Compliance framework Sample Clauses

Compliance framework. ‌ This section will describe when reporting agents are not compliant and what implications this has. The reporting agent is responsible for all of the data they submitted, or should have submitted to DNB. All data that DNB receives via other sources, like the counterparty reference data of Dutch counterparties from the national statistics institute CBS, is not the responsibility of the reporting agent. Any question that DNB has on data received from the reporting agent is for the reporting agent to answer. Questions on data received from other sources are the responsibility of those sources and are not the responsibility of the reporting agent.
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Compliance framework. This section will describe when reporting agents are not compliant and what implications this has, based on the ECB guidelines. This section will be elaborated once these guidelines are available from the ECB. The reporting agent is responsible for all of the data they submitted, or should have submitted to DNB. All data that DNB receives via other sources, like the counterparty reference data of Dutch counterparties from the national statistics institute CBS, is not the responsibility of the reporting agent. Any question that either DNB or ECB has on data received from the reporting agent is for the reporting agent to answer. Questions on data received from other sources are the responsibility of those sources and are not the responsibility of the reporting agent.
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Compliance framework. The compliance framework is described in detail in the DGS policyrules of DNB.
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Compliance framework. 3.1 A failure of the CSA to meet the standards set out in sections 2.1, 2.2, 2.3 and 2.7 of this Schedule will result in progressive enforcement actions.
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Compliance framework. ComSuper acknowledges that in delivering administration services to ARIA as Trustee of the PSSap, PSS and CSS schemes it is responsible for ensuring that those services are delivered within the compliance framework on which ARIA’s APRA and AFS licenses rely. In this regard ComSuper will ensure that there are appropriate controls in place to deliver on the range of compliance obligations for which it has responsibility.
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Compliance framework. Innovate does not provide compliance certification for any portion of the Customer Configuration. Innovate makes no representation or warranty as to the compliance readiness of any portion of the Customer Configuration. Customer understands and agrees that compliance readiness is a system wide endeavor and the compliance readiness of a Deployment can fail if a single aspect of the Customer Configuration is not compliant. Should Customer require a HIPAA or PCI compliant Deployment, Innovate will work with Customer to architect a Deployment utilizing compliance ready elements. Should Customer require a Deployment that incorporates elements for any other compliance framework, Customer will need to engage the Innovate Professional Services or Innovate Managed Security teams.
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Compliance framework. Innovate does not provide compliance certification for any portion of the Customer Configuration. Innovate makes no representation or warranty as to the compliance readiness of any portion of the Customer Configuration. Customer understands and agrees that compliance readiness is a system wide endeavor, and the compliance readiness of any target the Third Party Cloud environment can fail if a single aspect of the Customer Configuration is not compliant. Should Customer require the Third Party Cloud environment to be HIPAA or PCI compliant, Innovate will work with Customer to design an Enhancement utilizing compliance ready elements. Should Customer require an Enhancement that adheres to elements of any other compliance framework, Customer will need to engage the Innovate Professional Services or Innovate Managed Security teams.
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Compliance framework 
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Related to Compliance framework

  • Compliance Reporting (i) Provide reports to the Securities and Exchange Commission and the states in which the Portfolios are registered.

  • Compliance Review During the Term, Developer agrees to permit the GLO, HUD, and/or a designated representative of the GLO or HUD to access the Property for the purpose of performing Compliance-Monitoring Procedures. In accordance with GLO Compliance-Monitoring Procedures, the GLO or HUD will periodically monitor and audit Developer’s compliance with the requirements of this Agreement, the CDBG-DR Regulations, the CDBG Multifamily Rental Housing Guidelines, and any and all other Governmental Requirements during the Term. In conducting any compliance reviews, the GLO or HUD will rely primarily on information obtained from Developer’s records and reports, on-site monitoring, and audit reports. The GLO or HUD may also consider other relevant information gained from other sources, including litigation and citizen complaints. Attachment G GLO Contract No. 20-063-039-C547 5.04 HAZARDOUS MATERIALS: INDEMNIFICATION

  • Compliance Plan (1) This paragraph (h) applies to any portion of the contract that—

  • Compliance Program The Company has established and administers a compliance program applicable to the Company, to assist the Company and the directors, officers and employees of the Company in complying with applicable regulatory guidelines (including, without limitation, those administered by the FDA, the EMA, and any other foreign, federal, state or local governmental or regulatory authority performing functions similar to those performed by the FDA or EMA); except where such noncompliance would not reasonably be expected to have a Material Adverse Effect.

  • Compliance Requirements K. If using volunteers as provided for in this Contract during FY19, which encompasses the Contract term of July 1, 2019 to June 30, 2020, then the Grantee must either:

  • Compliance Procedures The Adviser will, in accordance with Rule 206(4)-7 of the Advisers Act, adopt and implement written policies and procedures reasonably designed to prevent violations of the Advisers Act and will provide the Trust with copies of such written policies and procedures upon request.

  • Compliance Audit LEA shall have the right but shall be under no obligation to conduct audit(s), from time to time, of Provider’s records concerning its compliance obligations as set forth in this Article V. Provider shall make such records and other documents available to LEA upon request.

  • Compliance; Modification The Asset Representations Reviewer will cooperate with and provide information to the Issuer regarding the Asset Representations Reviewer’s compliance with this Section 4.10. The Asset Representations Reviewer and the Issuer agree to modify this Section 4.10 as necessary from time to time for either party to comply with applicable law.

  • Compliance Monitoring Grantee must be subject to compliance monitoring during the period of performance in which funds are Expended and up to three years following the closeout of all funds. In order to assure that the program can be adequately monitored, the following is required of Grantee:

  • Compliance Policies and Procedures To assist the Fund in complying with Rule 38a-1 of the 1940 Act, BBH&Co. represents that it has adopted written policies and procedures reasonably designed to prevent violation of the federal securities laws in fulfilling its obligations under the Agreement and that it has in place a compliance program to monitor its compliance with those policies and procedures. BBH&Co will upon request provide the Fund with information about our compliance program as mutually agreed.

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