billion. ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Variable Investment Series-- ----------------------------------------------------------------------------------------------------------------------- - High Yield Portfolio 05/31/97, as amended on .50% of the portion of the daily net assets not 05/01/98, 05/01/99, exceeding $500 million; and 0.425% of the daily 05/01/00 net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- - Limited Duration Portfolio 05/31/97, as amended on 0.45% of the daily net assets. 05/01/98, 05/01/99, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Quality Income Plus Portfolio 05/31/97, as amended on 0.50% of the portion of the daily the net assets 05/01/98, 05/01/99, not exceeding $500 million; and 0.45% of the 05/01/00 portion of the daily net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- EQUITY, BALANCED AND ASSET ALLOCATION FUNDS ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Aggressive Equity Fund 12/02/98 0.75% of the portion of the daily net assets not exceeding $2 billion; and 0.725% of the portion of the daily net assets exceeding $2 billion. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Allocator Fund 12/12/02 0.75% of the daily net assets.
Appears in 13 contracts
Sources: Investment Management Agreement (Morgan Stanley Total Return Trust), Investment Management Agreement (Morgan Stanley Total Market Index Fund), Investment Management Agreement (Morgan Stanley Health Sciences Trust)
billion. ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Variable Investment Series-- ----------------------------------------------------------------------------------------------------------------------- - High Yield Portfolio Health Sciences Trust 05/31/97, as amended on .501.00% of the portion of the daily net assets not 05/01/9804/30/98, 05/01/99, 05/01/01 exceeding $500 million; and 0.425% of the daily 05/01/00 net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- - Limited Duration Portfolio 05/31/97, as amended on 0.45% of the daily net assets. 05/01/98, 05/01/99, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Quality Income Plus Portfolio 05/31/97, as amended on 0.500.95% of the portion of the daily the net assets 05/01/98, 05/01/99, not exceeding $500 million; and 0.45% of the 05/01/00 portion of the daily net assets exceeding $500 millionmillion but not exceeding $1 billion; and 0.925% of the portion of daily net assets exceeding $1 billion. ----------------------------------------------------------------------------------------------------------------------- EQUITY, BALANCED AND ASSET ALLOCATION FUNDS ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Aggressive Equity Income Builder Fund 12/02/98 05/31/97, as amended on 0.75% of the portion of the net assets not 05/01/98 exceeding $500 million; and 0.725% of the portion of daily net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- Page 6 of Schedule A ----------------------------------------------------------------------------------------------------------------------- EFFECTIVE DATE OF EQUITY, BALANCED AND ASSET AGREEMENT AND ALLOCATION FUNDS ANY AMENDMENTS INVESTMENT MANAGEMENT FEE ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Information Fund 05/31/97, as amended on 0.75% of the portion of the daily net assets not 04/30/98, 05/01/00 exceeding $2 billion500 million; and 0.725% of the portion of the daily net assets exceeding $500 million but not exceeding $3 billion; and 0.70% of the portion of the daily net assets exceeding $3 billion. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ International Fund 05/04/99, as amended on 1.00% of daily net assets up to $1 billion; and 05/01/01 0.95% of daily net assets exceeding $1 billion. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ International SmallCap 05/31/97, as amended on 1.15% of the daily net assets. Fund 12/01/97, 04/30/98 ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ International Value 02/14/01 1.00% of the daily net assets. Equity Fund ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Japan Fund 05/31/97, as amended on 0.95% of the daily net assets. 04/30/98, 10/01/98 ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ KLD Social Index Fund 05/21/01, as amended on 0.20% of the daily net assets. 05/01/04 The Investment Manager has agreed to continue to assume all operating expenses (except for brokerage and 12b-1 fees) and waive the compensation provided in the Management Agreement until December 31, 2004 or until such time as the Fund has $50 million of net assets, whichever occurs first. Thereafter, the Investment Manager has agreed under its Management Agreement with the Fund to cap the Fund's operating expenses (except for brokerage and 12b-1 fees) by assuming the Fund's "other expenses" and/or waiving its management fees to the extent such operating expenses exceed on an annualized basis 0.40% of the average daily net assets of the Fund, which may reduce the investment management fee below 0.20% of the Fund's average daily net assets. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Latin American 06/28/99 1.25% of the portion of daily net assets not Growth Fund exceeding $500 million; and 1.20% of the portion of daily net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Mid-Cap Value Fund 05/16/01 0.80% of the daily net assets. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Nasdaq-100 Index Fund 05/17/01, as amended on 0.20% of the daily net assets. 05/01/04 ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Natural Resource 05/31/97, as amended on 0.625% of the portion of the daily net assets Development Securities Inc. 04/30/98 not exceeding $250 million; and 0.50% of the portion of the daily net assets exceeding $250 million. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Pacific Growth Fund Inc. 05/31/97, as amended on 0.95% to the portion of daily net assets not 04/30/98, 11/01/98 exceeding $1 billion; 0.90% to the portion of (Maryland corporation) daily net assets exceeding $1 billion but not exceeding $2 billion; and 0.85% to the portion of daily net assets exceeding $2 billion. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Allocator Real Estate Fund 12/12/02 02/09/99 1.00% of the daily net assets. ----------------------------------------------------------------------------------------------------------------------- Page 7 of Schedule A ----------------------------------------------------------------------------------------------------------------------- EFFECTIVE DATE OF EQUITY, BALANCED AND ASSET AGREEMENT AND ALLOCATION FUNDS ANY AMENDMENTS INVESTMENT MANAGEMENT FEE ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Select Dimensions Investment Series- ----------------------------------------------------------------------------------------------------------------------- - American Opportunities Portfolio 05/31/97, as amended on 0.625% of the portion of the daily net assets 03/02/98, 05/01/98, not exceeding $500 million; 0.60% of the portion 05/01/00 of the daily net assets exceeding $500 million but not exceeding $1 billion; and 0.575% of the portion of the daily net assets exceeding $1 billion. ----------------------------------------------------------------------------------------------------------------------- - Balanced Growth Portfolio 05/31/97, as amended on 0.60% of the daily net assets. 03/02/98, 05/01/98, 05101100 ----------------------------------------------------------------------------------------------------------------------- - Capital Opportunities Portfolio 05/31/97, as amended on 0.75% of the daily net assets.. 03/02/98, 05/01/98, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Developing Growth Portfolio 05/31/97, as amended on 0.50% of the daily net assets. 03/02/98, 05/01/98, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Dividend Growth Portfolio 05/31/97, as amended on 0.625% of the portion of the daily net assets 03/02/98, 05/01/98, not exceeding $500 million; 0.50% of the portion 05/01/00 of the daily net assets exceeding $500 million but not exceeding $1 billion; and 0.475% of the portion of the daily net assets exceeding $1 billion. ----------------------------------------------------------------------------------------------------------------------- - Global Equity Portfolio 05/31/97, as amended on 1.00% of the daily net assets. 03/02/98, 05/01/98, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Growth Portfolio 05/31/97, as amended on 0.80% of the daily net assets. 03/02/98, 05/01/98, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Utilities Portfolio 05/31/97, as amended on 0.65% of the daily net assets. 03/02/98, 05/01/98, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Value-Added Market Portfolio 05/31/97, as amended on 0.50% of the daily net assets. 04/30/98 ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ S&P 500 Index Fund 07/28/97, as amended on 0.20% of the daily net assets. 04/30/98, 05/01/99, 05/01/04 The Investment Manager has agreed, pursuant to this Investment Management Agreement with the Fund, to assume the Fund's operating expenses (except for brokerage and 12b-1 Fees) to the extent such operating expenses exceed on an annualized basis 0.40% of the average daily net assets of the Fund, and will continue to do so on a permanent basis. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Small-Mid Special Value 04/04/02 0.75% of the daily net assets. Fund
Appears in 10 contracts
Sources: Investment Management Agreement (Morgan Stanley Total Return Trust), Investment Management Agreement (Morgan Stanley Health Sciences Trust), Investment Management Agreement (Morgan Stanley Limited Term Municipal Trust)
billion. ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Variable Investment Series-- ----------------------------------------------------------------------------------------------------------------------- - High Yield Portfolio Balanced Growth Fund 05/31/97, as amended on .500.60% of the portion of the daily net assets not 05/01/9804/30/98, 05/01/99, 05/01/99 exceeding $500 million; and 0.4250.575% of the daily 05/01/00 net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- - Limited Duration Portfolio 05/31/97, as amended on 0.45% of the daily net assets. 05/01/98, 05/01/99, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Quality Income Plus Portfolio 05/31/97, as amended on 0.50% of the portion of the daily the net assets 05/01/98, 05/01/99, not exceeding $500 million; and 0.45% of the 05/01/00 portion of the daily net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- Page 4 of Schedule A ----------------------------------------------------------------------------------------------------------------------- EFFECTIVE DATE OF EQUITY, BALANCED AND ASSET AGREEMENT AND ALLOCATION FUNDS ANY AMENDMENTS INVESTMENT MANAGEMENT FEE ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Aggressive Equity Balanced Income Fund 12/02/98 0.7505/31/97, as amended on 0.60% of the portion of the daily net assets not 04/30/98 exceeding $2 billion500 million; and 0.7250.575% of the portion of the daily net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Biotechnology Fund 05/13/02 1.0% of the daily net assets. The Investment Manager has agreed to assume all operating expenses (except for brokerage and 12b-1 fees) and waive the compensation provided in its Management Agreement with the Fund until such time as the Fund attains $50 million of net assets or until December 31, 2003, whichever occurs first. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Capital Opportunities 06/28/99 0.75% of the portion of daily net assets not Trust exceeding $500 million; 0.725% of the portion of daily net assets exceeding $500 million but not exceeding $2 billion; 0.70% of the portion of daily net assets exceeding $2 billion but not exceeding $3 billion and; 0.675% of the portion of daily net assets exceeding $3 billion. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Allocator Fund 12/12/02 0.75Developing Growth 05/31/97, as amended on 0.50% of the portion of the daily net assets.assets not Securities Trust 04/30/98 exceeding $500 million; and 0.475% of the portion of the daily net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Dividend Growth 05/31/97, as amended on 0.625% of the portion of the daily net assets Securities Inc. 04/30/98 not exceeding $250 million; 0.50% of the portion of the daily net assets exceeding $250 million (Maryland corporation) but not exceeding $1 billion; 0.475% of the portion of the daily net assets exceeding $1 billion but not exceeding $2 billion; 0.45% of the portion of the daily net assets exceeding $2 billion but not exceeding $3 billion; 0.425% of the portion of the daily net assets exceeding $3 billion but not exceeding $4 billion; 0.40% of the portion of the daily net assets exceeding $4 billion but not exceeding $5 billion; 0.375% of the portion of the daily net assets exceeding $5 billion but not exceeding $6 billion; 0.35% of the portion of the daily net assets exceeding $6 billion but not exceeding $8 billion; 0.325% of the portion of the daily net assets exceeding $8 billion but not exceeding $10 billion; 0.30% of the portion of the daily net assets exceeding $10 billion but not exceeding $15 billion; and 0.275% of the portion of the daily net assets exceeding $15 billion. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ European Growth Fund Inc. 05/31/97, as amended on 0.95% to the portion of daily net assets not 04/30/98, 12/01/98, exceeding $500 million; 0.90% to the portion of (Maryland corporation) 05/01/00 daily net assets exceeding $500 million but not exceeding $2 billion; and 0.85% to the portion of daily net assets exceeding $2 billion but not exceeding $3 billion; and 0.825% to the portion of daily net assets exceeding $3 billion. ----------------------------------------------------------------------------------------------------------------------- Page 5 of Schedule A
Appears in 8 contracts
Sources: Investment Management Agreement (Morgan Stanley Limited Term Municipal Trust), Investment Management Agreement (Morgan Stanley Allocator Fund), Investment Management Agreement (Morgan Stanley California Quality Municipal Secu)
billion. ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Variable Investment Series-- ----------------------------------------------------------------------------------------------------------------------- - High Yield Portfolio Balanced Growth Fund 05/31/97, as amended on .500.52% of the portion of the daily net assets not 05/01/9804/30/98, 05/01/99, 05/01/99 exceeding $500 million; and 0.4250.495% of the daily 05/01/00 net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- - Limited Duration Portfolio 05/31/97, as amended on 0.45% of the daily net assets. 05/01/98, 05/01/99, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Quality Income Plus Portfolio 05/31/97, as amended on 0.50% of the portion of the daily the net assets 05/01/98, 05/01/99, not exceeding $500 million; and 0.45% of the 05/01/00 portion of the daily net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- EQUITY, BALANCED AND ASSET ALLOCATION FUNDS ----------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Aggressive Equity Balanced Income Fund 12/02/98 0.7505/31/97, as amended on 0.52% of the portion of the daily net assets not 04/30/98 exceeding $2 billion500 million; and 0.7250.495% of the portion of the daily net assets exceeding $2 billion500 million. ----------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Allocator Biotechnology Fund 12/12/02 0.7505/13/02 0.92% of the daily net assets.. The Investment Adviser has agreed to assume all operating expenses (except for brokerage and 12b-1 fees) and waive the compensation provided in this Agreement and the Administration Agreement with the Fund until such time as the Fund attains $50 million of net assets or until April 30, 2006, whichever occurs first. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Capital Opportunities 06/28/99 0.67% of the portion of daily net assets not exceeding Trust $500 million; 0.645% of the portion of daily net assets exceeding $500 million but not exceeding $2 billion; 0.62% of the portion of daily net assets exceeding $2 billion but not exceeding $3 billion; and 0.595% of the portion of daily net assets exceeding $3 billion. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Developing Growth 05/31/97, as amended on 0.42% of the portion of the daily net assets not Securities Trust 04/30/98 exceeding $500 million; and 0.395% of the portion of the daily net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------------- EQUITY, BALANCED AND ASSET ALLOCATION EFFECTIVE DATE OF INVESTMENT ADVISORY FEE FUNDS AGREEMENT AND ANY AMENDMENTS ENTERED INTO PRIOR TO MAY 1, 2004 ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Dividend Growth 05/31/97, as amended on 0.545% of the portion of daily net assets not Securities Inc. 04/30/98 exceeding $250 million; 0.42% of the portion of daily net assets exceeding $250 million but not (Maryland corporation) exceeding $1 billion; 0.395% of the portion of daily net assets exceeding $1 billion but not exceeding $2 billion; 0.37% of the portion of daily net assets exceeding $2 billion but not exceeding $3 billion; 0.345% of the portion of daily net assets exceeding $3 billion but not exceeding $4 billion; 0.32% of the portion of daily net assets exceeding $4 billion but not exceeding $5 billion; 0.295% of the portion of daily net assets exceeding $5 billion but not exceeding $6 billion; 0.27% of the portion of daily net assets exceeding $6 billion but not exceeding $8 billion; 0.245% of the portion exceeding $8 billion but not exceeding $10 billion; 0.22% of the portion of daily net assets exceeding $10 billion but not exceeding $15 billion; and 0.195% of the portion of daily net assets exceeding $15 billion. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ European Growth Fund Inc. 05/31/97, as amended on 0.87% of the portion of daily net assets not 04/30/98, 12/01/98, exceeding $500 million; 0.82% of the portion of (Maryland corporation) 05/01/00 daily net assets exceeding $500 million but not exceeding $2 billion; 0.77% of the portion of daily net assets exceeding $2 billion but not exceeding $3 billion; and 0.745% of the portion of daily net assets exceeding $3 billion. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Financial Services Trust 05/31/97, as amended on 0.67% of the portion of the daily net assets not , 04/30/98, 05/01/99 exceeding $500 million; 0.645% of the portion of 05/01/01 the daily net assets exceeding $500 million but not exceeding $1.0 billion; and 0.62% of the portion of the daily net assets exceeding $1.0 billion. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Fund of Funds- 07/28/97, as amended on None - Domestic Portfolio 04/30/98 ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Fundamental Value 08/19/02 0.67% of the daily net assets. Fund ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Global Advantage Fund 11/06/97, as amended on 0.57% of the portion of the daily net assets not 05/01/98 exceeding $1.5 billion; and 0.545% of the portion of the daily net assets exceeding $1.5 billion. ----------------------------------------------------------------------------------------------------------------------------- EQUITY, BALANCED AND ASSET ALLOCATION EFFECTIVE DATE OF INVESTMENT ADVISORY FEE FUNDS AGREEMENT AND ANY AMENDMENTS ENTERED INTO PRIOR TO MAY 1, 2004 ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Global Dividend 05/31/97, asamended on 0.67% of the portion of the daily net assets Growth Securities 05/01/98 not exceeding $1 billion; 0.645% of the portion of the daily net assets exceeding $1 billion but not exceeding $1.5 billion; 0.62% of the portion of the daily net assets exceeding $1.5 billion but not exceeding $2.5 billion; 0.595% of the portion of the daily net assets exceeding $2.5 billion but not exceeding $3.5 billion; 0.57% of the portion of the daily net assets exceeding $3.5 billion but not exceeding $4.5 billion; and 0.545% of the portion of the daily net assets exceeding $4.5 billion. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Global Utilities Fund 05/31/97, as amended on 0.57% of the portion of daily net assets not 04/30/98, 05/01/99, 05/01/01 exceeding $500 million; 0.545% of the portion of daily net assets exceeding $500 million but not exceeding $1 billion; 0.52% of the portion of daily net assets exceeding $1 billion but not exceeding $1.5 billion; and 0.495% of the portion of daily net assets exceeding $1.5 billion. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Growth Fund 03/02/98 0.50% of the portion of daily net assets not exceeding $1 billion; 0.45% of the portion of daily net assets exceeding $1 billion but not exceeding $2 billion; 0.40% of the portion of daily net assets exceeding $2 billion but not exceeding $3 billion; and 0.35% of the portion of daily net assets exceeding $3 billion. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Health Sciences Trust 05/31/97, as amended on 0.92% of the portion of daily net assets not exceeding 04/30/98, 05/01/01 $500 million; 0.87% of the portion of daily net assets exceeding $500 million but not exceeding $1 billion; and 0.845% of the portion of daily net assets exceeding $1 billion. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Income Builder Fund 05/31/97, as amended on 0.67% of the portion of the net assets not exceeding 05/01/98 $500 million; and 0.645% of the portion of daily net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Information Fund 05/31/97, as amended on 0.67% of the portion of the daily net assets not 04/30/98, 05/01/00 exceeding $500 million; 0.645% of the portion of the daily net assets exceeding $500 million but not exceeding $3 billion; and 0.62% of the portion of the daily net assets exceeding $3 billion. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ International Fund 05/04/99, as amended on 0.65% of the daily net assets. 05/01/01 ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ International SmallCap 05/31/97, as amended on 0.95% of the daily net assets. Fund 12/01/97, 04/30/98 ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ International Value 02/14/01 0.80% of the daily net assets. Equity Fund ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Japan Fund 05/31/97, as amended on 0.87% of the daily net assets. 04/30/98, 10/01/98 ----------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------- EQUITY, BALANCED AND ASSET ALLOCATION EFFECTIVE DATE OF INVESTMENT ADVISORY FEE FUNDS AGREEMENT AND ANY AMENDMENTS ENTERED INTO PRIOR TO MAY 1, 2004 ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ KLD Social Index Fund 05/21/01, as amended on 0.12% of the daily net assets. 05/01/04 The Investment Adviser has agreed to continue to assume all operating expenses (except for brokerage and 12b-1 fees) and waive the compensation provided in this Agreement and the Administration Agreement until April 30, 2006 or until such time as the Fund has $50 million of net assets, whichever occurs first. Thereafter, the Investment Adviser has agreed to cap the Fund's operating expenses (except for brokerage and 12b-1 fees) by assuming the Fund's "other expenses" and/or waiving its fees under this Agreement and the Administration Agreement to the extent such operating expenses exceed on an annualized basis 0.40% of the average daily net assets of the Fund, which may reduce the fees under this Agreement and the Administration Agreement below 0.20% of the Fund's average daily net assets. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Mid-Cap Value Fund 05/16/01 0.72% of the portion of daily net assets not exceeding $1 billion; and 0.65% of the portion of daily net assets exceeding $1 billion. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Nasdaq-100 Index Fund 05/17/01, as amended on 0.12% of the daily net assets. 05/01/04 The Investment Adviser has agreed to cap the Fund's operating expenses (except for brokerage and 12b-1 fees) by assuming the Fund's "other expenses" and/or waiving its fees under this Agreement and the Administration Agreement to the extent such operating expenses exceed on an annualized basis 0.40% of the average daily net assets of the Fund, which may reduce the fees under this Agreement and the Administration Agreement below 0.20% of the Fund's average daily net assets. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Natural Resource 05/31/97, as amended on 0.545% of the portion of the daily net assets Development Securities Inc. 04/30/98 not exceeding $250 million; and 0.42% of the portion of the daily net assets exceeding $250 million. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Pacific Growth Fund Inc. 05/31/97, as amended on 0.87% of the portion of daily net assets not 04/30/98, 11/01/98 exceeding $1 billion; 0.82% of the portion of (Maryland corporation) daily net assets exceeding $1 billion but not exceeding $2 billion; and 0.77% of the portion of daily net assets exceeding $2 billion. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Real Estate Fund 02/09/99 0.80% of the portion of daily net assets not exceeding $500 million; 0.75% of the portion of daily net assets exceeding $500 million but not exceeding $1 billion; and 0.70% of the portion of daily net assets exceeding $1 billion. ----------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------- EQUITY, BALANCED AND ASSET ALLOCATION EFFECTIVE DATE OF INVESTMENT ADVISORY FEE FUNDS AGREEMENT AND ANY AMENDMENTS ENTERED INTO PRIOR TO MAY 1, 2004 -----------------------------------------------------------------------------------------------------------------------------
Appears in 6 contracts
Sources: Investment Advisory Agreement (Morgan Stanley Balanced Income Fund), Investment Advisory Agreement (Morgan Stanley Fundamental Value Fund), Investment Advisory Agreement (Morgan Stanley Flexible Income Trust)
billion. ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Variable Investment Series-- ----------------------------------------------------------------------------------------------------------------------- - High Yield Portfolio Select Dimensions 05/31/97, as amended on .50% of the portion of the daily net assets not 05/01/98, 05/01/99, exceeding $500 million; and 0.425% of the daily 05/01/00 net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- - Limited Duration Portfolio 05/31/97, as amended on 0.450.32% of the daily net assets. 05/01/98, 05/01/99, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- Investment Series-- 04/30/98 - Quality Flexible Income Plus Portfolio 05/31/97, as amended on 0.50% of the portion of the daily the net assets 05/01/98, 05/01/99, not exceeding $500 million; and 0.45% of the 05/01/00 portion of the daily net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- EQUITY, BALANCED AND ASSET ALLOCATION FUNDS ----------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Aggressive Equity Fund 12/02/98 0.75Tax-Exempt Securities 05/31/97, as amended on 0.42% of the portion of the daily net assets not Trust 04/30/98, 05/01/02 exceeding $2 billion500 million; and 0.7250.345% of the portion of the daily net assets exceeding $2 billion. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Allocator Fund 12/12/02 0.75500 million but not exceeding $750 million; 0.295% of the portion of the daily net assets.assets exceeding $750 million but not exceeding $1 billion; 0.27% of the portion of the daily net assets exceeding $1 billion but not exceeding $1.25 billion; 0.245% of the portion of the daily net assets exceeding $1.25 billion but not exceeding $2.5 billion; 0.22% of the portion of the daily net assets exceeding $2.5 billion. ----------------------------------------------------------------------------------------------------------------------------- Page 3 of Schedule A ----------------------------------------------------------------------------------------------------------------------------- EFFECTIVE DATE OF AGREEMENT AND ANY AMENDMENTS ENTERED FIXED INCOME FUNDS INTO PRIOR TO MAY 1, 2004 INVESTMENT ADVISORY FEE -----------------------------------------------------------------------------------------------------------------------------
Appears in 6 contracts
Sources: Investment Advisory Agreement (Morgan Stanley Balanced Income Fund), Investment Advisory Agreement (Morgan Stanley Fundamental Value Fund), Investment Advisory Agreement (Morgan Stanley Flexible Income Trust)
billion. ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Variable Investment Series-- ----------------------------------------------------------------------------------------------------------------------- - High Yield Portfolio Balanced Growth Fund 05/31/97, as amended on .500.60% of the portion of the daily net assets not 05/01/9804/30/98, 05/01/99, 05/01/99 exceeding $500 million; and 0.4250.575% of the daily 05/01/00 net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- - Limited Duration Portfolio 05/31/97, as amended on 0.45% of the daily net assets. 05/01/98, 05/01/99, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Quality Income Plus Portfolio 05/31/97, as amended on 0.50% of the portion of the daily the net assets 05/01/98, 05/01/99, not exceeding $500 million; and 0.45% of the 05/01/00 portion of the daily net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- Page 4 of Schedule A ----------------------------------------------------------------------------------------------------------------------- EFFECTIVE DATE OF EQUITY, BALANCED AND ASSET AGREEMENT AND ALLOCATION FUNDS ANY AMENDMENTS INVESTMENT MANAGEMENT FEE ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Aggressive Equity Balanced Income Fund 12/02/98 0.7505/31/97, as amended on 0.60% of the portion of the daily net assets not 04/30/98 exceeding $2 billion500 million; and 0.7250.575% of the portion of the daily net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Biotechnology Fund 05/13/02 1.0% of the daily net assets. The Investment Manager has agreed to assume all operating expenses (except for brokerage and 12b-1 fees) and waive the compensation provided in its Management Agreement with the Fund until such time as the Fund attains $50 million of net assets or until December 31, 2003, whichever occurs first. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Capital Opportunities 06/28/99 0.75% of the portion of daily net assets not Trust exceeding $500 million; 0.725% of the portion of daily net assets exceeding $500 million but not exceeding $2 billion; 0.70% of the portion of daily net assets exceeding $2 billion but not exceeding $3 billion and; 0.675% of the portion of daily net assets exceeding $3 billion. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Allocator Fund 12/12/02 0.75Developing Growth 05/31/97, as amended on 0.50% of the portion of the daily net assets.assets not Securities Trust 04/30/98 exceeding $500 million; and 0.475% of the portion of the daily net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Dividend Growth 05/31/97, as amended on 0.625% of the portion of the daily net assets Securities Inc. 04/30/98 not exceeding $250 million; 0.50% of the portion of the daily net assets exceeding $250 million (Maryland corporation) but not exceeding $1 billion; 0.475% of the portion of the daily net assets exceeding $1 billion but not exceeding $2 billion; 0.45% of the portion of the daily net assets exceeding $2 billion but not exceeding $3 billion; 0.425% of the portion of the daily net assets exceeding $3 billion but not exceeding $4 billion; 0.40% of the portion of the daily net assets exceeding $4 billion but not exceeding $5 billion; 0.375% of the portion of the daily net assets exceeding $5 billion but not exceeding $6 billion; 0.35% of the portion of the daily net assets exceeding $6 billion but not exceeding $8 billion; 0.325% of the portion of the daily net assets exceeding $8 billion but not exceeding $10 billion; 0.30% of the portion of the daily net assets exceeding $10 billion but not exceeding $15 billion; and 0.275% of the portion of the daily net assets exceeding $15 billion. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ European Growth Fund Inc. 05/31/97, as amended on 0.95% to the portion of daily net assets not 04/30/98, 12/01/98, exceeding $500 million; 0.90% to the portion of (Maryland corporation) 05/01/00 daily net assets exceeding $500 million but not exceeding $2 billion; and 0.85% to the portion of daily net assets exceeding $2 billion but not exceeding $3 billion; and 0.825% to the portion of daily net assets exceeding $3 billion. ----------------------------------------------------------------------------------------------------------------------- Page 5 of Schedule A ----------------------------------------------------------------------------------------------------------------------- EFFECTIVE DATE OF EQUITY, BALANCED AND ASSET AGREEMENT AND ALLOCATION FUNDS ANY AMENDMENTS INVESTMENT MANAGEMENT FEE -----------------------------------------------------------------------------------------------------------------------
Appears in 5 contracts
Sources: Investment Management Agreement (Morgan Stanley Total Return Trust), Investment Management Agreement (Morgan Stanley Total Market Index Fund), Investment Management Agreement (Morgan Stanley Health Sciences Trust)
billion. ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Variable Investment Series-- ----------------------------------------------------------------------------------------------------------------------- - High Yield Portfolio Select Dimensions 05/31/97, as amended on .50% of the portion of the daily net assets not 05/01/98, 05/01/99, exceeding $500 million; and 0.425% of the daily 05/01/00 net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- - Limited Duration Portfolio 05/31/97, as amended on 0.450.32% of the daily net assets. 05/01/98, 05/01/99, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- Investment Series-- 04/30/98 - Quality Flexible Income Plus Portfolio 05/31/97, as amended on 0.50% of the portion of the daily the net assets 05/01/98, 05/01/99, not exceeding $500 million; and 0.45% of the 05/01/00 portion of the daily net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- EQUITY, BALANCED AND ASSET ALLOCATION FUNDS ----------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Aggressive Equity Fund 12/02/98 0.75Tax-Exempt Securities 05/31/97, as amended on 0.42% of the portion of the daily net assets not Trust 04/30/98, 05/01/02 exceeding $2 billion500 million; and 0.7250.345% of the portion of the daily net assets exceeding $2 billion. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Allocator Fund 12/12/02 0.75500 million but not exceeding $750 million; 0.295% of the portion of the daily net assets.assets exceeding $750 million but not exceeding $1 billion; 0.27% of the portion of the daily net assets exceeding $1 billion but not exceeding $1.25 billion; 0.245% of the portion of the daily net assets exceeding $1.25 billion but not exceeding $2.5 billion; 0.22% of the portion of the daily net assets exceeding $2.5 billion. ----------------------------------------------------------------------------------------------------------------------------- </TABLE> Page 3 of Schedule A <TABLE> ----------------------------------------------------------------------------------------------------------------------------- EFFECTIVE DATE OF AGREEMENT AND ANY AMENDMENTS ENTERED FIXED INCOME FUNDS INTO PRIOR TO MAY 1, 2004 INVESTMENT ADVISORY FEE -----------------------------------------------------------------------------------------------------------------------------
Appears in 2 contracts
Sources: Investment Advisory Agreement (Morgan Stanley Growth Fund), Investment Advisory Agreement (Morgan Stanley Information Fund)
billion. ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Variable Investment Series-- ----------------------------------------------------------------------------------------------------------------------- - High Yield Portfolio Balanced Growth Fund 05/31/97, as amended on .500.52% of the portion of the daily net assets not 05/01/9804/30/98, 05/01/99, 05/01/99 exceeding $500 million; and 0.4250.495% of the daily 05/01/00 net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- - Limited Duration Portfolio 05/31/97, as amended on 0.45% of the daily net assets. 05/01/98, 05/01/99, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Quality Income Plus Portfolio 05/31/97, as amended on 0.50% of the portion of the daily the net assets 05/01/98, 05/01/99, not exceeding $500 million; and 0.45% of the 05/01/00 portion of the daily net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- EQUITY, BALANCED AND ASSET ALLOCATION FUNDS ----------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Aggressive Equity Balanced Income Fund 12/02/98 0.7505/31/97, as amended on 0.52% of the portion of the daily net assets not 04/30/98 exceeding $2 billion500 million; and 0.7250.495% of the portion of the daily net assets exceeding $2 billion500 million. ----------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Allocator Biotechnology Fund 12/12/02 0.7505/13/02 0.92% of the daily net assets.. The Investment Adviser has agreed to assume all operating expenses (except for brokerage and 12b-1 fees) and waive the compensation provided in this Agreement and the Administration Agreement with the Fund until such time as the Fund attains $50 million of net assets or until April 30, 2006, whichever occurs first. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Capital Opportunities 06/28/99 0.67% of the portion of daily net assets not exceeding Trust $500 million; 0.645% of the portion of daily net assets exceeding $500 million but not exceeding $2 billion; 0.62% of the portion of daily net assets exceeding $2 billion but not exceeding $3 billion; and 0.595% of the portion of daily net assets exceeding $3 billion. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Developing Growth 05/31/97, as amended on 0.42% of the portion of the daily net assets not Securities Trust 04/30/98 exceeding $500 million; and 0.395% of the portion of the daily net assets exceeding $500 million. </TABLE> Page 5 of Schedule A <TABLE> ----------------------------------------------------------------------------------------------------------------------------- EQUITY, BALANCED AND ASSET ALLOCATION EFFECTIVE DATE OF INVESTMENT ADVISORY FEE FUNDS AGREEMENT AND ANY AMENDMENTS ENTERED INTO PRIOR TO MAY 1, 2004 ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Dividend Growth 05/31/97, as amended on 0.545% of the portion of daily net assets not Securities Inc. 04/30/98 exceeding $250 million; 0.42% of the portion of daily net assets exceeding $250 million but not (Maryland corporation) exceeding $1 billion; 0.395% of the portion of daily net assets exceeding $1 billion but not exceeding $2 billion; 0.37% of the portion of daily net assets exceeding $2 billion but not exceeding $3 billion; 0.345% of the portion of daily net assets exceeding $3 billion but not exceeding $4 billion; 0.32% of the portion of daily net assets exceeding $4 billion but not exceeding $5 billion; 0.295% of the portion of daily net assets exceeding $5 billion but not exceeding $6 billion; 0.27% of the portion of daily net assets exceeding $6 billion but not exceeding $8 billion; 0.245% of the portion exceeding $8 billion but not exceeding $10 billion; 0.22% of the portion of daily net assets exceeding $10 billion but not exceeding $15 billion; and 0.195% of the portion of daily net assets exceeding $15 billion. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ European Growth Fund Inc. 05/31/97, as amended on 0.87% of the portion of daily net assets not 04/30/98, 12/01/98, exceeding $500 million; 0.82% of the portion of (Maryland corporation) 05/01/00 daily net assets exceeding $500 million but not exceeding $2 billion; 0.77% of the portion of daily net assets exceeding $2 billion but not exceeding $3 billion; and 0.745% of the portion of daily net assets exceeding $3 billion. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Financial Services Trust 05/31/97, as amended on 0.67% of the portion of the daily net assets not , 04/30/98, 05/01/99 exceeding $500 million; 0.645% of the portion of 05/01/01 the daily net assets exceeding $500 million but not exceeding $1.0 billion; and 0.62% of the portion of the daily net assets exceeding $1.0 billion. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Fund of Funds- 07/28/97, as amended on None - Domestic Portfolio 04/30/98 ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Fundamental Value 08/19/02 0.67% of the daily net assets. Fund ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Global Advantage Fund 11/06/97, as amended on 0.57% of the portion of the daily net assets not 05/01/98 exceeding $1.5 billion; and 0.545% of the portion of the daily net assets exceeding $1.5 billion. </TABLE> Page 6 of Schedule A <TABLE> ----------------------------------------------------------------------------------------------------------------------------- EQUITY, BALANCED AND ASSET ALLOCATION EFFECTIVE DATE OF INVESTMENT ADVISORY FEE FUNDS AGREEMENT AND ANY AMENDMENTS ENTERED INTO PRIOR TO MAY 1, 2004 ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Global Dividend 05/31/97, asamended on 0.67% of the portion of the daily net assets Growth Securities 05/01/98 not exceeding $1 billion; 0.645% of the portion of the daily net assets exceeding $1 billion but not exceeding $1.5 billion; 0.62% of the portion of the daily net assets exceeding $1.5 billion but not exceeding $2.5 billion; 0.595% of the portion of the daily net assets exceeding $2.5 billion but not exceeding $3.5 billion; 0.57% of the portion of the daily net assets exceeding $3.5 billion but not exceeding $4.5 billion; and 0.545% of the portion of the daily net assets exceeding $4.5 billion. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Global Utilities Fund 05/31/97, as amended on 0.57% of the portion of daily net assets not 04/30/98, 05/01/99, 05/01/01 exceeding $500 million; 0.545% of the portion of daily net assets exceeding $500 million but not exceeding $1 billion; 0.52% of the portion of daily net assets exceeding $1 billion but not exceeding $1.5 billion; and 0.495% of the portion of daily net assets exceeding $1.5 billion. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Growth Fund 03/02/98 0.50% of the portion of daily net assets not exceeding $1 billion; 0.45% of the portion of daily net assets exceeding $1 billion but not exceeding $2 billion; 0.40% of the portion of daily net assets exceeding $2 billion but not exceeding $3 billion; and 0.35% of the portion of daily net assets exceeding $3 billion. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Health Sciences Trust 05/31/97, as amended on 0.92% of the portion of daily net assets not exceeding 04/30/98, 05/01/01 $500 million; 0.87% of the portion of daily net assets exceeding $500 million but not exceeding $1 billion; and 0.845% of the portion of daily net assets exceeding $1 billion. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Income Builder Fund 05/31/97, as amended on 0.67% of the portion of the net assets not exceeding 05/01/98 $500 million; and 0.645% of the portion of daily net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Information Fund 05/31/97, as amended on 0.67% of the portion of the daily net assets not 04/30/98, 05/01/00 exceeding $500 million; 0.645% of the portion of the daily net assets exceeding $500 million but not exceeding $3 billion; and 0.62% of the portion of the daily net assets exceeding $3 billion. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ International Fund 05/04/99, as amended on 0.65% of the daily net assets. 05/01/01 ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ International SmallCap 05/31/97, as amended on 0.95% of the daily net assets. Fund 12/01/97, 04/30/98 ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ International Value 02/14/01 0.80% of the daily net assets. Equity Fund ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Japan Fund 05/31/97, as amended on 0.87% of the daily net assets. 04/30/98, 10/01/98 ----------------------------------------------------------------------------------------------------------------------------- </TABLE> ----------------------------------------------------------------------------------------------------------------------------- EQUITY, BALANCED AND ASSET ALLOCATION EFFECTIVE DATE OF INVESTMENT ADVISORY FEE FUNDS AGREEMENT AND ANY AMENDMENTS ENTERED INTO PRIOR TO MAY 1, 2004 ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ KLD Social Index Fund 05/21/01, as amended on 0.12% of the daily net assets. 05/01/04 The Investment Adviser has agreed to continue to assume all operating expenses (except for brokerage and 12b-1 fees) and waive the compensation provided in this Agreement and the Administration Agreement until April 30, 2006 or until such time as the Fund has $50 million of net assets, whichever occurs first. Thereafter, the Investment Adviser has agreed to cap the Fund's operating expenses (except for brokerage and 12b-1 fees) by assuming the Fund's "other expenses" and/or waiving its fees under this Agreement and the Administration Agreement to the extent such operating expenses exceed on an annualized basis 0.40% of the average daily net assets of the Fund, which may reduce the fees under this Agreement and the Administration Agreement below 0.20% of the Fund's average daily net assets. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Mid-Cap Value Fund 05/16/01 0.72% of the portion of daily net assets not exceeding $1 billion; and 0.65% of the portion of daily net assets exceeding $1 billion. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Nasdaq-100 Index Fund 05/17/01, as amended on 0.12% of the daily net assets. 05/01/04 The Investment Adviser has agreed to cap the Fund's operating expenses (except for brokerage and 12b-1 fees) by assuming the Fund's "other expenses" and/or waiving its fees under this Agreement and the Administration Agreement to the extent such operating expenses exceed on an annualized basis 0.40% of the average daily net assets of the Fund, which may reduce the fees under this Agreement and the Administration Agreement below 0.20% of the Fund's average daily net assets. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Natural Resource 05/31/97, as amended on 0.545% of the portion of the daily net assets Development Securities Inc. 04/30/98 not exceeding $250 million; and 0.42% of the portion of the daily net assets exceeding $250 million. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Pacific Growth Fund Inc. 05/31/97, as amended on 0.87% of the portion of daily net assets not 04/30/98, 11/01/98 exceeding $1 billion; 0.82% of the portion of (Maryland corporation) daily net assets exceeding $1 billion but not exceeding $2 billion; and 0.77% of the portion of daily net assets exceeding $2 billion. ----------------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Real Estate Fund 02/09/99 0.80% of the portion of daily net assets not exceeding $500 million; 0.75% of the portion of daily net assets exceeding $500 million but not exceeding $1 billion; and 0.70% of the portion of daily net assets exceeding $1 billion. ----------------------------------------------------------------------------------------------------------------------------- </TABLE> 7 ----------------------------------------------------------------------------------------------------------------------------- EQUITY, BALANCED AND ASSET ALLOCATION EFFECTIVE DATE OF INVESTMENT ADVISORY FEE FUNDS AGREEMENT AND ANY AMENDMENTS ENTERED INTO PRIOR TO MAY 1, 2004 -----------------------------------------------------------------------------------------------------------------------------
Appears in 2 contracts
Sources: Investment Advisory Agreement (Morgan Stanley Growth Fund), Investment Advisory Agreement (Morgan Stanley Information Fund)
billion. ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Variable Investment Series-- ----------------------------------------------------------------------------------------------------------------------- - High Yield Portfolio Select Dimensions 05/31/97, as amended on .50% of the portion of the daily net assets not 05/01/98, 05/01/99, exceeding $500 million; and 0.425% of the daily 05/01/00 net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- - Limited Duration Portfolio 05/31/97, as amended on 0.450.32% of the daily net assets. 05/01/98, 05/01/99, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- Investment Series 04/30/98 - Quality Flexible Income Plus Portfolio 05/31/97, as amended on 0.50% of the portion of the daily the net assets 05/01/98, 05/01/99, not exceeding $500 million; and 0.45% of the 05/01/00 portion of the daily net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- EQUITY, BALANCED AND ASSET ALLOCATION FUNDS ----------------------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------------------------ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Aggressive Equity Fund 12/02/98 0.75Tax-Exempt Securities 05/31/97, as amended on 0.42% of the portion of the daily net assets not Trust 04/30/98, 05/01/02 exceeding $2 billion500 million; and 0.7250.345% of the portion of the daily net assets exceeding $2 billion. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Allocator Fund 12/12/02 0.75500 million but not exceeding $750 million; 0.295% of the portion of the daily net assets.assets exceeding $750 million but not exceeding $1 billion; 0.27% of the portion of the daily net assets exceeding $1 billion but not exceeding $1.25 billion; 0.245% of the portion of the daily net assets exceeding $1.25 billion but not exceeding $2.5 billion; and 0.22% of the portion of the daily net assets exceeding $2.5 billion. ------------------------------------------------------------------------------------------------------------------------ </TABLE> <TABLE> Page 3 of Schedule A ------------------------------------------------------------------------------------------------------------------------ EFFECTIVE DATE OF AGREEMENT AND ANY AMENDMENTS ENTERED INTO FIXED INCOME FUNDS PRIOR TO MAY 1, 2004 INVESTMENT ADVISORY FEE ------------------------------------------------------------------------------------------------------------------------
Appears in 1 contract
Sources: Investment Advisory Agreement (Morgan Stanley Small Mid Special Value Fund)
billion. ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Variable Investment Series-- ----------------------------------------------------------------------------------------------------------------------- - High Yield Portfolio Health Sciences Trust 05/31/97, as amended on .501.00% of the portion of the daily net assets not 05/01/9804/30/98, 05/01/99, 05/01/01 exceeding $500 million; and 0.425% of the daily 05/01/00 net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- - Limited Duration Portfolio 05/31/97, as amended on 0.45% of the daily net assets. 05/01/98, 05/01/99, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Quality Income Plus Portfolio 05/31/97, as amended on 0.500.95% of the portion of the daily the net assets 05/01/98, 05/01/99, not exceeding $500 million; and 0.45% of the 05/01/00 portion of the daily net assets exceeding $500 millionmillion but not exceeding $1 billion; and 0.925% of the portion of daily net assets exceeding $1 billion. ----------------------------------------------------------------------------------------------------------------------- EQUITY, BALANCED AND ASSET ALLOCATION FUNDS ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Aggressive Equity Income Builder Fund 12/02/98 05/31/97, as amended on 0.75% of the portion of the net assets not 05/01/98 exceeding $500 million; and 0.725% of the portion of daily net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- Page 6 of Schedule A ----------------------------------------------------------------------------------------------------------------------- EFFECTIVE DATE OF EQUITY, BALANCED AND ASSET AGREEMENT AND ALLOCATION FUNDS ANY AMENDMENTS INVESTMENT MANAGEMENT FEE ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Information Fund 05/31/97, as amended on 0.75% of the portion of the daily net assets not 04/30/98, 05/01/00 exceeding $2 billion500 million; and 0.725% of the portion of the daily net assets exceeding $500 million but not exceeding $3 billion; and 0.70% of the portion of the daily net assets exceeding $3 billion. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ International Fund 05/04/99, as amended on 1.00% of daily net assets up to $1 billion; and 05/01/01 0.95% of daily net assets exceeding $1 billion. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ International SmallCap 05/31/97, as amended on 1.15% of the daily net assets. Fund 12/01/97, 04/30/98 ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ International Value 02/14/01 1.00% of the daily net assets. Equity Fund ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Japan Fund 05/31/97, as amended on 0.95% of the daily net assets. 04/30/98, 10/01/98 ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ KLD Social Index Fund 05/21/01, as amended on 0.20% of the daily net assets. 05/01/04 The Investment Manager has agreed to continue to assume all operating expenses (except for brokerage and 12b-1 fees) and waive the compensation provided in the Management Agreement until December 31, 2004 or until such time as the Fund has $50 million of net assets, whichever occurs first. Thereafter, the Investment Manager has agreed under its Management Agreement with the Fund to cap the Fund's operating expenses (except for brokerage and 12b-1 fees) by assuming the Fund's "other expenses" and/or waiving its management fees to the extent such operating expenses exceed on an annualized basis 0.40% of the average daily net assets of the Fund, which may reduce the investment management fee below 0.20% of the Fund's average daily net assets. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Latin American 06/28/99 1.25% of the portion of daily net assets not Growth Fund exceeding $500 million; and 1.20% of the portion of daily net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Mid-Cap Value Fund 05/16/01 0.80% of the daily net assets. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Nasdaq-100 Index Fund 05/17/01, as amended on 0.20% of the daily net assets. 05/01/04 ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Natural Resource 05/31/97, as amended on 0.625% of the portion of the daily net assets Development Securities Inc. 04/30/98 not exceeding $250 million; and 0.50% of the portion of the daily net assets exceeding $250 million. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Pacific Growth Fund Inc. 05/31/97, as amended on 0.95% to the portion of daily net assets not 04/30/98, 11/01/98 exceeding $1 billion; 0.90% to the portion of (Maryland corporation) daily net assets exceeding $1 billion but not exceeding $2 billion; and 0.85% to the portion of daily net assets exceeding $2 billion. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Allocator Real Estate Fund 12/12/02 02/09/99 1.00% of the daily net assets. ----------------------------------------------------------------------------------------------------------------------- Page 7 of Schedule A ----------------------------------------------------------------------------------------------------------------------- EFFECTIVE DATE OF EQUITY, BALANCED AND ASSET AGREEMENT AND ALLOCATION FUNDS ANY AMENDMENTS INVESTMENT MANAGEMENT FEE ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Select Dimensions Investment Series- ----------------------------------------------------------------------------------------------------------------------- - American Opportunities Portfolio 05/31/97, as amended on 0.625% of the portion of the daily net assets 03/02/98, 05/01/98, not exceeding $500 million; 0.60% of the portion 05/01/00 of the daily net assets exceeding $500 million but not exceeding $1 billion; and 0.575% of the portion of the daily net assets exceeding $1 billion. ----------------------------------------------------------------------------------------------------------------------- - Balanced Growth Portfolio 05/31/97, as amended on 0.60% of the daily net assets. 03/02/98, 05/01/98, 05101100 ----------------------------------------------------------------------------------------------------------------------- - Capital Opportunities Portfolio 05/31/97, as amended on 0.75% of the daily net assets.. 03/02/98, 05/01/98, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Developing Growth Portfolio 05/31/97, as amended on 0.50% of the daily net assets. 03/02/98, 05/01/98, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Dividend Growth Portfolio 05/31/97, as amended on 0.625% of the portion of the daily net assets 03/02/98, 05/01/98, not exceeding $500 million; 0.50% of the portion 05/01/00 of the daily net assets exceeding $500 million but not exceeding $1 billion; and 0.475% of the portion of the daily net assets exceeding $1 billion. ----------------------------------------------------------------------------------------------------------------------- - Global Equity Portfolio 05/31/97, as amended on 1.00% of the daily net assets. 03/02/98, 05/01/98, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Growth Portfolio 05/31/97, as amended on 0.80% of the daily net assets. 03/02/98, 05/01/98, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Utilities Portfolio 05/31/97, as amended on 0.65% of the daily net assets. 03/02/98, 05/01/98, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Value-Added Market Portfolio 05/31/97, as amended on 0.50% of the daily net assets. 04/30/98 ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ S&P 500 Index Fund 07/28/97, as amended on 0.20% of the daily net assets. 04/30/98, 05/01/99, 05/01/04 The Investment Manager has agreed to cap the Fund's operating expenses (except for brokerage and 12b-1 fees) by assuming the Fund's "other expenses" and/or waiving its management fee to the extent such operating expenses exceed on an annualized basis 0.40% of the average daily net assets of the Fund, which may reduce the investment management fee below 0.20% of the Fund's average daily net assets. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Small-Mid Special Value 04/04/02 0.75% of the daily net assets. Fund
Appears in 1 contract
Sources: Investment Management Agreement (Morgan Stanley Total Market Index Fund)
billion. ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Variable Investment Series-- ----------------------------------------------------------------------------------------------------------------------- - High Yield Portfolio Health Sciences Trust 05/31/97, as amended on .501.00% of the portion of the daily net assets not 05/01/9804/30/98, 05/01/99, 05/01/01 exceeding $500 million; and 0.425% of the daily 05/01/00 net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- - Limited Duration Portfolio 05/31/97, as amended on 0.45% of the daily net assets. 05/01/98, 05/01/99, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Quality Income Plus Portfolio 05/31/97, as amended on 0.500.95% of the portion of the daily the net assets 05/01/98, 05/01/99, not exceeding $500 million; and 0.45% of the 05/01/00 portion of the daily net assets exceeding $500 millionmillion but not exceeding $1 billion; and 0.925% of the portion of daily net assets exceeding $1 billion. ----------------------------------------------------------------------------------------------------------------------- EQUITY, BALANCED AND ASSET ALLOCATION FUNDS ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Aggressive Equity Income Builder Fund 12/02/98 05/31/97, as amended on 0.75% of the portion of the net assets not 05/01/98 exceeding $500 million; and 0.725% of the portion of daily net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- Page 6 of Schedule A ----------------------------------------------------------------------------------------------------------------------- EFFECTIVE DATE OF EQUITY, BALANCED AND ASSET AGREEMENT AND ALLOCATION FUNDS ANY AMENDMENTS INVESTMENT MANAGEMENT FEE ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Information Fund 05/31/97, as amended on 0.75% of the portion of the daily net assets not 04/30/98, 05/01/00 exceeding $2 billion500 million; and 0.725% of the portion of the daily net assets exceeding $500 million but not exceeding $3 billion; and 0.70% of the portion of the daily net assets exceeding $3 billion. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ International Fund 05/04/99, as amended on 1.00% of daily net assets up to $1 billion; and 05/01/01 0.95% of daily net assets exceeding $1 billion. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ International SmallCap 05/31/97, as amended on 1.15% of the daily net assets. Fund 12/01/97, 04/30/98 ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ International Value 02/14/01 1.00% of the daily net assets. Equity Fund ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Japan Fund 05/31/97, as amended on 0.95% of the daily net assets. 04/30/98, 10/01/98 ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ KLD Social Index Fund 05/21/01, as amended on 0.20% of the daily net assets. 05/01/04 The Investment Manager has agreed to continue to assume all operating expenses (except for brokerage and 12b-1 fees) and waive the compensation provided in the Management Agreement until December 31, 2004 or until such time as the Fund has $50 million of net assets, whichever occurs first. Thereafter, the Investment Manager has agreed under its Management Agreement with the Fund to cap the Fund's operating expenses (except for brokerage and 12b-1 fees) by assuming the Fund's "other expenses" and/or waiving its management fees to the extent such operating expenses exceed on an annualized basis 0.40% of the average daily net assets of the Fund, which may reduce the investment management fee below 0.20% of the Fund's average daily net assets. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Latin American 06/28/99 1.25% of the portion of daily net assets not Growth Fund exceeding $500 million; and 1.20% of the portion of daily net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Mid-Cap Value Fund 05/16/01 0.80% of the daily net assets. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Nasdaq-100 Index Fund 05/17/01, as amended on 0.20% of the daily net assets. 05/01/04 ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Natural Resource 05/31/97, as amended on 0.625% of the portion of the daily net assets Development Securities Inc. 04/30/98 not exceeding $250 million; and 0.50% of the portion of the daily net assets exceeding $250 million. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Pacific Growth Fund Inc. 05/31/97, as amended on 0.95% to the portion of daily net assets not 04/30/98, 11/01/98 exceeding $1 billion; 0.90% to the portion of (Maryland corporation) daily net assets exceeding $1 billion but not exceeding $2 billion; and 0.85% to the portion of daily net assets exceeding $2 billion. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Allocator Real Estate Fund 12/12/02 02/09/99 1.00% of the daily net assets. ----------------------------------------------------------------------------------------------------------------------- Page 7 of Schedule A ----------------------------------------------------------------------------------------------------------------------- EFFECTIVE DATE OF EQUITY, BALANCED AND ASSET AGREEMENT AND ALLOCATION FUNDS ANY AMENDMENTS INVESTMENT MANAGEMENT FEE ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Select Dimensions Investment Series- ----------------------------------------------------------------------------------------------------------------------- - American Opportunities Portfolio 05/31/97, as amended on 0.625% of the portion of the daily net assets 03/02/98, 05/01/98, not exceeding $500 million; 0.60% of the portion 05/01/00 of the daily net assets exceeding $500 million but not exceeding $1 billion; and 0.575% of the portion of the daily net assets exceeding $1 billion. ----------------------------------------------------------------------------------------------------------------------- - Balanced Growth Portfolio 05/31/97, as amended on 0.60% of the daily net assets. 03/02/98, 05/01/98, 05101100 ----------------------------------------------------------------------------------------------------------------------- - Capital Opportunities Portfolio 05/31/97, as amended on 0.75% of the daily net assets.. 03/02/98, 05/01/98, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Developing Growth Portfolio 05/31/97, as amended on 0.50% of the daily net assets. 03/02/98, 05/01/98, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Dividend Growth Portfolio 05/31/97, as amended on 0.625% of the portion of the daily net assets 03/02/98, 05/01/98, not exceeding $500 million; 0.50% of the portion 05/01/00 of the daily net assets exceeding $500 million but not exceeding $1 billion; and 0.475% of the portion of the daily net assets exceeding $1 billion. ----------------------------------------------------------------------------------------------------------------------- - Global Equity Portfolio 05/31/97, as amended on 1.00% of the daily net assets. 03/02/98, 05/01/98, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Growth Portfolio 05/31/97, as amended on 0.80% of the daily net assets. 03/02/98, 05/01/98, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Utilities Portfolio 05/31/97, as amended on 0.65% of the daily net assets. 03/02/98, 05/01/98, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Value-Added Market Portfolio 05/31/97, as amended on 0.50% of the daily net assets. 04/30/98 ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ S&P 500 Index Fund 07/28/97, as amended on 0.40% to the portion of daily net assets not 04/30/98, 05/01/99, exceeding $1.5 billion; 0.375% to the portion 05/01/04 of daily net assets exceeding $1.5 billion but not exceeding $3 billion; and 0.35% to the portion of daily net assets in excess of $3 billion. The Investment Manager has agreed to assume all operating expenses (except for distribution fees) and to waive the compensation provided for in its Investment Management Agreement to the extent that such expenses and compensation on an annualized basis exceed 0.50% of the daily net assets of the Fund. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Small-Mid Special Value 04/04/02 0.75% of the daily net assets. Fund
Appears in 1 contract
Sources: Investment Management Agreement (Morgan Stanley International Value Equity Fund)
billion. ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Variable Investment Series-- ----------------------------------------------------------------------------------------------------------------------- - High Yield Portfolio Health Sciences Trust 05/31/97, as amended on .501.00% of the portion of the daily net assets not 05/01/9804/30/98, 05/01/99, 05/01/01 exceeding $500 million; and 0.425% of the daily 05/01/00 net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- - Limited Duration Portfolio 05/31/97, as amended on 0.45% of the daily net assets. 05/01/98, 05/01/99, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Quality Income Plus Portfolio 05/31/97, as amended on 0.500.95% of the portion of the daily the net assets 05/01/98, 05/01/99, not exceeding $500 million; and 0.45% of the 05/01/00 portion of the daily net assets exceeding $500 millionmillion but not exceeding $1 billion; and 0.925% of the portion of daily net assets exceeding $1 billion. ----------------------------------------------------------------------------------------------------------------------- EQUITY, BALANCED AND ASSET ALLOCATION FUNDS ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Aggressive Equity Income Builder Fund 12/02/98 05/31/97, as amended on 0.75% of the portion of the net assets not 05/01/98 exceeding $500 million; and 0.725% of the portion of daily net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- Page 6 of Schedule A ----------------------------------------------------------------------------------------------------------------------- EFFECTIVE DATE OF EQUITY, BALANCED AND ASSET AGREEMENT AND ALLOCATION FUNDS ANY AMENDMENTS INVESTMENT MANAGEMENT FEE ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Information Fund 05/31/97, as amended on 0.75% of the portion of the daily net assets not 04/30/98, 05/01/00 exceeding $2 billion500 million; and 0.725% of the portion of the daily net assets exceeding $500 million but not exceeding $3 billion; and 0.70% of the portion of the daily net assets exceeding $3 billion. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ International Fund 05/04/99, as amended on 1.00% of daily net assets up to $1 billion; and 05/01/01 0.95% of daily net assets exceeding $1 billion. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ International SmallCap 05/31/97, as amended on 1.15% of the daily net assets. Fund 12/01/97, 04/30/98 ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ International Value 02/14/01 1.00% of the daily net assets. Equity Fund ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Japan Fund 05/31/97, as amended on 0.95% of the daily net assets. 04/30/98, 10/01/98 ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ KLD Social Index Fund 05/21/01, as amended on 0.20% of the daily net assets. 05/01/04 The Investment Manager has agreed to continue to assume all operating expenses (except for brokerage and 12b-1 fees) and waive the compensation provided in the Management Agreement until December 31, 2004 or until such time as the Fund has $50 million of net assets, whichever occurs first. Thereafter, the Investment Manager has agreed under its Management Agreement with the Fund to cap the Fund's operating expenses (except for brokerage and 12b-1 fees) by assuming the Fund's "other expenses" and/or waiving its management fees to the extent such operating expenses exceed on an annualized basis 0.40% of the average daily net assets of the Fund, which may reduce the investment management fee below 0.20% of the Fund's average daily net assets. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Latin American 06/28/99 1.25% of the portion of daily net assets not Growth Fund exceeding $500 million; and 1.20% of the portion of daily net assets exceeding $500 million. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Mid-Cap Value Fund 05/16/01 0.80% of the daily net assets. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Nasdaq-100 Index Fund 05/17/01, as amended on 0.20% of the daily net assets. 05/01/04 ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Natural Resource 05/31/97, as amended on 0.625% of the portion of the daily net assets Development Securities Inc. 04/30/98 not exceeding $250 million; and 0.50% of the portion of the daily net assets exceeding $250 million. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Pacific Growth Fund Inc. 05/31/97, as amended on 0.95% to the portion of daily net assets not 04/30/98, 11/01/98 exceeding $1 billion; 0.90% to the portion of (Maryland corporation) daily net assets exceeding $1 billion but not exceeding $2 billion; and 0.85% to the portion of daily net assets exceeding $2 billion. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Allocator Real Estate Fund 12/12/02 02/09/99 1.00% of the daily net assets. ----------------------------------------------------------------------------------------------------------------------- Page 7 of Schedule A ----------------------------------------------------------------------------------------------------------------------- EFFECTIVE DATE OF EQUITY, BALANCED AND ASSET AGREEMENT AND ALLOCATION FUNDS ANY AMENDMENTS INVESTMENT MANAGEMENT FEE ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Select Dimensions Investment Series- ----------------------------------------------------------------------------------------------------------------------- - American Opportunities Portfolio 05/31/97, as amended on 0.625% of the portion of the daily net assets 03/02/98, 05/01/98, not exceeding $500 million; 0.60% of the portion 05/01/00 of the daily net assets exceeding $500 million but not exceeding $1 billion; and 0.575% of the portion of the daily net assets exceeding $1 billion. ----------------------------------------------------------------------------------------------------------------------- - Balanced Growth Portfolio 05/31/97, as amended on 0.60% of the daily net assets. 03/02/98, 05/01/98, 05101100 ----------------------------------------------------------------------------------------------------------------------- - Capital Opportunities Portfolio 05/31/97, as amended on 0.75% of the daily net assets.. 03/02/98, 05/01/98, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Developing Growth Portfolio 05/31/97, as amended on 0.50% of the daily net assets. 03/02/98, 05/01/98, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Dividend Growth Portfolio 05/31/97, as amended on 0.625% of the portion of the daily net assets 03/02/98, 05/01/98, not exceeding $500 million; 0.50% of the portion 05/01/00 of the daily net assets exceeding $500 million but not exceeding $1 billion; and 0.475% of the portion of the daily net assets exceeding $1 billion. ----------------------------------------------------------------------------------------------------------------------- - Global Equity Portfolio 05/31/97, as amended on 1.00% of the daily net assets. 03/02/98, 05/01/98, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Growth Portfolio 05/31/97, as amended on 0.80% of the daily net assets. 03/02/98, 05/01/98, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Utilities Portfolio 05/31/97, as amended on 0.65% of the daily net assets. 03/02/98, 05/01/98, 05/01/00 ----------------------------------------------------------------------------------------------------------------------- - Value-Added Market Portfolio 05/31/97, as amended on 0.50% of the daily net assets. 04/30/98 ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ S&P 500 Index Fund 07/28/97, as amended on 0.20% of the daily assets. 04/30/98, 05/01/99, 05/01/04 The Investment Manager has agreed to assume all operating expenses (except for distribution fees) and to waive the compensation provided for in its Investment Management Agreement to the extent that such expenses and compensation on an annualized basis exceed 0.50% of the daily net assets of the Fund. ----------------------------------------------------------------------------------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Small-Mid Special Value 04/04/02 0.75% of the daily net assets. Fund
Appears in 1 contract
Sources: Investment Management Agreement (Morgan Stanley S&p 500 Index Fund)