Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 589 contracts
Sources: Underwriting Agreement (Birchtech Corp.), Underwriting Agreement (TELA Bio, Inc.), Sales Agreement (UroGen Pharma Ltd.)
Brokers. Except pursuant to this Agreementas otherwise disclosed in the Prospectus, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 199 contracts
Sources: At the Market Issuance Sales Agreement (Fluent, Inc.), Sales Agreement (Compass Therapeutics, Inc.), Open Market Sale Agreement (Palladyne AI Corp.)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 106 contracts
Sources: Underwriting Agreement (Affiliated Managers Group, Inc.), Underwriting Agreement (Affiliated Managers Group, Inc.), Underwriting Agreement (Affiliated Managers Group, Inc.)
Brokers. Except pursuant to this Agreementfor ▇▇▇▇▇, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 100 contracts
Sources: Sales Agreement (Atara Biotherapeutics, Inc.), Sales Agreement (Allogene Therapeutics, Inc.), Sales Agreement (Annexon, Inc.)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for underwriting discounts and commissions in connection with the sale of the Securities to the Underwriters pursuant to this Agreement.
Appears in 59 contracts
Sources: Underwriting Agreement (Spire Inc), Underwriting Agreement (Spire Inc), Underwriting Agreement (Spire Inc)
Brokers. Except pursuant to as contemplated by this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 55 contracts
Sources: Sales Agreement (Dynavax Technologies Corp), Sales Agreement (VirnetX Holding Corp), Open Market Sale Agreement (Abeona Therapeutics Inc.)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s 's fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 32 contracts
Sources: Underwriting Agreement (Synagro Technologies Inc), Underwriting Agreement (Nice Systems LTD), Underwriting Agreement (Global Signal Inc)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for underwriting discounts and commissions payable to the Underwriters in connection with the sale of the Securities to the Underwriters pursuant to this Agreement.
Appears in 31 contracts
Sources: Underwriting Agreement (Angel Oak Mortgage REIT, Inc.), Underwriting Agreement (Angel Oak Mortgage REIT, Inc.), Underwriting Agreement (Palmer Square Capital BDC Inc.)
Brokers. Except pursuant to this Agreementfor ▇▇ ▇▇▇▇▇, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 27 contracts
Sources: Sales Agreement (Exscientia PLC), Sales Agreement (scPharmaceuticals Inc.), Sales Agreement (Lyell Immunopharma, Inc.)
Brokers. Except Other than the underwriting discount pursuant to Section 2 of this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 24 contracts
Sources: Underwriting Agreement (Autonation, Inc.), Underwriting Agreement (Autonation, Inc.), Underwriting Agreement (Autonation, Inc.)
Brokers. Except pursuant to this Agreementfor the Agents, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 15 contracts
Sources: Sales Agreement (Standard Lithium Ltd.), Sales Agreement (Sable Offshore Corp.), Sales Agreement (Standard Lithium Ltd.)
Brokers. Except pursuant to this Agreementfor the Agent, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 12 contracts
Sources: Sales Agreement (XOMA Royalty Corp), Sales Agreement (Aurora Cannabis Inc), Sales Agreement (Clearside Biomedical, Inc.)
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company Partnership any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 12 contracts
Sources: Equity Distribution Agreement (Plains All American Pipeline Lp), Equity Distribution Agreement (Plains Gp Holdings Lp), Equity Distribution Agreement (Plains All American Pipeline Lp)
Brokers. Except pursuant to this AgreementOther than ▇▇▇▇▇, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 11 contracts
Sources: Sales Agreement (Trevena Inc), Common Stock Sales Agreement (Achaogen Inc), Sales Agreement (Trevena Inc)
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company or any Subsidiary any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 11 contracts
Sources: Underwriting Agreement (National Storage Affiliates Trust), Sales Agreement (Tanzanian Gold Corp), Sales Agreement (Auris Medical Holding AG)
Brokers. Except pursuant to this Agreementfor ▇▇▇▇▇, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement or by any Terms Agreement.
Appears in 11 contracts
Sources: Sales Agreement (Atreca, Inc.), Sales Agreement (Cabaletta Bio, Inc.), Sales Agreement (Revolution Medicines, Inc.)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company Partnership any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement.
Appears in 10 contracts
Sources: Underwriting Agreement (NGL Energy Partners LP), Underwriting Agreement (NGL Energy Partners LP), Equity Distribution Agreement (NGL Energy Partners LP)
Brokers. Except Other than the underwriting discount pursuant to Section 2 of this Agreement, there is no broker, finder or other party that is entitled to receive from the Company Issuers any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 9 contracts
Sources: Underwriting Agreement (Suburban Propane Partners Lp), Underwriting Agreement (Suburban Propane Partners Lp), Underwriting Agreement (Regency Energy Partners LP)
Brokers. Except pursuant to this Agreementfor C▇▇▇▇, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 8 contracts
Sources: Sales Agreement (Rhythm Pharmaceuticals, Inc.), Sales Agreement (Akouos, Inc.), Sales Agreement (Greenlane Holdings, Inc.)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement.
Appears in 8 contracts
Sources: Underwriting Agreement (Ares Commercial Real Estate Corp), Underwriting Agreement (Ares Commercial Real Estate Corp), Equity Distribution Agreement (Ares Commercial Real Estate Corp)
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company or its subsidiaries any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 8 contracts
Sources: Underwriting Agreement (OptiNose, Inc.), Underwriting Agreement (scPharmaceuticals Inc.), Underwriting Agreement (scPharmaceuticals Inc.)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company Partnership any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for underwriting discounts and commissions in connection with the sale of the Securities to the Underwriters pursuant to this Agreement.
Appears in 7 contracts
Sources: Underwriting Agreement (Atlas Resource Partners, L.P.), Underwriting Agreement (Atlas Resource Partners, L.P.), Underwriting Agreement (Atlas Resource Partners, L.P.)
Brokers. Except pursuant to this AgreementOther than ▇▇▇▇▇, there is no broker, finder or other party that is entitled to receive from the Company or ▇▇▇▇▇ any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 7 contracts
Sources: Sales Agreement (Ocera Therapeutics, Inc.), Sales Agreement (Ocera Therapeutics, Inc.), Sales Agreement (Cempra, Inc.)
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s 's fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 7 contracts
Sources: Underwriting Agreement (Bright Minds Biosciences Inc.), Underwriting Agreement (Enterprise Financial Services Corp), Underwriting Agreement (ARC Group Worldwide, Inc.)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for underwriting discounts and commissions payable to the Underwriters in connection with the sale of the Securities pursuant to this Agreement.
Appears in 6 contracts
Sources: Underwriting Agreement (SiriusPoint LTD), Underwriting Agreement (Enstar Group LTD), Underwriting Agreement (Enstar Group LTD)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company such Selling Stockholder any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement.
Appears in 6 contracts
Sources: Underwriting Agreement (BOSTON OMAHA Corp), Underwriting Agreement (Carvana Co.), Underwriting Agreement (Carvana Co.)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company or any of its subsidiaries any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for underwriting discounts and commissions payable to the Initial Purchasers in connection with the sale of the Securities pursuant to this Agreement.
Appears in 6 contracts
Sources: Purchase Agreement (Patrick Industries Inc), Purchase Agreement (World Acceptance Corp), Purchase Agreement (Patrick Industries Inc)
Brokers. Except pursuant to as provided in this Agreement, there is no not a broker, finder or other party that is entitled to receive from the Company Partnership any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement.
Appears in 6 contracts
Sources: Atm Sales Agreement (Evolve Transition Infrastructure LP), At Market Issuance Sales Agreement (Sanchez Production Partners LP), At Market Issuance Sales Agreement (Cypress Energy Partners, L.P.)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company or any of its subsidiaries any brokerage or finder’s fee or other fee or commission as a result of any transactions the offering and sale of the Securities contemplated by this Agreement, except for underwriting discounts and commissions payable to the Initial Purchasers pursuant to Section 2 of this Agreement.
Appears in 6 contracts
Sources: Purchase Agreement (Beacon Roofing Supply Inc), Purchase Agreement (Beacon Roofing Supply Inc), Purchase Agreement
Brokers. Except pursuant to Other than as required by the terms of this Agreement, there is no broker, finder or other party that is entitled to receive from the Company or its Subsidiaries any brokerage or finder’s fee or other fee fee, commission or commission performance-based compensation as a result of any transactions contemplated by this Agreement.
Appears in 5 contracts
Sources: Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc)
Brokers. Except pursuant to Other than as required by the terms of this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 5 contracts
Sources: Underwriting Agreement (Cal Dive International, Inc.), Underwriting Agreement (Cal Dive International, Inc.), Underwriting Agreement (Cal Dive International, Inc.)
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other similar fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 5 contracts
Sources: Underwriting Agreement (Xenon Pharmaceuticals Inc.), Underwriting Agreement (Xenon Pharmaceuticals Inc.), Underwriting Agreement (Xenon Pharmaceuticals Inc.)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement, except as may otherwise exist with respect to ▇▇▇▇▇ pursuant to this Agreement.
Appears in 5 contracts
Sources: Sales Agreement (Invivo Therapeutics Holdings Corp.), Sales Agreement (Mast Therapeutics, Inc.), Sales Agreement (Cytori Therapeutics, Inc.)
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any the transactions contemplated by this Agreement.
Appears in 5 contracts
Sources: Sales Agreement (Erytech Pharma S.A.), Placement Agency Agreement (Erytech Pharma S.A.), Placement Agency Agreement (Biophytis SA)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company or any Subsidiary any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 5 contracts
Sources: Stock Purchase Agreement (Entrada Networks Inc), Stock Purchase Agreement (Entrada Networks Inc), Stock Purchase Agreement (Entrada Networks Inc)
Brokers. Except pursuant to this Agreementfor the Representatives, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 4 contracts
Sources: Underwriting Agreement (Cabaletta Bio, Inc.), Underwriting Agreement (Aclaris Therapeutics, Inc.), Underwriting Agreement (Adaptimmune Therapeutics PLC)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company or the Subsidiary any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for underwriting discounts and commissions in connection with the sale of the Securities to ▇▇▇▇▇▇▇▇▇▇ pursuant to this Agreement and the other fees and expense reimbursements set forth herein.
Appears in 4 contracts
Sources: Underwriting Agreement (RedHill Biopharma Ltd.), Underwriting Agreement (Enlivex Therapeutics Ltd.), Underwriting Agreement (BioLineRx Ltd.)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company Issuers any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement.
Appears in 4 contracts
Sources: Purchase Agreement (NGL Energy Partners LP), Purchase Agreement (NGL Energy Partners LP), Purchase Agreement (NGL Energy Partners LP)
Brokers. Except pursuant to this Agreement or any Terms Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement or any Terms Agreement.
Appears in 4 contracts
Sources: At the Market Equity Offering Sales Agreement (Xenon Pharmaceuticals Inc.), At the Market Equity Offering Sales Agreement (Xenon Pharmaceuticals Inc.), At the Market Equity Offering Sales Agreement (Xenon Pharmaceuticals Inc.)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission similar payment as a result of any transactions contemplated by this Agreement.
Appears in 4 contracts
Sources: Underwriting Agreement (Western Refining, Inc.), Underwriting Agreement (Western Refining, Inc.), Underwriting Agreement (Western Refining, Inc.)
Brokers. Except pursuant to this Agreementthe Transaction Documents, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Rezolute, Inc.), Securities Purchase Agreement (Rezolute, Inc.), Securities Purchase Agreement (Rezolute, Inc.)
Brokers. Except pursuant to this the Sales Agreements or any Terms Agreement, there is no broker, finder or other party that is entitled to receive from the Company or any Subsidiary any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this the Sales Agreements or any Terms Agreement.
Appears in 4 contracts
Sources: Open Market Sale Agreement (National Storage Affiliates Trust), Open Market Sale Agreement (National Storage Affiliates Trust), Open Market Sale Agreement (National Storage Affiliates Trust)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for underwriting discounts and commissions in connection with the sale of the Shares through the Agent pursuant to this Agreement.
Appears in 4 contracts
Sources: Equity Distribution Agreement (IMV Inc.), Equity Distribution Agreement (IMV Inc.), Equity Distribution Agreement (IMV Inc.)
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement..
Appears in 3 contracts
Sources: Equity Distribution Agreement (Altimmune, Inc.), Equity Distribution Agreement (Altimmune, Inc.), Equity Distribution Agreement (Altimmune, Inc.)
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company or from any affiliate of the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 3 contracts
Sources: Underwriting Agreement (Zynerba Pharmaceuticals, Inc.), Underwriting Agreement (Zynerba Pharmaceuticals, Inc.), Underwriting Agreement (Zynerba Pharmaceuticals, Inc.)
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 3 contracts
Sources: Sales Agreement (NewAmsterdam Pharma Co N.V.), Sales Agreement (NewAmsterdam Pharma Co N.V.), Underwriting Agreement (NewAmsterdam Pharma Co N.V.)
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this AgreementAgreement and the Pre-Funded Warrants.
Appears in 3 contracts
Sources: Underwriting Agreement (Wave Life Sciences Ltd.), Underwriting Agreement (Wave Life Sciences Ltd.), Underwriting Agreement (Wave Life Sciences Ltd.)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company Selling Stockholder any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement.
Appears in 3 contracts
Sources: Underwriting Agreement (Runway Growth Finance Corp.), Underwriting Agreement (Runway Growth Finance Corp.), Underwriting Agreement (Media General Inc)
Brokers. Except pursuant to this Agreementas otherwise disclosed in the Private Placement Memorandum, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Sandridge Energy Inc), Securities Purchase Agreement (Sandridge Energy Inc), Securities Purchase Agreement (Black Hills Corp /Sd/)
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreementthe Transaction Documents.
Appears in 3 contracts
Sources: Placement Agency Agreement (Presto Automation Inc.), Underwriting Agreement (Bellicum Pharmaceuticals, Inc), Underwriting Agreement (Sierra Oncology, Inc.)
Brokers. Except pursuant to this Agreementfor the Sales Agents, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 3 contracts
Sources: Sales Agreement (NUSCALE POWER Corp), Sales Agreement (NUSCALE POWER Corp), Sales Agreement (Nano Nuclear Energy Inc.)
Brokers. Except pursuant to this Agreementfor the Agents, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s 's fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 3 contracts
Sources: Equity Distribution Agreement (High Tide Inc.), Equity Distribution Agreement (High Tide Inc.), Sales Agreement (Innovate Biopharmaceuticals, Inc.)
Brokers. Except pursuant to as contemplated in this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 3 contracts
Sources: Sales Agreement (Raptor Pharmaceutical Corp), Sales Agreement (Raptor Pharmaceutical Corp), Sales Agreement (Raptor Pharmaceutical Corp)
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a are result of any transactions contemplated by this Agreement.
Appears in 3 contracts
Sources: Sales Agreement (Rani Therapeutics Holdings, Inc.), Underwriting Agreement (Finch Therapeutics Group, Inc.), Open Market Sale Agreement (Finch Therapeutics Group, Inc.)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company Partnership or any of its subsidiaries any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for discounts and commissions payable to the Initial Purchasers in connection with the sale of the Securities pursuant to this Agreement.
Appears in 3 contracts
Sources: Purchase Agreement (Memorial Production Partners LP), Purchase Agreement (Memorial Production Partners LP), Purchase Agreement (Memorial Production Partners LP)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from any of the Company Partnership Entities any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for underwriting discounts and commissions payable to the Initial Purchasers in connection with the sale of the Securities pursuant to this Agreement.
Appears in 2 contracts
Sources: Purchase Agreement (American Midstream Partners, LP), Purchase Agreement (American Midstream Partners, LP)
Brokers. Except pursuant to as provided in this Agreement, there is no not a broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement.
Appears in 2 contracts
Sources: Atm Sales Agreement (Tidewater Inc), Atm Sales Agreement (NextDecade Corp.)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company or the Subsidiary any brokerage or finder’s 's fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Sources: Stock Purchase and Option Grant Agreement (Broadcast International Inc), Stock Issuance, Stock Transfer and Option Grant Agreement (Broadcast International Inc)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee fee, commission or commission performance-based compensation as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Sources: Underwriting Agreement (WPT Enterprises Inc), Underwriting Agreement (WPT Enterprises Inc)
Brokers. Except pursuant to this Agreementfor Agent, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Sources: At Market Issuance Sales Agreement (Allena Pharmaceuticals, Inc.), At Market Issuance Sales Agreement (Allena Pharmaceuticals, Inc.)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this AgreementAgreement other than as disclosed in the Prospectus.
Appears in 2 contracts
Sources: Sales Agreement (Anthera Pharmaceuticals Inc), Sales Agreement (Anthera Pharmaceuticals Inc)
Brokers. Except pursuant to this Agreementfor C▇▇▇▇, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement or by any Terms Agreement.
Appears in 2 contracts
Sources: Sales Agreement (Adaptimmune Therapeutics PLC), Sales Agreement (Alphatec Holdings, Inc.)
Brokers. Except pursuant to this Agreement, there is no broker, broker or finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this AgreementAgreement in connection with the issuance and sale of the Placement Shares.
Appears in 2 contracts
Sources: Shares of Common Stock Sales Agreement (C4 Therapeutics, Inc.), Sales Agreement (C4 Therapeutics, Inc.)
Brokers. Except pursuant to this Agreementas otherwise disclosed in the Disclosure Document, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Sources: Stock Purchase Agreement (Sandridge Energy Inc), Stock Purchase Agreement (Sandridge Energy Inc)
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company or any of its subsidiaries any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Sources: Underwriting Agreement (IGM Biosciences, Inc.), Underwriting Agreement (IGM Biosciences, Inc.)
Brokers. Except Other than the compensation pursuant to Section 3 of this Agreement or any Terms Agreement, there is no broker, finder or other party that is entitled to receive from the Company Partnership any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Sources: Equity Distribution Agreement (Martin Midstream Partners Lp), Equity Distribution Agreement (Regency Energy Partners LP)
Brokers. Except pursuant to Other than as contemplated by this Agreement, there is no broker, finder or other party that is entitled to receive from the Company or its subsidiaries any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Sources: Underwriting Agreement (Ev3 Inc.), Underwriting Agreement (Ev3 Inc.)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for the compensation payable to the Sales Agents as contemplated in this Agreement or the Alternative Sales Agreement.
Appears in 2 contracts
Sources: Sales Agreement (TriplePoint Venture Growth BDC Corp.), Sales Agreement (TriplePoint Venture Growth BDC Corp.)
Brokers. Except Other than the compensation pursuant to Section 3 of this Agreement or any Terms Agreement, there is no broker, finder or other party that is entitled to receive from the Company Partnership any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement or any Terms Agreement.
Appears in 2 contracts
Sources: Equity Distribution Agreement (Regency Energy Partners LP), Equity Distribution Agreement (Regency Energy Partners LP)
Brokers. Except pursuant to this Agreementfor Cantor, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Sources: Sales Agreement (Scynexis Inc), Sales Agreement (Scynexis Inc)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for the commission, discount or other compensation payable to the Payment Agent pursuant to Section 2 hereof.
Appears in 2 contracts
Sources: Equity Distribution Agreement (Velocity Financial, Inc.), Equity Distribution Agreement (Velocity Financial, Inc.)
Brokers. Except pursuant to Other than as required by the terms of this Agreement, there is no broker, finder or other party that is entitled to receive from the Company or its Subsidiaries any brokerage or finder’s 's fee or other fee fee, commission or commission performance-based compensation as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Sources: Underwriting Agreement (Global Traffic Network, Inc.), Underwriting Agreement (Global Traffic Network, Inc.)
Brokers. Except pursuant to this Agreementfor the Sales Agents, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.. (hh)
Appears in 2 contracts
Sources: Common Stock Sales Agreement (NUSCALE POWER Corp), Common Stock Sales Agreement (NUSCALE POWER Corp)
Brokers. Except pursuant to this Agreement, there is no broker, broker or finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this AgreementAgreement in connection with the issuance and sale of the Offered Shares.
Appears in 2 contracts
Sources: Underwriting Agreement (C4 Therapeutics, Inc.), Underwriting Agreement (C4 Therapeutics, Inc.)
Brokers. Except pursuant to this Agreementfor the Agents, there is no broker, finder or other party that is entitled to receive from the Company Corporation any brokerage or finder’s 's fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Sources: Equity Distribution Agreement (Organigram Holdings Inc.), Equity Distribution Agreement (Organigram Holdings Inc.)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s 's fee or other fee or commission as a result of any transactions contemplated by this Agreement, except as provided in this Agreement.
Appears in 2 contracts
Sources: Underwriting Agreement (Giant Industries Inc), Underwriting Agreement (Moog Inc)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party other than the Agent that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Sources: Sales Agreement (Vince Holding Corp.), Open Market Sale Agreement (Vince Holding Corp.)
Brokers. Except pursuant to this Agreement, Agreement there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Sources: Underwriting Agreement (Parnell Pharmaceuticals Holdings LTD), Underwriting Agreement (Parnell Pharmaceuticals Holdings Pty LTD)
Brokers. Except pursuant to this Agreementfor ▇▇ ▇▇▇▇▇, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement or by any Terms Agreement.
Appears in 2 contracts
Sources: Sales Agreement (Revolution Medicines, Inc.), Sales Agreement (Revolution Medicines, Inc.)
Brokers. Except pursuant to this Agreementas provided herein, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Sources: Underwriting Agreement (Acadia Pharmaceuticals Inc), Underwriting Agreement (Acadia Pharmaceuticals Inc)
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company or RGF LLC any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Sources: Underwriting Agreement (Real Good Food Company, Inc.), Underwriting Agreement (Real Good Food Company, Inc.)
Brokers. Except pursuant to this AgreementOther than the Agents, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Sources: Equity Distribution Agreement (Volitionrx LTD), Equity Distribution Agreement (Volitionrx LTD)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s 's fee or other similar fee or commission as a result of any of the transactions contemplated by this Agreement.
Appears in 2 contracts
Sources: Placement Agency Agreement (Telkonet Inc), Sales Agency Agreement (Fx Energy Inc)
Brokers. Except as pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Sources: Distribution Agreement (Adma Biologics, Inc.), Underwriting Agreement (Internap Corp)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement.Agreement or the other Transaction Documents, except for fees and/or commissions paid or payable to ▇▇▇▇▇▇▇▇▇ & Co., Inc.
Appears in 2 contracts
Sources: Stock Purchase Agreement (Immunomedics Inc), Stock Purchase Agreement (Seattle Genetics Inc /Wa)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company or the Parent any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement, excluding payments that may be due pursuant to Section 7.13(ii) hereof.
Appears in 2 contracts
Sources: Master Investment Agreement (Terrestar Corp), Master Investment Agreement (Terrestar Corp)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for the commission payable to the Manager in connection with the sale of the Securities to the Manager pursuant to this Agreement.
Appears in 1 contract
Sources: Equity Distribution Agreement (Palmer Square Capital BDC Inc.)
Brokers. Except as may otherwise exist with respect to the Agent pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 1 contract
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company any ▇▇▇▇▇▇▇ Party any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement.
Appears in 1 contract
Brokers. Except pursuant to this Agreementas otherwise disclosed in the Prospectuses, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 1 contract
Brokers. Except pursuant to this Agreementfor ▇▇ ▇▇▇▇▇, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or commission, finder’s fee or other fee or commission like payment as a result of any transactions contemplated by this Agreement.. (ii)
Appears in 1 contract
Sources: Common Stock Sales Agreement (Avidity Biosciences, Inc.)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s 's fee or other fee or commission as a result of any transactions contemplated by this Agreementthe Transaction Documents.
Appears in 1 contract
Sources: Underwriting Agreement (Nelnet Inc)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company or the Parent any brokerage or finder’s 's fee or other fee or commission as a result of any transactions contemplated by this Agreement, excluding payments that may be due pursuant to Section 7.13(ii) hereof.
Appears in 1 contract
Sources: Master Investment Agreement (Harbinger Capital Partners Master Fund I, Ltd.)
Brokers. Except pursuant to this AgreementAgreement and the Pre-Funded Warrants, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this AgreementAgreement and the Pre-Funded Warrants.
Appears in 1 contract
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreementthe Deal Documents.
Appears in 1 contract
Brokers. Except pursuant to this Agreementfor Wedbush, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions sales of Placement Shares contemplated by this Agreement.
Appears in 1 contract
Brokers. Except pursuant to this Agreementfor ▇▇▇▇▇, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions sales of Placement Shares contemplated by this Agreement.
Appears in 1 contract
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company Partnership or any of its subsidiaries any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for discounts and commissions payable to the Initial Purchaser in connection with the sale of the Securities pursuant to this Agreement.
Appears in 1 contract
Sources: Purchase Agreement (Memorial Production Partners LP)
Brokers. Except as may otherwise exist with respect to the Agents pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 1 contract
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this AgreementTransactions.
Appears in 1 contract