Client Information Security Clause Samples

Client Information Security. Pursuant to the ▇▇▇▇▇-▇▇▇▇▇-▇▇▇▇▇▇ Act, the Sub-Adviser agrees to implement reasonable measures that are designed to: 1) Ensure the security and confidentiality of any of the Fund’s shareholder personal information (“Shareholder Information”) in Sub-Adviser’s possession or control; 2) Protect against any anticipated threat or hazards to the security or integrity of Shareholder Information; 3) Protect against unauthorized access to or use of Shareholder Information that could result in substantial harm or inconvenience to any Fund shareholder; and 4) Ensure the proper disposal of Shareholder Information. The Sub-Adviser also agrees to notify Adviser as soon as possible of any security breach or acquisition of Shareholder Information by an unauthorized person.
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Client Information Security. It is generally expected that the Sub-Adviser shall not be provided with Shareholder Information (as defined below); however, in the event that the Sub-Adviser agrees to receive this information, then pursuant to the ▇▇▇▇▇-▇▇▇▇▇-▇▇▇▇▇▇ Act, the Sub-Adviser will implement reasonable measures that are designed to: 1) Ensure the security and confidentiality of any of the Fund’s shareholder personal information (“Shareholder Information”) in Sub-Adviser’s possession or control; 2) Protect against any anticipated threat or hazards to the security or integrity of Shareholder Information; 3) Protect against unauthorized access to or use of Shareholder Information that could result in substantial harm or inconvenience to any Fund shareholder; and 4) Ensure the proper disposal of Shareholder Information. The Sub-Adviser also agrees to notify Adviser as soon as possible of any security breach or acquisition of Shareholder Information by an unauthorized person.
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Client Information Security. Pursuant to the ▇▇▇▇▇-▇▇▇▇▇-▇▇▇▇▇▇ Act, the Advisor agrees to implement reasonable measures that are designed to: 1) Ensure the security and confidentiality of any of Trustee’s consumer customer information in Advisor’s possession or control; 2) Protect against any anticipated threat or hazards to the security or integrity of this information; 3) Protect against unauthorized access to or use of this information that could result in substantial harm or inconvenience to any consumer customer of Trustee; and 4) Ensure the proper disposal of this information. The Advisor also agrees to notify Trustee as soon as possible of any security breach or acquisition of its client’s personal data by an unauthorized person.
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Client Information Security. Pursuant to the ▇▇▇▇▇-▇▇▇▇▇-▇▇▇▇▇▇ Act, to the extent that the services provided by the Sub-Adviser under this Sub-Advisory Agreement require that the Sub-Adviser have possession or control of any Shareholder Information (as defined below) and the Sub-Adviser actually has possession or control of any such Shareholder Information, the Sub-Adviser agrees to implement reasonable measures that are designed to: 1) Ensure the security and confidentiality of any of the Fund’s shareholder personal information (“Shareholder Information”) in Sub-Adviser’s possession or control; 2) Protect against any anticipated threat or hazards to the security or integrity of Shareholder Information; 3) Protect against unauthorized access to or use of Shareholder Information that could result in substantial harm or inconvenience to any Fund shareholder; and 4) Ensure the proper disposal of Shareholder Information. The Sub-Adviser also agrees to notify Adviser as soon as possible after the Sub-Adviser becomes aware of any security breach or acquisition of Shareholder Information in Sub-Adviser’s possession or control by an unauthorized person.
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Client Information Security. Pursuant to the ▇▇▇▇▇-▇▇▇▇▇-▇▇▇▇▇▇ Act, the Sub-Adviser agrees to implement reasonable measures that are designed to: 1) Ensure the security and confidentiality of any of the Fund’s shareholder personal information (“Shareholder Information”) in Sub-Adviser’s possession or control as a result of performing services under this Agreement; 2) Protect against any anticipated threat or hazards to the security or integrity of Shareholder Information; 3) Protect against unauthorized access to or use of Shareholder Information that could result in substantial harm or inconvenience to any Fund shareholder; and 4) Ensure the proper disposal of Shareholder Information. The Sub-Adviser also agrees to notify Adviser as soon as possible of any security breach or acquisition of Shareholder Information by an unauthorized person of which the Sub-Adviser becomes aware. PHTRANS/ 484468.2 NTAC:3NS-20 NTAC:3NS-20
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Client Information Security. In the event that the Adviser provides any of the Fund’s shareholder personal information (“Shareholder Information”) to the Sub-Adviser, the Sub-Adviser agrees to notify the Adviser of such occurrence and to immediately destroy or return such Shareholder Information.
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Client Information Security. Pursuant to the ▇▇▇▇▇-▇▇▇▇▇-▇▇▇▇▇▇ Act, to the extent that the services provided by the Sub-Adviser under this Sub-Advisory Agreement require that the Sub-Adviser have possession or control of any Shareholder Information (as defined below) and the Sub-Adviser actually has possession or control of any such Shareholder Information, the Sub-Adviser agrees to implement reasonable measures that are designed to: 1) Ensure the security and confidentiality of any of the Fund’s shareholder personal information (“Shareholder Information”) in Sub-Adviser’s possession or control; 2) Protect against any anticipated threat or hazards to the security or integrity of Shareholder Information; 3) Protect against unauthorized access to or use of Shareholder Information that could result in substantial harm or inconvenience to any Fund shareholder; and 4) Ensure the proper disposal of Shareholder Information. The Sub-Adviser also agrees to notify the Adviser as soon as possible after the Sub-Adviser becomes aware of any security breach or acquisition of Shareholder Information in Sub-Adviser’s possession or control by an unauthorized person. This Agreement shall be governed by and interpreted in accordance with the laws of the State of Illinois. NORTHERN TRUST INVESTMENTS, INC. By: /s/ ▇▇▇▇ ▇. ▇▇▇▇▇▇ Name: ▇▇▇▇ ▇. ▇▇▇▇▇▇ Title: Senior Vice President PANAGORA ASSET MANAGEMENT INC. By: /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇ Name: ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇ Title: General Counsel Sub-Advisory Fees As full compensation for the services and the expenses assumed by the Sub-Adviser pursuant to this Agreement, the Sub-Adviser shall be entitled to a fee paid by the Adviser and determined in accordance with the following provisions:
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Related to Client Information Security

  • Information Security IET information security management practices, policies and regulatory compliance requirements are aimed at assuring the confidentiality, integrity and availability of Customer information. The UC ▇▇▇▇▇ Cyber-safety Policy, UC ▇▇▇▇▇ Security Standards Policy (PPM Section 310-22), is adopted by the campus and IET to define the responsibilities and key practices for assuring the security of UC ▇▇▇▇▇ computing systems and electronic data.

  • INFORMATION SECURITY SCHEDULE All capitalized terms not defined in this Information Security Schedule (this “Security Schedule”) shall have the meanings ascribed to them in the Transfer Agency and Service Agreement by and between DST and each of the funds listed on Exhibit A thereto (each such fund, or series thereof, severally, and not jointly, the “Fund”) dated March 1, 2022 (the “Agreement”). DST and Fund hereby agree that DST shall maintain and comply with an information security policy (“Security Policy”) that satisfies the requirements set forth below; provided, that, because information security is a highly dynamic space (where laws, regulations and threats are constantly changing), DST reserves the right to make changes to its information security controls at any time and at the sole discretion of DST in a manner that it believes does not materially reduce the protection it applies to Fund Data. From time to time, DST may subcontract services performed under the Agreement (to the extent provided for under the Agreement) or provide access to Fund Data or its network to a subcontractor or other third party; provided, that, such subcontractor or third party implements and maintains security measures DST believes are at least as stringent as those described in this Security Schedule. For the purposes of this Schedule “prevailing industry practices and standards” refers to standards among financial institutions, including mutual funds, and third parties providing financial services to financial institutions.