Common use of Affiliation of Certain FINRA Members Clause in Contracts

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with UBS Investment Bank or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority that is participating as an underwriter in the IPO.

Appears in 5 contracts

Samples: Forward Purchase Agreement (G Squared Ascend II, Inc.), Forward Purchase Agreement (G Squared Ascend II, Inc.), Forward Purchase Agreement (G Squared Ascend I Inc.)

AutoNDA by SimpleDocs

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with Credit Suisse Securities (USA) LLC or UBS Investment Bank Securities LLC or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating as an underwriter in the IPO.

Appears in 5 contracts

Samples: Forward Purchase Agreement (Artisan Acquisition Corp.), Forward Purchase Agreement (Artisan Acquisition Corp.), Forward Purchase Agreement (Artisan Acquisition Corp.)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with UBS Investment Bank Securities LLC or Xxxxxx & Co. USA, Inc. or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating as an underwriter in the IPO.

Appears in 4 contracts

Samples: Forward Purchase Agreement (Forbion European Acquisition Corp.), Forward Purchase Agreement (Forbion European Acquisition Corp.), Forward Purchase Agreement (Forbion European Acquisition Corp.)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with UBS Investment Bank Credit Suisse Securities (USA) LLC or Citigroup Global Markets Inc. or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating as an underwriter in the IPO.

Appears in 4 contracts

Samples: Forward Purchase Agreement (Gateway Strategic Acquisition Co.), Forward Purchase Agreement (Gateway Strategic Acquisition Co.), Forward Purchase Agreement (Gateway Strategic Acquisition Co.)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with UBS Investment Bank BofA Securities, Inc. or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating as an underwriter in the IPO.

Appears in 4 contracts

Samples: Forward Purchase Agreement (Summit Healthcare Acquisition Corp.), Forward Purchase Agreement (Summit Healthcare Acquisition Corp.), Forward Purchase Agreement (Summit Healthcare Acquisition Corp.)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with UBS Investment Bank Credit Suisse Securities (USA) LLC, X.X. Xxxxxx Securities LLC or BofA Securities, Inc. (the “Representatives”) or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating as an underwriter in the IPO.

Appears in 4 contracts

Samples: Forward Purchase Agreement (Austerlitz Acquisition Corp I), Forward Purchase Agreement (Austerlitz Acquisition Corp II), Forward Purchase Agreement (Austerlitz Acquisition Corp I)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with UBS Investment Bank Credit Suisse Securities (USA) LLC or Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating as an underwriter in the IPO.

Appears in 4 contracts

Samples: Forward Purchase Agreement, Forward Purchase Agreement, Forward Purchase Agreement (One Madison Corp)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with UBS Investment Bank Barclays Capital Inc. or Code Advisors LLC or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating as an underwriter in the IPO.

Appears in 4 contracts

Samples: Forward Purchase Agreement (TPB Acquisition Corp I), Forward Purchase Agreement (TPB Acquisition Corp I), Forward Purchase Agreement (TPB Acquisition Corp I)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with Xxxxx and Company, LLC or UBS Investment Bank Securities LLC or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating as an underwriter in the IPO.

Appears in 3 contracts

Samples: Forward Purchase Agreement (Longview Acquisition Corp.), Forward Purchase Agreement (Longview Acquisition Corp.), Forward Purchase Agreement (Longview Acquisition Corp.)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with UBS Investment Bank or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority that is participating participated as an underwriter in the IPO.

Appears in 3 contracts

Samples: Forward Purchase Agreement (G Squared Ascend I Inc.), Forward Purchase Agreement (G Squared Ascend I Inc.), Forward Purchase Agreement (G Squared Ascend I Inc.)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with UBS Investment Bank Credit Suisse Securities (USA) LLC, Gxxxxxx Sxxxx (Asia) L.L.C. or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating as an underwriter in the IPO.

Appears in 3 contracts

Samples: Forward Purchase Agreement (Tiga Acquisition Corp. III), Forward Purchase Agreement (Tiga Acquisition Corp. II), Forward Purchase Agreement (Tiga Acquisition Corp. III)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with UBS Investment Bank Securities LLC or Xxxxx and Company, LLC or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating as an underwriter in the IPO.

Appears in 3 contracts

Samples: Forward Purchase Agreement (Longview Acquisition Corp. II), Forward Purchase Agreement (Longview Acquisition Corp. II), Forward Purchase Agreement (Longview Acquisition Corp. II)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with UBS Investment Bank Securities LLC or BofA Securities, Inc. or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating as an underwriter in the IPO.

Appears in 2 contracts

Samples: Forward Purchase Agreement (Target Global Acquisition I Corp.), Forward Purchase Agreement (Target Global Acquisition I Corp.)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with UBS Investment Bank Credit Suisse Securities (USA) LLC, Citigroup Global Markets Inc., BofA Securities, Inc. or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating as an underwriter in the IPO.

Appears in 2 contracts

Samples: Forward Purchase Agreement (Kismet Acquisition Three Corp.), Forward Purchase Agreement (Kismet Acquisition Three Corp.)

AutoNDA by SimpleDocs

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with UBS Investment Bank Securities LLC or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating as an underwriter in the IPO.

Appears in 2 contracts

Samples: Forward Purchase Agreement (Target Global Acquisition I Corp.), Forward Purchase Agreement (Target Global Acquisition I Corp.)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with UBS Investment Bank Credit Suisse Securities (USA) LLC or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating as an underwriter in the IPO.

Appears in 2 contracts

Samples: Forward Purchase Agreement (Target Global Acquisition I Corp.), Forward Purchase Agreement (Target Global Acquisition I Corp.)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with UBS Investment Bank Credit Suisse Securities (USA) LLC or Mxxxxxx Lynch, Pierce, Fxxxxx & Sxxxx Incorporated or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating as an underwriter in the IPO.

Appears in 2 contracts

Samples: Forward Purchase Agreement (One Madison Corp), Forward Purchase Agreement (One Madison Corp)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with UBS Investment Bank BofA Securities, Inc., Xxxxx Fargo Securities, LLC or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating as an underwriter in the IPO.

Appears in 1 contract

Samples: Forward Purchase (Berenson Acquisition Corp. I)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with UBS Investment Bank Guggenheim Securities, LLC or BTIG LLC or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating as an underwriter in the IPO.

Appears in 1 contract

Samples: Investment Agreement (Crixus BH3 Acquisition Corp.)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with UBS Investment Bank Credit Suisse Securities (USA) LLC, Xxxxxxx Xxxxx (Asia) L.L.C. or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating as an underwriter in the IPO.

Appears in 1 contract

Samples: Forward Purchase Agreement (Tiga Acquisition Corp.)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with UBS Investment Bank Credit Suisse Securities (USA) LLC (“Credit Suisse”), BofA Securities, Inc. (“BofA Securities”) or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating as an underwriter in the IPO.

Appears in 1 contract

Samples: Forward Purchase Agreement (Foley Trasimene Acquisition II)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with UBS Investment Bank Credit Suisse Securities (USA) LLC or Xxxxxxx Xxxxx (Asia) L.L.C. or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating as an underwriter participated in the IPOIPO (as defined below).

Appears in 1 contract

Samples: Forward Purchase Agreement (Tiga Acquisition Corp.)

Time is Money Join Law Insider Premium to draft better contracts faster.