Anti-Money Laundering Laws. Neither the Company nor any of its subsidiaries, nor to the knowledge of the Company, any employee or agent of the Company or any of its subsidiaries, has made any payment of funds of the Company or any of its subsidiaries or received or retained any funds in violation of any applicable law, rule or regulation, including without limitation the “know your customer” and anti-money laundering laws of any applicable jurisdiction.
Appears in 18 contracts
Samples: Underwriting Agreement (Ellington Financial Inc.), Underwriting Agreement (Ellington Financial LLC), Underwriting Agreement (Ellington Financial Inc.)
Anti-Money Laundering Laws. Neither the Company nor any of its subsidiariesCompany, the Manager nor to the knowledge of Company’s or the CompanyManager’s knowledge, any employee or agent of the Company or any of its subsidiariesthe Manager, has made any payment of funds of the Company or any of its subsidiaries or received or retained any funds in violation of any applicable law, rule or regulation, including without limitation the “know your customer” and anti-money laundering laws of any applicable jurisdiction.
Appears in 6 contracts
Samples: Purchase Agreement (Hatteras Financial Corp), Purchase Agreement (Hatteras Financial Corp), Purchase Agreement (Hatteras Financial Corp)
Anti-Money Laundering Laws. Neither the Company nor Company, any of its subsidiariesthe Subsidiaries, the Manager nor to the knowledge of Company’s or the CompanyManager’s knowledge, any employee or agent of the Company or Company, any of its subsidiariesthe Subsidiaries or the Manager, has made any payment of funds of the Company or any of its subsidiaries or received or retained any funds in violation of any applicable law, rule or regulation, including without limitation the “know your customer” and anti-money laundering laws of any applicable jurisdiction.
Appears in 3 contracts
Samples: Sales Agreement (Hatteras Financial Corp), Sales Agreement (Hatteras Financial Corp), Sales Agreement (Hatteras Financial Corp)
Anti-Money Laundering Laws. Neither the Company nor any of its subsidiaries, nor to the knowledge of the Company, any employee director or agent officer of the Company or any of its subsidiaries, has made nor, to the knowledge of the Company, any payment of funds employee, agent or affiliate of the Company or any of its subsidiaries has violated, or received is currently under investigation for violating applicable domestic or retained any funds in violation of any applicable law, rule or regulation, including without limitation the “know your customer” and foreign criminal anti-money laundering laws laws, including but not limited to, Title 18 Sections 1956-57 of any applicable jurisdictionthe United States Code or the UK Proceeds of Crime Act of 2002.
Appears in 3 contracts
Samples: Cambium Networks Corp, Cambium Networks Corp, Cambium Networks Corp
Anti-Money Laundering Laws. Neither the Company nor any of its subsidiariesCompany, the Manager, nor to the knowledge of Company’s or the CompanyManager’s knowledge, any employee or agent of the Company or any of its subsidiariesthe Manager, has made any payment of funds of the Company or any of its subsidiaries or received or retained any funds in violation of any applicable law, rule or regulation, including without limitation the “know your customer” and anti-money laundering laws of any applicable jurisdiction.
Appears in 1 contract
