Brokers and Finders; Opinion of Financial Advisor. Except for the Carolina Financial Financial Advisor, neither Carolina Financial nor any Carolina Financial Entity, or any of their respective officers, directors, employees, or Representatives, has employed any broker, finder or investment banker or incurred any Liability for any financial advisory fees, investment bankers’ fees, brokerage fees, commissions, or finder’s or other such fees in connection with this Agreement or the transactions contemplated hereby. The board of directors of Carolina Financial has received the opinion of the Carolina Financial Financial Advisor (which, if initially rendered orally, has been or will be confirmed by a written opinion, dated the same date) to the effect that, as of the date of such opinion, and based upon and subject to the factors, assumptions and qualifications contained therein, the Exchange Ratio is fair, from a financial point of view, to Carolina Financial.
Appears in 3 contracts
Samples: Employment Agreement (Carolina Financial Corp), Agreement and Plan of Merger and Reorganization (First South Bancorp Inc /Va/), Agreement and Plan of Merger and Reorganization (Carolina Financial Corp)
Brokers and Finders; Opinion of Financial Advisor. Except for the Carolina Financial Financial Advisor, neither Carolina Financial nor any Carolina Financial Entity, or any of their respective officers, directors, employees, or Representatives, has employed any broker, finder or investment banker or incurred any Liability for any financial advisory fees, investment bankers’ fees, brokerage fees, commissions, or finder’s or other such fees in connection with this Agreement or the transactions contemplated hereby. The board of directors of Carolina Financial has received the opinion of the Carolina Financial Financial Advisor (which, if initially rendered orally, has been or will be confirmed by a written opinion, dated the same date) to the effect that, as of the date of such opinion, and based upon and subject to the factors, assumptions and qualifications contained therein, the Exchange Ratio Merger Consideration is fair, from a financial point of view, to Carolina Financial.
Appears in 2 contracts
Samples: Agreement and Plan of Merger and Reorganization (Carolina Financial Corp), Agreement and Plan of Merger and Reorganization (Carolina Trust BancShares, Inc.)
