Common use of Brokers or Finders Clause in Contracts

Brokers or Finders. No broker, investment banker, financial advisor or other Person is entitled to any broker's, finder's, financial advisor's or other similar fee or commission in connection with the transactions contemplated hereby based upon arrangements made by or on behalf of such Purchaser.

Appears in 6 contracts

Samples: Stock Purchase Agreement (Neurologix Inc/De), Stock Purchase Agreement (Neurologix Inc/De), Securities Purchase Agreement (Adventrx Pharmaceuticals Inc)

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Brokers or Finders. No broker, investment banker, financial advisor or other Person individual, corporation, general or limited partnership, limited liability company, firm, joint venture, association, enterprise, joint securities company, trust, unincorporated organization or other person or entity is entitled to any broker's’s, finder's’s, financial advisor's ’s or other similar fee or commission in connection with the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such Purchaserthe Company or any of its Affiliate.

Appears in 6 contracts

Samples: Securities Purchase Agreement (Opko Health, Inc.), Securities Purchase Agreement (PROLOR Biotech, Inc.), Securities Purchase Agreement (SafeStitch Medical, Inc.)

Brokers or Finders. No broker, investment banker, financial advisor or other Person individual, corporation, general or limited partnership, limited liability company, firm, joint venture, association, enterprise, joint securities company, trust, unincorporated organization or other person or entity is entitled to any broker's’s, finder's’s, financial advisor's ’s or other similar fee or commission in connection with the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such PurchaserPurchaser or of its Affiliates.

Appears in 6 contracts

Samples: Securities Purchase Agreement (SafeStitch Medical, Inc.), Securities Purchase Agreement (PROLOR Biotech, Inc.), Securities Purchase Agreement (SafeStitch Medical, Inc.)

Brokers or Finders. No agent, broker, investment banker, financial advisor banker or other Person person (as such term is defined in the Securities Act) is or will be entitled to any broker's, finder's, financial advisor's or finder's fee or any other commission or similar fee or commission from the Company in connection with any of the transactions contemplated hereby based upon arrangements made by or on behalf of such Purchaserhereby.

Appears in 5 contracts

Samples: Stock and Warrant Purchase Agreement (Questcor Pharmaceuticals Inc), 1 Stock Purchase Agreement (Questcor Pharmaceuticals Inc), Common Stock Purchase Agreement (Questcor Pharmaceuticals Inc)

Brokers or Finders. No broker, investment banker, financial advisor broker, finder, consultant or other Person intermediary is entitled to any broker'sinvestment banking, brokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with this Agreement or the transactions contemplated hereby based upon arrangements made by or on behalf of such PurchaserParent or any of its Subsidiaries.

Appears in 4 contracts

Samples: Agreement and Plan of Merger (J.M. Tull Metals Company, Inc.), Agreement and Plan of Merger (Checkfree Corp \Ga\), Agreement and Plan of Merger (Ryerson Inc.)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other firm or Person is or will be entitled to any broker's, ’s or finder's, financial advisor's ’s fee or any other commission or similar fee or commission in connection with any of the transactions contemplated hereby based upon arrangements made by or on behalf of such PurchaserTransactions.

Appears in 4 contracts

Samples: Stock Sale Agreement (East Coast Diversified Corp), Stock Sale Agreement (East Coast Diversified Corp), Stock Sale Agreement (East Coast Diversified Corp)

Brokers or Finders. No broker, finder or investment banker, financial advisor or other Person banker is entitled to any broker'sbrokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with the transactions contemplated hereby Transactions based upon arrangements made by or on behalf of such Purchaserthe Company.

Appears in 4 contracts

Samples: Share Exchange Agreement (Eco Ventures Group, Inc.), Share Exchange Agreement, Share Exchange Agreement (PetLife Pharmaceuticals, Inc.)

Brokers or Finders. No investment banker, broker, investment bankerconsultant, finder, financial advisor or other Person intermediary is entitled to any broker'sinvestment banking, brokerage, consulting, finder's, financial advisor's ’s or other similar fee or commission in connection with this Agreement or the transactions contemplated hereby based upon arrangements made by or on behalf of such PurchaserParent or any of its Subsidiaries.

Appears in 4 contracts

Samples: Agreement and Plan of Merger (PMC Sierra Inc), Agreement and Plan of Merger (Skyworks Solutions, Inc.), Agreement and Plan of Merger (Skyworks Solutions, Inc.)

Brokers or Finders. No agent, broker, investment banker, financial advisor banker or other firm or Person is or will be entitled to any broker's’s, finder's’s, financial advisor's ’s or other similar fee or commission in connection with this Agreement or the transactions contemplated hereby Transactions based upon arrangements made by or on behalf of Purchaser or any of its Affiliates, except for any such Person whose fees and expenses will be paid by Purchaser.

Appears in 4 contracts

Samples: Equity Purchase Agreement (ADT Inc.), Equity Purchase Agreement (Valvoline Inc), Equity Purchase Agreement (ZimVie Inc.)

Brokers or Finders. No broker, finder or investment banker, financial advisor or other Person banker is entitled to any broker'sbrokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with the transactions contemplated hereby Transactions based upon arrangements made by or on behalf of such PurchaserParent or Merger Sub.

Appears in 4 contracts

Samples: Agreement and Plan of Merger (Gca I Acquisition Corp), Agreement and Plan of Merger (Gca I Acquisition Corp), Agreement and Plan of Merger (Gca I Acquisition Corp)

Brokers or Finders. No broker, finder or investment banker, financial advisor or other Person banker is entitled to any broker'sbrokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such the Purchaser.

Appears in 3 contracts

Samples: Asset Purchase Agreement (New Media Investment Group Inc.), Asset Purchase Agreement (New Media Investment Group Inc.), Assignment Agreement (New York Times Co)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other firm or Person is or will be entitled to any broker's, ’s or finder's, financial advisor's ’s fee or any other similar commission or fee or commission in connection with any of the transactions contemplated hereby based upon arrangements made by or on behalf this Agreement except BMO Capital Markets, the fees of such Purchaserwhich are the responsibility of Acquiror.

Appears in 3 contracts

Samples: Arrangement Agreement (Magnum Hunter Resources Corp), Arrangement Agreement (NGAS Resources Inc), Arrangement Agreement (Magnum Hunter Resources Corp)

Brokers or Finders. No broker, investment banker, financial advisor or other Person is entitled to any broker's, finder's, financial advisor's or other similar fee or commission in connection with the transactions contemplated hereby based upon arrangements made by or on behalf of such the Purchaser.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Innofone Com Inc), Stock Purchase Agreement (Vaxgen Inc), Note Purchase Agreement (Vaxgen Inc)

Brokers or Finders. No agent, broker, investment banker, financial advisor banker or other firm or Person is or will be entitled to any broker's’s, finder's’s, financial advisor's ’s or other similar fee or commission in connection with this Agreement or the transactions contemplated hereby Transactions based upon arrangements made by or on behalf of such Purchaser or any of its Affiliates, except any Person whose fees and expenses will be paid by Purchaser.

Appears in 3 contracts

Samples: Purchase Agreement (Frontier Communications Corp), Purchase Agreement (Lumen Technologies, Inc.), Purchase Agreement

Brokers or Finders. No broker, investment banker, financial advisor broker, finder, consultant or intermediary other Person than the Financial Advisor, the fees and expenses of which will be paid by the Company, is entitled to any broker'sinvestment banking, brokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with this Agreement or the transactions contemplated hereby Transactions based upon arrangements made by or on behalf of such Purchaserthe Group Companies.

Appears in 3 contracts

Samples: Agreement and Plan of Merger (China XD Plastics Co LTD), Agreement and Plan of Merger (SORL Auto Parts Inc), Agreement and Plan of Merger (China Index Holdings LTD)

Brokers or Finders. No broker, finder or investment banker, financial advisor or other Person banker is entitled to any broker'sbrokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such PurchaserBuyer or any Affiliate of Buyer.

Appears in 3 contracts

Samples: Stock Purchase Agreement (Tucows Inc /Pa/), Membership Interest Purchase Agreement (National Health Investors Inc), Membership Interest Purchase Agreement (Tiptree Financial Inc.)

Brokers or Finders. No broker, investment banker, financial advisor broker, finder, consultant or other Person intermediary is entitled to any broker'sinvestment banking, brokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with this Agreement or the transactions contemplated hereby Transactions based upon arrangements made by or on behalf of such PurchaserParent, Merger Sub or any of their respective Subsidiaries or Affiliates.

Appears in 3 contracts

Samples: Agreement and Plan of Merger (China XD Plastics Co LTD), Agreement and Plan of Merger (China Index Holdings LTD), Agreement and Plan of Merger (SORL Auto Parts Inc)

Brokers or Finders. No agent, broker, investment banker, financial ------------------ advisor or other Person firm or person is or will be entitled to any broker's, finder's, financial advisor's or finder's fee or any other similar commission or fee or commission in connection with any of the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such Purchaser.Purchaser or Merger Sub other than Chase H&Q.

Appears in 3 contracts

Samples: Agreement and Plan of Merger (Telocity Delaware Inc), Agreement and Plan of Merger (Telocity Delaware Inc), Agreement and Plan of Merger (Hughes Electronics Corp)

Brokers or Finders. No broker, investment banker, financial advisor or other Person is entitled to any broker's’s, finder's’s, financial advisor's ’s or other similar fee or commission in connection with the transactions contemplated hereby based upon arrangements made by or on behalf of such Purchaser.

Appears in 3 contracts

Samples: Securities Purchase Agreement (North American Scientific Inc), Securities Purchase Agreement (North American Scientific Inc), Securities Purchase Agreement (North American Scientific Inc)

Brokers or Finders. No broker, finder or investment banker, financial advisor or other Person banker is entitled to any broker'sbrokerage, finder's, financial advisor's or other similar fee or commission in connection with the transactions contemplated hereby based upon arrangements made by or on behalf of such PurchaserParent, Sub or any Investor.

Appears in 3 contracts

Samples: Agreement and Plan of Merger (Tishman Speyer Properties L P), Agreement and Plan of Merger (Rockefeller Center Properties Inc), Agreement and Plan of Merger (Whitehall Street Real Estate Limited Partnership V)

Brokers or Finders. No agent, broker, investment banker, financial advisor banker or other firm or Person is or will be entitled to any broker's, ’s or finder's, financial advisor's ’s fee or any other commission or similar fee or commission in connection with the transactions contemplated hereby Transactions based upon arrangements made by or on behalf of such the Purchaser.

Appears in 3 contracts

Samples: Purchase Agreement (CLST Holdings, Inc.), Purchase Agreement (CLST Holdings, Inc.), Purchase Agreement (CLST Holdings, Inc.)

Brokers or Finders. No agent, broker, investment banker, financial advisor banker or other firm or Person is or will be entitled to any broker's, ’s or finder's, financial advisor's ’s fee or any other commission or similar fee or commission in connection with the transactions contemplated hereby Transactions based upon arrangements made by or on behalf of such Purchaserthe Seller.

Appears in 3 contracts

Samples: Purchase Agreement (CLST Holdings, Inc.), Purchase Agreement (CLST Holdings, Inc.), Purchase Agreement (CLST Holdings, Inc.)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other Person firm or person is or will be entitled to any broker's, ’s or finder's, financial advisor's ’s fee or any other commission or similar fee or commission in connection with any of the transactions contemplated hereby based upon arrangements made by or on behalf of such Purchaserthis Agreement.

Appears in 2 contracts

Samples: Escrow Agreement (Catcher Holdings, Inc), And Restated Agreement and Plan of Merger (Catcher Holdings, Inc)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other firm or Person is or will be entitled to any broker's, brokers' or finder's, financial advisor's fee or any other commission or similar fee or commission in connection with any of the transactions contemplated hereby based upon arrangements made by or on behalf of such PurchaserTransactions.

Appears in 2 contracts

Samples: Share Purchase Agreement (Techteam Global Inc), Stock Purchase Agreement (American United Global Inc)

Brokers or Finders. No broker, investment banker, financial advisor broker, finder, consultant or other Person intermediary is entitled to any broker'sinvestment banking, brokerage, finder's, financial advisor's or other similar fee or commission in connection with this Agreement or the transactions contemplated hereby Transactions based upon arrangements made by or on behalf of such PurchaserParent, Merger Sub or any of their respective Subsidiaries or Affiliates.

Appears in 2 contracts

Samples: Agreement and Plan of Merger, Agreement and Plan of Merger

Brokers or Finders. No broker, investment banker, financial advisor or other Person is entitled to any broker's, finder's, financial advisor's or other similar fee or commission in connection with the transactions contemplated hereby by the Transaction Documents based upon arrangements made by or on behalf of such Purchaserthe Company.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Neurologix Inc/De), Stock Purchase Agreement (Neurologix Inc/De)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other firm or Person is or will be entitled to any broker's, ’s or finder's, financial advisor's ’s fee or any other similar commission or fee or commission in connection with any of the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such Purchaserthe Company.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Ambassadors International Inc), Stock Purchase Agreement (Complete Production Services, Inc.)

Brokers or Finders. No broker, investment banker, financial advisor broker, finder, consultant or other Person intermediary is entitled to any broker'sinvestment banking, brokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with this Agreement or the transactions contemplated hereby based upon arrangements made by or on behalf of such PurchaserInvestor or Parent or any of their respective Subsidiaries.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (RenPac Holdings Inc.), Agreement and Plan of Merger (Pactiv Corp)

Brokers or Finders. No broker, investment banker, financial advisor or other Person person, is entitled to any broker's’s, finder's’s, financial advisor's ’s or other similar fee or commission in connection with this Agreement or the transactions contemplated hereby based upon arrangements made by or on behalf of such PurchaserBuyer.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Tianli Agritech, Inc.), Stock Purchase Agreement (Aoxin Tianli Group, Inc.)

Brokers or Finders. No broker, investment banker, financial advisor broker, finder, consultant or other Person intermediary is entitled to any broker'sinvestment banking, brokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with this Agreement or the transactions contemplated hereby based upon arrangements made by or on behalf of such Purchaserthe Parent, Merger Sub or the Guarantor.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Open Text Corp), Agreement and Plan of Merger (Captaris Inc)

Brokers or Finders. No broker, investment banker, financial advisor broker, finder, consultant or other Person intermediary is entitled to any broker'sinvestment banking, brokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with this Agreement or the transactions contemplated hereby based upon arrangements made by or on behalf of such PurchaserParent or any of its Subsidiaries, including Merger Sub.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Presidential Life Corp), Agreement and Plan of Merger (Garrison Capital Inc.)

Brokers or Finders. No agent, broker, investment banker, financial advisor banker or other firm or Person is or will be entitled to any broker's, finder's, financial advisor's or finder's fee or any other commission or similar fee or commission in connection with any of the transactions contemplated hereby by this Agreement or the Ancillary Agreements based upon arrangements arrangement made by or on behalf of such PurchaserPurchaser or any of its Affiliates.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Digirad Corp), Asset Purchase Agreement (Digirad Corp)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other firm or Person is or will be entitled to any broker's, brokers’ or finder's, financial advisor's ’s fee or any other commission or similar fee or commission in connection with any of the transactions contemplated hereby based upon arrangements made Transactions as a result of any action taken by or on behalf of such Purchaserthe Company.

Appears in 2 contracts

Samples: Option Agreement (Pmi Group Inc), Option Agreement (Credit Suisse First Boston Usa Inc)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other Person firm or person is or will be entitled to any broker's, ’s or finder's, financial advisor's ’s fee or any other similar commission or fee or commission in connection with any of the transactions contemplated hereby based upon arrangements made by or on behalf of such Purchaserthis Agreement.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Magnum Hunter Resources Corp), Agreement and Plan of Merger (Islet Sciences, Inc)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other firm or Person is or will be entitled to any broker's, ’s or finder's, financial advisor's ’s fee or any other similar commission or fee or commission in connection with any of the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such PurchaserNew Core.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Rurban Financial Corp), Agreement and Plan of Merger (Rurbanc Data Services Inc)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other Person is or will be entitled to any broker's, 's or finder's, financial advisor's fee or any other similar commission or fee based upon a contract or other similar fee or commission arrangement with the Seller in connection with the transactions contemplated hereby based upon arrangements made by or on behalf of such Purchaserthis Agreement.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Biw LTD), Asset Purchase Agreement (Biw LTD)

Brokers or Finders. No broker, finder or investment banker, financial advisor or other Person banker is entitled to any broker'sbrokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such PurchaserBuyers or any Affiliate of Buyers.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Health Benefits Direct Corp), Purchase Agreement (Penson Worldwide Inc)

Brokers or Finders. No Except for the Financial Advisors, no agent, broker, investment banker, financial advisor or other firm or Person is or will be entitled to any broker's, ’s or finder's, financial advisor's ’s fee or any other commission or similar fee or commission payment from the Company or any of its Subsidiaries in connection with any of the transactions contemplated hereby based upon arrangements made by or on behalf of such PurchaserTransactions.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Berkshire Hathaway Inc), Agreement and Plan of Merger (LUBRIZOL Corp)

Brokers or Finders. No broker, finder or investment banker, financial advisor or other Person banker is entitled to any broker'sbrokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such PurchaserBuyer.

Appears in 2 contracts

Samples: Asset Purchase Agreement (TigerLogic CORP), Stock Purchase Agreement (Merix Corp)

Brokers or Finders. No broker, finder or investment banker, financial advisor or other Person banker is entitled to any broker'sbrokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with the transactions contemplated hereby Transactions based upon any Contract or arrangements made by or on behalf of such PurchaserFIND.

Appears in 2 contracts

Samples: Software Product Line Purchase Agreement (Findex Com Inc), Software Product Line Purchase Agreement (Findex Com Inc)

Brokers or Finders. No broker, finder or investment banker, financial advisor or other Person banker is entitled to any broker'sbrokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such PurchaserSeller or the Company.

Appears in 2 contracts

Samples: Membership Interest Purchase Agreement (Tiptree Financial Inc.), Membership Interest Purchase Agreement (National Health Investors Inc)

Brokers or Finders. No broker, investment banker, financial advisor or other Person is entitled to any broker's’s, finder's’s, financial advisor's ’s or other similar fee or commission in connection with the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such Purchaser.

Appears in 2 contracts

Samples: Common Stock and Warrant Purchase Agreement (Corautus Genetics Inc), Common Stock and Warrant Purchase Agreement (Corautus Genetics Inc)

Brokers or Finders. No broker, investment banker, financial advisor broker, finder, consultant or intermediary other Person than the Financial Advisor, the fees and expenses of which will be paid by the Company, is entitled to any broker'sinvestment banking, brokerage, finder's, financial advisor's or other similar fee or commission in connection with this Agreement or the transactions contemplated hereby Transactions based upon arrangements made by or on behalf of such Purchaserthe Group Companies.

Appears in 2 contracts

Samples: Agreement and Plan of Merger, Agreement and Plan of Merger

Brokers or Finders. No agent, broker, investment banker, financial advisor or other Person is or will be entitled to any broker's, 's or finder's, financial advisor's fee or any other similar commission or fee based upon a contract or other similar fee or commission arrangement with the Buyer in connection with any of the transactions contemplated hereby based upon arrangements made by or on behalf of such Purchaserthis Agreement.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Biw LTD), Asset Purchase Agreement (Biw LTD)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other firm or Person is or will be entitled to any broker's, ’s or finder's, financial advisor's ’s fee or any other similar commission or fee or commission in connection with any of the transactions contemplated hereby based upon arrangements made by or on behalf of such Purchaserthis Agreement.

Appears in 2 contracts

Samples: Agreement and Plan of Reorganization (Creative Computer Applications Inc), Stock Purchase Agreement (Nn Inc)

Brokers or Finders. No broker, finder, investment banker, financial advisor agent or other Person similar Person, is or will be entitled to any broker's, brokerage or finder's, financial advisor's ’s or other similar fee or other commission in connection as a result of this Agreement or such transactions, except for such fees or other commissions as to which the Sellers shall have full responsibility and, with respect to any such fees or commissions, neither Buyer nor the transactions contemplated hereby based upon arrangements made by or on behalf of such PurchaserCompany shall have any liability.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Jupiter Wellness, Inc.), Stock Purchase Agreement (Jupiter Wellness, Inc.)

Brokers or Finders. No broker, finder or investment banker, financial advisor or other Person banker is entitled to any broker'sbrokerage, finder's, financial advisor's finders or other similar fee or commission in connection with the transactions contemplated hereby based upon arrangements made by or on behalf of such Purchaserthis Agreement for which the Company will be responsible.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Cleanspark, Inc.), Membership Interest Purchase Agreement (Cleanspark, Inc.)

Brokers or Finders. No broker, finder or investment banker, financial advisor or other Person banker is entitled to any broker'sbrokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such Purchaserthe Buyer or any of its Subsidiaries.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Li3 Energy, Inc.), Stock Purchase Agreement (Li3 Energy, Inc.)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other firm or Person is or will be entitled to any broker's, ’s or finder's, financial advisor's ’s fee or any other similar commission or fee or commission in connection with any of the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such PurchaserParent or Merger Sub.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Ssa Global Technologies, Inc), Agreement and Plan of Reorganization (Peplin Inc)

Brokers or Finders. No broker, investment banker, financial advisor broker, finder, consultant or other Person intermediary is entitled to any broker'sinvestment banking, brokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with this Agreement or the transactions contemplated hereby Contemplated Transactions based upon arrangements made by or on behalf of such PurchaserParent or any of its Subsidiaries.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Books a Million Inc), Agreement and Plan of Merger

Brokers or Finders. No broker, finder or investment banker, financial advisor or other Person banker is entitled to any broker'sbrokerage, finder's, financial advisor's or other similar fee or commission in connection with the transactions contemplated hereby based upon arrangements made by or on behalf of such Purchaserthis Agreement.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Cleanspark, Inc.), Membership Interest Purchase Agreement (Cleanspark, Inc.)

Brokers or Finders. No broker, investment banker, financial advisor broker, finder consultant or intermediary (other Person than Saloxxx Xxxxx Xxxnxx, Xxc.) is entitled to any broker'sbrokerage, finder's, financial advisor's or other similar fee or commission in connection with this Agreement, the Merger and the other transactions contemplated hereby based upon arrangements made by or on behalf of such Purchaserthe Company.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Tele Communications Inc /Co/), Agreement and Plan of Merger (Tele Communications International Inc)

Brokers or Finders. No broker, finder or investment banker, financial advisor or other Person banker is entitled to any broker'sbrokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such Purchaserthe Seller.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Eco Innovation Group, Inc.), Asset Purchase Agreement (Home Bistro, Inc. /NV/)

Brokers or Finders. No agent, broker, investment banker, financial advisor banker or other Person firm is or will be entitled to any broker's, finder's, financial advisor's or finder's fee or any other commission or similar fee or commission from the Purchasers in connection with any of the transactions contemplated hereby based upon arrangements made by or on behalf of such Purchaserthis Agreement.

Appears in 2 contracts

Samples: Investment Agreement (Xoma LTD /De/), Investment Agreement (Xoma LTD /De/)

Brokers or Finders. No broker, investment banker, financial advisor broker, finder, consultant or other Person intermediary is entitled to any broker'sinvestment banking, brokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with this Agreement or the transactions contemplated hereby Contemplated Transactions based upon arrangements made by or on behalf of such Purchaserany Purchaser Party or any of their respective Subsidiaries or Affiliates.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Alliance HealthCare Services, Inc), Agreement and Plan of Merger (Isramco Inc)

Brokers or Finders. No broker, finder or investment banker, financial advisor or other Person banker is entitled to any broker'sbrokerage, finder's, financial advisor's or other similar fee or commission in connection with the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such PurchaserParent or Acquisition.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Intel Corp), Agreement and Plan of Merger (DSP Communications Inc)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other firm or Person is or will be entitled to any broker's, ’s or finder's, financial advisor's ’s fee or any other similar commission or fee or commission in connection with that is contingent on the consummation of any of the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such PurchaserParent or Merger Sub.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Allied World Assurance Co Holdings, AG), Agreement and Plan of Merger (Fairfax Financial Holdings LTD/ Can)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other firm or Person is or will be entitled to any broker's, finder's, financial advisor's or finder's fee or any other similar commission or fee from the Company or commission in connection with a Company Sub as a result of Acquiror being a party hereto or consummating any of the transactions contemplated hereby based upon arrangements made by or on behalf of such Purchaserthis Agreement.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Irvine Apartment Communities Inc), Agreement and Plan of Merger (Irvine Co Et Al)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other firm or Person is or will be entitled to any broker's, finder's, financial advisor's or finder's fee or any other similar commission or fee or commission in connection with any of the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such PurchaserHoldings or Merger Sub, other than Vestar Capital Partners and Xxxxxxx Xxxx Xxxxxxx & Xxxxxxxx Incorporated.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Mg Waldbaum Co), Agreement and Plan of Merger (Mg Waldbaum Co)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other firm or Person is or will be entitled to any broker's, brokers’ or finder's, financial advisor's ’s fee or any other commission or similar fee or commission in connection with any of the transactions contemplated hereby based upon arrangements made by or on behalf of such PurchaserTransactions.

Appears in 2 contracts

Samples: Agreement and Plan of Demerger (Neophotonics Corp), Stock Purchase Agreement (Tri-S Security Corp)

Brokers or Finders. No broker, investment banker, financial advisor or other Person is entitled to any broker's, finder's, financial advisor's or other similar fee or commission in connection with the transactions transaction contemplated hereby by this Agreement based upon arrangements made by or on behalf of such Purchaserthe Company.

Appears in 1 contract

Samples: Stock Purchase Agreement (Refac)

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Brokers or Finders. No broker, finder or investment banker, financial advisor or other Person banker is entitled to any broker'sbrokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with this Agreement, the Ancillary Documents or the transactions contemplated hereby or thereby based upon arrangements any agreements, written, oral or otherwise made by or on behalf of such PurchaserMNG or its Affiliates.

Appears in 1 contract

Samples: Stock Purchase Agreement (Medianews Group Inc)

Brokers or Finders. No broker, investment banker, financial advisor or other Person is entitled to any broker's’s, finder's’s, financial advisor's ’s or other similar fee or commission in connection with the transactions contemplated hereby based upon arrangements made by or on behalf of such Purchaserthis Agreement.

Appears in 1 contract

Samples: Stock Purchase Agreement (Telkonet Inc)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other firm or Person is or will be entitled to any broker's, finder's, financial advisor's or finder's fee or any other similar commission or fee or commission in connection with any of the transactions contemplated hereby based upon arrangements made by or on behalf of such Purchaserthis Agreement.

Appears in 1 contract

Samples: Asset Purchase Agreement (Biw LTD)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other firm or Person is or will be entitled to any broker's, ’s or finder's, financial advisor's ’s fee or any other similar commission or fee or commission in connection with any of the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such Purchasereither Buyer or Buyer Sub.

Appears in 1 contract

Samples: Stock Purchase Agreement (Complete Production Services, Inc.)

Brokers or Finders. No broker, investment banker, financial advisor or other Person person, is entitled to any broker's’s, finder's’s, financial advisor's ’s or other similar fee fee, expenses or commission in connection with this Agreement or the transactions contemplated hereby based upon arrangements made by hereby, except for any such fee, expense or on behalf of such Purchasercommission for which the Acquirors will be responsible.

Appears in 1 contract

Samples: Agreement of Purchase and Sale (Verso Sartell LLC)

Brokers or Finders. No agent, broker, investment banker, financial advisor banker or other Person firm or person, is or will be entitled to any broker's, finder's, financial advisor's or finder's fee or any other commission or similar fee or commission from SMRS in connection with this Agreement or any of the transactions contemplated hereby based upon arrangements made by for which the General Partner or on behalf of such Purchaserthe Partnership will be responsible.

Appears in 1 contract

Samples: Partnership Interest Purchase Agreement (Home Properties of New York Inc)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other Person firm or person is or will be entitled to any broker's, brokers’ or finder's, financial advisor's ’s fee or any other commission or similar fee or commission in connection with any of the transactions contemplated hereby based upon arrangements made by or on behalf of such Purchaserthis Agreement.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Clean Harbors Inc)

Brokers or Finders. No agent, broker, investment banker, financial advisor banker or other firm or Person is or will be entitled to any broker's’s, finder's’s, financial advisor's ’s or other similar fee or commission in connection with this Agreement or the transactions contemplated hereby Transactions based upon arrangements made by or on behalf of Purchaser or any of its Affiliates, except for any such PurchaserPerson, whose fees and expenses will be paid by Purchaser or its Affiliates.

Appears in 1 contract

Samples: Equity Purchase Agreement (Cincinnati Bell Inc)

Brokers or Finders. No agent, broker, investment banker, financial advisor banker or other Person is or will be entitled to any broker's, finder's, financial advisor's or finder's fee or any other commission or similar fee or commission in connection with any of the transactions contemplated hereby by this Agreement or the other Transaction Documents based upon on arrangements made by or on behalf of such Purchaserthe Company or any of the Subsidiaries.

Appears in 1 contract

Samples: Securities Purchase Agreement (Goldman Sachs Group Inc)

Brokers or Finders. No broker, finder or investment banker, financial advisor or other Person banker is entitled to any broker'sbrokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such Purchaserthe Company or any of its Subsidiaries.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Performant Financial Corp)

Brokers or Finders. No broker, investment banker, financial advisor or other Person is entitled to any broker's’s, finder's’s, financial advisor's ’s or other similar fee or commission in connection with the transactions contemplated hereby based upon arrangements made by or on behalf of such the Purchaser.

Appears in 1 contract

Samples: Stock and Warrant Purchase Agreement (Vaxgen Inc)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other firm or Person is or will be entitled to any broker's, finder's, financial advisor's or finder's fee or any other commission or similar fee or commission in connection with any of the transactions contemplated hereby based upon arrangements made by or on behalf of such Purchaserherein.

Appears in 1 contract

Samples: Master Contribution and Sale Agreement (Ashland Inc.)

Brokers or Finders. No broker, investment banker, financial advisor broker or other Person finder is entitled to any broker's, finder's, financial advisor's brokerage or other similar fee from Seller (or commission in connection with the transactions contemplated hereby any of its Affiliates) based upon arrangements made by or on behalf of such Purchaser (or any Affiliates of Purchaser) in connection with the transactions contemplated hereby or in the Ancillary Agreements.

Appears in 1 contract

Samples: Asset Purchase Agreement (Semx Corp)

Brokers or Finders. No agent, broker, investment banker, financial ------------------ advisor or other firm or Person is or will be entitled to any broker's, finder's, financial advisor's or finder's fee or any other similar commission or fee or commission in connection with any of the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such PurchaserTarget.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Interpore International Inc /De/)

Brokers or Finders. No To the Knowledge of the Company, no agent, broker, investment banker, financial advisor or other firm or Person is or will be entitled to any broker'sbrokers', finder's, financial advisor's fee or other commission or similar fee or commission in connection with any of the transactions contemplated hereby based upon arrangements made by or on behalf of such PurchaserTransactions, except as set forth in the Disclosure Schedule.

Appears in 1 contract

Samples: Agreement and Plan of Merger (U S Vision Inc)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other firm or Person is or will be entitled to any broker's, brokers’ or finder's, financial advisor's ’s fee or any other commission or similar fee or commission in connection with the origination, negotiation or execution of this Agreement or the consummation of the Transaction or any of the other transactions contemplated hereby based upon arrangements made by or on behalf of such Purchaserthis Agreement.

Appears in 1 contract

Samples: Securities Purchase Agreement (FMC Technologies Inc)

Brokers or Finders. No agent, broker, investment banker, ------------------ financial advisor or other firm or Person is or will be entitled to any broker's, finder's, financial advisor's or finder's fee or any other commission or similar fee or commission in connection with the transactions contemplated hereby Transaction based upon arrangements on any arrangement made by or on behalf of such PurchaserBuyers.

Appears in 1 contract

Samples: Asset Purchase Agreement (Apw LTD)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other Person is or will be entitled to any broker's, ’s or finder's, financial advisor's ’s fee or any other similar commission or fee based upon a contract or other similar fee or commission arrangement with the Buyer in connection with any of the transactions contemplated hereby based upon arrangements made by or on behalf of such Purchaserthis Agreement.

Appears in 1 contract

Samples: Asset Purchase Agreement (Connecticut Water Service Inc / Ct)

Brokers or Finders. No investment banker, broker, investment bankerfinder, financial advisor or other Person intermediary is entitled to any broker'sinvestment banking, brokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with this Agreement or the transactions contemplated hereby Transactions based upon arrangements made by or on behalf of such Purchaser.GP Corp.

Appears in 1 contract

Samples: Asset Purchase Agreement (Great Elm Capital Group, Inc.)

Brokers or Finders. No broker, finder or investment banker, financial advisor or other Person banker is entitled to any broker'sbrokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such Purchaserany Seller, Acquired Company or any of their respective Affiliates.

Appears in 1 contract

Samples: Stock Purchase Agreement (Quixote Corp)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other firm or Person is entitled to any broker'sbrokerage, finder's, financial advisor's or other similar fee or commission for which the Purchaser, Next Layer or any of their respective affiliates could become liable in connection with the transactions contemplated hereby based upon arrangements made by this Agreement as a result of any action taken by or on behalf of such Purchaserany Party.

Appears in 1 contract

Samples: Share Purchase Agreement (Teliphone Corp)

Brokers or Finders. No agent, broker, investment banker, financial advisor banker or other firm or Person is or will be entitled to any broker's, ’s or finder's, financial advisor's ’s fee or any other commission or similar fee from Buyer or commission any Affiliate of Buyer in connection with any of the transactions contemplated hereby based upon arrangements made by or on behalf of such Purchaserthis Agreement.

Appears in 1 contract

Samples: Asset Purchase Agreement (Freds Inc)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other firm or Person is or will be entitled to any broker's, ’s or finder's, financial advisor's ’s fee or any other similar commission or fee or commission in connection with that is contingent on the consummation of any of the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such PurchaserKeyTech or any of its Subsidiaries.

Appears in 1 contract

Samples: Transaction Agreement (Atlantic Tele Network Inc /De)

Brokers or Finders. No broker, investment banker, financial advisor broker, finder, consultant or other Person intermediary, is entitled to any broker'sinvestment banking, brokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with this Agreement or the transactions contemplated hereby Transactions based upon arrangements made by or on behalf of such PurchaserParent or any of its Subsidiaries.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Cardiac Science CORP)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other firm or Person is or will be entitled to any broker's, ’s or finder's, financial advisor's ’s fee or any other similar commission or fee or commission in connection with any of the transactions contemplated hereby set forth in this Agreement, based upon arrangements made by or on behalf of such PurchaserHighmark.

Appears in 1 contract

Samples: Agreement of Merger

Brokers or Finders. No agent, broker, finder, investment banker, financial advisor or other Person person is entitled to any broker'sbrokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with any of the transactions contemplated hereby by this Agreement, based upon arrangements made by or on behalf of such Purchaserthe Sellers (“Sellers’ Broker Fees”). The Sellers shall be solely responsible for the payment of any and all Sellers’ Broker Fees due any agent, broker, finder, investment banker, financial advisor or other person in connection with the transactions contemplated by this Agreement.

Appears in 1 contract

Samples: Membership Interest Purchase Agreement (Authentic Holdings, Inc.)

Brokers or Finders. No broker, investment banker, financial advisor or other Person person or entity is entitled to any broker's, finder's, financial advisor's or other similar fee or commission from the Company in connection with the transactions contemplated hereby based upon arrangements made by or on behalf of such the Purchaser.

Appears in 1 contract

Samples: Stock Purchase Agreement (Palisade Capital Management LLC/Nj)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other firm or Person is or will be entitled to any broker's, finder's, financial advisor's or finder's fee or any other similar commission or fee or commission in connection with any of the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such PurchaserTelescan.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Ziasun Technologies Inc)

Brokers or Finders. No Except for the Financial Advisor, no agent, broker, investment banker, financial advisor or other Person is or will be entitled to any broker's, ’s or finder's, financial advisor's ’s fee or any other commission or similar fee or commission in connection with the transactions contemplated hereby payment based upon arrangements made by or and on behalf of such Purchaserthe Company or any of its Subsidiaries.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Associated Estates Realty Corp)

Brokers or Finders. No broker, finder or investment banker, financial advisor or other Person banker is entitled to any broker'sbrokerage, finder's, financial advisor's ’s fee or other similar fee or commission in connection with the transactions contemplated hereby Transactions based upon arrangements made by or on behalf of such PurchaserContributor or any Owner.

Appears in 1 contract

Samples: Asset Contribution Agreement (Priority Technology Holdings, Inc.)

Brokers or Finders. No broker, finder or investment banker, financial advisor or other Person banker is entitled to any broker'sbrokerage, finder's, financial advisor's or other similar fee or commission in connection with this Agreement, the Merger or the other transactions contemplated hereby based upon arrangements made by or on behalf of such PurchaserParent or Merger Sub or any of their respective directors, officers or employees.

Appears in 1 contract

Samples: Agreement and Plan of Merger (State National Companies, Inc.)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other firm or Person is or will be entitled to any broker's, brokers' or finder's, financial advisor's fee or any other commission or similar fee from the Company, any Sellers or commission any of their Affiliates in connection with any of the transactions contemplated hereby based upon arrangements made by or on behalf of such PurchaserTransactions.

Appears in 1 contract

Samples: Membership Interest Purchase Agreement (Source Energy Corp /Ut/)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other firm or Person is or will be entitled to any broker's, ’s or finder's, financial advisor's ’s fee or any other similar commission or fee or commission in connection with any of the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such PurchaserParent or Merger Subs.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Ambassadors International Inc)

Brokers or Finders. No broker, finder or investment banker, financial advisor or other Person banker is entitled to any broker'sbrokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with this Agreement or the transactions contemplated hereby Transactions based upon arrangements made by or on behalf of such Purchaserany Mxxxxx Xxxxxxxxxx.

Appears in 1 contract

Samples: Business Combination Agreement (Bite Acquisition Corp.)

Brokers or Finders. No agent, broker, investment banker, financial advisor or other firm or Person is or will be entitled to any broker's, ’s or finder's, financial advisor's ’s fee or any other similar commission or fee or commission in connection with any of the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such Purchaserany of the Selling Entities.

Appears in 1 contract

Samples: Purchase Agreement And (Oakley Inc)

Brokers or Finders. No broker, finder or investment banker, financial advisor or other Person banker is entitled to any broker'sbrokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such the Purchaser...

Appears in 1 contract

Samples: Share Purchase Agreement (New Media Investment Group Inc.)

Brokers or Finders. No agent, broker, investment banker, ------------------ financial advisor or other firm or Person is or will be entitled to any broker's, finder's, financial advisor's or finder's fee or any other similar commission or fee or commission in connection with any of the transactions contemplated hereby by this Agreement based upon arrangements made by or on behalf of such PurchaserParent.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Ea Engineering Acquisition Corp)

Brokers or Finders. No broker, finder or investment banker, financial advisor or other Person banker is entitled to any broker'sbrokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with this Agreement, the Ancillary Agreements or the transactions contemplated hereby or thereby based upon arrangements any agreements, written, oral or otherwise made by or on behalf of such PurchaserPurchaser or any of its Affiliates.

Appears in 1 contract

Samples: Stock Purchase Agreement (Balchem Corp)

Brokers or Finders. No broker, finder or investment banker, financial advisor or other Person banker is entitled to any broker'sbrokerage, finder's, financial advisor's ’s or other similar fee or commission in connection with the transactions contemplated hereby by this Agreement based upon arrangements made any agreement entered into by or on behalf of such Purchaserany Seller or any Acquired Company.

Appears in 1 contract

Samples: Share Purchase Agreement (Universal Gold Mining Corp.)

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