Common use of Books and Records Clause in Contracts

Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust are maintained and preserved by it in accordance with applicable laws and regulations.

Appears in 452 contracts

Samples: Investment Advisory Agreement (Northern Lights Fund Trust), Investment Advisory Agreement (Northern Lights Fund Trust), Investment Advisory Agreement (Collaborative Investment Series Trust)

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Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust are maintained and preserved by it or on its behalf in accordance with applicable laws and regulations.

Appears in 59 contracts

Samples: Investment Advisory Agreement (Northern Lights Fund Trust), Investment Advisory Agreement (Northern Lights Fund Trust), Investment Advisory Agreement (Northern Lights Fund Trust)

Books and Records. Assure The Adviser will assure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust are maintained and preserved by it in accordance with applicable laws and regulations.

Appears in 22 contracts

Samples: Investment Advisory Agreement (Horizon Funds), Investment Advisory Agreement (Horizon Funds), Form of Investment Advisory Agreement (Horizon Funds)

Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust Fund are maintained and preserved by it in accordance with applicable laws and regulations.

Appears in 17 contracts

Samples: Investment Advisory Agreement (Northern Lights Fund Trust), Investment Advisory Agreement (Advisors Preferred Trust), Investment Advisory Agreement (Advisors Preferred Trust)

Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust Fund are maintained and preserved by it in accordance with applicable laws and regulations.;

Appears in 7 contracts

Samples: Agreement (Tidal Trust II), Agreement (Tidal ETF Trust), Investment Advisory Agreement (Tidal Trust II)

Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Co-Adviser on behalf of the Trust are maintained and preserved by it in accordance with applicable laws and regulations.

Appears in 5 contracts

Samples: Advisory Agreement (Northern Lights Fund Trust), Investment Advisory Agreement (Northern Lights Fund Trust), Investment Advisory Agreement (Northern Lights Variable Trust)

Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust Funds are maintained and preserved by it in accordance with applicable laws and regulations.

Appears in 2 contracts

Samples: Investment Advisory Agreement (Northern Lights Fund Trust), Investment Advisory Agreement (Northern Lights Fund Trust)

Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Adviser and Sub-Adviser on behalf of the Trust are maintained and preserved by it in accordance with applicable laws and regulations.

Appears in 2 contracts

Samples: Investment Advisory Agreement (Northern Lights Fund Trust IV), Investment Advisory Agreement (Northern Lights Fund Trust IV)

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Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust Fund are maintained and preserved by it the Adviser in accordance with applicable laws and regulations.

Appears in 2 contracts

Samples: Investment Advisory Agreement (Northern Lights Fund Trust), Investment Advisory Agreement (Northern Lights Fund Trust)

Books and Records. Assure Ensure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust are maintained and preserved by it in accordance with applicable laws and regulations.

Appears in 1 contract

Samples: Investment Advisory Agreement (Northern Lights Fund Trust Ii)

Books and Records. Assure that all financial, compliance, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust are maintained and preserved by it in accordance with applicable laws and regulations.

Appears in 1 contract

Samples: Investment Advisory Agreement (Northern Lights Fund Trust Iii)

Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust Company are maintained and preserved by it in accordance with applicable laws and regulations.

Appears in 1 contract

Samples: Investment Advisory Agreement (Northern Lights Variable Trust)

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