Client Identity. 36.1 Assistance to Hong Kong Regulators We are required to provide to the Hong Kong Securities and Futures Commission and the HKEx (collectively “the Hong Kong Regulators”) identity details of the ultimate person(s) for whom we process a Transaction as well as the person(s) who give(s) Instructions in relation to that Transaction within two business days of their request. In exceptional market circumstances, the details may have to be made available very shortly after the request. Alternatively, you may provide the required details directly to the Hong Kong Regulators in the manner described below.
Appears in 5 contracts
Samples: Customer Agreement, Customer Agreement, Customer Agreement
Client Identity. 36.1 Assistance to Hong Kong Regulators We are required to provide to the Hong Kong Securities and Futures Commission and the HKEx (collectively “the Hong Kong Regulators”") identity details of the ultimate person(s) for whom we process a Transaction as well as the person(s) who give(s) Instructions in relation to that Transaction within two business days of their request. In exceptional market circumstances, the details may have to be made available very shortly after the request. Alternatively, you may provide the required details directly to the Hong Kong Regulators in the manner described below.
Appears in 5 contracts
Samples: Client Agreement, Client Agreement, Client Agreement
