Affiliation with FINRA. Except as disclosed in the Questionnaires provided to the Representatives, to the Company’s knowledge, no officer, director, director nominee or beneficial owner of any class of the Company’s securities (whether debt or equity, registered or unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 49 contracts
Samples: Underwriting Agreement (Forbion European Acquisition Corp.), Trust Agreement (Foresight Acquisition Corp. II), Forward Purchase Agreement (Longview Acquisition Corp.)
Affiliation with FINRA. Except as disclosed in the Questionnaires provided to the RepresentativesRepresentative, to the Company’s knowledge, no officer, director, director nominee or beneficial owner of any class of the Company’s securities (whether debt or equity, registered or unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 45 contracts
Samples: Underwriting Agreement (Novus Capital Corp II), Underwriting Agreement (Seven Oaks Acquisition Corp.), Administrative Services Agreement (Catcha Investment Corp)
Affiliation with FINRA. Except as disclosed in the Questionnaires provided to the Representatives, to the Company’s knowledge, no officer, director, director nominee or beneficial owner of 5% or more of any class of the Company’s securities (whether debt or equity, registered or unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 13 contracts
Samples: Underwriting Agreement (Spring Valley Acquisition Corp.), Underwriting Agreement (Spring Valley Acquisition Corp.), Underwriting Agreement (Kensington Capital Acquisition Corp.)
Affiliation with FINRA. Except as disclosed in the Questionnaires provided to the RepresentativesRepresentative, to the Company’s knowledge, no officer, director, director nominee or beneficial owner of 5% or more of any class of the Company’s securities (whether debt or equity, registered or unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 8 contracts
Samples: Underwriting Agreement (Kimbell Tiger Acquisition Corp), Underwriting Agreement (Accelerate Acquisition Corp.), Underwriting Agreement (Kimbell Tiger Acquisition Corp)
Affiliation with FINRA. Except as disclosed in the Questionnaires provided to the Representatives, to the Company’s knowledge, no officer, director, director nominee or beneficial owner of 10% or more of any class of the Company’s securities (whether debt or equity, registered or unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 5 contracts
Samples: Underwriting Agreement (Spring Valley Acquisition Corp. II), Underwriting Agreement (Victory Acquisition Corp.), Underwriting Agreement (Spring Valley Acquisition Corp. II)
Affiliation with FINRA. Except as disclosed in the Questionnaires provided to the RepresentativesRepresentative, to the Company’s knowledge, no officer, director, director nominee or beneficial owner of 10% or more of any class of the Company’s equity securities (whether debt or equity, registered securities convertible or unregistered, regardless of the time acquired or the source from which derived) exchangeable into such equity securities (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 5 contracts
Samples: Kensington Capital Acquisition Corp. V, Kensington Capital Acquisition Corp. IV, Kensington Capital Acquisition Corp. V
Affiliation with FINRA. Except as disclosed in the Questionnaires provided to the Representatives, to the Company’s knowledge, no officer, director, director nominee or beneficial owner of 10% or more of any class of the Company’s equity securities (whether debt or equity, registered securities convertible or unregistered, regardless of the time acquired or the source from which derived) exchangeable into such equity securities (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 4 contracts
Samples: Underwriting Agreement (Games & Esports Experience Acquisition Corp.), Underwriting Agreement (Kensington Capital Acquisition Corp. II), Underwriting Agreement (Games & Esports Experience Acquisition Corp.)
Affiliation with FINRA. Except as disclosed in the Questionnaires provided to the Representatives, to the Company’s knowledge, no officer, director, officer or director nominee or beneficial owner of 5% or more of any class of the Company’s securities (whether debt or equity, registered or unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 4 contracts
Samples: Underwriting Agreement (FAST Acquisition Corp.), Underwriting Agreement (ScION Tech Growth I), Underwriting Agreement (FAST Acquisition Corp.)
Affiliation with FINRA. Except as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus or as disclosed in the Questionnaires provided to the RepresentativesRepresentative, to the Company’s knowledge, no officer, director, director nominee or beneficial owner of any class of the Company’s securities (whether debt or equity, registered or unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 4 contracts
Samples: Warrant Agreement (Lakeshore Acquisition II Corp.), Underwriting Agreement (Lakeshore Acquisition II Corp.), Warrant Agreement (Lakeshore Acquisition II Corp.)
Affiliation with FINRA. Except as disclosed in the Questionnaires provided to the Representatives, to the Company’s knowledge, no officer, director, director nominee or 10% or greater beneficial owner of any class of the Company’s securities (whether debt or equity, registered or unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 4 contracts
Samples: Underwriting Agreement (Northern Genesis Acquisition Corp. II), Underwriting Agreement (Project Energy Reimagined Acquisition Corp.), Underwriting Agreement (Northern Genesis Acquisition Corp. II)
Affiliation with FINRA. Except as disclosed in the Questionnaires provided to the RepresentativesRepresentative, to the Company’s knowledge, no officer, director, director nominee or 10% or greater beneficial owner of any class of the Company’s securities (whether debt or equity, registered or unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 4 contracts
Samples: Underwriting Agreement (Isos Acquisition Corp.), Underwriting Agreement (Silverman Acquisition Corp I), Underwriting Agreement (Isos Acquisition Corp.)
Affiliation with FINRA. Except as disclosed in the Questionnaires provided to the Representatives, to the Company’s knowledge, no officer, director, director nominee or beneficial owner of any class of the Company’s securities (whether debt or equity, registered or unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Participating Member or a person associated or affiliated with a Participating Member.
Appears in 4 contracts
Samples: Graf Acquisition Corp. IV, Graf Acquisition Corp. III, Graf Acquisition Corp. IV
Affiliation with FINRA. Except as disclosed in the Questionnaires provided to the RepresentativesRepresentative, to the Company’s knowledge, no officer, director, officer or director nominee or beneficial owner of 10% or more of any class of the Company’s securities (whether debt or equity, registered or unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 3 contracts
Samples: Underwriting Agreement (ScION Tech Growth II), Underwriting Agreement (ScION Tech Growth II), ScION Tech Growth II
Affiliation with FINRA. Except as disclosed in the Questionnaires provided to the RepresentativesRepresentatives or disclosed in the Registration Statement, to the Company’s knowledge, no officer, director, officer or director nominee or beneficial owner of 10% or more of any class of the Company’s securities (whether debt or equity, registered or unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 3 contracts
Samples: Underwriting Agreement (Shelter Acquisition Corp I), Underwriting Agreement (Shelter Acquisition Corp I), Underwriting Agreement (Shelter Acquisition Corp I)
Affiliation with FINRA. Except as disclosed in the Questionnaires provided to the Representatives, to the Company’s knowledge, no officer, director, director nominee or beneficial owner of any class of the Company’s securities (whether debt or equity, registered or unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 3 contracts
Samples: SOAR Technology Acquisition Corp., SOAR Technology Acquisition Corp., SOAR Technology Acquisition Corp.
Affiliation with FINRA. Except as disclosed in the Questionnaires provided to the RepresentativesRepresentative, to the Company’s knowledge, no officer, director, director nominee or beneficial owner of 10% or more of any class of the Company’s securities (whether debt or equity, registered or unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 2 contracts
Samples: Administrative Services Agreement (Generation Asia I Acquisition LTD), Underwriting Agreement (Generation Asia I Acquisition LTD)
Affiliation with FINRA. Except as disclosed in the Questionnaires provided to the Representatives, to the Company’s knowledge, no officer, director, officer or director nominee or beneficial owner of 10% or more of any class of the Company’s equity securities (whether debt or equity, registered securities convertible or unregistered, regardless of the time acquired or the source from which derived) exchangeable into such equity securities (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 2 contracts
Samples: EJF Acquisition Corp., EJF Acquisition Corp.
Affiliation with FINRA. Except as disclosed in the Questionnaires provided to the RepresentativesRepresentative, to the Company’s knowledge, no officer, director, officer or director nominee or beneficial owner of 5% or more of any class of the Company’s securities (whether debt or equity, registered or unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 2 contracts
Samples: Underwriting Agreement (BowX Acquisition Corp.), Underwriting Agreement (BowX Acquisition Corp.)
Affiliation with FINRA. Except as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus or as disclosed in the Questionnaires provided to the Representatives, to the Company’s knowledge, no officer, director, director nominee or beneficial owner of any class of the Company’s securities (whether debt or equity, registered or unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 2 contracts
Samples: Underwriting Agreement (Lakeshore Acquisition I Corp.), 890 5th Avenue Partners, Inc.
Affiliation with FINRA. Except as disclosed in the Questionnaires provided to the RepresentativesRepresentative, to the Company’s knowledge, no officer, director, director nominee or beneficial owner of 5% or more of any class of the Company’s equity securities (whether debt or equity, registered securities convertible or unregistered, regardless of the time acquired or the source from which derived) exchangeable into such equity securities (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 2 contracts
Samples: Underwriting Agreement (Trailblazer Merger Corp I), Underwriting Agreement (Trailblazer Merger Corp I)
Affiliation with FINRA. Except as disclosed in the Questionnaires provided to the RepresentativesRepresentatives or disclosed in the Registration Statement, to the Company’s knowledge, no officer, director, officer or director nominee or beneficial owner of 5% or more of any class of the Company’s securities (whether debt or equity, registered or unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 2 contracts
Samples: Underwriting Agreement (Music Acquisition Corp), Underwriting Agreement (Music Acquisition Corp)
Affiliation with FINRA. Except as disclosed in the Questionnaires provided to the RepresentativesUnderwriter, to the Company’s knowledge, no officer, director, director nominee or beneficial owner of any class of the Company’s securities (whether debt or equity, registered or unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 2 contracts
Samples: Underwriting Agreement (AF Acquisition Corp.), AF Acquisition Corp.
Affiliation with FINRA. Except as disclosed in the FINRA Questionnaires provided to the Representatives, to the Company’s knowledge, no executive officer, director, director nominee or beneficial owner of any class of the Company’s securities (whether debt or equity, registered or unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 1 contract
Samples: Underwriting Agreement (Jack Creek Investment Corp.)
