Common use of AUTHORIZED PERSONS APPENDIX Clause in Contracts

AUTHORIZED PERSONS APPENDIX. On the date of the Agreement and thereafter until further notice, the following persons shall be Authorized Persons as defined therein: Name (Type) Signature Xxxx X. Xxxxxxxx Xxxx X. Xxxxxxxx Xxxxxxx X. Xxxxxxx Xxxxxxx X. Xxxxxxx Xxxxx X. Xxxxxxxx Xxxxx X. Xxxxxxxx Xxxxxxx X. Childs, III Xxxxxxx X. Childs, III Xxxx X. Xxxxxxx Xxxx X. Xxxxxxx Xxxx X. Xxxxxxx Xxxx X. Xxxxxxx Xxxxxxx X. Xxxx Xxxxxxx X. Xxxx Xxxxxxxx X. Xxxxxx Xxxxxxxx X. Xxxxxx Xxxxxxx X. Xxxxxx Xxxxxxx X. Xxxxxx Xxxxxxx Xxxxxxx Xxxxxxx Xxxxxxx Exhibit B Report List for Aquila Group of Funds 12b-1 Report 5 Percent or More Shareholder Listing 5 Percent or More Shareholder Listing - sorted by ssn Account Analysis by Type Asset Report by Dealer for Management Company Asset Report by Fund and Dealer Blue Sky Sales Report Capital Stock Reporting Daily Transaction Journal Dealer Commission Check Register/Dealer Commission Statement DTS Activity Summary DTS Liquidation Placements DTS Outstanding Trades by Fund DTS Posted Transactions DTS Purchase Placement Matrix Summary by Fund With Dealer Name Matrix Summary by Management Company With Dealer Name Month to Sales (Demographics by Account Group) Monthly Statistical Report Monthly Wire Order (Purchases/Redemptions) New Account Journal Next Day NSCC Settlement Detail NSAR Based on trade date Transactions at a Glance

Appears in 4 contracts

Samples: Transfer Agency Services Agreement (Aquila Rocky Mountain Equity Fund), Transfer Agency Services Agreement (Cash Assets Trust), Transfer Agency Services Agreement (Churchill Tax Free Trust)

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AUTHORIZED PERSONS APPENDIX. On the date of the Agreement and thereafter until further notice, the following persons shall be Authorized Persons as defined therein: Name (Type) Signature Xxxx X. Xxxxxxxx ______________________________________ Xxxx X. Xxxxxxxx Xxxxxxx X. Xxxxxxx ______________________________________ Xxxxxxx X. Xxxxxxx Xxxxx X. Xxxxxxxx ______________________________________ Xxxxx X. Xxxxxxxx Xxxxxxx X. Childs, III ______________________________________ Xxxxxxx X. Childs, III Xxxx X. Xxxxxxx ______________________________________ Xxxx X. Xxxxxxx Xxxx X. Xxxxxxx ______________________________________ Xxxx X. Xxxxxxx Xxxxxxx X. Xxxx ______________________________________ Xxxxxxx X. Xxxx Xxxxxxxx X. Xxxxxx ______________________________________ Xxxxxxxx X. Xxxxxx Xxxxxxx X. Xxxxxx ______________________________________ Xxxxxxx X. Xxxxxx Xxxxxxx Xxxxxxx _____________________________________ Xxxxxxx Xxxxxxx Exhibit B [Report List for Aquila Group of Funds 12b-1 Report 5 Percent or More Shareholder Listing 5 Percent or More Shareholder Listing - sorted by ssn Account Analysis by Type Asset Report by Dealer for Management Company Asset Report by Fund and Dealer Blue Sky Sales Report Capital Stock Reporting Daily Transaction Journal Dealer Commission Check Register/Dealer Commission Statement DTS Activity Summary DTS Liquidation Placements DTS Outstanding Trades by Fund DTS Posted Transactions DTS Purchase Placement Matrix Summary by Fund With Dealer Name Matrix Summary by Management Company With Dealer Name Month to Sales (Demographics by Account Group) Monthly Statistical Report Monthly Wire Order (Purchases/Redemptions) New Account Journal Next Day NSCC Settlement Detail NSAR Based on trade date Transactions at a Glance]

Appears in 3 contracts

Samples: Transfer Agency Services Agreement (Capital Cash Management Trust), Transfer Agency Services Agreement (Tax Free Fund for Utah), Transfer Agency Services Agreement (Tax Free Trust of Arizona)

AUTHORIZED PERSONS APPENDIX. On the date of the Agreement and thereafter until further notice, the following persons shall be Authorized Persons as defined therein: Name (Type) Signature Xxxx X. Xxxxxxxx /s/Xxxx X. Xxxxxxxx Xxxxxxx X. Xxxxxxx /s/Xxxxxxx X. Xxxxxxx Xxxxx X. Xxxxxxxx /s/Xxxxx X. Xxxxxxxx Xxxxxxx X. Childs, III /s/Xxxxxxx X. Childs, III Xxxx X. Xxxxxxx /s/Xxxx X. Xxxxxxx Xxxx X. Xxxxxxx /s/Xxxx X. Xxxxxxx Xxxxxxx X. Xxxx /s/Xxxxxxx X. Xxxx Xxxxxxxx X. Xxxxxx /s/Xxxxxxxx X. Xxxxxx Xxxxxxx X. Xxxxxx /s/Xxxxxxx X. Xxxxxx Xxxxxxx Xxxxxxx /s/Xxxxxxx Xxxxxxx Exhibit B [Report List for Aquila Group of Funds 12b-1 Report 5 Percent or More Shareholder Listing 5 Percent or More Shareholder Listing - sorted by ssn Account Analysis by Type Asset Report by Dealer for Management Company Asset Report by Fund and Dealer Blue Sky Sales Report Capital Stock Reporting Daily Transaction Journal Dealer Commission Check Register/Dealer Commission Statement DTS Activity Summary DTS Liquidation Placements DTS Outstanding Trades by Fund DTS Posted Transactions DTS Purchase Placement Matrix Summary by Fund With Dealer Name Matrix Summary by Management Company With Dealer Name Month to Sales (Demographics by Account Group) Monthly Statistical Report Monthly Wire Order (Purchases/Redemptions) New Account Journal Next Day NSCC Settlement Detail NSAR Based on trade date Transactions at a Glance]

Appears in 1 contract

Samples: Transfer Agency Services Agreement (Cascades Trust)

AUTHORIZED PERSONS APPENDIX. On the date of the Agreement and thereafter until further notice, the following persons shall be Authorized Persons as defined therein: Name (Type) Signature Xxxx Lxxx X. Xxxxxxxx Xxxx Lxxx X. Xxxxxxxx Xxxxxxx Wxxxxxx X. Xxxxxxx Xxxxxxx Wxxxxxx X. Xxxxxxx Xxxxx Dxxxx X. Xxxxxxxx Xxxxx Dxxxx X. Xxxxxxxx Xxxxxxx Cxxxxxx X. Childs, III Xxxxxxx Cxxxxxx X. Childs, III Xxxx Jxxx X. Xxxxxxx Xxxx Jxxx X. Xxxxxxx Xxxx Rxxx X. Xxxxxxx Xxxx Rxxx X. Xxxxxxx Xxxxxxx Rxxxxxx X. Xxxx Xxxxxxx Rxxxxxx X. Xxxx Xxxxxxxx Pxxxxxxx X. Xxxxxx Xxxxxxxx Pxxxxxxx X. Xxxxxx Xxxxxxx Sxxxxxx X. Xxxxxx Xxxxxxx Sxxxxxx X. Xxxxxx Wxxxxxx Xxxxxxx Xxxxxxx Xxxxxxx Wxxxxxx Xxxxxxx Exhibit B Report List for Aquila Group of Funds 12b-1 Report 5 Percent or More Shareholder Listing 5 Percent or More Shareholder Listing - sorted by ssn Account Analysis by Type Asset Report by Dealer for Management Company Asset Report by Fund and Dealer Blue Sky Sales Report Capital Stock Reporting Daily Transaction Journal Dealer Commission Check Register/Dealer Commission Statement DTS Activity Summary DTS Liquidation Placements DTS Outstanding Trades by Fund DTS Posted Transactions DTS Purchase Placement Matrix Summary by Fund With Dealer Name Matrix Summary by Management Company With Dealer Name Month to Sales (Demographics by Account Group) Monthly Statistical Report Monthly Wire Order (Purchases/Redemptions) New Account Journal Next Day NSCC Settlement Detail NSAR Based on trade date Transactions at a Glance

Appears in 1 contract

Samples: Transfer Agency Services Agreement (Tax Free Fund of Colorado)

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AUTHORIZED PERSONS APPENDIX. On the date of the Agreement and thereafter until further notice, the following persons shall be Authorized Persons as defined therein: Name (Type) Signature Xxxx Diana P. Herrmann Diana P. Herrmann Charxxx X. Xxxxxxxx Xxxx X. Xxxxxxxx Xxxxxxx X. Xxxxxxx Xxxxxxx X. Xxxxxxx Xxxxx X. Xxxxxxxx Xxxxx X. Xxxxxxxx Xxxxxxx X. Xxxxxx, XXI Charles E. Childs, III Xxxxxxx Xxxxxx X. Childs, III Xxxx Anderson Robert W. Anderson Josxxx X. XxXxxxxx Joseph P. DiMaggio Lorx X. Xxxxxxxx Lori A. Vindigni Francxx X. X'Xxxxx Francis L. O'Brien Johx X. Xxxxxxx Xxxx X. Xxxxxxx Xxxx X. Xxxxxxx Xxxx X. Xxxxxxx Xxxxxxx X. Xxxx Xxxxxxx X. Xxxx Xxxxxxxx John M. Herndon Stephex X. Xxxxxx Xxxxxxxx X. Xxxxxx Stephen J. Caridi Xxxxxxx X. Xxxxxx Xxxxxxx X. Xxxxxx Xxxxxxx Xxxxxxx Xxxxxxx Xxxxxxx Exhibit B Report X Xxxort List for Aquila Group of Funds 12b-1 Report 5 Percent or More Shareholder Listing 5 Percent or More Shareholder Listing - sorted by ssn Account Analysis by Type Asset Report by Dealer for Management Company Asset Report by Fund and Dealer Blue Sky Sales Report Capital Stock Reporting Daily Transaction Journal Dealer Commission Check Register/Dealer Commission Statement DTS Activity Summary DTS Liquidation Placements DTS Outstanding Trades by Fund DTS Posted Transactions DTS Purchase Placement Matrix Summary by Fund With Dealer Name Matrix Summary by Management Company With Dealer Name Month to Sales (Demographics by Account Group) Monthly Statistical Report Monthly Wire Order (Purchases/Redemptions) New Account Journal Next Day NSCC Settlement Detail NSAR Based on trade date Transactions at a Glance

Appears in 1 contract

Samples: Transfer Agency Services Agreement (Aquila Three Peaks High Income Fund)

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