Client Profile Clause Samples
The Client Profile clause defines the essential information and details about the client that are relevant to the agreement. Typically, this includes the client's legal name, contact information, business address, and any other identifying details necessary for contractual purposes. By clearly outlining who the client is, this clause ensures that both parties have a mutual understanding of the client’s identity, reducing the risk of confusion or disputes regarding the parties involved in the contract.
Client Profile. 2.1 We will carry out a review of your investment knowledge and experience, risk profile, financial objectives, financial situation, and particular needs (the "Client Profile") before opening any Account or entering into any Transaction for your Account as well as while providing any Services on an on- going and regular basis. The Client Profile may be recorded in such document as we may require from time to time. Pursuant to such Client Profile, we may collect information about your risk profile, investment knowledge, investment experience, investment objectives, financial situation and/or particular needs, which may include (but is not limited to) the following:
2.1.1 your financial objectives;
2.1.2 your risk profile and risk appetite;
2.1.3 your employment status, financial situation and income sources;
2.1.4 your financial commitments and liabilities;
2.1.5 your current investment portfolio, including any life policy;
2.1.6 your investment experience; and
2.1.7 your employment history.
2.2 You represent, warrant and undertake that on each occasion that any information is provided to us for the purposes of determining your investment knowledge, experience, risk profile, financial objectives, financial situation and/or particular needs, that all such information provided to us is accurate, correct, complete, and up-to-date.
2.3 You agree and acknowledge that:
2.3.1 we are entitled to rely and act, and continue to rely and act, on the information you provide to us without verifying such information, and without any further inquiry or investigation;
2.3.2 you are, at all times, responsible and liable for the accuracy, correctness, and completeness of the information;
2.3.3 you will promptly update and inform us of any change in such information;
2.3.4 you agree from time to time to sign (or cause to be signed on your behalf) all such documents and to provide all such information as we may consider necessary or desirable in connection with this Agreement;
2.3.5 if you do not provide the information requested by us, or if you provide us with incorrect or incomplete information, we may recommend an investment strategy to you based only on the information you have provided, and you shall be solely responsible for ensuring that the investment strategy is suitable and appropriate for yourself, taking into account your risk profile, investment knowledge, investment experience, investment objectives, financial situation and/or particular needs. Further, we may al...
Client Profile. (a) Client, with assistance of Advisor, has completed the required investment profile questionnaire provided to Client by Advisor or has otherwise provided Client’s financial information to Advisor. Client certifies to Advisor and Platform Manager that Client has completely and accurately provided information regarding Client’s financial condition and investment objectives. Client acknowledges and agrees that Advisor and Platform Manager base their recommendations and decisions for Client on information that Client has provided and that Advisor, Platform Manager and any Sub-Managers retained by Platform Manager may rely on such information. Client further agrees to notify Advisor immediately if Client’s financial condition and/or investment objectives change. Client understands that Client’s failure to provide Advisor with current, accurate information could adversely affect Advisor’s and/or Platform Manager’s ability to effectively allocate Client’s assets within the Program.
(b) Client agrees to maintain a separate account for each Sub-Manager managing Separate Account Program Assets and each alternative investment product purchased on its behalf, one account for all MMA Program Assets, UMA Program Assets, Third Party Wrap Strategists and Investment Models Assets, Manager Blend Program Assets and each Mutual Fund and ETF Wrap Program Assets (collectively, the “Accounts”).
Client Profile. Adviser’s understanding of Client’s current investment objectives is based on Client answers to the Client Profile. It will be Client's responsibility to advise Adviser of the investment objectives of the Account(s) and of any changes or modifications therein. Adviser will rely upon this information in managing Client Account(s) and it is important that it be kept up to date. Client confirms that answers are accurate and complete, and agrees to inform Adviser in writing of any changes, including changes in financial circumstances or investment objectives.
Client Profile. Project management determined that, in addition to the stakeholders meetings, other activities were needed for a complete industry assessment. From July to September 2001, World Lab and INZMV surveyed potential participant processors, using the Client Profile attached in Annex A of the 2001 Assessment Report. The goals of the Profile, in order of priority, were as follows:
1. Generate a representative sample of potential participants for the stakeholder meeting;
2. Provide the basis for a database of potential participants; and
3. Analyze data for preliminary findings. In general, the Client Profile was conducted as a mail survey. Processors were identified through collaboration with such government agencies as the Moldovan Ministry of Agriculture and Food Processing Industry and the National Statistics Department. The numbers of establishments responding to the profile were 282 in Ukraine (providing a total of 559 product lines) and fifty-three in Moldova (providing a total of 140 product lines). A complete presentation of the findings is provided in Annex B of the 2001 Assessment Report. It contains fifteen summary tables that provide descriptive statistics for red meat, poultry and seafood industries in Ukraine and Moldova. The data includes production capacities, capacity utilization, sales, and employment data. Both World Lab and INZMV designed client locater maps using the data available from the client profile (shown below). World Lab’s map is electronically linked to its database. Locator Map, Ukraine Locator Map, Moldova
Client Profile. You agree to notify BWN promptly of any material change in the information provided to BWN or any other material change in your financial circumstances or investment objectives that might affect the manner in which the Account should be invested. You also agree to provide BWN with such additional information as BWN may request from time to time to assist it in advising you. You may use automated tools to help you develop your own investment or savings plan to help you meet your investment objectives within your particular risk profile.
Client Profile. Any application submitted by Seller setting forth details regarding Seller’s business.
Client Profile. The Government of the Republic of Angola and the Government of the Republic of Namibia, represented by the Permanent Joint Technical Commission of Angola and Namibia on the Cunene River Basin (PJTC) is the Client for this project. A sub-committee of the PJTC has been established and is, on behalf of the PJTC, responsible for the day-to-day administration and management of the project. To ensure the environmental component of the study conforms with the latest international requirements and expectations, the International Union for the Conservation of Nature (IUCN) is assisting the PJTC and advise in this regard.
Client Profile. 2.1 You shall be taken to have accepted the terms and conditions of this Agreement upon your first access and use of your Account and/or the Services.
2.2 The Account which we grant to you also belongs exclusively to you and is not transferable to any other person.
2.3 You undertake not to register for more than one individual Account or register an individual Account on behalf of any person other than yourself unless otherwise approved by us.
2.4 Your executor or administrator shall be the only person recognised by us in the event of your death. Upon your death, we are entitled to retain any of your assets by us, and any monies payable to or credit in any Account until such time that a grant of probate or letters of administration are produced by your executor or administrator.