AML Reporting. Ultimus agrees to provide anti-money laundering services to the Trust’s direct shareholders and to operate the Trust’s customer identification program for these shareholders, in each case in accordance with the written procedures developed by Ultimus and adopted or approved by the Board and with applicable law and regulations.
Appears in 24 contracts
Sources: Master Services Agreement (Timothy Plan), Master Services Agreement (DGI Investment Trust), Master Services Agreement (Diamond Hill Securitized Credit Fund)
AML Reporting. Ultimus agrees to provide anti-money laundering services to the Trust’s direct shareholders and to operate the Trust’s customer identification program for these shareholders, in each case in accordance with the written procedures developed by Ultimus and adopted or approved by the Trust’s Board of Trustees (the “Board”) and with applicable law and regulations.
Appears in 24 contracts
Sources: Master Services Agreement (American Pension Investors Trust), Master Services Agreement (Carillon Series Trust), Master Services Agreement (BondHouse Investment Trust)
AML Reporting. Ultimus agrees to provide anti-money laundering services to the TrustFund’s direct shareholders domiciled in the United States and to operate the TrustFund’s customer identification program for these shareholders, in each case in accordance with the written procedures developed by Ultimus ▇▇▇▇▇▇▇ and adopted or approved by the Board and with applicable law and regulations.
Appears in 10 contracts
Sources: Master Services Agreement (PennantPark Enhanced Income Fund), Master Services Agreement (Prospect Enhanced Yield Fund), Master Services Agreement (PennantPark Enhanced Income Fund)
AML Reporting. Ultimus agrees to provide anti-money laundering services to the TrustFund’s direct shareholders domiciled in the United States and to operate the TrustFund’s customer identification program for these shareholders, in each case in accordance with the written procedures developed by Ultimus U▇▇▇▇▇▇ and adopted or approved by the Board and with applicable law and regulations.
Appears in 8 contracts
Sources: Master Services Agreement (Private Debt & Income Fund), Master Services Agreement (IDA Private Access Fund), Master Services Agreement (CAIS Sports, Media & Entertainment Fund)
AML Reporting. Ultimus agrees to provide anti-money laundering services to the TrustFund’s direct shareholders and to operate the TrustFund’s customer identification program for these shareholders, in each case in accordance with the written procedures developed by Ultimus and adopted or approved by the Board and with applicable law and regulations.
Appears in 8 contracts
Sources: Master Services Agreement (Atlas U.S. Government Money Market Fund, Inc.), Master Services Agreement (AOG Institutional Fund), Master Services Agreement (83 Investment Group Income Fund)
AML Reporting. Ultimus agrees to provide anti-money laundering services to the Trust’s direct shareholders domiciled in the United States and to operate the Trust’s customer identification program for these shareholders, in each case in accordance with the written procedures developed by Ultimus U▇▇▇▇▇▇ and adopted or approved by the Board and with applicable law and regulations.
Appears in 2 contracts
Sources: Master Services Agreement (Destra Investment Trust), Master Services Agreement (Cullen Funds Trust)
AML Reporting. Ultimus agrees to provide anti-money laundering services to the Trust’s direct shareholders domiciled in the United States and to operate the Trust’s customer identification program for these shareholders, in each case in accordance with the written procedures developed by Ultimus ▇▇▇▇▇▇▇ and adopted or approved by the Board and with applicable law and regulations.
Appears in 2 contracts
Sources: Master Services Agreement (Wisconsin Capital Funds Inc), Master Services Agreement (New Alternatives Fund)
AML Reporting. Ultimus agrees to provide anti-money laundering services to the TrustFund’s direct shareholders and to operate the TrustFund’s customer identification program for these shareholders, in each case in accordance with the written procedures developed by Ultimus and adopted or approved by the Fund’s Board of Directors (the “Board”) and with applicable law and regulations.
Appears in 1 contract
Sources: Master Services Agreement (Caldwell & Orkin Funds Inc)
AML Reporting. Ultimus agrees to provide anti-money laundering services to the TrustCompany’s direct shareholders and to operate the TrustCompany’s customer identification program for these shareholders, in each case in accordance with the written procedures developed by Ultimus and adopted or approved by the Company’s Board of Directors and with applicable law and regulations.
Appears in 1 contract
Sources: Master Services Agreement (Spirit of America Investment Fund Inc)
AML Reporting. Ultimus agrees to provide anti-money laundering services to the Trust’s direct shareholders and to operate the Trust’s customer identification program for these shareholders, in each case in accordance with the Trust’s anti-money laundering program and written procedures developed by Ultimus and adopted or approved by the Trust’s Board of Trustees (the “Board”) and with applicable law and regulations.
Appears in 1 contract