Common use of AVAILABILITY AND RETENTION OF RECORDS Clause in Contracts

AVAILABILITY AND RETENTION OF RECORDS. The Sub-Adviser shall, in the name of the Portfolio, place or direct the placement of orders for the execution of portfolio transactions in accordance with its investment policies, as set forth in the Portfolio's investment objectives, policies and restrictions. In connection with the placement of orders for the execution of the Portfolio's portfolio transactions, the Sub-Adviser shall create and maintain all necessary records required to be created and maintained by an investment adviser under all applicable law, rules and regulations, including, but not limited to, records required by Section 31(a) of the 1940 Act . All records pertaining to the Sub-Adviser's management of the Portfolio shall be the property of the Fund and shall be available for inspection and use, upon reasonable notice and during normal business hours, by the Securities and Exchange Commission, state regulators, Adviser, or any person retained by the Fund. Where applicable, such records shall be maintained by the Sub-Adviser for the period and in the place required by Rule 31a-2 under the 1940 Act.

Appears in 4 contracts

Samples: Investment Sub (Advantus Series Fund Inc), Investment Sub (Advantus Series Fund Inc), Investment Sub (Advantus Series Fund Inc)

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AVAILABILITY AND RETENTION OF RECORDS. The Sub-Adviser shall, in the name of the Portfolio, place or direct the placement of orders for the execution of portfolio transactions in accordance with its investment policies, as set forth in the Portfolio's investment objectives, policies and restrictions. In connection with the placement of orders for the execution of the Portfolio's portfolio transactions, the Sub-Adviser shall create and maintain all necessary records required to be created and maintained by an investment adviser under all applicable law, rules and regulations, including, but not limited to, records required by Section 31(a) of the 1940 Act . All records pertaining to the Sub-Adviser's Advisers management of the Portfolio shall be the property of the Fund and shall be available for inspection and use, upon reasonable notice and during normal business hours, by the Securities and Exchange Commission, state regulators, Adviser, or any person retained by the Fund. Where applicable, such records shall be maintained by the Sub-Adviser for the period and in the place required by Rule 31a-2 under the 1940 Act.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Advantus Series Fund Inc)

AVAILABILITY AND RETENTION OF RECORDS. The Sub-Adviser shall, in the name of the PortfolioFund, place or direct the placement of orders for the execution of portfolio transactions in accordance with its investment policies, as set forth in the Portfolio's Fund’s investment objectives, policies and restrictions. In connection with the placement of orders for the execution of the Portfolio's Fund’s portfolio transactions, the Sub-Adviser shall create and maintain all necessary records required to be created and maintained by an investment adviser under all applicable law, rules and regulations, including, but not limited to, records required by Section 31(a) of the 1940 Act Act. All records pertaining to the Sub-Adviser's ’s management of the Portfolio Fund shall be the property of the Fund Trust and shall be available for inspection and use, upon reasonable notice and during normal business hours, by the Securities and Exchange Commission, state regulators, Adviser, or any person retained by the FundTrust. Where applicable, such records shall be maintained by the Sub-Adviser for the period and in the place required by Rule 31a-2 under the 1940 Act.

Appears in 1 contract

Samples: Sub Advisory Agreement (Advantus Series Fund Inc)

AVAILABILITY AND RETENTION OF RECORDS. The Sub-Adviser shall, in the name of the Portfolio, place or direct the placement of orders for the execution of portfolio transactions in accordance with its investment policies, as set forth in the Portfolio's Portfolios investment objectives, policies and restrictions. In connection with the placement of orders for the execution of the Portfolio's Portfolios portfolio transactions, the Sub-Adviser shall create and maintain all necessary records required to be created and maintained by an investment adviser under all applicable law, rules and regulations, including, but not limited to, records required by Section 31(a) of the 1940 Act . All records pertaining to the Sub-Adviser's Advisers management of the Portfolio shall be the property of the Fund and shall be available for inspection and use, upon reasonable notice and during normal business hours, by the Securities and Exchange Commission, state regulators, Adviser, or any person retained by the Fund. Where applicable, such records shall be maintained by the Sub-Adviser for the period and in the place required by Rule 31a-2 under the 1940 Act.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Advantus Series Fund Inc)

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AVAILABILITY AND RETENTION OF RECORDS. The Sub-Adviser shall, in the name of the Portfolio, place or direct the placement of orders for the execution of portfolio transactions in accordance with its investment policies, as set forth in the Portfolio's investment objectives, policies and restrictions. In connection with the placement of orders for the execution of the Portfolio's portfolio transactions, the Sub-Adviser shall create and maintain all necessary records required to be created and maintained by an investment adviser under all applicable law, rules and regulations, including, but not limited to, records required by Section 31(a) of the 1940 Act Act. All records pertaining to the Sub-Adviser's management of the Portfolio shall be the property of the Fund and shall be available for inspection and use, upon reasonable notice and during normal business hours, by the Securities and Exchange Commission, state regulators, Adviser, or any person retained by the Fund. Where applicable, such records shall be maintained by the Sub-Adviser for the period and in the place required by Rule 31a-2 under the 1940 Act.

Appears in 1 contract

Samples: Advantus Series Fund Inc

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