribution of the such Participation Certificate under the 1933 Act or which would render the disposition of the such Participation Certificate a violation of Section 5 of the 1933 Act or require registration pursuant thereto.

Appears in 1 contract

Samples: Master Repurchase Agreement (PennyMac Mortgage Investment Trust)

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Compliance with 1933 Act. Neither Seller the Sellers nor anyone acting on its their behalf has offered, transferred, pledged, sold or otherwise disposed of the Participation CertificateCertificates, any interest in the Participation Certificate Certificates or any other similar security to, or solicited any offer to buy or accept a transfer, pledge or other disposition of the Participation CertificateCertificates, any interest in the Participation Certificate Certificates or any other similar security from, or otherwise approached or negotiated with respect to the Participation CertificateCertificates, any interest in the Participation Certificate Certificates or any other similar security with, any person in any manner, or made any general solicitation by means of general advertising or in any other manner, or taken any other action which would constitute a distribution of the Participation Certificate Certificates under the 1933 Act or which would render the disposition of the Participation Certificate Certificates a violation of Section 5 of the 1933 Act or require registration pursuant thereto.

Appears in 1 contract

Samples: Master Repurchase Agreement (PennyMac Mortgage Investment Trust)

Compliance with 1933 Act. (a) Neither Seller nor anyone acting on its behalf has offered, transferred, pledged, sold or otherwise disposed of the Participation CertificateCertificates, or any interest in the Participation Certificate or any other similar security Certificates to, or solicited any offer to buy or accept a transfer, pledge or other disposition of the Participation CertificateCertificates, or any interest in the Participation Certificate or any other similar security Certificates from, or otherwise approached or negotiated with respect to the Participation CertificateCertificates, or any interest in the Participation Certificate or any other similar security Certificates with, any person in any manner, or made any general solicitation by means of general advertising or in any other manner, or taken any other action which would constitute a distribution of the Participation Certificate Certificates under the 1933 Act or which would render the disposition of the Participation Certificate a in violation of Section 5 of the 1933 Act or which would require registration pursuant thereto.

Appears in 1 contract

Samples: Master Repurchase Agreement (Rocket Companies, Inc.)

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