Common use of Capital Changes Clause in Contracts

Capital Changes. Except to maintain compliance with the rules of the Nasdaq Stock Market, until the six-month anniversary of the Closing Date, the Company shall not undertake a reverse or forward stock split or reclassification of the Common Stock without the prior written consent of the Purchasers holding a majority in interest of the Shares.

Appears in 5 contracts

Sources: Securities Purchase Agreement (Palisade Bio, Inc.), Securities Purchase Agreement (Palisade Bio, Inc.), Securities Purchase Agreement (Palisade Bio, Inc.)

Capital Changes. Except to maintain compliance with the rules of the Nasdaq Stock Market, until the six-month one year anniversary of the Closing Date, the Company shall not undertake a reverse or forward stock split or reclassification of the Common Stock without the prior written consent of the Purchasers holding a majority in interest of the Shares.

Appears in 4 contracts

Sources: Securities Purchase Agreement (Aquestive Therapeutics, Inc.), Securities Purchase Agreement (Orbital Energy Group, Inc.), Securities Purchase Agreement (Kintara Therapeutics, Inc.)

Capital Changes. Except if the Company determines it is necessary to maintain compliance with its listing on the rules of the Nasdaq Stock NASDAQ Capital Market, until the six-month one year anniversary of the Closing Date, the Company shall not undertake a reverse or forward stock split or reclassification of the Common Stock without the prior written consent of the Purchasers holding a majority in interest of the Shares.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Cancer Genetics, Inc), Securities Purchase Agreement (Cancer Genetics, Inc)

Capital Changes. Except to maintain compliance with the rules of the The Nasdaq Stock Market, until the six-month one year anniversary of the Closing Date, the Company shall not undertake a reverse or forward stock split or reclassification of the Common Stock without the prior written consent of the Purchasers holding a majority in interest of the Shares.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Peraso Inc.), Securities Purchase Agreement (Reviva Pharmaceuticals Holdings, Inc.)

Capital Changes. Except to maintain compliance with the rules of the The Nasdaq Stock Market, until the sixone-month year anniversary of the Closing Date, the Company shall not undertake a reverse or forward stock split or reclassification of the Common Stock without the prior written consent of the Purchasers holding a majority in interest of the Shares.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Ascent Solar Technologies, Inc.), Securities Purchase Agreement (Peraso Inc.)

Capital Changes. Except for the reverse stock split described in the Prospectus for the purpose of uplisting the Common Stock to maintain compliance with the rules of the Nasdaq Stock Capital Market, until the six-month anniversary of nine (9) months after the Closing Date, the Company shall not undertake a reverse or forward stock split or reclassification of the Common Stock without the prior written consent of the Purchasers holding a majority in interest Representative, which shall not be unreasonably withheld if such stock split or reclassification is for purposes of maintaining the SharesCompany’s Nasdaq listing.

Appears in 2 contracts

Sources: Underwriting Agreement (Grom Social Enterprises, Inc.), Underwriting Agreement (Grom Social Enterprises, Inc.)

Capital Changes. Except to maintain compliance with Until the rules of the Nasdaq Stock Market, until the six-month one year anniversary of the Closing Date, unless so required to maintain Nasdaq listing requirements, in which case the Company will provide notice to the Purchaser of such event, the Company shall not undertake a reverse or forward stock split or reclassification of the Common Stock without the prior written consent of the Purchasers holding a majority in interest of the Shares.

Appears in 1 contract

Sources: Securities Purchase Agreement (Boxlight Corp)

Capital Changes. Except to maintain compliance with the rules of the Nasdaq Stock Market, from the date hereof until such time as the six-month anniversary Investor does not hold any of the Closing DateWarrants, the Company shall not undertake a reverse or forward stock split or reclassification of the Common Stock without the prior written consent of the Purchasers holding a majority in interest of the SharesRequired Holders.

Appears in 1 contract

Sources: Securities Purchase Agreement (Lakeside Holding LTD)

Capital Changes. Except to maintain compliance Other than in connection with the rules of the Shareholder Approval or an uplisting to Nasdaq Stock Marketor NYSE MKT, until the six-month one year anniversary of the Closing Date, the Company shall not undertake a reverse or forward stock split or reclassification of the Common Stock without the prior written consent of the Purchasers holding a majority in interest principal amount outstanding of the SharesDebentures.

Appears in 1 contract

Sources: Securities Purchase Agreement (Soupman, Inc.)