Common use of Broker/Dealer Relationships Clause in Contracts

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries Subsidiary or any related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries or any related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Material Subsidiaries or any related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries or any related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a FINRA member” or “associated person of a FINRA member” (within the meaning set forth in of Article I of the FINRA ManualBylaws of the FINRA).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries its related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in of Article I of the FINRA ManualNASD Manual administered by FINRA).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries or any related entities: (i) is are required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act Act; or (ii) directly or indirectly through one or more intermediaries, controls control or is are a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manualrules).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries its subsidiaries (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries or any related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in of Article I of the FINRA ManualNASD Manual administered by FINRA).

Broker/Dealer Relationships. Neither the Company Company, any of its Subsidiaries, nor any of the Subsidiaries Company’s affiliates (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manualrules and regulations of FINRA).

Broker/Dealer Relationships. Neither the Company nor any of the Material Subsidiaries or any related entities (i) is required to register as a “"broker” " or “"dealer” " in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “"person associated with a member” " or “"associated person of a member” " (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the its Subsidiaries or any related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a FINRA member” or “associated person of a FINRA member” (within the meaning set forth in of Article I of the FINRA ManualBylaws of the NASD).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries Subsidiary (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the The Company nor any of the Subsidiaries (i) is not required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or and (ii) does not, directly or indirectly through one or more intermediaries, controls or control, and is not, a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the The Company nor any of the Subsidiaries (i) is not required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) does not directly or indirectly through one or more intermediaries, controls control or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the The Company nor any of the Subsidiaries (i) is not required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or and (ii) is not, and does not directly or indirectly through one or more intermediaries, controls or is control, a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries subsidiaries (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries its related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual). To the Company’s knowledge, no officer or director of the Company is an associated person of a FINRA registered broker-dealer firm.

Broker/Dealer Relationships. Neither the Company nor any of the its Subsidiaries (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor the Subsidiary or any of the Subsidiaries related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries or related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the The Company nor any of the Subsidiaries (i) is not required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or and (ii) does not, directly or indirectly through one or more intermediaries, controls or control and is not a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries its related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Financial Industry Regulatory Authority Manual).

Broker/Dealer Relationships. Neither the Company nor any of the its Subsidiaries (i) is are required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls control or is are a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor its Subsidiaries nor any of the Subsidiaries related entities (i) is are required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries its Subsidiary (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the its Subsidiaries or any related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a FINRA member” or “associated person of a FINRA member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries Subsidiary or any affiliate (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries (i) is required to register with the Commission as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries its subsidiaries or any related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither Other than as disclosed in the Registration Statement or the Prospectus, neither the Company nor any of the Subsidiaries its subsidiaries (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries Subsidiary or any related entities (i) is required to register as a “"broker” " or “"dealer” " in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “"person associated with a member” " or “"associated person of a member” " (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act Act, applicable Canadian securities laws or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor the subsidiaries or any of the Subsidiaries related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a FINRA member” or “associated person of a FINRA member” (within the meaning set forth in of Article I of the FINRA Manualbylaws of the FINRA).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries (i) is required to register as a “"broker” " or “"dealer” " in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “"person associated with a member” " or “"associated person of a member” " (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries its related entities (i) is required to register as a “broker” or ““ dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a ““ person associated with a member” or ““ associated person of a member” (within the meaning set forth in the FINRA Manual). To the Company’s knowledge, no officer or director of the Company is an associated person of a FINRA registered broker-dealer firm.

Broker/Dealer Relationships. Neither the Company Company, nor any of the Subsidiaries or any related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries its related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange 1934 Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual). To the Company’s knowledge, no officer or director of the Company is an associated person of a FINRA registered broker-dealer firm.

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries its related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual). No officer, director or holder of 5% or more of the Company’s Common Stock is an associated person of a FINRA registered broker-dealer firm.

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries Subsidiary (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Financial Industry Regulatory Authority (“FINRA”) Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries Subsidiary (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly indirectly, through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Financial Industry Regulatory Authority, Inc. (“FINRA”) Manual).

Broker/Dealer Relationships. Neither the Company nor the Material Subsidiary or any of the Subsidiaries related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries or any related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a FINRA member” or “associated person of a FINRA member” (within the meaning set forth in of Article I of the FINRA ManualBylaws of the FINRA).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act Act, applicable Canadian securities laws and rules or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any Subsidiary or any of the Subsidiaries Company’s affiliates (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in of Article I of the FINRA ManualNASD Manual administered by FINRA).

Broker/Dealer Relationships. Neither Except for Independence Realty Securities, LLC, neither the Company nor any of the Subsidiaries or any related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries or any related entities (i) is required to register as a “"broker” " or “"dealer” " in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “"person associated with a member” " or “"associated person of a member” " (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither Except as disclosed to the Agent, neither the Company nor any of the Subsidiaries or any related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries related entities (i) is required to register as a “"broker” " or “"dealer” " in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “"person associated with a member” " or “"associated person of a member” " (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries related entity: (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act Act; or (ii) directly or indirectly through one or more intermediaries, controls control or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manualrules).

Broker/Dealer Relationships. Neither the Company nor Company, its Subsidiary or any of the Subsidiaries related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries or any related entities (i) is required to register as a “"broker” " or “"dealer” " in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “"person associated with a FINRA member” " or “"associated person of a FINRA member” " (within the meaning set forth in of Article I of the FINRA ManualBylaws of the FINRA).

Broker/Dealer Relationships. Neither the Company nor any of the Material Subsidiaries or any related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).. (ddd)

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries Subsidiary or any related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).. w.

Broker/Dealer Relationships. Neither the Company nor any of the its Subsidiaries or any related entities (i) is required to register as a “"broker” " or “"dealer” " in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “"person associated with a FINRA member” " or “"associated person of a FINRA member” " (within the meaning set forth in of Article I of the FINRA ManualBylaws of the National Association of Securities Dealers).

Broker/Dealer Relationships. Neither the Company nor any of the its Subsidiaries or any related entities (i) is required to register as a “broker” or “dealer” in dealer”in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a FINRA member” or “associated person of a FINRA member” (within the meaning set forth in of Article I of the FINRA ManualBylaws of the NASD).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries or any related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries or any related entities (i) is required to register as a “"broker” " or “"dealer” " under Securities Laws or in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “"person associated with a member” " or “"associated person of a member” " (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).. 

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a FINRA member” or “associated person of a FINRA member” (within the meaning set forth in of Article I of the FINRA ManualBylaws of the FINRA).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries related entities (i) is are required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries its Subsidiary (i) is required to register with the Commission as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries its subsidiaries (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange 1933 Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the its Subsidiaries (i) is are required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor its Subsidiaries or any of the Subsidiaries related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither Except for Independence Realty Securities, LLC, neither the Company nor any of the Subsidiaries or any related entity (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries its related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual). No officer or director of the Company is an associated person of a FINRA registered broker-dealer firm.

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries (i) is not required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or and (ii) does not, directly or indirectly through one or more intermediaries, controls or control, and is not, a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries or any related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual). To the Company’s knowledge, no officer or director of the Company is an associated person of a FINRA registered broker-dealer firm.

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries Subsidiary or any related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated has any other association with a member” or “associated person of a member” (within the meaning set forth in of Article I of the FINRA Manual)Bylaws of FINRA) any member firm of FINRA.

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).. (x)

Broker/Dealer Relationships. Neither the Company Parent nor any of the Subsidiaries its subsidiaries or any related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither Except as disclosed to the Agent, neither the Company nor any of the Subsidiaries Subsidiary or any related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries Subsidiary or any related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly indirectly, through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).;

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries Significant Subsidiary or any related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries its affiliates (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated has any other association with a member” or “associated person of a member” (within the meaning set forth in of Article I of the FINRA ManualBylaws of the Financial Industry Regulatory Authority (“FINRA”)) any member firm of FINRA.

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries (i) is required to register as a “broker” or “dealer” in accordance with the provisions ​ ​ of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company Company, any of its Subsidiaries nor any of the Subsidiaries related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor its subsidiaries or any of the Subsidiaries related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a FINRA member” or “associated person of a FINRA member” (within the meaning set forth in of Article I of the FINRA ManualBylaws of the FINRA).

Broker/Dealer Relationships. Neither the Company nor the Subsidiary or any of the Subsidiaries related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a FINRA member” or “associated person of a FINRA member” (within the meaning set forth in of Article I of the FINRA ManualBylaws of the FINRA).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries its related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries Subsidiary (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor the subsidiaries or any of the Subsidiaries related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a FINRA member” or “associated person of a FINRA member” (within the meaning set forth in of Article I of the FINRA ManualBylaws of the FINRA).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) has received a notification from any of its directors or officers that any such director or officer, directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Material Subsidiaries or any related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the U.S. Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries Group Companies (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning set forth in the FINRA Manual).

Broker/Dealer Relationships. Neither the Company nor any of the Subsidiaries (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a FINRA member” or “associated person of a FINRA member” (within the meaning set forth in of Article I of the FINRA Manualbylaws of the FINRA).