Client’s Representations. The Client represents that it is in compliance with all applicable Securities and Exchange Commission reporting and accounting requirements and all applicable requirements of the NASD or any stock exchange. The Client further represents that it has not been and is not the subject of any enforcement proceeding or injunction by the Securities and Exchange Commission or any state securities agency.
Appears in 16 contracts
Sources: Consulting Agreement (Vivakor, Inc.), Consulting Agreement (Vivakor, Inc.), Consulting Agreement (Vivakor, Inc.)
Client’s Representations. The Client represents that it is in compliance with all applicable Securities and Exchange Commission reporting and accounting requirements and all applicable requirements of the NASD or any stock exchange. The Client further represents that it has not been and is not the subject of any enforcement proceeding or injunction by the Securities and Exchange Commission or any state securities agency.
Appears in 2 contracts
Sources: Consulting Agreement (Force Fuels Inc.), Consulting Agreement (Force Fuels Inc.)
Client’s Representations. The Client represents that it is in compliance with all applicable Securities and Exchange Commission reporting and accounting requirements and all applicable requirements of the NASD or any stock exchange. , The Client further represents that it has not been and is not the subject of any enforcement proceeding or injunction by the Securities and Exchange Commission or any state securities agency.
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Client’s Representations. The Client represents that it is in compliance with all applicable Securities and Exchange Commission reporting and accounting requirements and all applicable requirements of the NASD or any stock exchangerequirements. The Client further represents that it has not been and is not the subject of any enforcement proceeding or injunction by the Securities and Exchange Commission or any state securities agency.
Appears in 1 contract
Client’s Representations. The Client represents that it is in compliance with all applicable Securities and Exchange Commission reporting and accounting requirements and all applicable requirements of the NYSE/MKT, NASD or any stock exchange. The Client further represents that it has not been and is not the subject of any enforcement proceeding proceedings or injunction by the Securities and Exchange Commission or any state securities agency.
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Client’s Representations. The Client represents to the best of its knowledge that it the Company is in compliance with all applicable Securities and Exchange Commission reporting and accounting requirements and all applicable requirements of the NASD or any stock exchange. The Client further represents that it the Company has not been and is not now the subject of any enforcement proceeding proceedings or injunction injunctions by the Securities and Exchange Commission or any state securities agency.
Appears in 1 contract
Sources: Consulting Agreement (Cytation Corp)
Client’s Representations. The Client represents that it is in compliance with all applicable Securities and Exchange Commission reporting and accounting requirements and all applicable requirements of the NASD or any applicable stock exchange. The Client further represents that it has not been and is not the subject of any enforcement proceeding or injunction by the Securities and Exchange Commission or any state securities agency.
Appears in 1 contract
Client’s Representations. The Client represents that it is in compliance with all applicable Securities and Exchange Commission reporting and accounting requirements and all applicable requirements of the NASD FINRA or any and stock exchange. The Client further represents that it has not been and is not the subject of any enforcement proceeding preceding or injunction by the Securities and Exchange Commission or any state securities agency.
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