Common use of ALPS Virtual Access (Appendix E) Clause in Contracts

ALPS Virtual Access (Appendix E). Fees for Trust and third-party access to AVA are included in the fees set forth in this Appendix under Transfer Agency Services above. This access includes the following: (a) User ids for an unlimited number of Trust and Fund adviser employees and approved third parties; (b) Technical support and training for all Trust and Fund adviser employees; and (c) An implementation phase during which Trust is able to review the data available on AVA, review the current list of users with access to Fund shareholder information, request new users to be added and determine what update functionality (if any) will be required. Any functionality modifications beyond what is offered or requested after the initial establishment of the Trust on AVA will be completed based on an approved proposal that includes a statement of work, a timeline and the associated fees. Fees are billed on a time and materials basis at then-current billing rates.

ALPS Virtual Access (Appendix E). Fees for Trust and third-party access to AVA are included in the fees set forth in this Appendix under Transfer Agency Services above. This access includes the following: (a) User ids IDs for an unlimited number of Trust and Fund adviser employees and approved third parties; (b) Technical support and training for all Trust and Fund adviser employees; and (c) An implementation phase during which Trust is able to review the data available on AVA, review the current list of users with access to Fund its shareholder information, request new users to be added and determine what update functionality (if any) will be required. Any functionality modifications beyond what is offered or requested after the initial establishment of the Trust on AVA will be completed based on an approved proposal that includes a statement of work, a timeline and the associated fees. Fees are billed on a time and materials basis at then-current billing rates.