Compliance Reporting. (i) Provides reports to the SEC and the states in which the Funds are registered.
Appears in 4 contracts
Samples: Mutual Fund Services Agreement (Eubel Brady & Suttman Mutual Fund Trust), Mutual Fund Services Agreement (Chesapeake Investment Trust), Amended Mutual Fund Services Agreement (Gardner Lewis Investment Trust)
Compliance Reporting. (i) Provides reports to the SEC and the states in which the Funds are Fund is registered.;
Appears in 3 contracts
Samples: Services Agreement (FSI Low Beta Absolute Return Fund), Services Agreement (FSI Low Beta Absolute Return Fund), Services Agreement (FSI Low Beta Absolute Return Fund)
Compliance Reporting. (ia) Provides Provide reports to the SEC SEC, the National Association of Securities Dealers, Inc. and the states in which the Funds are Fund is registered.
Appears in 2 contracts
Samples: Master Services Agreement (Coventry Group), Master Services Agreement (Coventry Group)
Compliance Reporting. (i) Provides Provide reports to the SEC Securities and Exchange Commission (the "SEC") and the states in which the Funds are registered.
Appears in 2 contracts
Samples: Transfer Agent and Shareholder Services Agreement (Ultimus Managers Trust), Agent and Shareholder Services Agreement (Broadmark Funds)
Compliance Reporting. (ia) Provides Provide reports to the SEC SEC, the National Association of Securities Dealers, Inc. and the states in which the Funds are registered.
Appears in 1 contract
Compliance Reporting. (i) Provides Provide reports to the SEC U.S. Securities and Exchange Commission (the “SEC”) and the states in which the Funds are registered.
Appears in 1 contract
Samples: Transfer Agent and Shareholder Services Agreement (Walthausen Funds)
Compliance Reporting. (i) Provides Provide reports to the SEC and the states in which the Funds are registered.
Appears in 1 contract
Samples: Mutual Fund Services Agreement (BPV Family of Funds)
