Breakpoints. Rights of Accumulation (ROA) • The applicable sales charge on a purchase of Class A units is determined by taking into account all classes of the 529 Plan held by the account owner or in an account grouped by Xxxxxx Xxxxx with other accounts for the purpose of providing certain pricing considerations ("pricing groups"). This includes all units held on the Xxxxxx Xxxxx platform and/or held on another platform. The inclusion of eligible 529 Plan assets in the rights of accumulation calculation is dependent on the account owner notifying his or her financial advisor of such assets at the time of calculation. • ROA is determined by calculating the higher of cost or market value (current shares x NAV). Sales Charge Waivers Sales charges are waived for the following account owners and in the following situations: • Associates of Xxxxxx Xxxxx and its affiliates and their family members who are in the same pricing group (as determined by Xxxxxx Xxxxx under its policies and procedures) as the associate. This waiver will continue for the remainder of the associate's life if the associate retires from Xxxxxx Xxxxx in good-standing. • Units purchased in an Xxxxxx Xxxxx fee-based program. • Units purchased from the proceeds of redeemed units of the same 529 Plan so long as the following conditions are met: 1) the proceeds are from the sale of units within 60 days of the purchase; and 2) the sale and purchase are made in the same Option and the same account or the purchase is made in an individual account. • Units exchanged into class A shares from another class so long as the exchange is into the same Option and was initiated at the discretion of Xxxxxx Xxxxx. Xxxxxx Xxxxx is responsible for any remaining CDSC due to the 529 Plan, if applicable. Any future purchases are subject to the applicable sales charge as disclosed in the Program Description. • Exchanges from class C shares to class A shares of the same 529 Plan, generally, in the 84th month following the anniversary of the purchase date or earlier at the discretion of Xxxxxx Xxxxx. Contingent Deferred Sales Charge (CDSC) Waivers If the account owner purchases units that are subject to a CDSC and those units are redeemed before the CDSC is expired, the account owner is responsible to pay the CDSC except in the following conditions: • The death or disability of the account owner. • Systematic withdrawals with up to 10% per year of the account value. • Units sold to pay Xxxxxx Xxxxx fees or costs in such cases wher...
Breakpoints. 2010 $ 5,260,447 2011 $ 5,453,529 2012 $ 5,521,881 2013 $ 6,566,290 2014 $ 8,445,964 2015 $11,818,692 2016 $12,616,219# 2017 $12,194,550* 2018 $12,049,792** 2019 $11,868,892 # Represents the “validated” 2016 Annual Percentage Rent Breakpoint, i.e. a Rent Validation has occurred pursuant to Section 3.2(c) of the McAllen Lease, and, as part of this Rent Validation, the 2016 McAllen Lease Annual Percentage Rent Breakpoint has been restated. The 2016 Annual Percentage Rent Breakpoint included in the Eleventh Amended Supplement was $12,681,862. * The 2017 Annual Percentage Rent Breakpoint reflects the assumptions set forth above regarding the timing of the first 2017 Regulatory Order and the second 2017 Regulatory Order, as well as the amount of First 2017 CapEx and Second 2017 CapEx. ** The 2018 Annual Percentage Rent Breakpoint reflects the assumptions set forth above regarding the timing of the first 2017 Regulatory Order, the second 2017 Regulatory Order, and the first 2018 Regulatory Order, as well as the amount of First 2017 CapEx, Second 2017 CapEx, and 2017 Stub-Year CapEx. Revenues Attributable to Lessee CapEx: 2010 $ 60,546 2011 $249,481 2012 $289,945 2013 $345,693 2014 $355,744 2015 $360,527 2016 $206,130 2017 $ 97,925 2018 $ 73,431 2019 $ 45,266 Validation Payment: As a result of the validation described above, pursuant to Section 3.2(c) of the McAllen Lease, Lessor will pay Lessee $48,176, within 30 days following execution hereof, of which $70,969 is attributable to validated Base Rent and $(22,793) is attributable to the validation of Percentage Rent. ERCOT Transmission Rate Allocation: before June 20, 2013: 100% between June 20 and October 17, 2013: 27.8% between October 17, 2013 and February 25, 2014: 11.8% between February 25, 2014 and May 1, 2014: 8.2% between May 1, 2014 and October 3, 2014: 8.6% between October 3, 2014 and March 31, 2015: 12.0% Between April 1, 2015 and October 31, 2015: 11.9% between November 1, 2015 and June 13, 2016: 10.6% between June 14, 2016 and September 22, 2016: 9.8% between September 23, 2016 and April 30, 2017: 8.5% between May 1, 2017 and February 28, 2018: 7.9% starting March 1, 2018: 7.2% Term of Rent Supplement: Expires 12/31/19 McAllen Lease The Parties have executed this Twelfth Amended Supplement to the McAllen Lease as of the date set forth above. SHARYLAND UTILITIES, L.P. By: /s/ Gxxx Xxxxx Name: Gxxx Xxxxx Title: Chief Financial Officer SHARYLAND DISTRIBUTION & TRANSMISSION SERVICES, L.L.C. By: /s/ Bxxx...
Breakpoints. Sub-Advisory Rate International Equity Fund $0-200M >$200M 0.35% 0.25% The foregoing fee schedule shall remain in effect until changed in writing by the parties. WXXXX FARGO FUNDS TRUST on behalf of the Funds By: /s/ C. Dxxxx Xxxxxxx C. Dxxxx Xxxxxxx Secretary WXXXX FARGO FUNDS MANAGEMENT, LLC By: /s/ Axxxxx Xxxx Axxxxx Xxxx Senior Vice President LSV ASSET MANAGEMENT By: /s/ Txxxxxxx Xxxxxxxx Txxxxxxx Xxxxxxxx Partner and Chief Operating Officer
Breakpoints. Breakpoint pricing, otherwise known as volume pricing, will be at dollar thresholds as described in the 529 Plan Description. Rights of Accumulation (ROA) The applicable sales charge on a purchase of Class A units is determined by taking into account all classes of the 529 Plans where Voya serves as the primary distributor and Voya funds (except certain money market funds and any assets held in group retirement plans) held by the account owner or in an account grouped by Xxxxxx Xxxxx with other accounts for the purpose of providing certain pricing considerations ("pricing groups"). This includes all units held on the Xxxxxx Xxxxx platform and/or held on another platform. The inclusion of eligible assets in the ROA calculation is dependent on the account owner notifying Xxxxxx Xxxxx of such assets at the time of calculation. Money market funds are included only if such shares were sold with a sales charge at the time of purchase or acquired in exchange for shares purchased with a sales charge. ROA is determined by calculating the higher of cost minus redemptions or market value (current units x NAV). Letter of Intent ("LOI") Through a LOI, account owners can receive the sales charge and breakpoint discounts for purchases account owners intend to make over a 13-month period from the date Xxxxxx Xxxxx receives the LOI. The LOI is determined by calculating the higher of cost or market value of qualifying holdings at LOI initiation in combination with the value that the account owner intends to buy over a 13-month period to calculate the front-end sales charge and any breakpoint discounts. Each purchase the account owner makes during that 13-month period will receive the sales charge and breakpoint discount that applies to the total amount. The inclusion of eligible fund family assets in the LOI calculation is dependent on the account owner notifying Xxxxxx Xxxxx of such assets at the time of calculation. Purchases made before the LOI is received by Xxxxxx Xxxxx are not adjusted under the LOI and will not reduce the sales charge previously paid. Sales charges will be adjusted if LOI is not met. Sales Charge Waivers Sales charges are waived for the following account owners and in the following situations: Associates of Xxxxxx Xxxxx and its affiliates and their family members who are in the same pricing group (as determined by Xxxxxx Xxxxx under its policies and procedures) as the associate. This waiver will continue for the remainder of the associate's...
Breakpoints. Domestic Funds (Includes all Allianz Funds not listed under “Global Funds” or “International Funds” below): The total administrative fee rate for each class of shares of each Fund shall be reduced according to the following schedule, each based on such Fund’s aggregate average daily net assets: by 0.025% per annum on assets in excess of $1 billion, by an additional 0.025% per annum on assets in excess of $2.5 billion, by an additional 0.025% per annum on assets in excess of $5 billion and by an additional 0.025% per annum on assets in excess of $7.5 billion. To the extent any such reduction in the fee rate applies, the dollar amount of the fee reduction with respect to each share class is calculated and applied on a pro rata basis by reference to the percentage of the Fund’s average daily net assets attributable to that class. Global Funds (Allianz AGIC Global, Allianz RCM Global Resources and Allianz RCM Global Small-Cap Funds): The total administrative fee rate for each class of shares of each Fund shall be reduced according to the following schedule, each based on such Fund’s aggregate average daily net assets: by 0.025% per annum on assets in excess of $500 million, by an additional 0.025% per annum on assets in excess of $1 billion, by an additional 0.025% per annum on assets in excess of $2.5 billion, by an additional 0.025% per annum on assets in excess of $5 billion and by an additional 0.025% per annum on assets in excess of $7.5 billion. To the extent any such reduction in the fee rate applies, the dollar amount of the fee reduction with respect to each share class is calculated and applied on a pro rata basis by reference to the percentage of the Fund’s average daily net assets attributable to that class. International Funds (Allianz AGIC Emerging Markets Opportunities, Allianz AGIC International, Allianz AGIC Pacific Rim, Allianz NFJ International Value and Allianz RCM Disciplined International Equity Funds): The total administrative fee rate for each class of shares of each Fund shall be reduced according to the following schedule, each based on such Fund’s aggregate average daily net assets: by 0.025% per annum on assets in excess of $250 million, by an additional 0.025% per annum on assets in excess of $500 million, by an additional 0.025% per annum on assets in excess of $1 billion, by an additional 0.025% per annum on assets in excess of $2.5 billion, by an additional 0.025% per annum on assets in excess of $5 billion and by an additional ...
Breakpoints. $150 Million $300 Million $350 Million $450 Million $500 Million $750 Million First $150 to $300 to $350 to $450 to $500 to $750 to $1 Million Million Million Million Million Million Billion ------- ------- ------- ------- ------- ------- ------- Alliance Common Stock 0.325% 0.325% 0.325% 0.340% 0.340% 0.340% 0.305% Alliance Equity Index 0.050% 0.050% 0.050% 0.050% 0.050% 0.050% 0.050% Alliance Global 0.600% 0.500% 0.400% 0.400% 0.400% 0.350% 0.350% Alliance Growth and Income 0.350% 0.350% 0.350% 0.350% 0.300% 0.300% 0.300% Alliance Growth Investors 0.380% 0.380% 0.380% 0.380% 0.380% 0.380% 0.380% Alliance High Yield 0.380% 0.380% 0.380% 0.380% 0.380% 0.380% 0.355% Alliance Intermediate Gov't 0.280% 0.280% 0.280% 0.280% 0.280% 0.280% 0.255% Alliance International 0.650% 0.550% 0.450% 0.450% 0.450% 0.400% 0.400% Alliance Money Market 0.130% 0.130% 0.130% 0.130% 0.130% 0.130% 0.105% Alliance Quality Bond 0.305% 0.305% 0.305% 0.305% 0.305% 0.305% 0.280% Alliance Small Cap Growth 0.500% 0.500% 0.500% 0.500% 0.500% 0.500% 0.500% EQ/Alliance Aggressive* 0.300% 0.300% 0.300% 0.300% 0.300% 0.300% 0.300% EQ/Alliance Balanced* 0.300% 0.300% 0.300% 0.300% 0.300% 0.300% 0.280% EQ/Alliance Premier Growth Portfolio 0.500% 0.500% 0.500% 0.500% 0.500% 0.500% 0.500% First $500 Million Next $500 Million Over $1 Billion ------------------ ----------------- --------------- EQ/Alliance Technology Portfolio 0.650% 0.570% 0.525% First $500 Million Over $500 Million ------------------ ----------------- EQ/Bernstein Diversified Value Portfolio 0.350% 0.000% ------------------ *Fee to be paid with respect to this Portfolio shall be based only on the portion of the Portfolio's average daily net assets advised by the Adviser, which may be referred to as the "Alliance Allocated Portion". APPENDIX A (CONTINUED) TO AMENDMENT NO. 4 TO INVESTMENT ADVISORY AGREEMENT BREAKPOINTS ----------------------------------------------------------------------------------------------------------- $1 Billion 1.5 Billion 2 Billion 2.5 Billion 5 Billion Over to $1.5 to $2.0 to $2.5 to $5 to $10 $10 Billion Billion Billion Billion Billion Billion ------- ------- ------- ------- ------- ------- Alliance Common Stock 0.305% 0.255% 0.255% 0.235% 0.225% 0.225% Alliance Equity Index 0.050% 0.050% 0.050% 0.050% 0.050% 0.050% Alliance Global 0.350% 0.350% 0.350% 0.350% 0.350% 0.350% Alliance Growth and Income 0.300% 0.300% 0.300% 0.300% 0.300% 0.300% Alliance Growth Investors 0.330% 0.330% 0.305% 0.305% 0.280% 0....
Breakpoints. Sub-Advisory Rate International Equity Fund $0-150M $150M-500M $500M-750M $750M-1B >$1B 0.35% 0.40% 0.35% 0.325% 0.30% The foregoing fee schedule shall remain in effect until changed in writing by the parties. XXXXX FARGO FUNDS TRUST on behalf of the Funds By: /s/ C. Xxxxx Xxxxxxx C. Xxxxx Xxxxxxx Secretary XXXXX FARGO FUNDS MANAGEMENT, LLC By: /s/ Xxxxxx Xxxx Xxxxxx Xxxx Senior Vice President LSV ASSET MANAGEMENT By: /s/ Xxxxxxxx Xxxxxxxx Xxxxxxxx Xxxxxxxx Partner and Chief Operating Officer
Breakpoints. 2013 $21,758,233 2014 $67,335,947 2015 $68,524,342 2016 $66,109,550# 2017 $63,906,713* 2018 $65,619,093** 2019 $64,095,731 2020 $61,771,840 CREZ LEASE #Represents the “validated” 2016 Annual Percentage Rent Breakpoint, i.e. a Rent Validation has occurred pursuant to Section 3.2(c) of the CREZ Lease and, as part of this Rent Validation, the 2016 Annual Percentage Rent Breakpoint has been restated. The 2016 Annual Percentage Rent Breakpoint included in the Ninth Amended Supplement was $66,230,214. *The 2017 Annual Percentage Rent Breakpoint reflects the assumptions set forth above regarding the timing of the first 2017 Regulatory Order and the second 2017 Regulatory Order, as well as the amount of First 2017 CapEx and Second 2017 CapEx. ** The 2018 Annual Percentage Rent Breakpoint reflects the assumptions set forth above regarding the timing of the first 2017 Regulatory Order, the second 2017 Regulatory Order, and the first 2018 Regulatory Order, as well as the amount of First 2017 CapEx, Second 2017 CapEx, and 2017 Stub-Year CapEx. Revenues Attributable to Lessee Capex: 2013 $0 2014 $0 2015 $0 2016 2017 $0 $0 Validation Payment: As a result of the validation described above, pursuant to Section 3.2(c) of the CREZ Lease, Lessor will pay Lessee $41,940, within 30 days following execution hereof, of which $92,081 is attributable to validated Base Rent and $(50,141) is attributable to validated Percentage Rent. ERCOT Transmission Rate Allocation: between June 20 and October 17, 2013: 65.3% between October 17, 2013 and February 25, 2014: 84.8% between February 25, 2014 and May 1, 2014: 83.3% between May 1, 2014 and October 3, 2014: 80.9% between October 3, 2014 and March 31, 2015: 75.8% between April 1, 2015 and October 31, 2015: 72.7% between November 1, 2015 and June 13, 2016: 65.6% between June 13, 2016 and September 22, 2016: 56.8% between September 23, 2016 and April 30, 2017: 49.0% between May 1, 2017 and February 28, 2018: 46.1% starting March 1, 2018: 46.0% Term of Rent Supplement: Expires 12/31/20 CREZ LEASE The Parties have executed this Tenth Amended Supplement to the CREZ Lease as of the date set forth above. SHARYLAND UTILITIES, L.P. By: /s/ Gxxx Xxxxx Name: Gxxx Xxxxx Title: Chief Financial Officer SHARYLAND DISTRIBUTION & TRANSMISSION SERVICES, L.L.C. By: /s/ Bxxxx Xxxxxxx Name: Bxxxx Xxxxxxx Title: Chief Financial Officer
Breakpoints. |---------| --------- 7/1/94 - 6/30/97 7% OVER 434,571 BASIC RENT | 66.00 | 2,788.50 7/1/97 - 5/31/00 7% OVER 478,029 CAM | 9.30 | 392.93 RE TAX | 2.00 | 84.50 P.PD % RENT | | INS. | | MEDIA FUND | 2.13 | 90.00 PROMO FUND | 5.80 | 244.89 MISC. | | ELEC. | | ELEC. PLANT | | HVAC | 2.86 | 120.81 HVAC PLANT | | TRASH | | VLCW EQUIP | | VLCW M&R | | |---------| --------- | 88.09 | 3,721.63 |---------|
Breakpoints. |---------| --------- 11/1/96-10/31/01 - 6% OVER $968,329.46 BASE RENT | 52.50 | 5,083.75 CAM | 7.99 | 773.41 RE TAX | 4.00 | 387.33 P.PD % RENT | | INS. | 0.05 | 5.11 M/A | 2.89 | 280.22 MISC. | | ELEC. | 3.04 | 294.79 ELEC. PLANT | 1.00 | 96.83 WATER | 0.10 | 9.68 SPRINKL. | 0.25 | 24.21 HVAC | 0.81 | 78.85 HVAC PLANT | | TRASH | | |---------| --------- | 72.64 | 7,034.18 |---------| REAL ESTATE ADMINISTRATION LEASE DIGEST INFORMATION -------------------------------------------------------------------------------- DATE PRPRED/RVSED | CARD NO. | TYPE OF LEASE: | | [_] [_] [_] [_] 08/08/01 | 317 | TO U/R BY U/R NEW RENEW -------------------------------------------------------------------------------- ADDRESS OF PREMISES: 3450 WRIGHTSBORO RD. AUGUSTA, GA 30909-2599 -------------------------------------------------------------------------------- RENT: PAYABLE TO (410)992-7881 AUGUSTA MALL INC. P.O. Box 64173 XXXXXXXXX, MD 21264-4173 -------------------------------------------------------------------------------- MONTHLY RENTAL | ANNUAL RENTAL | LEASE TERM: | | 1,875.00 | 22,500.00 | 1 Yr. 9 Months -------------------------------------------------------------------------------- NO. SQ. FT. RATE PER SQ. FT. EFFECTIVE DATE: 750 | 30.00 05/01/2001 | | EXPIRATION DATE: | 1/31/2003 --------------------------------------------------------------------------------
