Audits. a. Prepare appropriate schedules and assist independent auditors. b. Provide information to the SEC and facilitate audit process. c. Provide office facilities.
Appears in 101 contracts
Sources: Master Services Agreement (Buffalo Funds), Servicing Agreement (High Income Securities Fund), Master Services Agreement (Buffalo Funds)
Audits. a. Prepare appropriate schedules and assist independent auditors.
auditors b. Provide information to the SEC and facilitate audit process.
process c. Provide office facilities.
Appears in 52 contracts
Sources: Fund Administration Servicing Agreement (Battery Park Funds Inc), Fund Administration Servicing Agreement (Bearguard Funds Inc), Fund Administration Servicing Agreement (Iaa Trust Taxable Fixed Income Series Fund Inc)
Audits. a. Prepare Monitor appropriate schedules and assist independent auditors.
b. Provide information to the SEC and facilitate audit process.
c. Provide office facilities.
Appears in 20 contracts
Sources: Fund Administration Servicing Agreement (PFS Funds), Fund Administration Servicing Agreement (WP Trust), Fund Administration Servicing Agreement (Capital Management Investment Trust)
Audits. a. Prepare appropriate schedules and assist independent auditors.
b. Provide information to the SEC and facilitate audit process.
c. Provide office facilities.
Appears in 19 contracts
Sources: Fund Administration Servicing Agreement (SCM Trust), Fund Administration Servicing Agreement (Shelton Greater China Fund), Fund Administration Servicing Agreement (Marketocracy Funds)
Audits. a. Prepare appropriate schedules and assist independent auditors.
b. Provide information to the SEC and facilitate audit process.
c. Provide office facilities, if necessary, in connection with such audits.
Appears in 6 contracts
Sources: Administration Servicing Agreement (Muzinich Corporate Lending Income Fund, Inc.), Administration Servicing Agreement (Muzinich BDC, Inc.), Administration Servicing Agreement (Pharos Capital BDC, Inc.)
Audits. a. Prepare appropriate schedules and assist independent auditors.
b. Provide information to the SEC and facilitate audit process.
c. Provide office facilitiesfacilities for auditors and SEC staff as appropriate.
Appears in 5 contracts
Sources: Fund Administration Servicing Agreement (Jacob Internet Fund Inc), Fund Administration Servicing Agreement (Jacob Internet Fund Inc), Fund Administration Servicing Agreement (Barrett Funds)
Audits. a. Prepare appropriate schedules and assist independent auditors.
b. Provide information to the SEC Securities Exchange Commission (the “SEC”) if requested, and facilitate audit process.
c. Provide office facilities, if necessary, in connection with such audits.
Appears in 4 contracts
Sources: Sub Administration Servicing Agreement (Bain Capital Private Credit), Master Servicing Agreement (Silver Point Specialty Lending Fund), Sub Administration Servicing Agreement (Brightwood Capital Corp I)
Audits. a. Prepare appropriate schedules and assist independent auditors.
auditors b. Provide information to the SEC and facilitate audit process.
process c. Provide office facilities.
Appears in 2 contracts
Sources: Fund Administration Servicing Agreement (Legacy Funds Inc), Fund Administration Servicing Agreement (Hennessy Funds Inc)
Audits. a. Prepare appropriate schedules and assist independent auditors.
accountants b. Provide information to the SEC and facilitate audit process.
process c. Provide office facilities.
Appears in 2 contracts
Sources: Fund Administration Servicing Agreement (Ayco Series Trust), Fund Administration Servicing Agreement (Ori Funds Inc)
Audits. a. Prepare appropriate schedules and assist the independent auditors.auditors as required
b. Provide the appropriate information to the SEC and facilitate the audit process.
c. Provide office facilities.facilities for the Fund
Appears in 2 contracts
Sources: Fund Administration Servicing Agreement (Burridge Funds), Fund Administration Servicing Agreement (Burridge Funds)
Audits. a. Prepare appropriate schedules and assist independent auditors.;
b. Provide information to the SEC and facilitate audit process.; and
c. Provide office facilitiesfacilities for auditors and SEC staff as appropriate.
Appears in 2 contracts
Sources: Fund Administration Servicing Agreement (Assetmark Funds), Fund Administration Servicing Agreement (Assetmark Funds)
Audits. a. Prepare appropriate schedules and assist independent auditors.
. b. Provide information to the SEC and facilitate audit process.
. c. Provide office facilities.
Appears in 2 contracts
Sources: Fund Administration Servicing Agreement (Henlopen Fund), Fund Administration Servicing Agreement (Academy Funds Trust)
Audits. a. (a) Prepare appropriate schedules and assist independent auditors.
b. auditors (b) Provide information to the SEC and facilitate audit process.
c. process (c) Provide office facilities.
Appears in 2 contracts
Sources: Fund Administration Servicing Agreement (Everest Series Funds Trust), Fund Administration Servicing Agreement (Everest Funds)
Audits. a. Prepare appropriate schedules and assist independent auditors.
b. Provide Subject to the Trust's consent, provide information to the SEC and facilitate audit process.
c. Provide office facilities.
Appears in 1 contract
Sources: Fund Administration Servicing Agreement (Brazos Mutual Funds)
Audits. a. Prepare appropriate schedules and assist independent auditors.
b. Provide information to the SEC and facilitate audit process.
c. Provide office facilities.
(1) Assist in overall operations of the Fund.
Appears in 1 contract
Sources: Fund Administration Servicing Agreement (Advisors Series Trust)
Audits. a. Prepare appropriate schedules and assist independent auditors.
b. Provide information to the SEC and facilitate audit process.
c. Provide office facilities.
Appears in 1 contract
Sources: Fund Administration Servicing Agreement (Hennessy Mutual Funds Inc)
Audits. a. Prepare appropriate schedules and assist independent auditors.
b. Provide information to the SEC and facilitate the audit process.
c. Provide office facilitiesfacilities for use by the Fund's auditors and others in connection with the audit.
Appears in 1 contract
Sources: Fund Administration Servicing Agreement (Fort Pitt Capital Funds)
Audits. a. Prepare appropriate schedules and assist independent auditors.
auditors b. Provide In consultation with Fund counsel and officers, will provide information to the SEC and facilitate audit process.
process c. Provide office facilities.
Appears in 1 contract
Sources: Fund Administration Servicing Agreement (LKCM Fund)
Audits. a. Prepare appropriate schedules and assist independent auditors.
b. Provide information to the SEC Securities Exchange Commission (the “SEC”) and facilitate audit process.
c. Provide office facilities.
Appears in 1 contract
Sources: Fund Administration Servicing Agreement (BUSINESS DEVELOPMENT Corp OF AMERICA II)
Audits. a. Prepare appropriate financial schedules and assist the Trust’s independent auditors.
b. Provide information to the SEC and facilitate audit process.
c. Provide office facilities.
Appears in 1 contract
Sources: Fund Administration Servicing Agreement (Cushing MLP Total Return Fund)
Audits. a. (i) Prepare appropriate schedules and assist independent auditors.
b. (ii) Provide information to the SEC and facilitate audit process.
c. (iii) Provide office facilities.
Appears in 1 contract
Sources: Administrative and Accounting Services Agreement (Wisconsin Capital Funds Inc)
Audits. a. Prepare appropriate schedules and assist independent auditors.
b. Provide information to the SEC and facilitate audit process.
c. Provide office facilities.facilities for auditors and SEC staff as appropriate
Appears in 1 contract
Sources: Fund Administration Servicing Agreement (Olstein Funds)
Audits. a. Prepare appropriate schedules and assist independent auditors.
b. Provide information to the SEC and facilitate audit process.
c. Provide office facilities.
Appears in 1 contract
Sources: Administration and Accounting Servicing Agreement (Citigroup Alternative Investments Trust)
Audits. a. Prepare (i) Monitor appropriate schedules and assist independent auditors.the Auditor;
b. (ii) Provide information to the SEC and facilitate audit process.; and
c. (iii) Provide office facilities.
Appears in 1 contract
Sources: Fund Administration Servicing Agreement (Frank Funds)
Audits. a. Prepare appropriate schedules and assist independent auditors.
auditors b. Provide information to the SEC and facilitate audit process.
c. Provide office facilities.
Appears in 1 contract
Sources: Fund Administration Servicing Agreement (Richardson T O Trust)
Audits. a. Prepare appropriate schedules and assist independent auditors.
b. Provide information to the SEC and facilitate the audit process.
c. Provide office facilities.
Appears in 1 contract
Audits. a. Prepare appropriate a ppropriate schedules and assist independent auditors.
b. Provide information to the SEC and facilitate audit process.
c. Provide office facilities.
Appears in 1 contract
Sources: Fund Administration Servicing Agreement (Kinetics Portfolios Trust)
Audits. a. Prepare appropriate schedules and assist independent auditors.
b. Provide information to the SEC and facilitate audit process.
process c. Provide office facilities.
Appears in 1 contract
Sources: Fund Administration Servicing Agreement (Berkeley Capital Management Funds)
Audits. a. Prepare appropriate schedules and assist independent auditors.;
b. Provide information to the SEC and facilitate audit process.; and
c. Provide office facilities.
Appears in 1 contract
Sources: Fund Administration Servicing Agreement (Mexico Equity & Income Fund Inc)
Audits. a. Prepare appropriate schedules and assist independent auditors.
b. auditors b.Provide information to the SEC and facilitate audit process.
c. process c.Provide office facilities.
Appears in 1 contract
Sources: Fund Administration Servicing Agreement (Kopp Funds Inc)
Audits. a. Prepare appropriate schedules and assist independent auditors.
b. Provide For SEC or other regulatory audits, provide requested information to the SEC or other regulatory agencies and facilitate the audit process.
c. Provide For all audits, provide office facilitiesfacilities as needed.
Appears in 1 contract
Sources: Fund Administration Servicing Agreement (Manager Directed Portfolios)
Audits. a. Prepare appropriate schedules and assist independent auditors.
b. Provide requested information to the SEC independent auditors and facilitate the audit process.
c. Provide For all audits, provide office facilities, as needed.
Appears in 1 contract
Sources: Fund Administration Servicing Agreement (Concorde Funds Inc)
Audits. a. i. Prepare appropriate schedules and assist independent auditors.
b. ii. Provide information to the SEC and facilitate audit process.
c. iii. Provide office facilities.
Appears in 1 contract
Sources: Administration Agreement (Tocqueville Alexis Trust)