Callable Securities. HTS, in accordance with FINRA Rule 4340 (Callable Securities), has a lottery process in place which will allocate among its customers, on a fair and impartial basis, the securities to be redeemed or selected as called in the event of a partial redemption or call. You may access the firm’s allocation procedures on the firm’s website at xxx.xxxxxxxxxxxxxxxxx.xxx. HTS will provide hard copies of the allocation procedures upon request.
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Samples: Brochure Customer Agreement and Information Brochure, Brochure Customer Agreement and Information Brochure, Brochure Customer Agreement and Information Brochure
