Common use of Closing Date Opinion of Counsel Clause in Contracts

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C., counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D attached hereto.

Appears in 3 contracts

Sources: Underwriting Agreement (Shineco, Inc.), Underwriting Agreement (Shineco, Inc.), Underwriting Agreement (Shineco, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇▇▇▇ Gracin & C▇▇▇▇▇▇, P.C.LLP, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D attached hereto.

Appears in 3 contracts

Sources: Underwriting Agreement (Sg Blocks, Inc.), Underwriting Agreement (Sg Blocks, Inc.), Underwriting Agreement (Sg Blocks, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.Disclosure Law Group, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially and in form and substance reasonably satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 3 contracts

Sources: Underwriting Agreement (Bridgeline Digital, Inc.), Underwriting Agreement (Bridgeline Digital, Inc.), Underwriting Agreement (Bridgeline Digital, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KS▇▇▇▇▇▇▇, M▇▇▇▇▇, R▇▇▇▇▇▇ & CH▇▇▇▇▇▇, P.C.▇ LLP, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D D-II attached hereto.

Appears in 3 contracts

Sources: Underwriting Agreement (Sidus Space Inc.), Underwriting Agreement (Sidus Space Inc.), Underwriting Agreement (Sidus Space Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KS▇▇▇▇▇▇▇▇ Y▇▇▇▇ C▇▇▇▇▇▇ & C▇▇R▇▇▇▇, P.C.PC, counsel to the Company(“Company Counsel”) and a written statement from Company Counsel providing certain “10b-5” negative assurances, each dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D attached hereto.

Appears in 2 contracts

Sources: Underwriting Agreement (AtheroNova Inc.), Underwriting Agreement (AtheroNova Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative Representatives shall have received the favorable opinion and negative assurance letter of KL▇▇▇▇▇ & W▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.LLP, counsel to the Company, dated the Closing Date and addressed to the RepresentativeRepresentatives, substantially in form and substance reasonably acceptable to the form of Exhibit D attached heretoRepresentatives.

Appears in 2 contracts

Sources: Underwriting Agreement (Evoke Pharma Inc), Underwriting Agreement (Evoke Pharma Inc)

Closing Date Opinion of Counsel. On the Closing Date, the Representative Representatives shall have received the favorable opinion opinion, and written statement providing certain “10b-5” negative assurances of K▇▇▇▇▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.LLC (“Company Counsel”), counsel to the Company, as set forth in Exhibit D hereto, dated the Closing Date and addressed to the RepresentativeRepresentatives, substantially in form and substance reasonably satisfactory to the form of Exhibit D attached heretoRepresentatives.

Appears in 2 contracts

Sources: Underwriting Agreement (1847 Holdings LLC), Underwriting Agreement (1847 Holdings LLC)

Closing Date Opinion of Counsel. On the Closing Date and on each Option Closing Date, as applicable, the Representative shall have received the favorable opinion of K▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.LLC, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date or an Option Closing Date, as applicable, and addressed to the Representative, substantially in the form of Exhibit D C attached hereto.

Appears in 2 contracts

Sources: Underwriting Agreement (Cel Sci Corp), Underwriting Agreement (Cel Sci Corp)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received (i) the favorable opinion and (ii) a written statement providing certain “10b-5” negative assurances, in each case, of KG▇▇▇▇▇▇▇▇ & CT▇▇▇▇▇▇, P.C.▇ LLP (“Company Counsel”), counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in the form of forms set forth as Exhibits D and Exhibit D attached E hereto, respectively.

Appears in 2 contracts

Sources: Underwriting Agreement (Adamas One Corp.), Underwriting Agreement (Adamas One Corp.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion and negative assurance letter of K▇▇▇▇▇▇ Gracin & C▇M▇▇▇▇▇, P.C.LLP, counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in a form reasonably acceptable to the form of Exhibit D attached heretoRepresentative.

Appears in 2 contracts

Sources: Underwriting Agreement (Heat Biologics, Inc.), Underwriting Agreement (Heat Biologics, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion opinion, and a written statement providing certain “10b-5” negative assurances, of KS▇▇▇▇▇▇▇, M▇▇▇▇▇, R▇▇▇▇▇▇ & CH▇▇▇▇▇▇, P.C.▇ LLP, counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in form and substance reasonably satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 2 contracts

Sources: Underwriting Agreement (Tharimmune, Inc.), Underwriting Agreement (Hillstream BioPharma Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion and written statement providing certain “10b-5” negative assurances of K▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.▇ PC (“Company Counsel”), counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in form and substance reasonably satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 2 contracts

Sources: Underwriting Agreement (Longeveron LLC), Underwriting Agreement (Longeveron Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KD▇▇▇▇▇ & W▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.LLP, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in form and substance satisfactory to the form of Exhibit D attached heretoRepresentative and LB.

Appears in 2 contracts

Sources: Underwriting Agreement (Shuttle Pharmaceuticals Holdings, Inc.), Underwriting Agreement (Shuttle Pharmaceuticals Holdings, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative Representatives shall have received (i) the favorable opinion of K▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.Bird LLP, counsel to the Company, dated the Closing Date and addressed to the RepresentativeRepresentatives, substantially in the form of Exhibit D B attached hereto, and (ii) an opinion and 10b-5 statement of Representatives’ Counsel, dated the Closing Date and addressed to the Representatives, with respect to such matters as the Representatives may reasonably request.

Appears in 2 contracts

Sources: Underwriting Agreement (Stemline Therapeutics Inc), Underwriting Agreement (Stemline Therapeutics Inc)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable an opinion of K▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.K&L Gates LLP, counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D E attached hereto.

Appears in 2 contracts

Sources: Underwriting Agreement (Hancock Jaffe Laboratories, Inc.), Underwriting Agreement (Hancock Jaffe Laboratories, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KLaw Offices of ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.Associates, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D C attached hereto.

Appears in 2 contracts

Sources: Underwriting Agreement (Second Sight Medical Products Inc), Underwriting Agreement (Second Sight Medical Products Inc)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇the C▇▇▇▇ & C▇▇▇▇▇▇, P.C.Law Group, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D attached hereto.

Appears in 2 contracts

Sources: Underwriting Agreement (Global Backbone Technology Ltd.), Underwriting Agreement (Beroni Group LTD)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C., counsel to the CompanyDechert LLP, dated as of the Closing Date and Date, addressed to the Representative, Representative as representative for the several Underwriters and in substantially in the form of attached hereto as Exhibit D attached hereto.A.

Appears in 2 contracts

Sources: Underwriting Agreement (Universal Business Payment Solutions Acquisition Corp), Underwriting Agreement (Universal Business Payment Solutions Acquisition Corp)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KE▇▇▇▇▇▇▇ G▇▇▇▇▇▇▇ & C▇▇▇▇▇▇Schole LLP, P.C., U.S. counsel to the Company, including, without limitation, a customary negative assurance letter, dated the Closing Date and addressed to the Representative, substantially in form and substance reasonably satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 2 contracts

Sources: Underwriting Agreement (OFA Group), Underwriting Agreement (OFA Group)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of Kthe Golenbock ▇▇▇▇▇▇▇ Assor ▇▇▇▇ & C▇▇▇▇▇▇, P.C.▇ LLP, counsel to the Company, and letter of negative assurance, in each case addressed to the Representative on its own behalf and on behalf of the Underwriters, dated the Closing Date and addressed in form and substance reasonably satisfactory to the Representative, substantially in the form of Exhibit D attached hereto.

Appears in 2 contracts

Sources: Underwriting Agreement (Pulse Biosciences, Inc.), Underwriting Agreement (Pulse Biosciences, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion and written statement providing certain “10b-5” negative assurances of KD▇▇▇▇ ▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.LLP (“Company Counsel”), counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in form and substance reasonably satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 2 contracts

Sources: Underwriting Agreement (Protagenic Therapeutics, Inc.\new), Underwriting Agreement (Protagenic Therapeutics, Inc.\new)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KA▇▇▇▇▇▇, ▇▇▇▇▇▇ & C▇▇▇▇▇▇Cacomanolis, P.C.PLLC, counsel to the Company, and a written statement providing certain “10b.5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in customary form and substance reasonably acceptable to the form of Exhibit D attached heretoRepresentative.

Appears in 2 contracts

Sources: Underwriting Agreement (Sushi Ginza Onodera, Inc.), Underwriting Agreement (Sushi Ginza Onodera, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KD▇▇▇▇▇ & W▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.LLP, counsel to the Company, including a written statement providing certain “10b-5” negative assurances, dated the Closing Date Date, in form and substance reasonably satisfactory to Representative’s Counsel addressed to the Representative and stating that such opinion may be relied upon by Representative, substantially in the form of Exhibit D attached hereto’s Counsel.

Appears in 2 contracts

Sources: Underwriting Agreement (Kairos Pharma, LTD.), Underwriting Agreement (Kairos Pharma, LTD.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion addressed to each of Kthe Underwriters (including the Representative), of ▇▇▇▇▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.PC, counsel to for the Company, to the effect set forth in Exhibit D hereto, and a written statement providing certain “10b-5” negative assurances, addressed to the Underwriters and dated the Closing Date and addressed Date, each in a form reasonably satisfactory to the Representative, substantially in the form of Exhibit D attached hereto.

Appears in 2 contracts

Sources: Underwriting Agreement (NuZee, Inc.), Underwriting Agreement (NuZee, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇▇▇▇ Gracin & C▇▇▇▇▇▇, P.C.LLP, counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in a form reasonably acceptable to the form of Exhibit D attached heretoRepresentative.

Appears in 2 contracts

Sources: Underwriting Agreement (Heat Biologics, Inc.), Underwriting Agreement (Heat Biologics, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KM▇▇▇▇, ▇▇▇▇▇ & C▇▇▇▇▇▇Bockius LLP, P.C., as special Investment Company Act counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in reasonably acceptable to the form of Exhibit D attached heretoRepresentative.

Appears in 2 contracts

Sources: Underwriting Agreement (Level Brands, Inc.), Underwriting Agreement (Level Brands, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion and negative assurance statements of K▇▇▇▇▇▇ & CPoliakoff LLP (“▇▇▇▇▇▇, P.C.”), counsel to the Company, dated the Closing Date and Date, addressed to the Representative as representative for the several Underwriters and in form and substance reasonably satisfactory to the Representative, substantially in . The opinion of counsel shall state that such counsel is not opining as to the form Placement Securities with respect to any rights to rescind or the effect any exercise of Exhibit D attached heretosuch rights will have on any other securities of the Company or on the Offering.

Appears in 2 contracts

Sources: Underwriting Agreement (Mana Capital Acquisition Corp.), Underwriting Agreement (Mana Capital Acquisition Corp.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇▇▇▇ Gracin& C▇▇▇▇▇▇, P.C.LLP, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D C attached hereto.

Appears in 2 contracts

Sources: Underwriting Agreement (Sg Blocks, Inc.), Underwriting Agreement (Sg Blocks, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable written opinion and negative assurance letter of Kthe Law Offices of ▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C., a professional law corporation and counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in form and substance reasonably satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 2 contracts

Sources: Underwriting Agreement (Gamer Pakistan Inc), Underwriting Agreement (Gamer Pakistan Inc)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.K&L Gates LLP, counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D C attached hereto.

Appears in 2 contracts

Sources: Underwriting Agreement (FlexShopper, Inc.), Underwriting Agreement (FlexShopper, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion and written statement providing certain “10b-5” negative assurances of K▇▇▇▇▇▇▇▇▇ & C▇▇▇▇▇▇Traurig, P.C.LLP (“Company Counsel”), counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in form and substance reasonably satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 2 contracts

Sources: Underwriting Agreement (Grove, Inc.), Underwriting Agreement (Grove, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative Representatives shall have received the favorable opinion of KR▇▇▇▇▇▇▇ B▇▇▇ L▇▇▇▇▇▇▇ G▇▇▇▇▇ G▇▇▇▇▇▇▇ & CG▇▇▇▇▇▇, P.C., ▇ P.C. counsel to the Company, dated the Closing Date and addressed to the RepresentativeRepresentatives, substantially in the form of Exhibit D attached hereto.

Appears in 2 contracts

Sources: Underwriting Agreement (xG TECHNOLOGY, INC.), Underwriting Agreement (xG TECHNOLOGY, INC.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C., counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D C attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (NXT-Id, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative Representatives shall have received the favorable opinion of K▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.Bird LLP, counsel to the Company, dated the Closing Date and addressed to the RepresentativeRepresentatives, substantially in the form of Exhibit D attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (Stemline Therapeutics Inc)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KM▇▇▇▇, P▇▇▇▇▇ & CP▇▇▇▇▇▇▇, P.C.LLP (“MPP”), counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (Perfect Moment Ltd.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇L▇▇▇ & C▇▇▇▇▇▇, P.C.Loeb LLP, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in form and substance reasonably satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement (Polar Power, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion and negative assurance letter of KS▇▇▇▇▇▇▇, M▇▇▇▇▇, R▇▇▇▇▇▇ & CH▇▇▇▇▇▇, P.C.▇ LLP, counsel to the CompanyCompany (“Company Counsel”), dated the Closing Date and addressed to the Representative as representative of the several Underwriters, each in a form and substance reasonably satisfactory to the Representative, substantially in the form of Exhibit D attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (Aspira Women's Health Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KS▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.L▇▇▇ & K▇▇▇▇▇▇▇, LLP., counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (Oragenics Inc)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K, and a written statement providing certain “10b-5” negative assurances, from S▇▇▇▇▇▇▇▇ & C▇▇▇▇ ▇▇▇▇▇▇▇ Carmel LLP, P.C., counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in a form reasonably satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement (OMNIQ Corp.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion and negative assurance letter of KS▇▇▇▇▇▇▇▇ & C▇▇▇▇ ▇▇▇▇▇▇▇▇ Ference LLP, P.C.U.S. counsel to the Company, and Settervalls Advokatbyrå AB, counsel to the Company, dated the Closing Date and addressed to the Representative, Representative each in form substantially in the form of similar to Exhibit D attached F hereto.

Appears in 1 contract

Sources: Underwriting Agreement (Oasmia Pharmaceutical AB)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion and negative assurance letter of KGolenbock E▇▇▇▇▇▇ A▇▇▇▇ B▇▇▇ & CP▇▇▇▇▇▇, P.C.▇ LLP, counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in form and substance reasonably satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement (CEA Industries Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇Cu▇▇▇▇▇ & C▇e▇▇▇▇▇, P.C.LLC, counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (Laser Photonics Corp)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KR▇▇ ▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.LLP, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in form and substance reasonably satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement (ProPhase Labs, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion and negative assurance letter of K▇▇▇▇▇▇ Gracin & C▇▇Ma▇▇▇▇, P.C.LLP, counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in a form reasonably acceptable to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement (Heat Biologics, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion opinion, and written statement providing certain "10b-5" negative assurances of KCozen ▇'▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.LLP ("Company Counsel"), counsel to the Company, as set forth in Exhibit D hereto, dated the Closing Date and addressed to the Representative, substantially in form and substance reasonably satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement (Aduro Clean Technologies Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative Representatives shall have received the favorable opinion and negative assurance letter of KS▇▇▇▇▇▇▇▇ & C▇▇▇▇ ▇▇▇▇▇▇▇▇ Ference LLP, P.C.U.S. counsel to the Company, and S▇▇▇▇▇▇▇▇▇▇ Advokatbyrå AB, counsel to the Company, dated the Closing Date and addressed to the Representative, Representatives each in form substantially in the form of similar to Exhibit D attached F hereto.

Appears in 1 contract

Sources: Underwriting Agreement (Oasmia Pharmaceutical AB)

Closing Date Opinion of Counsel. On the Closing Date, the Representative Representatives shall have received the favorable opinion and negative assurance letter of KE▇▇▇▇▇▇▇ & CG▇▇▇▇▇▇, P.C.▇ and Schole LLP, counsel to the CompanyCompany (“Company Counsel”), dated the Closing Date and addressed to the RepresentativeRepresentatives as representatives of the several Underwriters, substantially each in a form and substance reasonably satisfactory to the form of Exhibit D attached heretoRepresentatives.

Appears in 1 contract

Sources: Underwriting Agreement (Aether Holdings, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KS▇▇▇▇▇▇▇, M▇▇▇▇▇, R▇▇▇▇▇▇ & CH▇▇▇▇▇▇, P.C.▇ LLP, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially each in a form and substance reasonably satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement (Celularity Inc)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KM▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ & C▇▇▇▇▇▇Brand, P.C.LLP, counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D C-1 attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (Skyline Medical Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KSichenzia ▇▇▇▇ ▇▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.LLP, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D C attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (Novume Solutions, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇Gracin & M▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.LLP (“G&M”), counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D attached heretoagreed to by the Representative and Gracin.

Appears in 1 contract

Sources: Underwriting Agreement (Synthetic Biologics, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion opinion, and written statement providing certain "10b-5" negative assurances of KCozen ▇’▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.LLP ("Company Counsel"), counsel to the Company, as set forth in Exhibit D hereto, dated the Closing Date and addressed to the Representative, substantially in form and substance reasonably satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KKi▇▇▇▇ ▇c▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C., counsel to the Company, and a statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in a form reasonably acceptable to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement (BK Technologies Corp)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇▇▇▇ & C▇▇▇▇▇▇opinion, P.C.and a written statement providing certain “10b-5” negative assurances, from Disclosure Law Group, counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in a form reasonably satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement (NRX Pharmaceuticals, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇▇▇▇ White & C▇▇▇▇▇▇, P.C.Case LLP, counsel to the Company, and a statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in a form reasonably acceptable to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement (Ballantyne Strong, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion and written statement providing certain “10b-5” negative assurances of KO▇▇▇▇▇ Frome W▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.LLP (“Company Counsel”), counsel to the Company, dated as of the Closing Date and addressed to the Representative, substantially in form and substance reasonably satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement (IMAC Holdings, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion letter of K▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.TroyGould PC, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in form and substance reasonably satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement (Sigma Labs, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KR▇▇ ▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.LLP, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D attached heretoand substance reasonably satisfactory to the Representative.

Appears in 1 contract

Sources: Underwriting Agreement (ProPhase Labs, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇opinion, and a written statement providing certain “10b-5” negative assurances, from H▇▇▇▇▇ & C▇▇and B▇▇▇▇, P.C.LLP, counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in a form reasonably satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement (NRX Pharmaceuticals, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion and negative assurance letter of K▇▇▇▇▇▇ Gracin & C▇M▇▇▇▇▇, P.C.LLP, counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in form and substance satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement (Cancer Prevention Pharmaceuticals, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received (i) the favorable opinion and (ii) a written statement providing certain “10b-5” negative assurances, in each case, of K▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.Schole LLP (“Company Counsel”), counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit forms set forth as Exhibits D attached and E hereto, respectively.

Appears in 1 contract

Sources: Underwriting Agreement (Epien Medical, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇▇▇▇ ▇▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.▇ LLP, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in a form reasonably acceptable to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement (Eltek LTD)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KSheppard, Mullin, ▇▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.▇ LLP, counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (Kiromic Biopharma, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion opinion, including a negative assurance letter, of KLucosky ▇▇▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.LLP, counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D E attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (Activecare, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KP▇▇▇▇▇▇▇ & C▇▇▇▇▇▇Law Group LLP, P.C., corporate and securities counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (cbdMD, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇▇▇, ▇▇▇▇▇, ▇▇▇▇, ▇▇▇▇▇▇, ▇▇▇▇▇▇▇ & C▇and ▇▇▇▇▇, P.C., counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in form and substance reasonably acceptable to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement (Intensity Therapeutics, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received (i) the favorable opinion of K▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.Bird LLP, counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D B attached hereto, and (ii) an opinion and 10b-5 statement of Representative’s Counsel, dated the Closing Date and addressed to the Representative, with respect to such matters as the Representative may reasonably request.

Appears in 1 contract

Sources: Underwriting Agreement (Stemline Therapeutics Inc)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KM▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ & CK▇▇▇▇▇▇, P.C.▇ LLP (“MSK”), counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (Perfect Moment Ltd.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KPe▇▇▇▇▇▇ & C▇▇▇▇▇aw Group, P.C.LLP, corporate and securities counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (cbdMD, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇▇▇▇ Gracin & C▇M▇▇▇▇▇, P.C.LLP, counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (Twin Vee PowerCats, Co.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.Associates, counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (High Roller Technologies, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.LLC, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (Cel Sci Corp)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion opinions (to include a negative assurance letter) of K▇H▇▇▇▇▇ & C▇▇and B▇▇▇▇, P.C.LLP (“H▇▇▇▇▇ and B▇▇▇▇”), securities counsel to the Company, dated the Closing Date and Date, addressed to the Representative and the other Underwriters and in form and substance reasonably satisfactory to the Representative, substantially in the form of Exhibit D attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (Financial Strategies Acquisition Corp.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.▇ LLP, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date Date, in form and substance reasonably satisfactory to Representative’s Counsel addressed to the Representative and stating that such opinion may be relied upon by Representative, substantially in the form of Exhibit D attached hereto’s Counsel.

Appears in 1 contract

Sources: Underwriting Agreement (Unifoil Holdings, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KSheppard, Mullin, ▇▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.▇ LLP, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D B attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (Immuron LTD)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KE▇▇▇▇▇▇▇ G▇▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.Schole LLP, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in form and substance reasonable to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement (SurgePays, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.LLC, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D C attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (Cel Sci Corp)

Closing Date Opinion of Counsel. On the Closing Date, the Representative Representatives shall have received the favorable opinion and negative assurance letter of K▇▇▇▇▇▇ Gracin & C▇M▇▇▇▇▇, P.C.LLP, counsel to the Company, dated the Closing Date and addressed to the RepresentativeRepresentatives, substantially in form and substance satisfactory to the form of Exhibit D attached heretoRepresentatives.

Appears in 1 contract

Sources: Underwriting Agreement (Cancer Prevention Pharmaceuticals, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇▇▇ ▇▇▇▇▇▇▇ & C▇▇▇▇▇▇LLP, P.C.(“Company Counsel”) and a written statement from Company Counsel providing certain “10b-5” negative assurances, counsel to the Company, each dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (NanoFlex Power Corp)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KSheppard, Mullin, R▇▇▇▇▇▇ & CH▇▇▇▇▇▇, P.C.▇ LLP, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (Immuron LTD)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KG▇▇▇▇▇▇▇▇ & CT▇▇▇▇▇▇, P.C.LLP, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in form and substance reasonably satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement (Fat Brands, Inc)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇L▇▇▇ & CL▇▇▇▇▇▇, P.C.▇ LLP, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in form and substance reasonably satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement (Annovis Bio, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KS▇▇▇ & W▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.L.L.P., counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (Cryoport, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KS▇▇▇▇▇▇▇▇ & C▇▇▇▇ ▇▇▇▇▇▇, P.C.▇ Carmel LLP, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in form and substance satisfactory to the form of Exhibit D attached heretoRepresentative and counsel to the Underwriters.

Appears in 1 contract

Sources: Underwriting Agreement (Entero Therapeutics, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇▇▇▇ Gracin & C▇M▇▇▇▇▇, P.C.LLP, counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in a form acceptable to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement (CVSL Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K, and a written statement providing certain “10b-5” negative assurances, from ▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇, ▇▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.▇ LLP, counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in a form reasonably satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement (DatChat, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.Bird LLP, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in a form reasonably satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement (Lirum Therapeutics, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.▇ ▇▇▇▇▇▇▇ LLC, counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D C attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (One Horizon Group, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KElenoff G▇▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.Schole LLP, counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D D-1 attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (iSpecimen Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion and written statement providing certain “10b-5” negative assurances of KSchwell ▇▇▇▇▇▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.Associates LLP (“Company Counsel”), counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in form and substance reasonably satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement (Idw Media Holdings, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇H▇▇▇▇▇ & C▇▇and B▇▇▇▇, P.C.LLP, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D B attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (Staffing 360 Solutions, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion (including a negative assurance letter) of KS▇▇▇▇▇▇▇▇ & C▇▇▇▇ ▇▇▇▇▇▇▇ LLP, P.C., securities counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit C attached hereto, and of B▇▇▇▇▇, Stock, Harmon, Cottam, L▇▇▇▇ LLP,, local counsel to the Company, substantially in the form of Exhibit D attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (ShiftPixy, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KT▇▇▇▇▇▇▇ & CP▇▇▇▇▇ ▇▇▇▇▇▇, P.C.▇▇ S▇▇▇▇▇▇ LLP, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D C attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (Polar Power, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KP▇▇▇▇▇▇▇ & C▇▇▇▇▇▇Law Group, P.C.LLP, corporate and securities counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (cbdMD, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇▇▇▇▇▇▇ & C▇▇▇▇ ▇▇▇▇▇▇, P.C.▇ Carmel LLP, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in form and substance satisfactory to the form of Exhibit D attached heretoRepresentative and LB.

Appears in 1 contract

Sources: Underwriting Agreement (iSpecimen Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of KLaw Offices of ▇▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C., counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D C attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (Torchlight Energy Resources Inc)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion opinion, and written statement providing certain "10b-5" negative assurances of K▇▇▇▇▇ ▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.LLP ("Company Counsel"), counsel to the Company, as set forth in Exhibit D hereto, dated the Closing Date and addressed to the Representative, substantially in form and substance reasonably satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement (Aduro Clean Technologies Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.▇ LLP, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D attached hereto.

Appears in 1 contract

Sources: Underwriting Agreement (Sg Blocks, Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion and negative assurance letter of K▇▇▇▇▇▇ & C▇▇▇▇▇▇, P.C.LLP, counsel to the Company, dated the Closing Date and addressed to the Representative, substantially in the form of Exhibit D B-1 and Exhibit B-2 attached hereto, respectively.

Appears in 1 contract

Sources: Underwriting Agreement (Lipocine Inc.)

Closing Date Opinion of Counsel. On the Closing Date, the Representative shall have received the favorable opinion of K▇▇▇▇▇▇ Gracin& C▇▇▇▇▇▇, P.C.LLP, counsel to the Company, and a written statement providing certain “10b-5” negative assurances, dated the Closing Date and addressed to the Representative, substantially in form and substance reasonably satisfactory to the form of Exhibit D attached heretoRepresentative.

Appears in 1 contract

Sources: Underwriting Agreement (Sg Blocks, Inc.)