Common use of Affiliation of Certain FINRA Members Clause in Contracts

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with any underwriter of the IPO or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO.

Appears in 71 contracts

Samples: Forward Purchase Agreement (Aries I Acquisition Corp.), Forward Purchase Agreement (Sound Point Acquisition Corp I, LTD), Forward Purchase Agreement (Sound Point Acquisition Corp I, LTD)

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Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with any underwriter of the IPO Credit Suisse Securities (USA) LLC or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO.

Appears in 9 contracts

Samples: Forward Purchase Agreement (Lanvin Group Holdings LTD), Forward Purchase Agreement (Lanvin Group Holdings LTD), Forward Purchase Agreement (Avista Public Acquisition Corp. II)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with any underwriter of the IPO or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating participated in the IPO.

Appears in 7 contracts

Samples: Transition Services Agreement (Avista Public Acquisition Corp. II), Transition Services Agreement (Ligand Pharmaceuticals Inc), Forward Purchase Agreement (Anzu Special Acquisition Corp I)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with any underwriter of the IPO Credit Suisse Securities (USA) LLC, BofA Securities, Inc. or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO.

Appears in 7 contracts

Samples: Forward Purchase Agreement (Kismet Acquisition One Corp), Form of Forward Purchase Agreement (Kismet Acquisition One Corp), Forward Purchase Agreement (Trebia Acquisition Corp.)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with any underwriter of the IPO Xxxxx and Company, LLC or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO.

Appears in 4 contracts

Samples: Forward Purchase Agreement (Panacea Acquisition Corp. II), Forward Purchase Agreement (Panacea Acquisition Corp. II), Forward Purchase Agreement (Panacea Acquisition Corp)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with any underwriter of the IPO Jxxxxxxxx, LLC, or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO.

Appears in 4 contracts

Samples: Forward Purchase Agreement (TKB Critical Technologies 1), Forward Purchase Agreement (TKB Critical Technologies 1), Forward Purchase Agreement (TKB Critical Technologies 1)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with any underwriter of the IPO of the Company or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating participated in the IPOIPO of the Company.

Appears in 4 contracts

Samples: Backstop Agreement (CC Neuberger Principal Holdings III), Backstop Facility Agreement (Austerlitz Acquisition Corp I), Backstop Facility Agreement (Cannae Holdings, Inc.)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with any underwriter of the IPO of the Company or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPOIPO of the Company.

Appears in 4 contracts

Samples: Backstop Facility Agreement (Trebia Acquisition Corp.), Backstop Facility Agreement (Cannae Holdings, Inc.), Backstop Facility Agreement (Trebia Acquisition Corp.)

Affiliation of Certain FINRA Members. The Purchaser Buyer is neither a person Person associated nor affiliated with any underwriter of the IPO or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO.

Appears in 4 contracts

Samples: Forward Purchase Agreement (Aldel Financial Inc.), Forward Purchase Agreement (Aldel Financial Inc.), Forward Purchase Agreement (Aldel Financial Inc.)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with any underwriter of the IPO Cantor Fxxxxxxxxx & Co. or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO.

Appears in 3 contracts

Samples: Forward Purchase Agreement (Spark I Acquisition Corp), Forward Purchase Agreement (Spark I Acquisition Corp), Forward Purchase Agreement (Spark I Acquisition Corp)

Affiliation of Certain FINRA Members. The Purchaser is neither None of the Purchasers are either a person associated nor or affiliated with any underwriter of the IPO or, to its their actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO.

Appears in 2 contracts

Samples: Forward Purchase Agreement (Motive Capital Corp), Forward Purchase Agreement (Motive Capital Corp)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with any underwriter of the IPO Placement Agent, or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO.

Appears in 2 contracts

Samples: Forward Purchase Agreement (First Light Acquisition Group, Inc.), Forward Purchase Agreement (First Light Acquisition Group, Inc.)

Affiliation of Certain FINRA Members. The Purchaser Counterparty or such Purchaser, as applicable, is neither not a person associated nor affiliated with any underwriter of the IPO or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating participated in the IPO.

Appears in 2 contracts

Samples: Forward Purchase Agreement (Northern Genesis Acquisition Corp. II), Forward Purchase Agreement (Northern Genesis Acquisition Corp. III)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with any underwriter of the IPO Xxxxxxxxx, LLC, or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO.

Appears in 2 contracts

Samples: Forward Purchase Agreement (Wejo Holdings Ltd.), Forward Purchase Agreement (Wejo Holdings Ltd.)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with any underwriter of the IPO Xxxxx & Company, LLC or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO.

Appears in 2 contracts

Samples: Forward Purchase Agreement (VectoIQ Acquisition Corp.), Forward Purchase Agreement (VectoIQ Acquisition Corp.)

Affiliation of Certain FINRA Members. The Such Purchaser is neither a person associated nor affiliated with any underwriter of the IPO or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO.

Appears in 2 contracts

Samples: Forward Purchase Agreement (Northern Genesis Acquisition Corp. II), Forward Purchase Agreement (Northern Genesis Acquisition Corp. II)

Affiliation of Certain FINRA Members. The Such Purchaser is neither a person associated nor affiliated with any underwriter of the IPO or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating participated in the IPO.

Appears in 1 contract

Samples: Form of Forward Purchase Agreement (Northern Genesis Acquisition Corp. III)

Affiliation of Certain FINRA Members. The Purchaser Buyer is neither a person Person associated nor affiliated with any underwriter of the IPO or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO.

Appears in 1 contract

Samples: Forward Purchase Agreement (Future Health ESG Corp.)

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Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with any underwriter of the IPO Maxim or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO.

Appears in 1 contract

Samples: Forward Purchase Agreement (Medicus Sciences Acquisition Corp.)

Affiliation of Certain FINRA Members. [The Purchaser is neither a person associated nor affiliated with any underwriter of the IPO or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO].

Appears in 1 contract

Samples: Forward Purchase Agreement (Authentic Equity Acquisition Corp.)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with any underwriter of the IPO of the Company or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating participated in the IPOIPO of the Company.

Appears in 1 contract

Samples: Backstop Agreement (Gores Holdings VIII Inc.)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with any underwriter of the IPO or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating participated in the IPO.

Appears in 1 contract

Samples: Forward Purchase Agreement (Anzu Special Acquisition Corp I)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor or affiliated with any underwriter of the IPO or, to its the Purchaser’s actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO.

Appears in 1 contract

Samples: Forward Purchase Agreement (Motive Capital Corp II)

Affiliation of Certain FINRA Members. The Purchaser is neither a person associated nor affiliated with any underwriter of the underwriters of the IPO (the “Underwriters”) or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO.

Appears in 1 contract

Samples: Forward Purchase Agreement (Capitalworks Emerging Markets Acquisition Corp)

Affiliation of Certain FINRA Members. The Such Purchaser is neither not a person associated nor or affiliated with any underwriter of the IPO or, to its their actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating participated in the IPO.

Appears in 1 contract

Samples: Backstop Agreement (Capstar Special Purpose Acquisition Corp.)

Affiliation of Certain FINRA Members. The Based upon information regarding the participants in the IPO provided by the Purchaser to the Company as of the date of this Agreement, the Purchaser is neither a person associated nor affiliated with any underwriter of the IPO or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO.

Appears in 1 contract

Samples: Forward Purchase Agreement (Silver Sustainable Solutions Corp.)

Affiliation of Certain FINRA Members. The Except as may have been disclosed to the Company in writing prior to the date hereof, the Purchaser is neither a person associated nor affiliated with any underwriter of the IPO or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO.

Appears in 1 contract

Samples: Forward Purchase Agreement (Compass Digital Acquisition Corp.)

Affiliation of Certain FINRA Members. The To its actual knowledge, the Purchaser is neither a person associated nor affiliated with any underwriter of the IPO or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating in the IPO.

Appears in 1 contract

Samples: Forward Purchase Agreement (Chain Bridge I)

Affiliation of Certain FINRA Members. The Purchaser is neither None of the Purchasers are either a person associated nor or affiliated with any underwriter of the IPO or, to its their actual knowledge, any other member of the Financial Industry Regulatory Authority (“FINRA”) that is participating participated in the IPO.

Appears in 1 contract

Samples: Forward Purchase Agreement (Motive Capital Corp)

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