Client Handling Clause Samples
Client Handling. Client shall comply with all applicable laws and regulations, as well as all published governmental guidelines, pertaining to the use, storage, transportation, disposition, containment and other handling of the GPEx Cell Line and all Products. In particular, Client acknowledges that the manufacture, transfer, sale and/or export of the GPEx Cell Line or any Product may require a license or approval from an agency of the United States government. Client shall be solely responsible for obtaining all licenses, permits or authorizations required from the United States and any other government for any manufacture, transfer, sale and/or use of the GPEx Cell Line and any Product, including Regulatory Approvals. To the extent not inconsistent with this Agreement, Catalent agrees to provide Client (at Client’s expense) with such assistance as Client may reasonably request in obtaining such licenses, permits, or authorizations. Such services shall be provided in accordance with a separate service agreement to be agreed upon by the parties.
Client Handling. 1. The Partner shall maintain all the information of their Clients required for the conduct of its business and as required under applicable KYC and other applicable laws and shall make available any such information to SAFFOLLYA upon request.
2. The Partner shall be allowed to create and manage "Group Account" or family account of multiple related Clients. SAFFOLLYA in no case shall be responsible to the Client for any issue or dispute arising out of incomplete or incorrect grouping of Clients done by the Partner, including but not limited to display of confidential information to any other Client, Partner or any third party.
3. The Partner shall be allowed to request SAFFOLLYA the user-id and password of the Client Desks for their Group Accounts. The Clients can access their Client Desk with such requested log in ID & password through the SAFFOLLYA Portal.
4. The Client of the Partner who has opened Trading and Demat Account with SAFFOLLYA shall be given a user id and password to access his Transactions and holdings through the account.
5. The Client and the Partner will be responsible for the bona-fide use of SAFFOLLYA Portal and also for the privacy and security of such log in Id and password. SAFFOLLYA in no case shall be responsible to any Client or Partner, whatsoever, for the unauthorized access of SAFFOLLYA Portal or for the leakage of any confidential information of a Client.
6. The Partner shall review and revivify the information or any data made available by SAFFOLLYA in any mode or manner, including SAFFOLLYA Portal, before making any decision or recommendation or any Client communication based on such information or data.
7. The Partner shall act in the best interests of the Client in true spirit and shall abide by all the rules, regulations, applicable laws and SAFFOLLYA’s internal governance and policies in terms of distribution of the Products & Services and set up high service standards and governance.
8. The Partner shall offer Clients with quality services, timely information, and shall have a proper Client grievance handling process in place. The Partner shall also adhere to all applicable laws with respect to any Product related advice, distribution, Client risk profiling & objective(s) assessment, Product evaluation, Product suitability study, Client registration, disclosures to Client, servicing or such other related activities and also any portfolio advisory or any investment management related activities.
9. SAFFOLLYA reserves th...
Client Handling. 1. The Partner shall maintain all the information of their Clients required for the conduct of its business and as required under applicable KYC and other applicable laws and shall make available any such information to NJ upon request.
2. The Partner shall be allowed to create and manage "Group Account" or family account of multiple related Clients. NJ in no case shall be responsible to the Client for any issue or dispute arising out of incomplete or incorrect grouping of Clients done by the Partner, including but not limited to display of confidential information to any other Client, Partner or any third party.
3. The Partner shall be allowed to request NJ the user-id and password of the Client Desk s for their Group Accounts. The Clients can access their Client Desk with such requested log in ID & password through the NJ Portal.
4. The Client of the Partner who has opened Trading and Demat Account with NJ shall be given a user id and password to access his Transactions and holdings through the account.
5. The Client and the Partner will be responsible for the bona-fide use of NJ Portal and also for the privacy and security of such log in Id and password. NJ in no case shall be responsible to any Client or Partner, whatsoever, for the unauthorized access of NJ Portal or for the leakage of any confidential information of a Client.
6. The Partner shall review and reverify the information or any data made available by NJ in any mode or manner, including NJ Portal, before making any decision or recommendation or any Client communication based on such information or data.
7. The Partner shall act in the best interests of the Client in true spirit and shall abide by all the rules, regulations, applicable laws and NJ's internal governance and policies in terms of distribution of the Products & Services and set up high service standards and governance.
8. The Partner shall offer Clients with quality services, timely information, and shall have a proper Client grievance handling process in place. The Partner shall also adhere to all applicable laws with respect to any Product related advice, distribution, Client risk profiling & objective(s) assessment, Product evaluation, Product suitability study, Client registration, disclosures to Client, servicing or such other related activities and also any portfolio advisory or any investment management related activities.
9. NJ reserves the right to conduct Audit of the Partner's Business and inspect relevant documents i...
