Common use of Broker-Dealer Affiliations Clause in Contracts

Broker-Dealer Affiliations. Are you an employee of Saturna Brokerage Services? ❍ Yes ❍ No Are you related to an employee of Saturna Brokerage Services? ❍ Yes ❍ No Employee Name: Relationship Are you an employee at another broker-dealer? ❍ Yes ❍ No Broker-Dealer Name: Are you related to an employee at another broker-dealer? ❍ Yes ❍ No Broker-Dealer Name: Employee Name: Relationship: Are you maintaining any other brokerage accounts? ❍ Yes ❍ No Name of firm(s): Years of investment experience: Are you or any member of your immediate family affiliated with or employed by a member of a stock exchange or the Financial Industry Regulatory Authority? ❍ Yes ❍ No Employer authorization is required. Please list affiliations: Are you an senior officer, director, or 10% or more shareholder of a public company? ❍ Yes ❍ No Company Name: