Brokers or Finders. Such Investor has not engaged any brokers, finders or agents, and the Company has not and will not incur, directly or indirectly, as a result of any action taken by Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the Shares.
Appears in 16 contracts
Samples: Common Stock Purchase Agreement (NeuroSigma, Inc.), Common Stock Purchase Agreement (NeuroSigma, Inc.), Common Stock Purchase Agreement (NeuroSigma, Inc.)
Brokers or Finders. Such Investor has not engaged any brokers, finders or agents, and neither the Company has not and will not nor any other Investor has, nor will, incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesTransaction Documents.
Appears in 15 contracts
Samples: Note and Warrant Purchase Agreement (NeuroSigma, Inc.), Note and Warrant Purchase Agreement (NeuroSigma, Inc.), Note and Warrant Purchase Agreement (NeuroSigma, Inc.)
Brokers or Finders. Such Investor The Company has not engaged any brokers, finders or agents, and agents such that the Company has not and Investor will not incur, directly or indirectly, as a result of any action taken by Investorthe Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with the sale of the Shares contemplated by this Agreement or the SharesAgreement.
Appears in 11 contracts
Samples: Class a Common Stock Purchase Agreement (Qualtrics International Inc.), Common Stock Subscription Agreement (USHG Acquisition Corp.), Shares Subscription Agreement (VinFast Auto Pte. Ltd.)
Brokers or Finders. Such The Investor has not engaged any brokers, finders or agents, and neither the Company has not and will not nor any other Investor has, nor will, incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreements.
Appears in 10 contracts
Samples: Preferred Stock Purchase Agreement (Occam Networks Inc/De), Common Stock Purchase Agreement (SafeNet Holding Corp), Preferred Stock Purchase Agreement (Upland Software, Inc.)
Brokers or Finders. Such The Investor has not engaged any brokers, finders or agents, and agents such that the Company has not and will not incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with the sale of the Shares contemplated by this Agreement or the SharesAgreement.
Appears in 10 contracts
Samples: Class a Common Stock Purchase Agreement (Qualtrics International Inc.), Common Stock Subscription Agreement (USHG Acquisition Corp.), Common Stock Subscription Agreement (USHG Acquisition Corp.)
Brokers or Finders. Such The Investor has not engaged any brokers, finders or agents, and neither the Company has not and will not nor the Investor has, nor will, incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreement.
Appears in 9 contracts
Samples: Common Stock Purchase Agreement (Medallia, Inc.), Common Stock Purchase Agreement (Dun & Bradstreet Holdings, Inc.), Common Stock Purchase Agreement (Ceridian HCM Holding Inc.)
Brokers or Finders. Such Investor has not engaged any brokers, finders or agents, and neither the Company has not and will not nor any other Investor has, nor will, incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreements.
Appears in 9 contracts
Samples: Voting Agreement (Cerus Corp), Common Stock Purchase Agreement (Genesis Financial Inc), Series a Preferred Stock Purchase Agreement (Prosper Marketplace Inc)
Brokers or Finders. Such The Investor has not engaged any brokers, finders or agents, and the Company has not and will not not, nor will, incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreement.
Appears in 8 contracts
Samples: Stock Purchase Agreement (Loton, Corp), Stock Purchase Agreement (Loton, Corp), Stock Purchase Agreement (Loton, Corp)
Brokers or Finders. Such Investor The Company has not engaged any brokers, finders or agents, and the Company has Investors have not incurred, and will not incur, directly or indirectly, as a result of any action taken by Investorthe Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreements.
Appears in 7 contracts
Samples: Senior Redeemable Preferred Stock Purchase Agreement (Tpi Composites, Inc), Preferred Stock Purchase Agreement (Occam Networks Inc/De), Preferred Stock Purchase Agreement (Occam Networks Inc/De)
Brokers or Finders. Such The Investor has not engaged any brokers, finders or agents, and the Company has not and will not incur, directly or indirectly, as a result of any action taken by Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with the execution and delivery of this Agreement or the SharesAgreement.
Appears in 7 contracts
Samples: Note and Share Purchase Agreement (India Globalization Capital, Inc.), Note and Share Purchase Agreement (India Globalization Capital, Inc.), Note and Share Purchase Agreement (India Globalization Capital, Inc.)
Brokers or Finders. Such Investor has not engaged any brokers, finders or agents, and neither the Company has not and will not nor any other Investor has, nor will, incur, directly or indirectly, as a result of any action taken by such Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesTransaction Documents.
Appears in 6 contracts
Samples: Note and Warrant Purchase Agreement (Opti-Harvest, Inc.), Securities Purchase Agreement (Opti-Harvest, Inc.), Note and Warrant Purchase Agreement (Opti-Harvest, Inc.)
Brokers or Finders. Such The Investor has not engaged any brokers, finders or agents, and neither the Company has not and will not nor any other Investor has, nor will, incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreement.
Appears in 5 contracts
Samples: Series C Preferred Stock Purchase Agreement (Propell Technologies Group, Inc.), Common Stock Option Agreement (RMG Acquisition Corp. III), Common Stock Option Agreement (RMG Acquisition Corp. III)
Brokers or Finders. Such The Investor has not engaged any brokers, finders or agents, and the Company has not and will not incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement Agreement. The Company acknowledges and agrees that Investor does not make, and has not made, any representations or warranties with respect to the Sharestransactions contemplated hereby other than those specifically set forth in this Section 4.1.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Catasys, Inc.), Securities Purchase Agreement (Catasys, Inc.), Securities Purchase Agreement (Hythiam Inc)
Brokers or Finders. Such Investor has not engaged any brokers, finders or agents, and neither the Company has not and will not nor any other Investor has, nor will, incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreement.
Appears in 3 contracts
Samples: Securities Purchase Agreement (St. Bernard Software, Inc.), Securities Purchase Agreement (EdgeWave, Inc.), Stock Purchase Agreement (Anthera Pharmaceuticals Inc)
Brokers or Finders. Such Investor The Company has not engaged any brokers, finders or agents, and agents such that the Company has not and Investors will not incur, directly or indirectly, as a result of any action taken by Investorthe Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with the sale of the Shares contemplated by this Agreement or the SharesAgreement.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Endeavor Group Holdings, Inc.), Common Stock Purchase Agreement (Endeavor Group Holdings, Inc.), Share Purchase Agreement (GLOBALFOUNDRIES Inc.)
Brokers or Finders. Such The Investor has not engaged any brokers, finders or agents, and such that the Company has not and will not will, incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreement.
Appears in 3 contracts
Samples: Convertible Notes Purchase Agreement (Maxeon Solar Technologies, Ltd.), Shares Purchase Agreement (Zhonghuan Singapore Investment & Development Pte. Ltd.), Shares Purchase Agreement (Maxeon Solar Technologies, Ltd.)
Brokers or Finders. Such Investor has not engaged any brokers, finders or agents, and the Company Company, except for an agreement entered with Xxxx Xxxxxx Investments LLC has not not, and will not not, incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Conversion Agreement or and the Sharestransactions related hereto.
Appears in 3 contracts
Samples: Conversion Agreement (Title Starts Online, Inc.), Conversion Agreement (Title Starts Online, Inc.), Conversion Agreement (Title Starts Online, Inc.)
Brokers or Finders. Such Investor has not engaged any brokers, finders or agentsagents in connection with the transactions contemplated herein, and neither the Company has not and will not nor any other Investor has, nor will, incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesTransaction Agreements.
Appears in 3 contracts
Samples: Series D Preferred Stock Purchase Agreement (Merriman Curhan Ford Group, Inc.), Preferred Stock Purchase Agreement (Unterberg Thomas I), Preferred Stock Purchase Agreement (Merriman Curhan Ford Group, Inc.)
Brokers or Finders. Such Investor has not engaged any brokers, finders or agents, and neither the Company has not and will not nor any Investor has, nor will, incur, directly or indirectly, as a result of any action taken by each Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesTransaction Documents.
Appears in 3 contracts
Samples: Securities Purchase Agreement (CareDx, Inc.), Securities Purchase Agreement (CareDx, Inc.), Note Purchase Agreement (Array Biopharma Inc)
Brokers or Finders. Such Investor The Company has not engaged any brokers, finders or agents, and the Company has not and will not incur, directly or indirectly, as a result of any action taken by Investorthe Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreement.
Appears in 3 contracts
Samples: Adoption Agreement (Tenon Medical, Inc.), Adoption Agreement (Tenon Medical, Inc.), Adoption Agreement (Tenon Medical, Inc.)
Brokers or Finders. Such The Investor has not engaged any brokers, finders finders, or agents, agents and the Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by Investor, any liability for brokerage or finders’ fees finder’s fee or agents’ commissions or any similar charges in connection with this Agreement or and the Sharestransactions contemplated hereby.
Appears in 3 contracts
Samples: Subscription Agreement (Ring Energy, Inc.), Subscription Agreement, Subscription Agreement
Brokers or Finders. Such Investor has not engaged any brokers, finders or agents, and neither the Company has not and will not nor the Investor has, nor will, incur, directly or indirectly, as a result of any action taken by such Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesTransaction Agreements.
Appears in 3 contracts
Samples: 2013 Convertible Debt and Security Agreement (Beamz Interactive Inc), Convertible Debt and Security Agreement (Beamz Interactive Inc), Agreement (Beamz Interactive Inc)
Brokers or Finders. Such Investor has not engaged any brokers, finders or agents, and neither the Company has not and will not nor any other Investor has, nor will, incur, directly or indirectly, as a result of any action taken by such Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreement.
Appears in 2 contracts
Samples: Note Purchase Agreement (Laredo Oil, Inc.), Note Purchase Agreement (Laredo Oil, Inc.)
Brokers or Finders. Such Investor has not engaged any brokers, finders or agents, and neither the Company has not and will not Company, nor the Parent, nor any other Investor has, nor will, incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreement.
Appears in 2 contracts
Samples: Conversion Agreement (TWO RIVERS WATER & FARMING Co), Conversion Agreement (TWO RIVERS WATER & FARMING Co)
Brokers or Finders. Such The Investor has not engaged any brokers, finders or agents, and agents such that the Company has not and will not incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreement.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Intermedia Cloud Communications, Inc.), Common Stock Purchase Agreement (Samba TV, Inc.)
Brokers or Finders. Such Investor has not engaged any brokers, finders or agents, and agents such that the Company has not and will not incur, directly or indirectly, as a result of any action taken by such Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with the sale of the Shares contemplated by this Agreement or the SharesAgreement.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Endeavor Group Holdings, Inc.), Common Stock Purchase Agreement (Endeavor Group Holdings, Inc.)
Brokers or Finders. Such The Investor has not engaged any brokers, finders or agents, and neither the Company has not and will not nor the Investor has, nor will, incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreements.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Northumberland Resources, Inc.), Common Stock Purchase Agreement (Tiger Oil & Energy, Inc.)
Brokers or Finders. Such Investor has not engaged any brokers, finders or agentsagents in connection with the transactions contemplated herein, and neither the Company has not and will not nor any other Investor has, nor will, incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ ' fees or agents’ ' commissions or any similar charges in connection with this Agreement or the SharesTransaction Agreements.
Appears in 2 contracts
Samples: Preferred Stock Purchase Agreement (Merriman Curhan Ford Group, Inc.), Preferred Stock Purchase Agreement (Merriman Curhan Ford Group, Inc.)
Brokers or Finders. Such Investor With the exception of Xxxxx-Xxxxxx Capital Group LLC, the Company has not engaged any brokers, finders finders, or agents. The Holders have not incurred, and the Company has not and will not incur, directly or indirectly, as a result of any action taken by Investorthe Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesTransaction Agreements.
Appears in 2 contracts
Samples: Secured Note Purchase Agreement (Medicalcv Inc), Secured Note Purchase Agreement (Medicalcv Inc)
Brokers or Finders. Such Investor The Company has not engaged any brokers, finders or agents, and agents such that the Company has not and Investor or the Parent will not incur, directly or indirectly, as a result of any action taken by Investorthe Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with the sale of the Shares contemplated by this Agreement or the SharesAgreement.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Snowflake Inc.), Common Stock Purchase Agreement (Zoom Video Communications, Inc.)
Brokers or Finders. Such The Investor has not engaged any brokers, finders or agents, and neither the Company has not and will not nor the Investor has, nor will, incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finderss’ fees or agents’ commissions or any similar charges in connection with the transactions contemplated by this Agreement or the SharesAgreement.
Appears in 2 contracts
Samples: Note Purchase Agreement (Allarity Therapeutics, Inc.), Secured Note Purchase Agreement (Allarity Therapeutics, Inc.)
Brokers or Finders. Such The Investor has not engaged any brokers, finders or agents, agents and the Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by Investor, any liability for brokerage or finders’ fees finder's fee or agents’ ' commissions or any similar charges in connection with this Agreement or and the Sharestransactions contemplated hereby.
Appears in 2 contracts
Samples: Series a Preferred Stock Purchase Agreement, Preferred Stock Purchase Agreement (Avenue a Inc)
Brokers or Finders. Such The Investor has not engaged any brokers, finders or agents, and the Company has not and will not incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreement.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Hythiam, Inc.), Common Stock Purchase Agreement (Omniture, Inc.)
Brokers or Finders. Such Investor The Company has not engaged any brokers, finders or agents, and agents such that the Company has not and Investor will not incur, directly or indirectly, as a result of any action taken by Investorthe Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreement.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Samba TV, Inc.), Common Stock Purchase Agreement (Intermedia Cloud Communications, Inc.)
Brokers or Finders. Such Investor has not engaged any brokers, finders or agents, and neither the Company has not and will not nor any Investor has, nor will, incur, directly or indirectly, as a result of any action taken by each Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesTransaction Documents.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Scientific Learning Corp), Securities Purchase Agreement (Akeena Solar, Inc.)
Brokers or Finders. Such Investor has not engaged any brokers, finders or agents, and neither the Company has not and will not nor any other Investor has, nor will, incur, directly or indirectly, as a result of any action taken by such Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreements.
Appears in 2 contracts
Samples: Securities Purchase Agreement (COPsync, Inc.), Preferred Stock Purchase Agreement (Overstock Com Inc)
Brokers or Finders. Such Investor has not engaged any brokers, finders or agents, and neither the Company has not and will not nor such Investor has, nor will, incur, directly or indirectly, as a result of any action taken by such Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreement.
Appears in 2 contracts
Samples: Senior Redeemable Preferred Stock Purchase Agreement (Tpi Composites, Inc), Redeemable Preferred Stock Purchase Agreement (Tpi Composites, Inc)
Brokers or Finders. Such The Investor has not engaged any brokers, finders finders, or agents, agents and the Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by Investor, any liability for brokerage or finders’ fees finder's fee or agents’ ' commissions or any similar charges in connection with this Agreement or and the Sharestransactions contemplated hereby.
Appears in 2 contracts
Samples: Preferred Stock Purchase Agreement (Par Pharmaceutical Companies, Inc.), Investment Agreement (Soyo Group Inc)
Brokers or Finders. Such The Investor has not engaged any brokers, finders or agentsnot, and the Company has not and will not not, incur, directly or indirectly, as a result of any action taken by Investorthe Company, any liability for brokerage or finders’ ' fees or agents’ ' commissions or any similar charges in connection with this Agreement or the SharesAgreement.
Appears in 2 contracts
Samples: Preferred Stock Purchase Agreement (Introgen Therapeutics Inc), Preferred Stock Purchase Agreement (Introgen Therapeutics Inc)
Brokers or Finders. Such (a) . The Investor has not engaged any brokers, finders finders, or agents, agents and the Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by Investor, any liability for brokerage or finders’ fees finder’s fee or agents’ commissions or any similar charges in connection with this Agreement or and the Sharestransactions contemplated hereby.
Appears in 2 contracts
Samples: Subscription Agreement (Ring Energy, Inc.), Subscription Agreement (Nextfit, Inc.)
Brokers or Finders. Such Investor has not engaged any brokers, finders or agentsnot, and the Company has not and will not incurits agents have not, directly incurred any obligation or indirectlyliability, as a result of any action taken by Investorcontingent or otherwise, any liability for brokerage or finders’ fees or agents’ commissions or any other similar charges payments in connection with this Agreement or Agreement, for which the SharesCompany may be liable.
Appears in 2 contracts
Samples: Stock Purchase and Backstop Agreement (Kv Pharmaceutical Co /De/), Stock Purchase and Backstop Agreement (Deutsche Bank Ag\)
Brokers or Finders. Such Investor The Company has not engaged any brokers, finders or agents, and agents such that the Company has not and Investor will not incur, directly or indirectly, as a result of any action taken by Investorthe Company, any liability for brokerage or finders’ fees or agents’ commissions commissions, or any similar charges in connection with the sale of the Shares contemplated by this Agreement or the SharesAgreement.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (DoubleVerify Holdings, Inc.)
Brokers or Finders. Such The Investor has not engaged any brokersincurred, finders or agents, and the Company has not and will not incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the Sharestransactions contemplated hereby.
Appears in 1 contract
Brokers or Finders. Such Investor has not engaged any brokersbroker, finders agent, investment banker, financial advisor or agents, finder and none of the Company or any Investor has not and or will not incur, directly or indirectly, as a result of any action taken by Investorthe Investors, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with under this Agreement or the SharesAmended and Restated Investor Rights Agreement, if applicable.
Appears in 1 contract
Brokers or Finders. Such Investor The Company has not engaged any brokers, finders or agents, and the Company Investor has not and will not incur, directly or indirectly, as a result of any action taken by Investoror on behalf of the Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesTransactions.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Thomas Properties Group Inc)
Brokers or Finders. Such Investor has not engaged any brokers, finders finders, or agents, and neither the Company has not and will not Cooperative nor any other Investor has, nor will, incur, directly or indirectly, as a result of any action taken by Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreement.
Appears in 1 contract
Brokers or Finders. Such (a) The Investor has not engaged any brokers, finders finders, or agents, agents and the Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by Investor, any liability for brokerage or finders’ fees finder’s fee or agents’ commissions or any similar charges in connection with this Agreement or and the Sharestransactions contemplated hereby.
Appears in 1 contract
Brokers or Finders. Such The Investor has not engaged any brokers, finders or agents, and the Company has not and not, nor will not it, incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreement.
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (InterPrivate III Financial Partners Inc.)
Brokers or Finders. Such The Investor has not engaged any brokers, finders or agents, and neither the Company has not and will not nor any Financial Investor has, nor will, incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement the Agreements, the Strategic Agreements or the SharesTermination Agreement.
Appears in 1 contract
Samples: Series F Preferred Stock Purchase Agreement (Kensington Capital Acquisition Corp.)
Brokers or Finders. Such The Investor has not engaged any brokers, finders finders, or agents, and neither the Company has not and will not nor any other Investor has, nor will, incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ ' fees or agents’ ' commissions or any similar charges in connection with this Agreement or the SharesAgreements.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Technology Crossover Management Iv LLC)
Brokers or Finders. Such Investor has not engaged any brokers, finders or agents, and neither the Company has not and will not Company, nor the Parent, nor any other Investor has, nor will, incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesPurchase Agreement.
Appears in 1 contract
Samples: Convertible Preferred Stock Purchase Agreement (TWO RIVERS WATER Co)
Brokers or Finders. Such The Investor has not engaged any brokers, finders or agents, and neither the Company has not and will not nor any other Investor has, nor will, incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesInvestor Agreements.
Appears in 1 contract
Samples: Series B Preferred Stock Purchase Agreement (Logitech International Sa)
Brokers or Finders. Such The Investor has have not engaged any brokers, finders or agents, and agents such that the Company has not and will not incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with the sale of the Shares contemplated by this Agreement or the SharesAgreement.
Appears in 1 contract
Samples: Ordinary Shares Purchase Agreement (monday.com Ltd.)
Brokers or Finders. Such The Investor has not engaged any brokers, finders or agents, and the Company has not and will not incur, directly or indirectly, as a result of any action taken by the Investor, any liability Liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreement.
Appears in 1 contract
Brokers or Finders. Such The Investor has not engaged any brokers, finders or agents, and the Company has not and will not not, nor will, incur, directly or indirectly, as a result of any action taken by such Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreement.
Appears in 1 contract
Samples: Common Stock and Warrant Purchase Agreement (ESS Tech, Inc.)
Brokers or Finders. Such Each Investor has not engaged any brokersincurred, finders or agents, and the Company has not and will not ------------------ incur, directly or indirectly, as a result of any action taken by Investor, any liability for brokerage or finders’ ' fees or agents’ ' commissions or any similar charges in connection with this Agreement or the Sharesany transaction contemplated hereby.
Appears in 1 contract
Samples: Convertible Note Purchase Agreement (Victory Oil Co)
Brokers or Finders. Such The Investor has not engaged any brokers, finders or agents, and the Company Investor has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreements.
Appears in 1 contract
Samples: Common Unit Purchase Agreement (Clean Energy Fuels Corp.)
Brokers or Finders. Such The Investor has not engaged any brokers, finders or agents, and agents such that the Company has not and will not incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with the subscription for the Shares contemplated by this Agreement or the SharesAgreement.
Appears in 1 contract
Samples: Shares Subscription Agreement (VinFast Auto Pte. Ltd.)
Brokers or Finders. Such Investor has not engaged any brokers, finders or agents, and the Company has not and will not incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesTransactions.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Thomas Properties Group Inc)
Brokers or Finders. Such The Investor has not engaged any brokers, finders or agents, and agents such that the Company has not and will not incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions commissions, or any similar charges in connection with the sale of the Shares contemplated by this Agreement or the SharesAgreement.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (DoubleVerify Holdings, Inc.)
Brokers or Finders. Such Investor has not engaged any brokers, finders or agents, and the Company has not not, and will not not, incur, directly or indirectly, as a result of any action taken by Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or and the Sharestransactions related hereto.
Appears in 1 contract
Brokers or Finders. Such The Investor has not engaged any brokers, finders or agents, and none of the Company has not and will not HTL Parties nor any other Investor has, nor will, incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreement.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (HOME TOUCH HOLDING Co)
Brokers or Finders. Such Investor has not engaged any brokersincurred, finders or agents, and the Company has not and will not incur, directly or indirectly, as a result of any action taken by Investor, any liability for brokerage or finders’ ' fees or agents’ ' commissions or any similar charges in connection with this Agreement or the Sharesany transaction contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Cypress Bioscience Inc)
Brokers or Finders. Such Investor has not engaged any brokers, finders or agents, and such that the Company has not and will not will, incur, directly or indirectly, as a result of any action taken by such Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreement.
Appears in 1 contract
Brokers or Finders. Such Investor has not engaged any brokersbroker, finders agent, investment banker, financial advisor or agents, finder and none of the Company or any Investor has not and or will not incur, directly or indirectly, as a result of any action taken by Investorthe Investors, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with under this Agreement or the Sharesother Transaction Documents.
Appears in 1 contract
Brokers or Finders. Such Investor has not engaged any brokers, finders or agents, and neither the Company has not and will not nor such Investor has, nor will, incur, directly or indirectly, as a result of any action taken by such Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreements.
Appears in 1 contract
Samples: Senior Redeemable Preferred Stock Purchase Agreement (Tpi Composites, Inc)
Brokers or Finders. Such Investor The Company has not engaged any brokers, finders or agents, and the Company Investor has not and not, nor will not it, incur, directly or indirectly, as a result of any action taken by Investorthe Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreement.
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (InterPrivate III Financial Partners Inc.)
Brokers or Finders. Such The Investor has not engaged any brokers, finders or agents, and neither the Company has not and will not nor any other Investor has, nor will, incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ ' fees or agents’ ' commissions or any similar charges in connection with this Agreement or the SharesAgreements.
Appears in 1 contract
Brokers or Finders. Such Investor has The Investors have not engaged any brokersincurred, finders or agents, and the Company has not and will not incur, directly or indirectly, as a result of any action taken by Investorthe Investors, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the Sharestransactions contemplated hereby, in each case that would become a liability of the Company.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Altria Group, Inc.)
Brokers or Finders. Such The Investor has not engaged any brokers, finders finders, or agents, and the Company has not agents and will not incur, directly or indirectly, as a result of any action taken by Investor, any liability for brokerage or finders’ fees finder's fee or agents’ ' commissions or any similar charges in connection with this Agreement or and the Sharestransactions contemplated hereby.
Appears in 1 contract
Brokers or Finders. Such Investor has not engaged any brokers, finders or agents, and neither the Company has not and will not nor any other Investor has, nor will, incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or fees, agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreements.
Appears in 1 contract
Samples: Common Stock and Note Purchase Agreement (Luna Innovations Inc)
Brokers or Finders. Such Investor has not engaged any brokers, finders or agents, and Neither the Company has not and will not nor any other Investor has, nor will, incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesFinancing Agreements.
Appears in 1 contract
Samples: Series a Preferred Stock Purchase Agreement (Zagg INC)
Brokers or Finders. Such Each Investor has not engaged any brokers, finders or agents, and agents such that the Company has not and will not incur, directly or indirectly, as a result of any action taken by such Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with the sale of the Shares contemplated by this Agreement or the SharesAgreement.
Appears in 1 contract
Brokers or Finders. Such The Investor has not engaged any brokersincurred, finders or agents, and the Company has not and will not incur or cause the Company to incur, directly or indirectly, as a result of any action taken by such Investor, any liability for brokerage or finders’ ' fees or agents’ ' commissions or any similar charges in connection with this Agreement agreement or the Sharesany transaction contemplated hereby.
Appears in 1 contract
Samples: Series H Preferred Stock Purchase Agreement (Oni Systems Corp)
Brokers or Finders. Such Investor has not engaged any brokers, finders or agents, and neither the Company has not and will not nor any other Investor has, nor will, incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreement.
Appears in 1 contract
Samples: Conversion Agreement (TWO RIVERS WATER & FARMING Co)
Brokers or Finders. Such Investor The Company has not engaged any brokers, finders or agents, and the Company has Investors have not incurred, and will not incur, directly or indirectly, as a result of any action taken by Investorthe Company, any liability for brokerage or finders’ ' fees or agents’ ' commissions or any similar charges in connection with this Agreement or the Shares.Agreements. SECTION 4
Appears in 1 contract
Brokers or Finders. Such Investor The Company has not engaged any brokers, finders or agents, and agents such that the Company has not and Investor or the Parent will not incur, directly or indirectly, as a result of any action taken by Investorthe Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesAgreement.
Appears in 1 contract
Brokers or Finders. Such Investor has not engaged any brokers, finders or agents, and agents such that the Company has not and will not incur, directly or indirectly, as a result of any action taken by such Investor, any liability for brokerage or finders’ fees or agents’ commissions commissions, or any similar charges in connection with the sale of the Shares contemplated by this Agreement or the SharesAgreement.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Centuri Holdings, Inc.)
Brokers or Finders. Such The Investor has not engaged any brokers, finders or agents, and neither the Company has not and will not nor the Investor has, nor will, incur, directly or indirectly, as a result of any action taken by the Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the SharesTransaction Documents.
Appears in 1 contract
Brokers or Finders. Such Each Investor has not engaged any brokersincurred, finders or agents, and the Company has not and will not incur, directly or indirectly, as a result of any action taken by Investor, any liability for brokerage or finders’ ' fees or agents’ ' commissions or any similar charges in connection with this Agreement or the Sharesany transaction contemplated hereby.
Appears in 1 contract
Samples: Convertible Note Purchase Agreement (Pyr Energy Corp)
Brokers or Finders. Such Investor has not engaged any brokers, finders or agents, and neither the Company has not and will not nor any Investor has, nor will, incur, directly or indirectly, as a result of any action taken by each Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or the Sharestransactions contemplated hereby.
Appears in 1 contract
