Compliance Reporting. (i) Provide reports to the Securities and Exchange Commission and the states in which the Portfolios are registered. (ii) Prepare and distribute appropriate Internal Revenue Service forms for shareholder income and capital gains. (iii) Issue tax withholding reports to the Internal Revenue Service.
Appears in 49 contracts
Sources: Transfer Agent and Shareholder Services Agreement (Investment House Funds), Transfer Agent and Shareholder Services Agreement (Investment House Funds), Transfer Agent and Shareholder Services Agreement (New Century Portfolios)
Compliance Reporting. (i) a. Provide reports to the Securities and Exchange Commission Commission, the National Association of Securities Dealers and the states States in which the Portfolios are Fund is registered.
(ii) b. Prepare and distribute appropriate Internal Revenue Service forms for corresponding Portfolio and shareholder income and capital gains.
(iii) c. Issue tax withholding reports to the Internal Revenue Service.
Appears in 8 contracts
Sources: Transfer Agency Agreement (Arch Funds Inc), Transfer Agency Agreement (Arch Funds Inc), Transfer Agency Agreement (Arch Fund Inc)
Compliance Reporting. (i) a. Provide reports to the Securities and Exchange Commission Commission, the National Association of Securities Dealers and the states States in which the Portfolios are Fund is registered.
(ii) b. Prepare and distribute appropriate Internal Revenue Service forms for corresponding Fund and shareholder income and capital gains.
(iii) c. Issue tax tax-withholding reports to the Internal Revenue Service.
Appears in 5 contracts
Sources: Transfer Agency Agreement (Kent Funds), Transfer Agency Agreement (Victory Portfolios), Transfer Agency Agreement (Mitchell Hutchins Lir Money Series)
Compliance Reporting. (i) a. Provide reports to the Securities and Exchange Commission Commission, the National Association of Securities Dealers and the states States in which the Portfolios are Portfolio is registered.
(ii) b. Prepare and distribute appropriate Internal Revenue Service forms for corresponding Portfolio and shareholder income and capital gains.
(iii) c. Issue tax withholding reports to the Internal Revenue Service.
Appears in 2 contracts
Sources: Transfer Agency Agreement (Tuscarora Investment Trust), Transfer Agency Agreement (Tuscarora Investment Trust)
Compliance Reporting. (i) Provide reports to the Securities and Exchange Commission and the states in which the Portfolios are registered.
(iia) Prepare and distribute appropriate Internal Revenue Service forms for corresponding Fund and shareholder income and capital gains.
(iiib) Issue tax withholding reports to the Internal Revenue Service.
Appears in 2 contracts
Sources: Sub Transfer Agency Agreement (Rydex Series Funds), Sub Transfer Agency Agreement (Rydex Series Funds)
Compliance Reporting. (i) a. Provide reports to the Securities and Exchange Commission Commission, the National Association of Securities Dealers, Inc. and the states States in which the Portfolios are a Fund is registered.
(ii) b. Prepare and distribute appropriate Internal Revenue Service forms for corresponding Fund and shareholder income and capital gains.
(iii) c. Issue tax withholding reports to the Internal Revenue Service.
Appears in 2 contracts
Sources: Transfer Agency Agreement (Legacy Funds Group), Transfer Agency Agreement (Legacy Funds Group)
Compliance Reporting. (i) Provide Provides reports to the Securities and Exchange Commission and the states in which the Portfolios are registered.
(ii) Prepare and distribute appropriate Internal Revenue Service forms for shareholder income and capital gains.
(iii) Issue tax withholding reports to the Internal Revenue Service.
Appears in 2 contracts
Sources: Transfer Agent and Shareholder Services Agreement (Atalanta Sosnoff Investment Trust), Transfer Agent and Shareholder Services Agreement (Hussman Investment Trust)
Compliance Reporting. (i) a. Provide reports to the Securities and Exchange Commission of Securities Commission, the National Association Dealers and the states States in which the Portfolios are Company is registered.
(ii) b. Prepare and distribute appropriate Internal Revenue Service forms for corresponding Company and shareholder income and capital gains.
(iii) c. Issue tax tax-withholding reports to the Internal Revenue Service.
Appears in 1 contract
Sources: Transfer Agency Agreement (Pax World Money Market Fund Inc)
Compliance Reporting. (i) Provide reports to the Securities and Exchange Commission and the states in which the Portfolios are Fund is registered.
(ii) Prepare and distribute appropriate Internal Revenue Service forms for shareholder income and capital gains.
(iii) Issue tax withholding reports to the Internal Revenue Service.
Appears in 1 contract
Sources: Transfer Agent and Shareholder Services Agreement (Investors Research Fund Inc)
Compliance Reporting. (i) a. Provide reports reports, as applicable, to the Securities and Exchange Commission Commission, the National Association of Securities Dealers and the states States in which the Portfolios are Fund is registered.;
(ii) b. Prepare and distribute appropriate Internal Revenue Service forms for corresponding Fund and shareholder income and capital gains.; and
(iii) c. Issue tax tax-withholding reports to the Internal Revenue Service, as applicable.
Appears in 1 contract