Common use of Anti-Corruption Laws; Anti-Terrorism Laws Clause in Contracts

Anti-Corruption Laws; Anti-Terrorism Laws. (1) The Trust and the Borrowing Funds (and their respective officers and employees and to the knowledge of the Trust and the Borrowing Funds any related directors and agents) are in compliance with Anti-Corruption Laws and applicable Sanctions in all material respects. Neither the Trust nor the Borrowing Funds (or to the knowledge of the Trust and the Borrowing Funds any related directors, officers or employees) are a Sanctioned Person. No Loan, use of the proceeds of any Loan, or other transactions contemplated hereby will violate Anti-Corruption Laws or applicable Sanctions; (2) Neither the making of the Loans hereunder nor the use of the proceeds thereof will violate the PATRIOT Act, the Trading with the Enemy Act, as amended, or any of the foreign assets control regulations of the United States Treasury Department (31 C.F.R., Subtitle B, Chapter V, as amended) or any enabling legislation or executive order relating thereto or successor statute thereto. The Trust and the Borrowing Funds are in compliance in all material respects with the PATRIOT Act.

Appears in 2 contracts

Samples: Loan Agreement (EA Series Trust), Loan Agreement (Advisors Preferred Trust)

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Anti-Corruption Laws; Anti-Terrorism Laws. (1) The Trust and the each Borrowing Funds Fund (and their respective officers and employees and to the knowledge of the Trust and the or any Borrowing Funds Fund any related directors and agents) are in compliance with Anti-Corruption Laws and applicable Sanctions in all material respects. Neither None of the Trust nor the or any Borrowing Funds Fund (or to the knowledge of the Trust and the or any Borrowing Funds Fund any related directors, officers or employees) are a Sanctioned Person. No Loan, use of the proceeds of any Loan, or other transactions contemplated hereby will violate Anti-Corruption Laws or applicable Sanctions; (2) Neither the making of the Loans hereunder nor the use of the proceeds thereof will violate the PATRIOT ActACT, the Trading with the Enemy Act, as amended, or any of the foreign assets control regulations of the United States Treasury Department (31 C.F.R., Subtitle B, Chapter V, as amended) or any enabling legislation or executive order relating thereto or successor statute thereto. The Trust and the each Borrowing Funds Fund are in compliance in all material respects with the PATRIOT Act.

Appears in 1 contract

Samples: Loan Agreement (City National Rochdale Funds)

Anti-Corruption Laws; Anti-Terrorism Laws. (1) The Trust and the Borrowing Funds related Fund of the Borrower (and their respective officers and employees and to the knowledge of the Trust and the Borrowing Funds such Fund any related directors and agents) are in compliance with Anti-Corruption Laws and applicable Sanctions in all material respects. Neither the Trust nor the Borrowing Funds such Fund (or to the knowledge of the Trust and the Borrowing Funds or such Fund any related directors, officers or employees) are a Sanctioned Person. No Loan, use of the proceeds of any Loan, or other transactions contemplated hereby will violate Anti-Corruption Laws or applicable Sanctions; . (2) Neither the making of the Loans hereunder nor the use of the proceeds thereof will violate the PATRIOT Act, the Trading with the Enemy Act, as amended, or any of the foreign assets control regulations of the United States Treasury Department (31 C.F.R., Subtitle B, Chapter V, as amended) or any enabling legislation or executive order relating thereto or successor statute thereto. The Trust and the Borrowing Funds related Fund of the Borrower are in compliance in all material respects with the PATRIOT Act.

Appears in 1 contract

Samples: Loan Agreement (Aristotle Funds Series Trust)

Anti-Corruption Laws; Anti-Terrorism Laws. (1) The Trust Corporation and the Borrowing Funds (and their respective officers and employees and to the knowledge of the Trust Corporation and the Borrowing Funds any related directors directors, officers, employees and agents) are in compliance with Anti-Corruption Laws and applicable Sanctions in all material respects. Neither the Trust Corporation nor the Borrowing Funds (or to the knowledge of the Trust Corporation and the Borrowing Funds any related directors, officers or employees) are a Sanctioned Person. No Loan, use of the proceeds of any Loan, or other transactions contemplated hereby will violate Anti-Corruption Laws or applicable Sanctions; (2) Neither the making of the Loans hereunder nor the use of the proceeds thereof will violate the PATRIOT Act, the Trading with the Enemy Act, as amended, or any of the foreign assets control regulations of the United States Treasury Department (31 C.F.R., Subtitle B, Chapter V, as amended) or any enabling legislation or executive order relating thereto or successor statute thereto. The Trust Corporation and the Borrowing Funds are in compliance in all material respects with the PATRIOT Act.

Appears in 1 contract

Samples: Loan Agreement (Baird Funds Inc)

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Anti-Corruption Laws; Anti-Terrorism Laws. (1) The Trust Corporation and the Borrowing Funds (and their respective officers and employees and to the knowledge of the Trust Corporation and the Borrowing Funds any related directors and agents) are in compliance with Anti-Corruption Laws and applicable Sanctions in all material respects. Neither the Trust Corporation nor the Borrowing Funds (or or, to the knowledge of the Trust Corporation and the Borrowing Funds Funds, any related directors, officers or employees) are a Sanctioned Person. ; (2) No Loan, use of the proceeds of any Loan, or other transactions contemplated hereby will violate Anti-Corruption Laws or applicable Sanctions; (23) Neither the making of the Loans hereunder nor the use of the proceeds thereof will violate the PATRIOT Act, the Trading with the Enemy Act, as amended, or any of the foreign assets control regulations of the United States Treasury Department (31 C.F.R., Subtitle B, Chapter V, as amended) or any enabling legislation or executive order relating thereto or successor statute thereto. ; and (4) The Trust Corporation and the Borrowing Funds are in compliance in all material respects with the PATRIOT Act.

Appears in 1 contract

Samples: Loan Agreement (Baird Funds Inc)

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