Additional Defined Terms. The following terms are defined in the corresponding Sections of this Agreement: Term Section SMART Worldwide Preamble Arizona Sold Shares Section 2.4(a)(i) Assets Section 3.11(a) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(b) Buyer Preamble Buyer Benefit Plans Section 5.6(c) Buyer Favorable Outcome Section 8.10(c) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble Closing Section 2.3 Closing Date Section 2.3 Closing Statement Section 2.5(a) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Section 2.6(a) Real Property Leases Section 3.10 Resolution Period Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)
Appears in 3 contracts
Sources: Stock Purchase Agreement (SMART Global Holdings, Inc.), Stock Purchase Agreement (SMART Global Holdings, Inc.), Stock Purchase Agreement (SMART Global Holdings, Inc.)
Additional Defined Terms. The following In addition to the terms are defined in Section 1.1, additional defined terms used herein shall have the corresponding respective meanings assigned thereto in the Sections indicated below. Defined Term Section Accountants 3.2(b)(ii) Agreement Preamble Allocation 3.5 Alternative Financing 6.11(b) Alternative Financing Commitment Letter 6.11(b) Applicable Parties 9.3 Balance Sheet Date 4.5(c) *** Confidential treatment has been requested for redacted portions of this Agreement: Term Section SMART Worldwide Preamble Arizona Sold Shares Section 2.4(a)(iexhibit. This copy omits the information subject to the confidentiality request. Omissions are designated as [***]. A complete version of this exhibit has been provided separately to the Securities and Exchange Commission. Basket 8.5(b) Assets Section 3.11(aBeagle Scouts Letter Agreement Assignment 2.2(b)(viii) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(bBusiness Accounts Receivable 4.18 Business Employee 4.16(b)(i) Buyer Preamble Buyer Benefit Plans Section 5.6(cCap 8.5(c) Buyer Favorable Outcome Section 8.10(cClosing 2.2(a) Buyer Indemnified Persons Section 8.2(aClosing Adjustment 3.2(a)(ii) BuyerSub Preamble Closing Section 2.3 Closing Date Section 2.3 2.2(a) Closing Date Statement Section 2.5(a3.2(b)(i) Continuing Employee Section 5.6(aCompany Recitals Damages 8.1 Debt Commitment Letter 5.4(b) Contracting Parties Section 9.17 CPA Firm Section 2.5(cDebt Financing 5.4(b) De Minimis Claim Section 8.2(b)(iDebt Financing Documents 6.11(a) Deductible Section 8.2(b)(iiDebt Financing Proceeds 5.4(b) Determination Debt Financing Source 5.4(b) Designated Reps 8.4 DHX Preamble End Date Section 2.5(d9.1(b)(ii) Enterprise AR Aging Reports Section 3.6(eEquity Issuance 6.11(a) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iiiERISA 4.16(a)
(a) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(dWorking Capital 3.2(a)(i) Financial Statements Section 3.6(b4.5(a) Foreign Benefit Plan Section 3.18(kFinal Determination 8.7 Flow-Through Returns 6.7(b)(i) Government Official Section 3.9(dFundamental Reps 8.4 IBG Companies Recitals IBG Interests Recitals IBG Seller Preamble Iconix Preamble Interests Assignment 2.2(b)(i) Guaranteed Obligations Section 9.20(aJoinder Agreement 2.2(b)(ix) Guardian Technology Section 3.13(aKnowledge of the Purchaser 1.5 Knowledge of the Sellers 1.5 Material Contract 4.11(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(cMisdirected Payment 6.15 Non-Flow-Through Returns 6.7(b)(ii) Key Employee Offer Letter Parent Joinder Agreement 2.2(b)(x) Peanuts Interests Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Peanuts Seller Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(cSettled Amounts 3.2(c) Purchase Recitals Purchase Price Allocation Statement Section 2.6(a) Real Property Leases Section 3.10 Resolution Period Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings 3.1 Purchaser Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Purchaser Disclosure Letter Article V Purchaser Indemnified Persons 8.1 Releasee 10.12 Releasor 10.12 Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(iiSoftware 4.13(j) Singapore Sold Shares Section 2.4(a)(v*** Confidential treatment has been requested for redacted portions of this exhibit. This copy omits the information subject to the confidentiality request. Omissions are designated as [***]. A complete version of this exhibit has been provided separately to the Securities and Exchange Commission. Seller Tax Matter 6.7(b)(iii) SL Sellers Preamble Sellers Disclosure Letter Article IV Tax Ruling 4.12(h) Transfer Taxes 6.7(a) Transition Services Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e2.2(b)(vii)
Appears in 2 contracts
Sources: Membership Interest Purchase Agreement (Iconix Brand Group, Inc.), Membership Interest Purchase Agreement (Iconix Brand Group, Inc.)
Additional Defined Terms. The following In addition to the terms are defined in Section 1.1, additional defined terms used herein shall have the corresponding respective meanings assigned thereto in the Sections of this Agreement: indicated below. Defined Term Section SMART Worldwide Accountants 3.2(b)(ii) Agreement Preamble Arizona Sold Shares Section 2.4(a)(iAllocation 3.5 Alternative Financing 6.11(b) Assets Section 3.11(aAlternative Financing Commitment Letter 6.11(b) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(bApplicable Parties 9.3 Balance Sheet Date 4.5(c) Buyer Preamble Buyer Benefit Plans Section 5.6(cBasket 8.5(b) Buyer Favorable Outcome Section 8.10(cBeagle Scouts Letter Agreement Assignment 2.2(b)(viii) Buyer Indemnified Persons Section 8.2(aBusiness Accounts Receivable 4.18 Business Employee 4.16(b)(i) BuyerSub Preamble Cap 8.5(c) Closing Section 2.3 2.2(a) Closing Adjustment 3.2(a)(ii) Closing Date Section 2.3 2.2(a) Closing Date Statement Section 2.5(a3.2(b)(i) Continuing Employee Section 5.6(aCompany Recitals Damages 8.1 Debt Commitment Letter 5.4(b) Contracting Parties Section 9.17 CPA Firm Section 2.5(cDebt Financing 5.4(b) De Minimis Claim Section 8.2(b)(iDebt Financing Documents 6.11(a) Deductible Section 8.2(b)(iiDebt Financing Proceeds 5.4(b) Determination Debt Financing Source 5.4(b) Designated Reps 8.4 DHX Preamble End Date Section 2.5(d9.1(b)(ii) Enterprise AR Aging Reports Section 3.6(eEquity Issuance 6.11(a) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iiiERISA 4.16(a)
(a) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(dWorking Capital 3.2(a)(i) Financial Statements Section 3.6(b4.5(a) Foreign Benefit Plan Section 3.18(kFinal Determination 8.7 Flow-Through Returns 6.7(b)(i) Government Official Section 3.9(dFundamental Reps 8.4 IBG Companies Recitals IBG Interests Recitals IBG Seller Preamble Iconix Preamble Interests Assignment 2.2(b)(i) Guaranteed Obligations Section 9.20(aJoinder Agreement 2.2(b)(ix) Guardian Technology Section 3.13(aKnowledge of the Purchaser 1.5 Knowledge of the Sellers 1.5 Material Contract 4.11(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(cMisdirected Payment 6.15 Non-Flow-Through Returns 6.7(b)(ii) Key Employee Offer Letter Parent Joinder Agreement 2.2(b)(x) Peanuts Interests Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Peanuts Seller Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(cSettled Amounts 3.2(c) Purchase Recitals Purchase Price Allocation Statement Section 2.6(a) Real Property Leases Section 3.10 Resolution Period Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings 3.1 Purchaser Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Purchaser Disclosure Letter Article V Purchaser Indemnified Persons 8.1 Releasee 10.12 Releasor 10.12 Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(iiSoftware 4.13(j) Singapore Sold Shares Section 2.4(a)(vSeller Tax Matter 6.7(b)(iii) SL Sellers Preamble Sellers Disclosure Letter Article IV Tax Ruling 4.12(h) Transfer Taxes 6.7(a) Transition Services Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e2.2(b)(vii)
Appears in 2 contracts
Sources: Membership Interest Purchase Agreement (DHX Media Ltd.), Membership Interest Purchase Agreement (DHX Media Ltd.)
Additional Defined Terms. The Each of the following terms are is defined in the corresponding Sections of this AgreementSection set forth opposite such term: Term Agreement Preamble Allocation Schedule Section SMART Worldwide Preamble Arizona Sold Shares Section 2.4(a)(i) Assets Section 3.11(a) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(b) Buyer Preamble Buyer Benefit 8.7 Applicable Plans Section 5.6(c5.5(b) Buyer Favorable Outcome Brazilian Foreign Subsidiary Recitals Business Assets Preamble Business Contracts Section 8.10(c3.14(a) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble Closing Section 2.3 Closing Date Section 2.3 Closing Statement Continuing Employees Section 2.5(a5.5(a) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Agreement Section 2.2(a) Excess Amount Execution Date Preamble Finally Determined Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d7.5(c) Financial Statements Section 3.6(b3.3(b) Foreign Benefit Plan Subsidiaries Recitals Health Care Laws Section 3.18(k3.19 Hong Kong Foreign Subsidiary Recitals Indemnified Person Section 7.2(a) Government Official Indemnifying Person Section 3.9(d7.2(b) Guaranteed Obligations Information Statement Section 9.20(a5.15(a) Guardian Technology Inventory Section 3.13(a3.6(c) Indemnified Non-Assignable Asset Section 2.5 Notice of Claim Section 7.2(a) Offered Employees Section 5.5(a) Parent Preamble Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble PHMD Preamble PHMD UK Preamble Pre-Closing Covenants Tax Period Section 8.1 Product Warranties Section 3.14(c3.9(j)(i) Purchase Price Allocation Statement Section 2.6(a2.2 Purchaser Preamble Purchaser Indemnified Persons Section 7.1(a) Real Property Leases Radiancy Preamble Radiancy Israel Preamble Royalty Section 3.10 Resolution Period 7.5(a) SEC Documents Section 2.5(b3.3(a) Resolved Matters Second Payment Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o2.2(b) Securities Act Section 4.7 Recitals Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii7.1(b) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Separate Allocation Section 8.7 Set-Off Notice Section 7.5(b) Straddle Period Section 8.3 Tax Claim Proceedings Section 8.6 Termination Date Section 7.1(a)(v8.1(b) Third Party Claim Notice Section 8.5 Top Customers 7.2(b) Transfer Date Section 3.17(c5.5(c) Top Suppliers Transfer Taxes Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e5.2(b)
Appears in 2 contracts
Sources: Asset Purchase Agreement (Photomedex Inc), Asset Purchase Agreement (ICTV Brands Inc.)
Additional Defined Terms. The As used herein, the following terms are shall have the meanings defined in the corresponding Sections of this Agreementrecitals or sections indicated below: Term Access Indemnified Parties Section SMART Worldwide 3.01(b) Agreement Preamble Arizona Sold Shares Business Representations Introductory paragraph to Article VIII Business Representations Damage Cap Section 2.4(a)(i) Assets Section 3.11(a) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(b) Buyer Preamble Buyer Benefit Plans Section 5.6(c) Buyer Favorable Outcome Section 8.10(c) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble 12.05 Closing Section 2.3 11.01 Closing Date Section 2.3 3.03 Closing Statement Section 2.5(a11.02(a)(v) Continuing Employee Company Recital B Conn. Ave. Facility Recital F Conn. Ave. Facility Owner Recital F Conn. Ave/Santa ▇▇▇▇▇▇ Assignment Recital L Contracts Section 5.6(a8.17 Contribution and Indemnification Agreement Section 14.04(b) Contracting Parties Deed Transfers Section 9.17 CPA Firm 14.03(a) Delegation Agreement Section 2.5(c14.04(a) De Minimis Claim Documents Section 8.2(b)(i15.01(a) Deductible Dublin Property Recital E Dublin Property Owner Recital D Due Diligence Materials Section 8.2(b)(ii3.01(f) Determination Date Section 2.5(d) Enterprise AR Aging Environmental Reports Section 3.6(e8.09 Enterprise Valuation Section 2.01(c) Enterprise Financial Statements Executive Order Section 3.6(b1.01, definition of Specially Designated National or Blocked Person Existing Financing Payoff Amount Recital Q Facility Agreements Section 2.02(c) Environmental Laws Facility/Facilities Recital G Facility Owners Recital G Failure of Condition Notice Section 3.20 Escrow Limited Claims 13.02(e) Financials Section 8.2(b)(iii8.01(a) Estimated Closing Statement Guarantors Section 2.2(a14.04(b) Excess Amount Improvements Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a2.02(a)(i) Indemnified Party Section 8.5 12.11(a) Indemnifying Party Section 8.5 Insurance Policies 12.11(a) Initial Distribution Recital S JV Agreement Section 3.21 Interdivisional Payables and Receivables 14.01(a) Land Section 5.9(c2.02(a)(i) Key Employee Offer Letter Recitals Malaysia Sold Shares Lender Recital I Loan Section 2.4(a)(vi14.04(b) Malicious Code Local Counsel Costs Section 3.14(b15.01(a) Material Contracts Management Agreement Guaranty Section 3.17(a14.03(d) Materials of Environmental Concern Management Termination(s) Section 3.20 New Business Employee 14.02(a) Manager Preamble Manager Pooling Agreement Section 5.6(a14.03(e) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer MetSun Facilities Recital E MetSun Facility Owners Recital D Mezz Loan Recognition/Comfort Letter Section 5.6(a15.05 New Facility Owner(s) Officer’s Claim Certificate Recital K New Management Agreement Section 8.9(a14.03(c) Open Source Licenses Newco Recital A Non-Imputation Affidavit Section 3.13(e3.02(a) Operating Cash Infusion Section 2.03 Operating Lease Section 14.03(b) Other Interested Party Refinancing Fees and Expenses Section 5.15 parties Preamble Pre-16.02 Other Shared Closing Covenants Costs Section 8.1 Product Warranties 15.04 Owned Assets Section 3.14(c2.02 Owner Agreement Termination(s) Purchase Price Allocation Statement Section 2.6(a14.02(b) Personal Property Section 2.02(b)(v) Pool Companies Recital C Pool One Company Recital C Pool One Owner Recital D Pool Two Company Recital C Pool Two Owner Recital D Pooling Agreement Termination Section 14.02(c) Prior Management Agreement(s) Recital U Prior Owner Agreement(s) Recital U Prior Pool One Pooling Agreement Recital U Prior Pool Two Pooling Agreement Recital U Prior Pooling Agreements Recital U Real Property Leases Conveyance Recital M Refinancing Recital I Refinancing Fee Section 3.10 Resolution Period 16.02 Refinancing Term Sheet Recital I Refinancing Third-Party Costs Section 2.5(b15.01(b) Resolved Matters Rent Rolls Section 2.5(b) Restrictive Covenants 8.12 Residence Agreements Section 3.13(i2.02(c) Restructuring Recitals Retained Escrow Recital T Restructuring Documents Section 14.05 Santa ▇▇▇▇▇▇ Facility Recital G Santa ▇▇▇▇▇▇ Facility owner Recital G Santa ▇▇▇▇▇▇ GP Recital G Santa ▇▇▇▇▇▇ LP Recital G Shared Expenses Section 15.08 Survey Section 3.02(a) Third-Party Costs Section 15.01(b) Title Insurance Costs Section 15.02 Transfer Taxes Section 15.03 Transferee Preamble Transferee Cash Contribution Amount Recital O Transferee Contribution Recital O Transferee Default Notice Section 8.10(a13.02(d) Retained Escrow Excess Transferee Notice of Objection to Transferor Reimbursable Transaction Costs Section 8.10(b13.02(e) Review Period Transferee’s Objection Notice Section 2.5(b13.02(d) Revolving Credit Agreement Release Transferor Preamble Transferor Board Consent Section 5.9(a7.02(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Transferor Contribution Recital P Transferor Default Notice Section 3.8(o13.02(c) Securities Act Transferor Reimbursable Transaction Costs Section 4.7 Seller Preamble Seller Favorable Outcome 15.05 Transferor’s Failure of Condition Objection Notice Section 8.10(b13.02(e) Seller Financial Statements Transferor’s Interest Recital B Transferor’s Non-Imputation Affidavit Section 3.6(a3.02(a)(i) Seller Indemnified Persons Transferor’s Objection Notice Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii13.02(c) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)TRS Recital J
Appears in 2 contracts
Sources: Transfer Agreement (CNL Healthcare Trust, Inc.), Transfer Agreement (Sunrise Senior Living Inc)
Additional Defined Terms. The following terms are defined in the corresponding respective Sections of this Agreementset forth below: Term Section SMART Worldwide Preamble Arizona Sold Shares Section 2.4(a)(i1992 Act 4.5(b) Assets Section 3.11(a2005 Budget 4.3(e) ACM 7.15(a)(iv) Acquired Interests 2.1 Affiliate Liabilities 7.19 Agreement Recitals Allocation Schedule 9.6(a) Allocations 9.6(a) Alternate Agreements 7.11(c)(ii)(C) Audited 2004 Financials 9.6(c) Audited Financials 4.3(c) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(bCode Recitals Bankruptcy Court Recitals Basket 11.4(a) Board 7.11(c)(ii)(A) Break-Up Fee 7.11(c)(iv)(B) Buyer Preamble Buyer Benefit Plans Section 5.6(cRecitals Cable Corp. Recitals Cable Venture Recitals Cash Purchase Price 3.2 (a) Buyer Favorable Outcome Section 8.10(c) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble CATV Recitals Century Recitals Chapter 11 Case Recitals Closing Section 2.3 3.1 Closing Date Section 2.3 3.1 Closing Date Balance Sheet 3.4(b)(i) Collective Bargaining Agreement 4.10(e) Commitment Letters 6.4 Communications Act 4.5(b) Companies Recitals Company Intellectual Property 4.17(c) Confirmation Order 7.11(a) Copyright Act 4.5(b) Debt Commitment Letter 6.4 Deferred Purchase Price 3.2 (a) Disclosure Statement Section 2.5(a7.11(a) Continuing Employee Section 5.6(aDraft 2004 Financials 9.6(b) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iiiEstimated Adjustment Certificate 3.4(a) Estimated Closing Statement Section 2.2(aDate Balance Sheet 3.4(a) Excess Amount Section 2.5(e)(iExpense Reimbursement 7.11(c)(iv)(A) Exchange Act Section 5.11(aExpense Reimbursement Agreement 7.11(c)(iv)(A) Final Closing Statement Section 2.5(dFranchise Extensions 7.4(b) Financial Statements Section 3.6(bIndemnitee 11.3 Indemnitor 11.3 Indemnity Escrow Account 3.2(c)(i) Foreign Benefit Plan Section 3.18(kIndependent Accountant 3.4(b)(ii) Government Official Section 3.9(dIndependent Engineer 7.13(d) Guaranteed Obligations Section 9.20(aInterim Financials 4.3(c) Guardian Technology Section 3.13(aInvestor Guaranty 3.2(e) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(cInvestors 1.1(ttt) IP Licenses 4.17(b) IRS 4.10(j) Key Employee Offer Letter Personnel 7.6 Leases 4.8(b) Levittown System Recitals Malaysia Sold Shares Section 2.4(a)(viLosses 11.2(a) Malicious Code Section 3.14(b▇▇▇▇ Owner 7.8 Matching Right 7.11(c)(ii)(C) Material Contracts Section 3.17(aMaximum Permissible Reduction 12.1(l) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(aML JV Interests 7.20 ML Media Recitals Non-Solicitation Period 7.16 Objection Notice 3.4(b)(ii) Nonparty Affiliates Section 9.17 Objection Section 2.5(bOffering Documents 7.17(c) OFAC Section 3.9(bOperating Cash Flow Statement 3.4(b)(i) Offer Letter Section 5.6(aPlan Recitals Pole Attachment Agreement 4.7 Post-Closing Period 4.12(e) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(cPeriod 4.12(e) Pre-Closing Tax Straddle Period 7.5(a)(ii) Puerto Rico Telecommunications Act 4.5(b) Purchase Price Allocation Statement Section 2.6(a3.2(a) Real Property Leases Section 3.10 Resolution Period Section 2.5(bRebuild Cost Overrun 7.13(e) Resolved Matters Section 2.5(bRebuild Employees 4.10(m) Restrictive Covenants Section 3.13(iRebuild Escrow Account 3.2(b) Restructuring Recitals Retained Rebuild Escrow Amount Section 8.10(a3.2(b) Rebuild Extension Date 7.4(b) Remaining Unpaid Cost 3.2(b) Retained Escrow Excess Section 8.10(bMarks 2.2(e) Review Period Section 2.5(bRevised Schedule 4.6(e) Revolving Credit Agreement Release Section 5.9(a7.21 S-1 Financial Statements7.17(b) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o7.17(b) San ▇▇▇▇ System Recitals Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b7.17(b) Seller Financial Statements Section 3.6(aSellers Recitals Sellers’ Adjustment Certificate 3.4(b)(i) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Sellers Escrow Account 3.2(c)(iii) Shortfall Amount Section 2.5(e)(ii11.6 Stand-Alone 7.22 Superior Proposal 7.11(c)(ii)(A) Singapore Sold Shares Section 2.4(a)(vSupplemental Interim Financials 7.17(e) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore System Recitals Tax 4.12(a) Tax Benefit Section 8.7 11.4(c) Tax Claim Section 8.6 Termination Date Section 7.1(a)(vReturn 4.12(a) Third Taxing Authority 4.12(a) Third-Party Claim Section 8.5 Top Customers Section 3.17(cClaim11.3 11.3 Transferred Assets 2.2(i) Top Suppliers Section 3.17(cTransferred Programming Agreements 2.2(a) Unresolved Claim Section 8.10(aTreasury Regulations 4.12(a) Unresolved Matters Section 2.5(cUnaudited 2004 Financials 4.3(a) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(iUnaudited Financials 4.3(a) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(iUnaudited Historical Financials 4.3(a) WARN Act Section 3.19(e4.3(h)(ix)
Appears in 2 contracts
Sources: Interest Acquisition Agreement (Arahova Communications Inc), Interest Acquisition Agreement (Adelphia Communications Corp)
Additional Defined Terms. The following In addition to the terms are defined in Section 1.1, additional defined terms used herein shall have the corresponding respective meanings assigned thereto in the Sections of this Agreement: Term indicated in the table below. Additional Investor Agreements Section SMART Worldwide 3.6(b) Agreement Preamble Arizona Sold Alternate Transaction Agreement Section 8.1(d) Alternate Transaction Damages Section 10.2(a) Alternative Financing Section 3.3(a) Approval Conditions Section 10.1(b)(iii) Approval Motion Recitals Approval Order Recitals Arrangement Premium Section 4.1(b) Available Direct Subscription Shares Section 2.4(a)(i) Assets Section 3.11(a3.1(b)(ii) Bankruptcy Exceptions Code Recitals Bankruptcy Court Recitals Basic Subscription Right Section 3.4 Books and Records 2.2(b) Breaching Investor Section 5.10(b9.1(b) Buyer Company Preamble Buyer Benefit Company Plans Section 5.6(c5.21(a) Buyer Favorable Outcome Confirmed Plan Section 8.10(c8.1(b) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble Closing Section 2.3 Closing Date Section 2.3 Closing Statement Section 2.5(a) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Debtor Recitals Determination Date Section 2.5(d2.2(f) Enterprise AR Aging Reports Direct Commitment Section 3.6(e3.1(a) Enterprise Financial Statements Direct Subscription Shares Section 3.6(b3.1(a) Disclosure Letter Article V Discrimination Notice Section 11.10 Dispute Notice Section 11.10 Employee Representatives Section 5.14(a) Environmental Laws Section 3.20 Escrow Limited Claims 5.19(a) ERISA Section 8.2(b)(iii5.21(a) Estimated Closing Statement Exit Financing Section 2.2(a7.17 Expedited Proceedings Section 11.10 Filing Party Section 7.15(b) Excess Amount Financial Reports Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d7.11(a) Financial Statements Section 3.6(b5.9 Ford Section 7.18 Ford Agreement Section 7.18 Fully Exercising Holder Section 2.2(c) Foreign Benefit Plan Funding Approval Certificate Section 3.18(k) Government Official 7.7 GAAP Section 3.9(d) Guaranteed Obligations 5.9 Indemnified Claim Section 9.20(a) Guardian Technology 9.2 Indemnified Person Section 3.13(a) Indemnified Party Section 8.5 9.2 Indemnifying Party Section 8.5 Insurance Policies 9.2 Investor Preamble Joint Filing Party Section 3.21 Interdivisional Payables and Receivables 7.15(c) Legal Proceedings Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares 5.13 Losses Section 2.4(a)(vi) Malicious Code Section 3.14(b9.1(a) Material Contracts Section 3.17(a5.24 Money Laundering Laws Section 5.26 Multiemployer Plans Section 5.21(b) Materials of Environmental Concern Offered Direct Subscription Shares Section 3.20 New Business Employee 3.1(b) Offering Investor Section 5.6(a3.1(b) Nonparty Affiliates OPEB Order Section 9.17 Objection 5.11(f) Outside Date Section 2.5(b10.1(b)(iii) OFAC Over-Allotted Investor Section 3.9(b8.5 Over-Subscribed Shares Section 2.2(e) Offer Letter Oversubscription Right Section 5.6(a2.2(c) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Petition Date Recitals Pre-Closing Covenants Period Section 8.1 Product Warranties 7.9 Proceedings Recitals Purchase Notice Section 3.14(c2.2(f) Purchase Price Allocation Statement Section 2.6(a) Real Property Leases 2.1 Regulatory Cure Section 3.10 Resolution Period 8.5 Regulatory Reallocation Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements 8.5 Related Purchaser Section 3.6(a) Seller Indemnified Persons Removed Allotted Portion Section 8.3 Seller IP Reps 8.5 Requisite Receiving Co-Investor Approval Section 8.1 Shortfall Amount 11.10 Right Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination 2.1 Rights Distribution Date Section 7.1(a)(v2.2(b) Third Party Claim Rights Exercise Period Section 8.5 Top Customers 2.2(d) Rights Offering Section 3.17(c2.1 ROFR Investors Section 3.6(c) Top Suppliers Share Section 3.17(c) Unresolved Claim 2.1 Stock Right Commitment Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)3.2
Appears in 2 contracts
Sources: Equity Commitment Agreement (Goldman Sachs Group Inc), Equity Commitment Agreement (Citadel Securities LLC)
Additional Defined Terms. The following terms are defined in the corresponding Sections For purposes of this Agreement: Term , the following terms have the meanings specified in the indicated Section SMART Worldwide of this Agreement. Agreement Preamble Arizona Sold Assets Section 4.23 Book-Entry Shares Section 2.4(a)(i2.6(f) Assets Burdensome Condition Section 3.11(a7.1(b) Bankruptcy Exceptions Business Permits Section 3.4 Books and Records 4.12(b) Capitalization Date Section 5.10(b4.3(a) Buyer Capitalization Representations Section 8.2(a)(ii) Certificate Section 2.6(f) Certificate of Merger Section 2.3 Change in Recommendation Section 6.3(b) Closing Section 2.2 Closing Date Section 2.2 Company Preamble Buyer Company Contracts Section 4.20(b) Company Disclosure Letter Article IV Company Financial Advisor Section 4.28 Company Subsidiary Section 4.2 Company Termination Fee Section 9.3(a) Confidentiality Agreement Section 6.4(c) D&O Insurance Section 7.4(a) Data Incidents Section 4.18(i) Dissenting Shares Section 2.6(c) DNR Section 4.13(a) DOJ Section 7.1(a)(ii) Effective Time Section 2.3 End Date Section 9.1(b) Excluded Share Section 2.6(b) FTC Section 7.1(a)(ii) Fundamental Representations Section 8.2(a)(i) GAAP Section 4.7(b) Indemnified Persons Section 7.4(a) LNR Section 4.13(a) Maximum Annual Premium Section 7.4(a) Merger Recitals Merger Consideration Section 2.6(a) Merger Sub Preamble Parent Preamble Parent Benefit Plans Section 5.6(c7.2(a) Buyer Favorable Outcome Parent Termination Fee Section 8.10(c9.4(a) Buyer Indemnified Persons Party Preamble Paying Agent Section 8.2(a3.1(a) BuyerSub Preamble Closing Payment Fund Section 2.3 Closing Date Section 2.3 Closing Statement Section 2.5(a3.1(a) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Payoff Letter Section 5.6(a6.9(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Per Share Merger Consideration Section 2.6(a) Real Property Leases Protective Provisions Section 3.10 Resolution Period 4.6(b) Proxy Statement Section 2.5(b4.27 Qualifying SEC Documents Article IV Recommendation Section 4.4(b) Resolved Matters Restraints Section 2.5(b8.1(c) Restrictive Covenants Sanctioned Countries Section 3.13(i4.13(a) Restructuring Recitals Retained Escrow Amount SEC Documents Section 8.10(a4.7(a) Retained Escrow Excess Severance Plan Section 8.10(b7.2(a) Review Period Stockholder Approval Section 2.5(b4.4(c) Revolving Credit Agreement Release Stockholders Meeting Section 5.9(a6.3(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Surviving Corporation Section 3.8(o) Securities Act 2.1 Surviving Corporation Bylaws Section 4.7 Seller Preamble Seller Favorable Outcome 2.4 Surviving Corporation Certificate of Incorporation Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) 2.4 Third Party Claim Intellectual Property Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e4.18(b)
Appears in 1 contract
Additional Defined Terms. The following terms are defined used in this Agreement shall have the meanings set forth in the corresponding Articles, Sections or subsections of this Agreement: Term Accounting Firm Section SMART Worldwide 2.2(c) Agreement Preamble Arizona Sold Shares Alternative Financing Section 2.4(a)(i8.15 Assumed Liabilities Schedule 1.1(a) Assets Section 3.11(a) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(b) Buyer BAHS Preamble Buyer Benefit BAHS’s Welfare Plans Section 5.6(c8.5(b) Buyer Favorable Outcome ▇▇▇▇▇ Preamble ▇▇▇▇▇▇ Closing Working Capital Payment Section 8.10(c2.1(c)(ii) Buyer Indemnified Persons ▇▇▇▇▇▇ Employees Section 8.2(a4.17(a) BuyerSub Preamble Closing ▇▇▇▇▇▇ Equity Securities Section 2.3 Closing Date Section 2.3 Closing Statement Section 2.5(a4.4(b) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise ▇▇▇▇▇▇ Financial Statements Section 3.6(b4.6(a) Environmental Laws ▇▇▇▇▇▇ Group Preamble ▇▇▇▇▇▇ Holding Preamble ▇▇▇▇▇▇ Holding Closing Working Capital Certificate Section 3.20 Escrow Limited Claims 2.3(a) ▇▇▇▇▇▇ Holding Contribution Section 8.2(b)(iii1.1 ▇▇▇▇▇▇ Holding Disputed Items Section 2.3(c) ▇▇▇▇▇▇ Holding Disputed Items Notice Section 2.3(b) ▇▇▇▇▇▇ Holding Estimated Closing Statement Working Capital Certificate Section 2.2(a2.1(b) Excess Amount ▇▇▇▇▇▇ Holding Conversion Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 1.1 ▇▇▇▇▇▇ Insurance Policies Section 3.21 Interdivisional Payables and Receivables 4.19 ▇▇▇▇▇▇ Indemnified Parties Section 5.9(c10.2 ▇▇▇▇▇▇ Leased Premises Section 4.10(b) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) ▇▇▇▇▇▇ Material Contracts Section 3.17(a4.12 ▇▇▇▇▇▇ Negotiation Period Section 2.3(c) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre▇▇▇▇▇▇ Post-Closing Covenants Working Capital Payment Section 8.1 Product Warranties Section 3.14(c2.4(a)(ii) Purchase Price Allocation Statement Section 2.6(a) ▇▇▇▇▇▇ Real Property Leases Section 3.10 Resolution Period Section 2.5(b4.10(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer ▇▇▇▇▇▇ Agreement Section 3.8(o) Securities Act 4.20 Closing Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination 1.2 Closing Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option 1.2 Closing Date Consideration Certificate Section 5.7(a)(i1.8(a) Vested Closing Mechanics Section 1.8(a) Communication Plan Section 12.14(a) Confidentiality Agreement Section 8.1(c) Contributed Assets Schedule 1.1(a) Contributed Contracts Schedule 1.1(a) Core Vet Business Employee Option Escrow Release Consideration Section 5.7(a)(i3.6 Core Vet Financials Section 3.6(b) Vested Business Employee Option Excess Amount Consideration Core Vet September Statement Section 5.7(a)(i3.6(b) Vested Business Employee Option Holdback Release Consideration Cut-Off Date Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)10.1
Appears in 1 contract
Sources: Omnibus Agreement (Henry Schein Inc)
Additional Defined Terms. The For purposes of this Agreement, the following terms are defined have the meanings specified in the corresponding Sections indicated Section of this Agreement: Defined Term Section SMART Worldwide ACT Section 6.1(a) Agreement Preamble Arizona Sold Shares Bardon Hill Preamble Board Section 2.4(a)(i3.2(c)(iv) Assets Section 3.11(a) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(b) Buyer Company Preamble Buyer Benefit Plans Section 5.6(c) Buyer Favorable Outcome Section 8.10(c) Buyer Indemnified Company Covered Persons Section 8.2(a4.6(a) BuyerSub Company Notice Section 5.1(b) Company ROFR Period Section 5.1(b) Disqualification Events Section 4.6(a) Effectiveness Period Section 3.4(b) FOD Capital Section 3.9 Founder Preamble Closing Founder Nominees Section 2.3 Closing Date 4.2(a) GCM Preamble GIL SPE Preamble Halcyon Preamble HCN Preamble HDML Preamble Holder Violation Section 2.3 Closing 3.8(b) Initiating Holders Section 3.2(a) KLIM Preamble KLIM Nominee Section 4.2(b) L1 Capital LSF Preamble L1 Global Master Fund Preamble L1 Holders Preamble L1 LSF Limited Preamble Major Investor Preamble Major Investors Preamble MWIG Preamble MWIG Nominees Section 4.2(c) Nominating Committee Section 4.2(d) Nominee Section 4.2(c) Overallotment Notice Section 5.1(e) Participating Stockholders Section 5.1(c) Participating Stockholders’ Overallotment Notice Section 5.1(e) Permitted Assignment Section 6.6 Prior Stockholders’ Agreement Recitals Proposed Transfer Notice Section 5.1(b) Prospective Transferee Section 5.1(a) Resale Shelf Registration Section 3.4(a) Resale Shelf Registration Statement Section 2.5(a3.4(a) Continuing Employee Right of First Refusal Section 5.6(a5.1(a) Contracting Parties Second Proposed Transfer Notice Section 9.17 CPA Firm 5.1(c) Secondary Refusal Right Section 2.5(c5.1(c) De Minimis Claim Secondary ROFR Notice Section 8.2(b)(i5.1(c) Deductible Shelf Offering Section 8.2(b)(ii3.4(f) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Section 2.6(a) Real Property Leases Section 3.10 Resolution Stockholder ROFR Period Section 2.5(b5.1(c) Resolved Matters Stockholders Preamble Subsequent Holder Notice Section 2.5(b3.4(e) Restrictive Covenants Subsequent Shelf Registration Section 3.13(i3.4(c) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Suspension Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Take-Down Notice Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii3.4(f) Singapore Sold Transfer Shares Section 2.4(a)(v5.1(a) SL Agreement Recitals SLMC Violation Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e3.8(a)
Appears in 1 contract
Sources: Stockholders’ Agreement (F45 Training Holdings Inc.)
Additional Defined Terms. The For purposes of this Agreement and the Ancillary Agreements, the following terms are defined have the meanings specified in the corresponding Sections indicated Section of this Agreement: Term Agreement Preamble Allocation Section SMART Worldwide Preamble Arizona Sold Shares 2.10 Anti-Corruption Laws Section 2.4(a)(i3.10(b) Assets Approvals Section 3.11(a2.8(a) Bankruptcy Exceptions Assignment and Assumption Agreement Section 3.4 Books and Records 2.7(a)(iv) Assumed Liabilities Section 5.10(b2.3 Basket Section 8.4(b) Buyer Preamble Buyer Benefit Plans Business Covered Person Section 5.6(c5.5(a) Buyer Favorable Outcome Business Information Section 8.10(c5.1 Cap Section 8.4(b) Buyer Indemnified Persons Claim Notice Section 8.2(a8.3(a) BuyerSub Preamble Closing Section 2.3 2.6 Closing Date Section 2.3 Closing Statement 2.6 COBRA Section 2.5(a3.7(e) Continuing Competing Business Section 5.5(b)(ii) Continuation Period Section 7.1(d) Deferred Compensation Plan Section 3.7(g) Employee Emails Section 5.6(a5.3(d) Contracting Parties Employees Section 9.17 CPA Firm 7.1(a) Employment Offer Terms Section 2.5(c7.1(a) De Minimis Claim Excluded Assets Section 8.2(b)(i) Deductible 2.2 Excluded Liabilities Section 8.2(b)(ii) Determination Date 2.4 FCPA Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a3.10(b) Final Closing Statement Allocation Section 2.5(d2.10 Forfeited Award Section 7.1(c) Financial Statements Included Contracts Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a2.1(a) Indemnified Party Section 8.5 8.3(a) Indemnifying Party Section 8.5 Insurance Policies 8.3(a) IP Assignments Section 3.21 Interdivisional Payables and Receivables 2.7(a)(v) IP License-Back Agreement Section 5.9(c2.7(a)(iii) IP Representations Section 8.4(a) Key Employee Offer Letter Recitals Malaysia Sold Shares Letters Section 2.4(a)(vi2.7(a)(vi) Malicious Code Key Employees Section 3.14(b2.7(a)(vi) Mask Works Definition of “Intellectual Property” Master Services Agreement Section 2.7(a)(ii) Material Contracts Section 3.17(a3.5(a) Materials Omitted Business Asset Section 5.3(c) Patents Definition of Environmental Concern “Intellectual Property” Purchase Price Section 3.20 New Business Employee 2.5 Purchased Assets Section 2.1 Purchased Intellectual Property Section 2.1(b) Purchased Technology Section 2.1(f) Purchaser Preamble Purchaser 401(k) Plan Section 7.1(g) Purchaser Group Preamble Purchaser Health Plan Section 7.1(h) Purchaser Indemnified Parties Section 8.1 Purchaser Plan Section 7.1(e) Qualified Plan Section 3.7(b) Remaining Employees Section 2.7(a)(vii) Replacement Award Section 7.1(c) Restricted Commercial Counterparties Section 5.5(c) Seller Preamble Seller 401(k) Plan Section 7.1(g) Seller Disclosure Schedule ARTICLE 3 Seller Group Preamble Seller Indemnified Parties Section 8.2 Seller Marks Section 5.6(a) Nonparty Affiliates Seller Review Exercise Section 9.17 Objection Section 2.5(b5.3(d) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Section 2.6(a) Real Property Leases Section 3.10 Resolution Period Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Seller Transition Services Agreement Section 3.8(o2.7(a)(i) Securities Act Technology Assets Section 4.7 Seller Preamble Seller Favorable Outcome 2.7(a) Technology License Agreement Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v2.7(a)(ix) Third Party Claim Section 8.5 Top Customers Section 3.17(c8.3(b) Top Suppliers Customer Section 3.17(c) Unresolved Claim 3.14 Top Supplier Section 8.10(a) Unresolved Matters 3.14 Trade Secrets Definition of “Intellectual Property” Trademarks Definition of “Intellectual Property” Transfer Taxes Section 2.5(c) Vested Business Employee Option Closing Date Consideration 6.1 Transferred Employees Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e7.1(a)
Appears in 1 contract
Additional Defined Terms. The following capitalized terms are defined shall have the respective meanings set forth in the corresponding respective Sections of this AgreementAgreement set forth opposite each such respective terms below: Term Section SMART Worldwide 401(k) Plan 6.9(b) Agreement Preamble Arizona Sold Shares Section 2.4(a)(iAntitrust Restraint 6.6(e) Assets Section 3.11(aCertificate of Designations 3.1(b) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(bCertificate of Merger 2.2 Certificates 2.8(c) Buyer Preamble Buyer Benefit Plans Section 5.6(cChange of Recommendation Notice 6.3(d)(ii) Buyer Favorable Outcome Section 8.10(c) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble Closing Section 2.3 2.2 Closing Date Section 2.3 Closing Statement Section 2.5(a2.2 Code 2.8(d) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employee Section 5.6(aEmployees 6.9(d) Contracting Parties Section 9.17 CPA Firm Section 2.5(cCutoff Time 3.2(a) De Minimis Claim Section 8.2(b)(iDelaware Law RECITALS Dissenting Shares 2.7(a) Deductible Section 8.2(b)(iiDissenting Stockholder 2.7(a) Determination Effective Time 2.2 End Date Section 2.5(d8.1(b) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(iEngagement Letter 3.14 Exchange Agent 2.8(a) Exchange Act Section 5.11(aFund 2.8(b) Final Closing Statement Section 2.5(dFairness Opinion 3.20 GAAP 3.4(b) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(cParties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(viLetters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Section 2.6(a) Leased Real Property Leases 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 3.10 Resolution Period Section 2.5(b262 2.7(a) Resolved Matters Section 2.5(bSignificant Customer 3.22(a) Restrictive Covenants Section 3.13(iSignificant Supplier 3.22(b) Restructuring Recitals Retained Escrow Amount Section 8.10(aSOX 3.4(a) Retained Escrow Excess Section 8.10(bSubsidiary Charter Documents 3.1(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section Surviving Corporation 2.1 Tax 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(iiTaxes 3.6(a) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)Triggering Event 8.1
Appears in 1 contract
Sources: Merger Agreement (McAfee, Inc.)
Additional Defined Terms. The following In addition to the terms are defined in Section 8.1, additional defined terms used herein shall have the corresponding respective meanings assigned thereto in the Sections of this Agreement: Term indicated below. Agreement Preamble Balance Sheet Date Section SMART Worldwide 2.5(a) Claim Certificate Section 6.6(a) Claim Expiration Date Section 6.1 Closing Section 1.3(a) Closing Date Section 1.3(a) Closing Statement Section 1.2(a) Collateral Source Section 6.5 Company Preamble Arizona Sold Shares Company Intellectual Property Section 2.4(a)(i2.13(a) Assets Company Interests Recitals Company IT Systems Section 3.11(a2.13(g) Bankruptcy Exceptions Confidentiality Agreement Section 3.4 Books and Records 4.2(a) Debt Payoff Letter Section 5.10(b1.2(e) Buyer Preamble Buyer Deductible Section 6.4(a) Employee Benefit Plans Section 5.6(c2.10(a) Buyer Favorable Outcome ERISA Section 8.10(c2.10(a) Buyer Indemnified Persons Expense Invoice Section 8.2(a) BuyerSub Preamble Closing Section 2.3 Closing Date Section 2.3 Closing Statement Section 2.5(a) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d1.2(f) Financial Statements Section 3.6(b2.5(a) Foreign Benefit Plan Income Tax Returns Section 3.18(k2.12(c)(vi) Government Official Income Taxes Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a2.12(c)(vi) Indemnified Party Section 6.6(a) IP Licenses Section 2.13(c) IP Title Defect Correction Actions Section 4.8 Knowledge of Seller Section 8.5 Indemnifying Material Contract Section 2.15(a) Member Litigation Section 4.5 Non-Recourse Party Section 8.5 Insurance Policies 7.12 Open Matter Section 3.21 Interdivisional Payables and Receivables 4.9 Open Matter Payments Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares 4.9 Open Matter Settlement Agreement Section 2.4(a)(vi) Malicious Code 4.9 Permits Section 3.14(b) Material Contracts 2.8 Purchaser Preamble Purchaser Indemnitees Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested 6.2 Responsible Party Section 5.15 parties Preamble Pre-Closing Covenants 6.6(a) Release Date Section 8.1 Product Warranties 6.9(a) Return Section 3.14(c2.12(a) Purchase Price Allocation Statement SEC Reports Section 2.6(a) Real Property Leases Section 3.10 Resolution Period Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 3.6 Seller Preamble Seller Favorable Outcome Disclosure Letter Article II Seller Indemnitees Section 8.10(b6.3 Tax Matter Section 5.2(a) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Third-Party Claim Section 8.5 Top Customers 6.7 USCO Section 3.17(c2.13(b) Top Suppliers USPTO Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e2.13(b)
Appears in 1 contract
Additional Defined Terms. The Each of the following terms are is defined in the corresponding Sections of this AgreementSection set forth opposite such term: Term 2019 Financial Statements Section SMART Worldwide 4.7 2020 Financial Statements Section 4.7 2021 Financial Statements Section 4.7 Adjustment Escrow Account Section 2.5(b) Affordable Care Act Section 4.21(k) Agreement Preamble Arizona Sold Shares AML Laws Section 2.4(a)(i4.10(b) Assets Allocation Certificate Section 3.11(a2.4(a) Bankruptcy Exceptions Audit Firm Section 3.4 Books and Records 2.6(c) Base Cash Purchase Price Section 5.10(b2.2(a) Buyer Preamble Buyer Benefit Plans Bonds Section 5.6(c4.16(a) Buyer Favorable Outcome Brevet Loan Consent Section 8.10(c7.1(g) Buyer Indemnified Persons Broker Fee Section 8.2(a6.15 Claim Section 9.4(a) BuyerSub Preamble Claim Notice Section 9.4(a) Closing Section 2.3 2.4(b) Closing Call Section 2.4(b)(i) Closing Date Section 2.3 2.4(b) Closing Documents Section 2.4(b)(ii) Closing Cash Purchase Price Section 2.2(a) Closing Equity Consideration Section 2.3(a) Closing Statement Section 2.5(a2.6(a) Continuing Employee Company Preamble Company Intellectual Property Section 5.6(a4.15(b) Contracting Parties Consulting Agreement Recitals Dispute Notice Section 9.17 CPA Firm Section 2.5(c2.6(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Due Date Section 2.5(d6.4(c) Enterprise AR Aging Reports Employment Agreements Recitals Equity Consideration Section 3.6(e2.3 Escrow Excess Amount Section 2.6(f) Enterprise Financial Statements Estimated Closing Indebtedness Section 3.6(b2.4(a) Environmental Laws Estimated Closing Net Working Capital Section 3.20 Escrow Limited Claims Section 8.2(b)(iii2.4(a) Estimated Closing Statement Section 2.2(a2.4(a) Excess Amount Estimated Transaction Expenses Section 2.5(e)(i2.4(a) Exchange Act FCPA Section 5.11(a) Final Closing Statement Section 2.5(d4.10(c) Financial Statements Section 3.6(b) Foreign Benefit Plan 4.7 Funding Deadline Date Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a2.3(d) Indemnified Party Section 8.5 9.4(a) Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c9.4(a) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Indemnity Escrow Account Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Section 2.6(a) Real Property Leases Section 3.10 Resolution Period Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Interests Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Interim Financial Statements Section 3.6(a4.7 Joinder Agreement Section 2.5(a)(ix) Seller Indemnified Persons Latest Balance Sheet Date Section 8.3 Seller IP Reps 4.7 Leased Real Property Section 8.1 Shortfall 4.13(a) Legislation Section 4.10(c) Material Contract Section 4.25 Material Customers Section 4.19 Material Introduction Brokers Section 4.19 Material Vendors Section 4.19 Maximum Revenue Contingent Share Amount Section 2.5(e)(ii2.3(c) Singapore Sold Shares Measurement Period Section 2.4(a)(v2.3(b) SL Agreement Recitals SLMC MIH Common Stock Section 6.2(i2.3 OFAC Section 4.10(a) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Outside Date Section 7.1(a)(v8.1(b) Third Party Claim Owned Intellectual Property Registrations Section 8.5 Top Customers 4.15(a) Policies Section 3.17(c4.16(a) Top Suppliers Post-Closing Contribution Amount Section 3.17(c2.3(d) Unresolved Claim Protected Information Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)10.17
Appears in 1 contract
Sources: Membership Interest Purchase Agreement (Miami International Holdings, Inc.)
Additional Defined Terms. The In addition to the terms defined in Section 1.1, each of the following terms are is defined in the corresponding Sections of this Section set forth opposite such term: “Agreement: Term ” Preamble “Approval Notice” Section SMART Worldwide Preamble Arizona Sold Shares 6.2 “Appurtenances” Section 2.4(a)(i) Assets 2.2 “Assignment” Section 3.11(a) Bankruptcy Exceptions 20 “Assignment Agreement” Section 3.4 13.1.4 “Assumed Contracts” Section 6.3 “Assumed Liabilities” Section 16.2 “Audited Year” Section 11.1.8 “Books and Records Records” Section 5.10(b2.11 “Buyer” Preamble “Buyer Default” Section 19.2 “Buyer Closing Conditions” Section 12.2.1 “Buyer Closing Condition Failure” Section 12.2.2 “Buyer Closing Deliveries” Section 13.2 “Buyer New Title Matter Objection Notice” Section 4.3 “Buyer New Title Matter Response Notice” Section 4.3 “Buyer Representative” Section 6.1 “Cap” Section 16.1.2 “Closing Payment” Section 3.2 “Closing Statement” Section 15.2 “Commitment” Section 4.2 “Community(ies)” Recital “A” “Company” Section 11.1.8 “Contracts Notice” Section 6.3 “Contract Notice Date” Section 6.3 “Deductible” Section 16.1.2 “Department of Revenue” Section 11.1.7 “Disclosure Schedule” Section 9.1 “Due Diligence Items” Section 5 “Effective Date” Preamble “Employees” Section 9.1.8 “Employer” Section 9.1.8 “Equipment Leases” Section 2.9 “Escrow” Section 7.1 “Escrow Holdback Agreement” Section 16.1.2 “Estoppel” Section 11.1.1 “Extended Survival Period” Section 16.1.2 “Financial Statement” Section 9.1.18 “FIRPTA” Section 13.1.5 “Government Sponsored Health Care Program” Section 9.1.13(a) Buyer Preamble Buyer Benefit Plans “Hired Employees” Section 5.6(c) Buyer Favorable Outcome Section 8.10(c) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble Closing 11.4.1 “Improvements” Section 2.3 “Indemnified Party” Section 16.3.1 “Indemnifying Party” Section 16.3.1 “Independent Contract Consideration” Section 3.3 “Inspections” Section 6.1 “Intangible Property” Section 2.8 “Interim Bridging Document” Section 11.3.3 “Internal Revenue Code” Section 13.1.5 “Land” Section 2.1 “Licenses and Permits” Section 2.7 “Licensing Surveys” Section 9.1.13(c) “Management Agreement(s)” Recital “B” “Manager” Recital “B” “Material Casualty” Section 17.1 “Material Condemnation” Section 17.2 “Monetary Liens” Section 4.2 “Mutual Closing Date Conditions” Section 2.3 Closing Statement 12.1.1 “New Contracts and Leases” Section 2.5(a) Continuing Employee 11.1.1 “New Operating Licenses” Section 5.6(a) Contracting Parties 11.3.1 “New Survey” Section 9.17 CPA Firm 4.2 “New Title Matter” Section 2.5(c) De Minimis Claim 4.3 “NSAM” Section 8.2(b)(i) Deductible 20 “OFAC” Section 8.2(b)(ii) Determination Date 9.1.11 “Operating Agreements” Section 2.5(d) Enterprise AR Aging Reports 2.10 “Party” and “Parties” Preamble “Patriot Act” Section 3.6(e) Enterprise Financial Statements 9.1.11 “Personal Property” Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre2.4 “Post-Closing Covenants Claim” Section 8.1 Product Warranties 16.1.2 “Post-Closing Obligations” Section 3.14(c16.1.2 “Post-Closing Plans” Section 11.4.3 “Post Due Diligence Disclosure” Section 9.2 “Prior Survey” Section 4.2 “Projected CapEx” Section 3.6 “Property(ies)” Section 2 “Purchase Price” Section 3 “REIT” Section 11.1.9 “Rent Roll” Section 9.1.12(a) Purchase Price Allocation Statement “Representatives” Section 2.6(a) Real Property Leases 11.1.4 “SEC Filings” Section 3.10 Resolution Period 11.1.8 “Seller(s)” Preamble “Seller Closing Conditions” Section 2.5(b) Resolved Matters 12.3.1 “Seller Closing Deliveries” Section 2.5(b) Restrictive Covenants 13.1 “Seller Default” Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)19.1
Appears in 1 contract
Sources: Purchase and Sale Agreement (NorthStar Healthcare Income, Inc.)
Additional Defined Terms. The following In addition to the terms are defined in Section 1.1, additional defined terms used herein shall have the corresponding respective meanings assigned thereto in the Sections of this Agreement: indicated in the table below. Defined Term Section SMART Worldwide Additional Investor Agreements Section 3.6(b) Agreement Preamble Arizona Sold Alternate Transaction Agreement Section 8.1(d) Alternate Transaction Damages Section 10.2(a) Alternative Financing Section 3.3(a) Approval Conditions Section 10.1(b)(iii) Approval Motion Recitals Approval Order Recitals Arrangement Premium Section 4.1(b) Available Direct Subscription Shares Section 2.4(a)(i3.1(b)(ii) Assets Defined Term Section 3.11(aBankruptcy Code Recitals Bankruptcy Court Recitals Basic Subscription Right Section 2.2(b) Bankruptcy Exceptions Breaching Investor Section 3.4 Books and Records Section 5.10(b9.1(b) Buyer Company Preamble Buyer Benefit Company Plans Section 5.6(c5.21(a) Buyer Favorable Outcome Confirmed Plan Section 8.10(c8.1(b) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble Closing Section 2.3 Closing Date Section 2.3 Closing Statement Section 2.5(a) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Debtor Recitals Determination Date Section 2.5(d2.2(f) Enterprise AR Aging Reports Direct Commitment Section 3.6(e3.1(a) Enterprise Financial Statements Direct Subscription Shares Section 3.6(b3.1(a) Disclosure Letter Article V Discrimination Notice Section 11.10 Dispute Notice Section 11.10 Employee Representatives Section 5.14(a) Environmental Laws Section 3.20 Escrow Limited Claims 5.19(a) ERISA Section 8.2(b)(iii5.21(a) Estimated Closing Statement Exit Financing Section 2.2(a7.17 Expedited Proceedings Section 11.10 Filing Party Section 7.15(b) Excess Amount Financial Reports Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d7.11(a) Financial Statements Section 3.6(b5.9 Ford Section 7.18 Ford Agreement Section 7.18 Fully Exercising Holder Section 2.2(c) Foreign Benefit Plan Funding Approval Certificate Section 3.18(k) Government Official 7.7 GAAP Section 3.9(d) Guaranteed Obligations 5.9 Indemnified Claim Section 9.20(a) Guardian Technology 9.2 Indemnified Person Section 3.13(a) Indemnified Party Section 8.5 9.2 Indemnifying Party Section 8.5 Insurance Policies 9.2 Investor Preamble Joint Filing Party Section 3.21 Interdivisional Payables and Receivables 7.15(c) Legal Proceedings Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares 5.13 Losses Section 2.4(a)(vi) Malicious Code Section 3.14(b9.1(a) Material Contracts Section 3.17(a5.24 Money Laundering Laws Section 5.26 Multiemployer Plans Section 5.21(b) Materials of Environmental Concern Offered Direct Subscription Shares Section 3.20 New Business Employee 3.1(b) Offering Investor Section 5.6(a3.1(b) Nonparty Affiliates OPEB Order Section 9.17 Objection 5.11(f) Outside Date Section 2.5(b10.1(b)(iii) OFAC Over-Allotted Investor Section 3.9(b8.5 Over-Subscribed Shares Section 2.2(e) Offer Letter Oversubscription Right Section 5.6(a2.2(c) Officer’s Claim Certificate Party Preamble Defined Term Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Petition Date Recitals Pre-Closing Covenants Period Section 8.1 Product Warranties 7.9 Proceedings Recitals Purchase Notice Section 3.14(c2.2(f) Purchase Price Allocation Statement Section 2.6(a) Real Property Leases 2.1 Regulatory Cure Section 3.10 Resolution Period 8.5 Regulatory Reallocation Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements 8.5 Related Purchaser Section 3.6(a) Seller Indemnified Persons Removed Allotted Portion Section 8.3 Seller IP Reps 8.5 Requisite Receiving Co-Investor Approval Section 8.1 Shortfall Amount 11.10 Right Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination 2.1 Rights Distribution Date Section 7.1(a)(v2.2(b) Third Party Claim Rights Exercise Period Section 8.5 Top Customers 2.2(d) Rights Offering Section 3.17(c2.1 ROFR Investors Section 3.6(c) Top Suppliers Share Section 3.17(c) Unresolved Claim 2.1 Stock Right Commitment Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)3.2
Appears in 1 contract
Sources: Equity Commitment Agreement (Ubs Ag)
Additional Defined Terms. The following In addition to the terms are defined in Section 9.15(a), additional defined terms used herein shall have the corresponding respective meanings assigned thereto in the Sections indicated in the table below. Acceptable Confidentiality Agreement Section 6.5(e) Acquisition Proposal Section 6.5(a) Affected Employee Section 6.15(a) Agreement Preamble AMEX Section 3.4(e) Articles of this Agreement: Term Merger Section SMART Worldwide 1.3 Blue Sky Laws Section 4.3(c) Board of Directors Recitals Change in Company Recommendation Section 6.1(b) Closing Section 1.2 Closing Date Section 1.2 Company Preamble Arizona Sold Certificates Section 2.1 Company Common Stock Section 1.8 Company Disclosure Letter Article III Company Financial Advisor Section 3.8 Company Material Contract Section 3.17(a) Company Permits Section 3.9(c) Company Plans Section 3.18(a) Company Preferred Stock Section 3.2(a) Company Recommendation Section 6.1(b) Company Representatives Section 6.5(a) Company Restricted Shares Section 2.4(a)(i1.9(b) Assets Company Securities Section 3.11(a3.2(b) Bankruptcy Exceptions Company SEC Reports Section 3.4 Books and Records 3.4(a) Company Stockholders Meeting Section 5.10(b6.1(b) Buyer Preamble Buyer Benefit Plans Company Transaction Expenses Section 5.6(c2.6 Company Warrant Section 3.2(a) Buyer Favorable Outcome Converted Warrant Section 8.10(c1.9(c) Buyer Effective Time Section 1.3 ERISA Section 3.18(a) Exchange Agent Section 2.1 Exchange Fund Section 2.2 Expense Reimbursement Section 8.3(a) Facility Repayment Section 8.3(a) Financial Advisor Opinion Section 3.11 Form 10-K Article III GAAP Section 3.4(g) Indemnified Persons Section 8.2(a6.6(a) BuyerSub Interim Facility Section 5.1(i) internal controls Section 3.4(g) Land Acquisition Costs Section 2.6 Leased Real Property Section 3.20 Merger Section 1.1 Merger Consideration Section 1.8(b) Merger Sub Preamble Closing Necessary Consents Section 4.3(c) New Name Section 1.5 Notice Period Section 6.5(c) NRS Recitals NYSE Section 2.4 Office Lease Obligations Section 2.6 O&G Permit Section 3.24(d) Owned Real Property Section 3.20 Parent Preamble Parent Disclosure Letter Article IV Parent Form 10-K Article IV Parent Preferred Stock Section 4.2 Party Preamble Parent SEC Report Section 4.4(a) Per Share Consideration Section 1.8(b) Post-Signing Period Section 5.1 Proxy Statement Section 3.5 Registered Intellectual Property Section 3.15 Registration Statement Section 3.5 Required Company Vote Section 3.7 Special Dividend Section 2.6 Specified Properties Section 6.16 Surviving Corporation Section 1.1 Termination Fee Section 8.3(a) Treasury Shares Section 1.8(a) Uncertificated Shares Section 2.1 Unregistered Transferred Shares Section 2.3 Closing Date Voting and Lockup Agreements Recitals Working Capital Section 2.3 Closing Statement Section 2.5(a) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Section 2.6(a) Real Property Leases Section 3.10 Resolution Period Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)2.6
Appears in 1 contract
Additional Defined Terms. The following In addition to the terms are defined in Section 1.1, additional defined terms used herein shall have the corresponding respective meanings assigned thereto in the Sections of this Agreement: Term indicated in the table below. Additional Increment Section SMART Worldwide 2.1 Agreement Preamble Arizona Sold Alternate Transaction Agreement Section 8.1(d) Anti-Bribery Laws Section 5.25 Approval Conditions Section 10.1(b)(iii) Assigning Investor Section 3.5(b) Auction Date Section 7.10(a)(vi) Authorized Cleansing Party Section 7.19(b) Bankruptcy Code Recitals Bankruptcy Court Recitals Base DIP Conversion Amount Section 3.1(c)(i) Base Projected Cash Balance Section 3.1(c)(i) Bidders Section 7.10(a)(i) Binding Proposal Section 7.10(a)(iii) Binding Proposal Bid Deadline Section 7.10(a)(iii) Chapter 11 Proceedings Recitals Cleansing Release Section 7.19(a) Commitment Premium Section 4.1 Commitment Premium Shares Section 2.4(a)(i3.1(g) Assets Section 3.11(a) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(b) Buyer Committee Preamble Buyer Benefit Company Preamble Company Plans Section 5.6(c5.21(a) Buyer Favorable Outcome Compliance Criteria Section 8.10(c7.24 Confirmed Plan Section 8.1(b) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble Closing Section 2.3 Closing Date Section 2.3 Closing Statement Section 2.5(a) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Debtor Recitals Determination Date Section 2.5(d3.3(b) Enterprise AR Aging DIP Conversion Section 3.2(a) Disclosure Letter Article V Disclosure Statement Cleansing Release Section 7.19(a) Emergence MIP Vested Grant Section 5.4 Employee Representatives Section 5.14(a) ERISA Section 5.21(a) Exit Financing Section 7.14 Exit Financing Documents Section 7.14 Exit Term Loan Section 7.14 Exit Revolving Facility Section 7.14 Expense Reimbursement Section 4.3(a) Fee Capped Months Section 7.25 Filing Party Section 7.12(b) Final Cleansing Release Section 7.19(a) Financial Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d7.8(a) Financial Statements Section 3.6(b5.9(a) Foreign Benefit Plan Section 3.18(k5.21(e) Government Official GAAP Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a5.9(a) Indemnified Party Claim Section 8.5 9.2 Indemnified Person Section 9.2 Indemnifying Party Section 8.5 Insurance Policies 9.2 Independent Directors Section 3.21 Interdivisional Payables and Receivables Section 5.9(c7.16(a) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Investor Preamble Joint Filing Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Section 2.6(a) Real Property Leases Section 3.10 Resolution Period Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e7.12(c)
Appears in 1 contract
Sources: Backstop Conversion Commitment Agreement (Global Geophysical Services Inc)
Additional Defined Terms. The following In addition to the terms are defined in Section 1.1, additional defined terms used herein shall have the corresponding respective meanings assigned thereto in the Sections of this Agreement: indicated in the table below. Defined Term Section SMART Worldwide Affiliated Transferee Section 3.5(a) Agreement Preamble Arizona Sold Shares Alternative Financing Section 2.4(a)(i3.3(a) Assets Backstop Commitment Beneficiaries Section 3.11(a3.5(a) Backstop Commitment Party Section 3.5(a) Backstop Funding Date Section 3.2(a) Backstop Premium Section 4.1(a) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(b) Buyer Preamble Buyer Benefit Plans Section 5.6(c) Buyer Favorable Outcome Section 8.10(c) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble Closing Section 2.3 Closing Code Recitals Bankruptcy Court Recitals Certification Date Section 2.3 Closing Statement 3.5(a) Chapter 11 Cases Recitals Company Preamble Conversion Recitals Cure Period Section 2.5(a3.3(a) Continuing Employee Debtors Recitals Default Amount Section 5.6(a3.3(a) Contracting Parties Defaulting Investor Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii3.3(a) Determination Date Section 2.5(d2.2(e) Enterprise AR Aging Reports EFH Preamble EFIH Preamble Escrow Account Section 3.6(e2.2(h) Enterprise Financial Statements Escrow Agreement Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a2.2(h) Excess Amount Shares Section 2.5(e)(i2.2(j) Exchange Act Exercising Certification Section 5.11(a2.2(d) Final Closing Statement Expense Reserve Section 2.5(d2.2(k) Financial Statements Forfeited Fee Section 3.6(b3.3(b) Foreign Benefit Plan Investor Preamble Investor Default Section 3.18(k3.3(a) Government Official Investor Shares Section 3.9(d6.1(e) Guaranteed Obligations Issuing Certification Section 9.20(a2.2(f) Guardian Technology Merger Recitals Merger Agreement Recitals Non-Defaulting Investors Section 3.13(a3.3(a) Indemnified OV2 Recitals Overfunding Party Section 8.5 Indemnifying 3.3(a) Party Preamble Pro Rata Share Section 8.5 Insurance Policies 3.3(a) Purchase Notice Section 3.21 Interdivisional Payables and Receivables Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c2.2(e) Purchase Price Allocation Statement Section 2.6(a2.1 Reduction Notice Section 3.2(d) Real Property Leases Related Party Section 3.10 Resolution 11.9 Right Section 2.1 Rights Distribution Date Section 2.2(b) Rights Exercise Period Section 2.5(b2.2(d) Resolved Matters Specific Performance Right Section 2.5(b11.8 Surviving Company Recitals Defined Term Section Transaction Fees Section 2.2(k) Restrictive Covenants Transferee Investor Section 3.13(i3.5(a) Restructuring Recitals Retained Escrow Amount Transferred Backstop Commitment Section 8.10(a3.5(a) Retained Escrow Excess Unsubscribed Shares Commitment Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)3.1
Appears in 1 contract
Sources: Backstop Agreement (Energy Future Competitive Holdings Co LLC)
Additional Defined Terms. The following terms are defined in the corresponding Sections For purposes of this Agreement: , the following terms have the meanings specified in the indicated Section of this Agreement. Defined Term Section SMART Worldwide 2025 Annual Bonus Section 7.2(b) Agreement Preamble Arizona Sold Assumed Company RSU Award Section 2.7(d) Bankruptcy and Equity Exceptions Section 4.4(a) Book-Entry Shares Section 2.4(a)(i2.6(f) Assets Burdensome Condition Section 3.11(a7.1(e) Bankruptcy Business Permits Section 4.12(b) Capex Budget Section 6.1(j) Capitalization Date Section 4.3(b) Capitalization Representations Section 8.2(a) Cash-Out Company RSU Award Section 2.7(d) Centerview Section 4.27 Certificate Section 2.6(f) Certificate of Merger Section 2.3 Change in Recommendation Section 6.3(b) Clean Team Agreement Section 6.4(d) Closing Section 2.2 Closing Date Section 2.2 Company Preamble Company Contracts Section 4.20(b) Company Disclosure Letter Article IV Company Subsidiaries Section 4.2(a) Company Subsidiary Section 4.2(a) Company Termination Fee Section 9.3(a) Confidentiality Agreement Section 6.4(d) Converted Share Section 2.6(b) D&O Insurance Section 7.4(b) Data Incidents Section 4.18(k) Data Room Section 1.3 Dissenting Shares Section 2.6(d) Effective Time Section 2.3 End Date Section 9.1(b)(i) Excluded Share Section 2.6(b) Financing Section 7.8(b) Fundamental Representations Section 8.2(a) GAAP Section 4.7(b) Indemnified Persons Section 7.4(a) Indemnity Exceptions Section 3.4 Books and Records 7.8(c) Interim Period Section 5.10(b6.1 Maximum Amount Section 7.4(b) Buyer Merger Recitals Merger Consideration Section 2.6(a) Merger Sub Preamble Buyer Merger Sub Stockholder Approval Section 5.3(a) Open Source Materials Section 4.18(h) Parent Preamble Parent Benefit Plans Section 5.6(c7.2(c) Buyer Favorable Outcome Parties Preamble Party Preamble Paying Agent Section 8.10(c3.1(a) Buyer Indemnified Persons Payment Fund Section 8.2(a3.1(a) BuyerSub Preamble Closing Section 2.3 Closing Date Section 2.3 Closing Statement Section 2.5(a) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Payoff Letter Section 5.6(a7.9(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Per Share Merger Consideration Section 2.6(a) Real Privacy and Information Security Requirements Section 4.18(i) Proxy Statement Section 4.26 Qualifying SEC Documents Article IV Recommendation Section 4.4(b) Registered Owned Intellectual Property Leases Section 3.10 Resolution Period 4.18(a) Remedy Action Section 2.5(b7.1(e) Resolved Matters Repurchase Transaction Section 2.5(b7.9(c) Restrictive Covenants Restraints Section 3.13(i8.1(c) Restructuring Recitals Retained Escrow Amount SEC Documents Section 8.10(a4.7(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Specified Date Section 7.1(a)(v9.1(b)(i) Third Party Claim Stockholder Approval Section 8.5 Top Customers 4.4(c) Stockholders Meeting Section 3.17(c6.3(a) Top Suppliers Surviving Corporation Section 3.17(c) Unresolved Claim 2.1 Surviving Corporation Bylaws Section 8.10(a) Unresolved Matters 2.4 Surviving Corporation Certificate of Incorporation Section 2.5(c) Vested Business Employee Option Closing Date Consideration 2.4 XMS Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)4.28
Appears in 1 contract
Additional Defined Terms. The following capitalized terms are defined shall have the respective meanings set forth in the corresponding respective Sections of this AgreementAgreement set forth opposite each such respective term below: Term Section SMART Worldwide Agreement Preamble Arizona Sold Shares Section 2.4(a)(iAssumed Accounts Payable 1.5(a) Assets Section 3.11(aAsset Purchase Recitals Assumed Liabilities 1.5(a) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(bAssumed Warranty Claims 1.5(a) Basket Amount 7.2(b) ▇▇▇▇ of Sale 1.7(c)(2) Business Authorizations 2.17 Buyer Parent Preamble Buyer Party(ies) Preamble Buyer Preamble Buyer Benefit Plans Section 5.6(cCash Amount 1.7(a) Buyer Favorable Outcome Section 8.10(cCap 7.3(c) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble Charter Documents 2.1 Closing Section 2.3 1.6 Closing Date Section 2.3 Closing Statement Section 2.5(a1.6 Confidentiality Agreement 5.2 Conflict 2.4 Consultant Proprietary Information Agreement 2.9(q) Continuing Contract(s) 2.4 Counsel 5.1(c) Disclosure Schedule Article II Escrow Agreement 7.3(a) Escrow Amount 7.3(a) Escrow Fund 7.3(a) Escrow Period 7.3(b) Employee Section 5.6(aProprietary Information Agreement 2.9(q) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(aExcluded Assets 1.4 GAAP 2.11 Inbound-Licenses 2.9(j) Indemnified Party Section 8.5 Parties 7.2(a) Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(cParties 7.2(a) IP Contracts 2.9(k) IP Recordation Agreements 1.7(c)(ii) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(viEmployment Agreement 1.5(c) Malicious Code Section 3.14(bLease Agreements 2.8(a) Leased Real Property 2.8(a) Loss(es) 7.2(a) Material Contracts Section 3.17(a2.10(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(aMalware 2.9(w) Nonparty Affiliates Section 9.17 Non-Assignable Asset 5.1(e) Non-Paying Party 5.5(b)(iii) Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(aNotice 7.4(a) Officer’s Claim Certificate Section 8.9(a7.4(a) Open Source License 1.1 Other Tax Controversy 7.4(c) Outbound-Licenses Section 3.13(e2.9(j) Other Interested Paying Party Section 5.15 parties Preamble 5.5(b)(iii) Parent Plan 5.7(e) Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(cTax Controversy 7.4(c) Projections 2.11 Purchase Price Allocation Statement Section 2.6(a1.7(a) Real Property Leases Section 3.10 Resolution Period Section 2.5(bPurchased Assets 1.3(h) Resolved Matters Section 2.5(bRegular Quarterly Financial Information 2.11 Retained Liabilities 1.5(b) Restrictive Covenants Section 3.13(iReturns 2.6(b) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(bParties Preamble Seller Secretary Certificate 6.2(f) Seller Financial Statements Section 3.6(aSub Preamble Special Representations 7.1 Straddle Period Tax 5.5(b)(iii) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(iiSurvival Date 7.1 Tax(es) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v2.6(a) Third Party Claim Section 8.5 Top Customers Section 3.17(c7.4(b) Top Suppliers Section 3.17(cThird Party Expenses 5.3 Transferred Employees 5.7(a) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(iTransfer Taxes 5.5(a) WARN Act Section 3.19(e2.21(e)
Appears in 1 contract
Additional Defined Terms. The following terms are defined in the corresponding Sections For purposes of this Agreement: , the following terms have the meanings specified in the indicated Section of this Agreement. Defined Term Section SMART Worldwide Agreement Preamble Arizona Sold Alternative Financing Section 7.8(d) Antitrust Approvals Section 7.1(a) Book-Entry Shares Section 2.4(a)(i2.6(f) Assets C&G Section 3.11(a5.2(b) Bankruptcy Certificate Section 2.6(f) Certificate of Merger Section 2.3 Change in Recommendation Section 6.3(b) Closing Section 2.2 Closing Date Section 2.2 Company Preamble Company Contracts Section 4.18(b) Company Credit Agreement Section 5.5(a) Company Disclosure Letter Article IV Company Financial Advisors Section 4.24 Company DSU Award Section 2.7(d) Company MSU Award Section 2.7(c) Company Option Section 2.7(a) Company PS Award Section 2.7(c) Company RSU Award Section 2.7(b) Company Stock-Based Award Consideration Section 2.7(c) Company Stock-Based Awards Section 2.7(f) Company Subsidiary Section 4.2(a) Continuation Period Section 7.2(a) Continuing Employees Section 7.2(a) Continuing Shares Section 2.6(d) D&O Insurance Section 7.4(a) Debt Commitment Letter Section 5.5(a) Debt Financing Section 5.5(a) Debt Offer Documents Section 6.12(b) Debt Offers Section 6.12(a) Debt Payoff Deferred Stock Units Section 6.12(a) Section 2.7(d) Director Deferred Compensation Program Section 2.7(d) Dissenting Shares Section 2.6(c) DOJ Section 7.1(b) DSU Consideration Section 2.7(d) End Date Section 9.1(b) Effective Time Section 2.3 Excluded Shares Section 2.6(b) FTC Section 7.1(b) GAAP Section 4.7(b) General Enforceability Exceptions Section 3.4 Books and Records Section 5.10(b4.4(a) Buyer Preamble Buyer Benefit Plans Section 5.6(c) Buyer Favorable Outcome Section 8.10(c) Buyer Indemnified Persons Section 8.2(a7.4(a) BuyerSub Maximum Annual Premium Section 7.4(a) Merger Recitals Merger Consideration Section 2.6(a) Merger Sub Preamble Closing Option Consideration Section 2.3 Closing Date Section 2.3 Closing Statement Section 2.5(a2.7(a) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Parent Preamble Parent Disclosure Letter Article V Parent Financial Statements Section 3.6(b5.6 Party Preamble Paying Agent Section 3.1(a) Environmental Laws Payment Fund Section 3.20 Escrow Limited Claims 3.1(a) Performance Award Consideration Section 8.2(b)(iii2.7(c) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Per Share Merger Consideration Section 2.6(a) Real Property Leases Plan Section 3.10 Resolution Period 4.17(d) Post-Closing Plans Section 2.5(b7.2(b) Resolved Matters Proxy Statement Section 2.5(b6.2(a) Restrictive Covenants Recommendation Section 3.13(i4.4(b) Restructuring Recitals Retained Escrow Amount Required Payments Section 8.10(a5.5(a) Retained Escrow Excess Restraints Section 8.10(b8.1(c) Review Period RSU Consideration Section 2.5(b2.7(b) Revolving Credit Agreement Release SEC Documents Software Section 5.9(a4.7(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o1.1 Stockholder Approval Section 4.4(c) Securities Act Stockholders Meeting Section 4.7 Seller Preamble Seller Favorable Outcome 6.3(a) Surviving Corporation Section 8.10(b) Seller Financial Statements 2.1 Surviving Corporation Bylaws Section 3.6(a) Seller Indemnified Persons 2.4 Surviving Corporation Certificate of Incorporation Section 8.3 Seller IP Reps 2.4 Termination Fee Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v9.3(a) Third Party Claim Intellectual Property Trade Secrets Section 8.5 Top Customers 4.16(a) Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)1.1
Appears in 1 contract
Additional Defined Terms. The In addition to terms defined above, the following terms are defined shall have the respective meanings given to them in the corresponding Sections of this Agreementsections set forth below: Term Defined term Section SMART Worldwide Accounting Referee Section 2.04(d) Accounts Section 4.17 Agreement Preamble Arizona Sold Shares Assigned Contracts Section 2.4(a)(i) Assets 4.23 Claim Amount Section 3.11(a) Bankruptcy Exceptions 7.06 Claimant Section 3.4 Books and Records Section 5.10(b) Buyer Preamble Buyer Benefit Plans Section 5.6(c) Buyer Favorable Outcome Section 8.10(c) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble 7.03 Closing Section 2.3 3.01 Closing Date Section 2.3 Closing Statement 3.01 Company Recitals Company Budget Section 2.5(a) 4.24 Continuing Employee Employees Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii6.06(a) Determination Date Section 2.5(d7.06 Disagreement Notice Section 7.05 Disclosure Schedules ARTICLE IV Earnout Dispute Notice Section 2.04(d) Enterprise AR Aging Reports Earnout Report Section 3.6(e2.04(d) Enterprise Financial Statements Election Notice Section 3.6(b) Environmental Laws Section 3.20 7.04 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act 2.03 FCPA Section 5.11(a) 4.16 Final Closing Statement Earnout Report Section 2.5(d2.04(d) Financial Statements Section 3.6(b4.06(a) Foreign Benefit Plan FIRPTA Certificate Section 3.18(k8.07 FIRPTA Notice Section 8.07 Indemnification Basket Section 7.08(a) Government Official Indemnification Notice Section 3.9(d) Guaranteed Obligations 7.03 Indemnified Parties Section 9.20(a) Guardian Technology Section 3.13(a) Indemnified Party Section 8.5 7.02 Indemnifying Party Section 8.5 Insurance Policies 7.03 Indemnity Loss Section 3.21 Interdivisional Payables and Receivables 7.01 IP Purchaser Preamble Licensed Trademark Section 5.9(c9.01 Litigation Notice Section 7.03 Monthly Earnout Report Section 2.04(b) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Tax Period Section 8.1 Product Warranties Section 3.14(c8.01(a)(ii) Purchase Price Allocation Statement Consideration Section 2.6(a) 2.02 Purchaser Preamble Purchaser Indemnified Parties Section 7.01 Purchaser Parties Preamble Purchaser Party Preamble Real Property Leases Section 3.10 Resolution Period 4.10(b) Revenue Earnout Report Section 2.5(b2.04(c) Resolved Matters Scheduled Contracts Section 2.5(b4.15(a) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Indemnified Parties Section 8.10(b7.02 Seller Representative Preamble Seller’s Portion Section 8.01(a)(ii) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v4.03(a) SL Agreement Recitals SLMC Special Representations Section 6.2(i7.07 Straddle Period Section 8.01(a)(ii) SLMCS Sungy Preamble Survival Date Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 7.07 Tax Claim Section 8.6 8.01(d) Tax Indemnity Termination Date Section 7.1(a)(v8.01(b) Third Party Claim Tax Specialist Section 8.5 Top Customers 8.05 Union Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e4.11(d)
Appears in 1 contract
Sources: Purchase Agreement
Additional Defined Terms. The In addition to the terms defined in Section 1 of this Appendix A, the following capitalized terms are defined in the corresponding Sections body of this Agreementthe Agreement where indicated below: Term Section SMART Worldwide Accounting Referee 14.1(d) Acquired Assets 2.2 Acquired Contracts 2.2(h) Acquired Data 2.2(j) Acquired Interests 2.2(a) Acquired Leases 2.2(a) Acquired Properties 2.2(c) Acquired Real Estate 2.2(i) Acquired Records 2.2(m) Acquired ▇▇▇▇▇ 2.2(c) AFEs 8.14 Agreement Preamble Arizona Sold Shares Section 2.4(a)(iAllocated Value 3.4 Asset 3.4 Assignment 13.2(a) Assets Section 3.11(aBackground Materials 9.9(a) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(bBase Purchase Price 3.1 Branta 10.9(e) Buyer Preamble Buyer Benefit Plans Section 5.6(cClaim Notice 16.3(a) Buyer Favorable Outcome Section 8.10(cClosing 13.1 Closing Amount 3.3(b) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble Closing Section 2.3 Closing Date Section 13.1 Confidential Information 10.12(b) Defect Notice Deadline 5.5(b) Defects Escrow 5.6(d) Defects Escrow Agreement 5.6(d) Defensible Title 5.1 Disclosed Environmental Matters 8.5 Disputed Title Defect Escrow Amount 5.7(d) Due Diligence Review 4.1(a) Environmental Assessment 6.1(b) Environmental Defect 6.2 Environmental Defect Adjustment 6.5(c) Environmental Defect Escrow Amount 6.6(d) Environmental Defect Value 6.3 Environmental Disputed Matters 6.8 Environmental Matters 6.9 Environmental Resolved Amount 6.6(d) Escrow Agent 5.6(d) Exchange Transaction 15.5(a) Exchanging Party 15.5(a) Excluded Assets 2.3 Closing Statement Section 2.5(a) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Execution Date Preamble Final Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a14.1(h) Final Closing Purchase Price 14.1(a) Final Settlement Date 14.1(a) Final Settlement Disputes 14.1(d) Final Settlement Statement Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a14.1(a) Indemnified Party Section 8.5 16.3(a) Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c16.3(a) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(viInformation Request 10.12(c) Malicious Code Section 3.14(bInterest Addition 5.8(a) Interim Operation Approval Threshold 10.1(a) Intermediary 15.5(c) Lands 2.2(b) Leased Lands 2.2(a) Material Contracts Section 3.17(a2.2(h) Materials Negotiation Period 14.1(c) Net Aggregate Defect Value 5.6(c) Non-Exchanging Party 15.5(a) Notice of Environmental Concern Section 3.20 New Business Employee Section 5.6(aDefects 6.4(b) Nonparty Affiliates Section 9.17 Notice of Title Defects 5.5(b) Objection Section 2.5(b10.12(c) OFAC Section 3.9(bObjection Date 14.1(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(aObjection Report 14.1(b) Open Source Licenses Section 3.13(eEnvironmental Defect 6.6(a) Other Interested Open Title Defect 5.7(a) Party Section 5.15 parties Preamble PreParties Preamble Permitted Lien 5.2 Post-Closing Covenants Section 8.1 Product Warranties Section 3.14(cCurable Title Defect 5.6(b) Preliminary Settlement Statement 3.3(a) Purchase Price Allocation Statement Section 2.6(a3.1 Purchaser Preamble Purchaser Defect Termination Notice 6.7(a) Real Property Leases Section 3.10 Resolution Period Section 2.5(bPurchaser’s Title Defect Value 5.5(b) Resolved Matters Section 2.5(bReplacement Lease 5.6(f) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(bSeller’s Warranties 17.14(b) Seller Financial Statements Section 3.6(aTermination Dispute Notice 6.7(b) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(iiTermination Response Notice 6.7(b) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Third-Party Claim Section 8.5 Top Customers Section 3.17(c16.3(b) Top Suppliers Section 3.17(cTitle Defect 5.3 Title Defect Adjustment 5.6(c) Unresolved Claim Section 8.10(aTitle Defect Value 5.4 Title Disputed Matter 5.9 Title/Environmental Termination Threshold 6.7(a) Unresolved Transition Services Agreement 13.2(c) ultimate parent entity 10.7(b) Unagreed Termination Environmental Matters Section 2.5(c6.7(b) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(iUnagreed Termination Title Matters 6.7(b) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(iUnwaived/Uncured Environmental Defect 6.5(b) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(eUnwaived/Uncured Title Defect 5.6(b)
Appears in 1 contract
Sources: Purchase and Sale Agreement (Harvest Natural Resources, Inc.)
Additional Defined Terms. The As used in this Agreement, the following terms are defined shall have the meanings given thereto in the corresponding Sections of this Agreementset forth opposite such terms: Term Additional Subsidiary Section SMART Worldwide 5.12 Agreement Preamble Arizona Sold Shares Asset Disposition Section 2.4(a)(i6.2(a) Assets Closing Section 3.11(a2.2(c) Bankruptcy Exceptions Closing Date Section 3.4 Books and Records 2.2(a) Common Stock Third Recital Company Preamble Employee Plan Section 5.10(b3.12(a) Buyer Employees Section 3.12(a) Environmental Law Section 3.18 Environmental Permit Section 3.18 Existing Debt Section 6.5 Governmental Licenses Section 3.11 Guaranty Section 7.2(i) Immigration Laws Section 3.13(i) Indemnified Party Section 8.1(c) indemnified person Section 8.1(b) Indemnifying Party Section 8.1(c) Initial Closing Section 2.2(a) Intellectual Property Section 3.11 Losses Section 8.1(b) Net Proceeds Section 5.4(a) Notices Section 8.2 Offer Section 6.2(b) OpCo Preamble Buyer Benefit Plans Permitted Indebtedness Section 5.6(c6.5 Permitted Liens Section 3.14 Purchasers Preamble Scheduled Contracts Section 3.15 Second Closing Section 2.2(b) Buyer Favorable Outcome Second Closing Date Section 8.10(c2.2(b) Buyer Indemnified Persons Stock Repurchase Section 8.2(a5.4(b) BuyerSub Preamble Subsequent Closing Section 2.3 Subsequent Closing Date Section 2.3 Closing Statement Tax Section 2.5(a3.13(f) Continuing Employee Tax Controversy Section 5.6(a3.13(c) Contracting Parties Tax Return Section 9.17 CPA Firm 3.13(f) Tender Offer Section 2.5(c5.4(b) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Section 2.6(a) Real Property Leases Section 3.10 Resolution Period Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Warrants Third Recital Warrant Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)Recital
Appears in 1 contract
Sources: Securities Purchase Agreement (Superior Consultant Holdings Corp)
Additional Defined Terms. The following capitalized terms are defined shall have the respective meanings set forth in the corresponding respective Sections of this AgreementAgreement set forth opposite each such respective terms below: Term Section SMART Worldwide 401(k) Plan 6.9(b) Agreement Preamble Arizona Sold Shares Section 2.4(a)(iAntitrust Restraint 6.6(e) Assets Section 3.11(aCertificate of Designations 3.1(b) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(bCertificate of Merger 2.2 Certificates 2.8(c) Buyer Preamble Buyer Benefit Plans Section 5.6(cChange of Recommendation Notice 6.3(d)(ii) Buyer Favorable Outcome Section 8.10(c) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble Closing Section 2.3 2.2 Closing Date Section 2.3 Closing Statement Section 2.5(a2.2 Code 2.8(d) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employee Section 5.6(aEmployees 6.9(d) Contracting Parties Section 9.17 CPA Firm Section 2.5(cCutoff Time 3.2(a) De Minimis Claim Section 8.2(b)(iDelaware Law RECITALS Dissenting Shares 2.7(a) Deductible Section 8.2(b)(iiDissenting Stockholder 2.7(a) Determination Effective Time 2.2 End Date Section 2.5(d8.1(b) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(iEngagement Letter 3.14 Exchange Agent 2.8(a) Exchange Act Section 5.11(aFund 2.8(b) Final Closing Statement Section 2.5(dFairness Opinion 3.20 GAAP 3.4(b) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(cParties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(viLetters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Section 2.6(a) Leased Real Property Leases 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 3.10 Resolution Period Section 2.5(b262 2.7(a) Resolved Matters Section 2.5(bSignificant Customer 3.22(a) Restrictive Covenants Section 3.13(iSignificant Supplier 3.22(b) Restructuring Recitals Retained Escrow Amount Section 8.10(aSOX 3.4(a) Retained Escrow Excess Section 8.10(bSubsidiary Charter Documents 3.1(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section Surviving Corporation 2.1 Tax 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section Taxes 3.6(a) Triggering Event 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)Voting Agreements RECITALS
Appears in 1 contract
Additional Defined Terms. The As used herein, the following terms are shall have the meanings defined in the corresponding Sections of this Agreementrecitals or sections indicated below: Term Agreement Preamble Assignment and Assumption Agreement Section SMART Worldwide Preamble Arizona Sold Shares 14.03(d) Assumed Liabilities Section 2.4(a)(i) Assets 18.02 Business Representations Introductory paragraph to Article VIII Business Representations Damages Cap Section 3.11(a) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(b) Buyer Preamble Buyer Benefit Plans Section 5.6(c) Buyer Favorable Outcome Section 8.10(c) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble 12.09 Closing Section 2.3 11.01 Closing Conditions Section 10.01 Closing Date Section 2.3 3.03 Closing Statement Section 2.5(a11.02(a)(iv) Continuing Employee Company Recital A Contracts Section 5.6(a8.15 Cut-Off Time Section 15.04 Deed Transfers Section 14.03(a) Contracting Parties Documents Section 9.17 CPA Firm 15.01(a) Due Diligence Materials Section 2.5(c3.01(f) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Environmental Reports Section 3.6(e8.09 Executive Order Section 1.01, definition of Specially Designated National or Blocked Person Facility Agreements Section 2.02(c) Enterprise Financial Statements Facility/Facilities Recital C Facility Owners Recital B Failure of Condition Notice Section 3.6(b13.02(e) Environmental Laws Financials Section 3.20 Escrow Limited Claims 8.01(a) HUD Recital N HUD Loan Assumptions Recital N Improvements Section 8.2(b)(iii2.02(a)(i) Estimated Closing Statement Indemnification and Contribution Agreement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a14.04(a) Indemnified Party Section 8.5 12.06(a) Indemnifying Party Section 8.5 Insurance Policies 12.06(a) JV Agreement Section 3.21 Interdivisional Payables and Receivables 14.01(a) Land Section 5.9(c2.02(a)(i) Key Employee Offer Letter Recitals Malaysia Sold Shares Lender Recital G Loan Section 2.4(a)(vi14.04(a) Malicious Code Local Counsel Costs Section 3.14(b15.01(b) Material Contracts Manager Pooling Agreement Section 3.17(a14.03(e) Materials of Environmental Concern New Pool One Facility Owner(s) Recital G New Pool One Facility Tenant(s) Recital H New Facility Owner(s) Recital O New Management Agreement Section 3.20 New Business Employee 14.03(c) Operating Cash Infusion Section 5.6(a) Nonparty Affiliates 2.03 Operating Lease Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e14.03(b) Other Interested Refinancing Fees and Expenses Section 16.02 Other Shared Closing Costs Section 15.04 Owned Assets Section 2.02 Personal Property Section 2.02(b)(v) Pool One Closing Section 11.01(a) Pool One Closing Date Section 11.01(a) Pool One Transferor Contribution Recital I Pool Two Closing Section 11.01(b) Pool Two Closing Date Section 11.01(b) Pool Two Transferor Contribution Recital S Property Taxes Section 15.04(a) Prorations Section 15.04 Refinancing Recital F Refinancing Fee Section 16.02 Refinancing Term Sheet Recital F Refinancing Third-Party Costs Section 5.15 parties Preamble Pre-Closing Covenants 15.01(b) Residence Agreements Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Section 2.6(a) Real Property Leases Section 3.10 Resolution Period Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i2.02(c) Restructuring Recitals Recital U Restructuring Documents Section 14.05 Retained Escrow Assets Section 2.02 Retained Liabilities Section 18.01 Shared Expenses Section 15.05 Shenandoah Facility Section 18.02 Survey Section 3.02(a) Third-Party Costs Section 15.01(b) Title Insurance Costs Section 15.02 Transfer Taxes Section 15.03 Transferee Preamble Transferee Pool One Cash Contribution Amount Recital J Transferee Pool One Contribution Recital J Transferee Pool Two Cash Contribution Amount Recital R Transferee Pool Two Contribution Recital R Transferee Default Notice Section 8.10(a13.02(d) Retained Escrow Excess Transferee Notice of Objection to Transferor Reimbursable Transaction Costs Section 8.10(b13.02(e) Review Period Transferee’s Objection Notice Section 2.5(b13.02(d) Revolving Credit Agreement Release Transferor Preamble Transferor Board Consent Section 5.9(a7.02(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Transferor Contribution Recital Q Transferor Default Notice Section 3.8(o13.02(c) Securities Act Transferor’s Failure of Condition Objection Notice Section 4.7 Seller Preamble Seller Favorable Outcome 13.02(e) Transferor’s Objection Notice Section 8.10(b13.02(c) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)TRS Recital D
Appears in 1 contract
Additional Defined Terms. The following In addition to the terms are defined in Section 1.1, additional defined terms used herein shall have the corresponding respective meanings assigned thereto in the Sections indicated below: 280G Benefits Section 5.14(c) Act Recitals Affidavit Section 2.6(c)(iii) Agent Section 2.6(c)(i) Agent Agreement Section 2.6(c)(i) Agreement Preamble Akerman Section 8.17 Alternative Acquisition Agreement Section 5.5(e)(iii) Anti-Corruption Laws Section 3.7(b) Anti-Money Laundering Laws Section 3.7(b) Articles of this Agreement: Term Merger Section SMART Worldwide Preamble Arizona Sold Shares 2.1(a) Balance Sheet Section 2.4(a)(i3.5(a) Assets Balance Sheet Date Section 3.11(a3.5(a) Bankruptcy Exceptions Certificate Section 3.4 Books 2.6(c)(iii) Change of Recommendation Section 5.5(e)(iii) Class A Per Share Merger Consideration Section 2.4(b) Class B, C and Records D Per Share Merger Consideration Section 5.10(b2.4(c) Buyer Preamble Buyer Benefit Plans Section 5.6(c) Buyer Favorable Outcome Section 8.10(c) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble Closing Section 2.3 2.8 Closing Date Section 2.3 2.8 Closing Statement Section 2.5(a) Continuing CoC Payment Recipient Section 2.6(a)(ii) Company Preamble Company Disclosure Schedule ARTICLE III Company Employees Section 5.7(a) Company Intellectual Property Section 3.14(a) Company IT Assets Section 3.14(f) Company Products Section 3.10(a) Company Recommendation Section 3.2(a) Company Termination Fee Section 7.2(b) Confidentiality Agreement Section 5.1 11 D&O Indemnifying Persons Section 5.8(c) Diligence Materials Section 4.9(b)(ii) Dissenting Shares Section 2.10 Dissenting Shareholders Section 2.10 Effective Time Section 2.8 Employee Benefit Plans Section 5.6(a3.11(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination End Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b7.1(b)(iii) Environmental Laws Permit Section 3.20 Escrow Limited Claims 3.17(a) ERISA Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d3.11(a) Financial Statements Section 3.6(b3.5(a) Foreign Benefit Plan IDGBL Section 3.18(k) Government Official 3.1 Improvements Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a3.18(a) Indemnified Party Persons Section 8.5 Indemnifying Party Section 8.5 5.8(a) Insurance Policies Section 3.21 Interdivisional Payables and Receivables 3.19(a) Knowledge of the Company Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares 1.4 Leased Real Property Section 2.4(a)(vi) Malicious Code Section 3.14(b3.18(e) Material Contracts Contract(s) Section 3.17(a3.16(a) Materials of Environmental Concern Material Customer Section 3.20 New Business Employee 3.21(a) Material Supplier Section 5.6(a3.21(b) Nonparty Affiliates Member Payouts Section 9.17 Objection 2.5(a) Member Products Section 2.5(b5.15(a) OFAC Member Services Section 3.9(b5.15(c) Offer Letter Members Section 5.6(a5.15(a) Officer’s Claim Certificate Merger Recitals Merger Sub Preamble Merger Sub Common Stock Section 8.9(a2.4(d) Open Source Licenses Owned Real Property Section 3.13(e3.18(a) Other Interested Party Owned Real Property Lease Section 5.15 parties 3.18(a) Parent Preamble Pre-Closing Covenants Payment Fund Section 8.1 Product Warranties 2.6(a)(i) Permitted Dividend Section 3.14(c5.3(b) Purchase Price Allocation Statement Section 2.6(a) Real Personal Property Leases Section 3.10 Resolution Period 3.18(h) Plan Section 2.5(b3.11(i) Resolved Matters Qualified Plans Section 2.5(b3.11(d) Restrictive Covenants Regulation S‑X Section 3.13(i5.4(d) Restructuring Recitals Retained Escrow Amount Regulatory Laws Section 8.10(a3.10(a) Retained Escrow Excess Related Parties Section 8.10(b3.20 Reverse Termination Fee Section 7.2(b) Review Period Shareholder Approval Deadline Section 2.5(b5.14(a) Revolving Credit Agreement Release Shareholder Materials Section 5.9(a5.14(b) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Stakeholders Section 8.17 Sublease Section 3.18(e) Supply Agreement Section 3.8(o5.19 12 Surviving Corporation Section 2.1(b) Securities Act Swaps Section 4.7 Seller Preamble Seller Favorable Outcome 2.5(a) Tenant Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v3.18(a) Third Party Claim Manufacturer Section 8.5 Top Customers 3.10(c) Transfer Taxes Section 3.17(c) Top Suppliers 5.12 Vehicles Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) 3.24 Voting Agreements Recitals WARN Act Section 3.19(e)5.16
Appears in 1 contract
Sources: Merger Agreement (Supervalu Inc)
Additional Defined Terms. The following In addition to the terms are defined in Section 1.1, additional defined terms used herein shall have the corresponding respective meanings assigned thereto in the Sections of this Agreementindicated below: Term Section SMART Worldwide Preamble Arizona Sold Shares Section 2.4(a)(i) Acquired Assets Section 3.11(a2.1 Acquired Contracts Section 2.1(h) Bankruptcy Exceptions Acquired Contracts Assignment Section 3.4 3.5(k) Acquired Leases Section 2.1(b) Acquired Tanks Section 2.1(i) Affiliated Parties Section 8.1 Agreement Preamble Allocation Section 3.3(d) Assumed Liabilities Section 2.5 Assumed Vacation Liabilities Section 6.6(c) Books and Records Section 5.10(b2.1(k) Buyer Preamble Buyer Benefit Plans Brand Removal Section 5.6(c3.7(a) Buyer Favorable Outcome Claim Certificate Section 8.10(c8.3(a) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble Closing Section 2.3 3.4(a) Closing Date Section 3.4(a) Concessions Section 6.4(b) Consents Section 2.3 Closing Statement Section 2.5(a) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination End Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b9.1(c) Environmental Laws Records Section 3.20 Escrow Limited Claims 3.8(b) Excluded Assets Section 8.2(b)(iii2.2 Fuel Equipment Section 2.1(l) Estimated Closing Statement Fuel Equipment Contractor Section 2.2(a3.8(c) Excess Amount Fuel Equipment Repairs Section 2.5(e)(i3.8(d) Exchange Act Fuel Equipment Tests Section 5.11(a3.8(c) Final Closing Statement Fundamental Representation Section 2.5(d8.4(a) Financial Statements Hired Employees Section 3.6(b6.6(a) Foreign Benefit Plan Hiring Date Section 3.18(k6.6(c) Government Official Improvements Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a2.1(n) Indemnified Party Section 8.5 8.3(a) Indemnifying Party Section 8.5 Insurance Policies 8.3(a) Independent Accounting Firm Section 3.21 Interdivisional Payables and Receivables 3.1(d) Inside Physical Inventory Section 5.9(c3.1(a) Key Employee Offer Letter Inventories Section 2.1(d) Inventory Dispute Section 3.1(d) Inventory Reconciliation Sheet Section 3.2(b) Inventory Review Section 3.1(d) Inventory Purchase Price Section 3.2(b) Leased Real Property Section 2.1(b) Leased Real Property Assignment Section 3.5(d) Liens Section 4.8(a) Locations Recitals Malaysia Sold Shares Location Group Section 2.4(a)(vi3.1(a) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Loss/Losses Section 8.1 Product Warranties Memoranda of Leases Section 3.14(c3.5(i) Outside Date Section 9.1(f) Owned Real Property Section 2.1(a) P&Ls Section 4.5 Parties Preamble Personal Property Section 2.1(e) ▇▇▇▇▇ Cash Fund Section 2.1(g) Proposal Section 6.9 Purchase Price Allocation Statement Section 2.6(a3.2(a) Purchaser Preamble Purchaser Plan Section 6.6(b) Real Property Leases Section 3.10 Resolution Period Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a2.1(b) Retained Escrow Excess Liabilities Section 8.10(b2.5 Selected Locations Section 3.1(a) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Fee Section 8.10(b6.6(c) Seller Financial Statements Tank Owner Change Forms Section 3.6(a3.5(n) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(iiTenant Leases 4.10(c) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Third Party Section 8.6 Termination Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers 8.6 Title Company Section 3.17(c3.4 (a) Top Suppliers Transferable Permits and Licenses Section 3.17(c2.1(f) Unresolved Claim Transferable Permits and Licenses Assignment Section 8.10(a3.5(j) Unresolved Matters Transition Time Section 2.5(c3.1(a) Vested Business Employee Option Closing Date Consideration TSA Section 5.7(a)(i3.4(c) Vested Business Employee Option Escrow Release Consideration Warranty Deeds Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e3.5(f)
Appears in 1 contract
Sources: Asset Purchase Agreement (Caseys General Stores Inc)
Additional Defined Terms. The following In addition to the terms are defined in Section 1.1, additional defined terms used herein shall have the corresponding respective meanings assigned thereto in the Sections of this Agreement: indicated in the table below. Defined Term Section SMART Worldwide Additional Increment Section 2.1 Agreement Preamble Arizona Sold Shares Section 2.4(a)(iAlternate Transaction Agreement Section 8.1(d) Assets Section 3.11(aAnti-Bribery Laws Section 5.25 Approval Conditions Section 10.1(b)(iii) Assigning Investor Section 3.5(b) Auction Date Section 7.10(a)(vi) Authorized Cleansing Party Section 7.19(b) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(bCode Recitals Bankruptcy Court Recitals Base DIP Conversion Amount Section 3.1(c)(i) Buyer Base Projected Cash Balance Section 3.1(c)(i) Bidders Section 7.10(a)(i) Binding Proposal Section 7.10(a)(iii) Binding Proposal Bid Deadline Section 7.10(a)(iii) Chapter 11 Proceedings Recitals Cleansing Release Section 7.19(a) Commitment Premium Section 4.1 Commitment Premium Shares Section 3.1(g) Company Preamble Buyer Benefit Company Plans Section 5.6(cSection 5.21(a) Buyer Favorable Outcome Section 8.10(cCompliance Criteria Section 7.24 Confirmed Plan Section 8.1(b) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble Closing Section 2.3 Closing Date Section 2.3 Closing Statement Section 2.5(a) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Debtor Recitals Determination Date Section 2.5(dSection 3.3(b) Enterprise AR Aging Reports Section 3.6(eDIP Conversion Section 3.2(a) Enterprise Financial Statements Section 3.6(bDisclosure Letter Article V Disclosure Statement Cleansing Release Section 7.19(a) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iiiEmergence MIP Vested Grant Section 5.4 Employee Representatives Section 5.14(a) Estimated Closing Statement Section 2.2(aERISA Section 5.21(a) Excess Amount Section 2.5(e)(iExit Financing Section 7.14 Exit Financing Documents Section 7.14 Exit Term Loan Section 7.14 Exit Revolving Facility Section 7.14 Expense Reimbursement Section 4.3(a) Exchange Act Section 5.11(aFee Capped Months Section 7.25 Filing Party Section 7.12(b) Final Closing Statement Section 2.5(dCleansing Release Section 7.19(a) Financial Reports Section 7.8(a) Financial Statements Section 3.6(bSection 5.9(a) Foreign Benefit Plan Section 5.21(e) GAAP Section 5.9(a) GGS Holdings Preamble GGS Holdings Board Section 3.18(k7.16(a) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(aHoldings Contribution Section 7.22(c)(iii) Indemnified Party Section 8.5 Claim Section 9.2 Indemnified Person Section 9.2 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(cSection 9.2 Independent Managers Section 7.16(a) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(viInternal Reorganization Section 7.22(c) Malicious Code Section 3.14(bInvestor Preamble Joint Filing Party Section 7.12(c) Legal Proceedings Section 5.13 LLC Agreement Legend Section 3.4(h) Losses Section 9.1(a) Market Maker Section 7.13(d)(iii) Material Contracts Section 3.17(aBusiness Intellectual Property Section 5.15(b) Materials Material Technology Section 5.15(b) Minimum Increment Section 2.1 MNPI Section 7.19(a) Money Laundering Laws Section 5.26 Multiemployer Plans Section 5.21(b) Notice of Environmental Concern Section 3.20 New Business Employee Section 5.6(aResults Section 3.3 OFAC Section 5.27 Outside Date Section 10.1(b)(iii) Nonparty Affiliates Section 9.17 Objection Section 2.5(bParty Preamble PATRIOT Act Section 5.26 Permitted Claim Transferee Section 7.13(d)(i) OFAC Section 3.9(bPetition Date Recitals Plan Support Joinder Agreement Section 7.13(d)(i) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(cPeriod Section 7.6(a) Purchase Price Allocation Statement Section 2.6(aProfessional Fee Caps Section 7.25 Projected Cash Balance Section 3.1(b) Real Registered Intellectual Property Leases Section 3.10 Resolution Period Section 2.5(bSection 5.15(a) Resolved Matters Section 2.5(bRequired Combined Offering and Conversion Amount Section 3.1(a) Restrictive Covenants Section 3.13(iResults Date Section 3.3(a) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)Right Section 2.1 Rights Offering Section 2.1
Appears in 1 contract
Sources: Backstop Conversion Commitment Agreement (Global Geophysical Services Inc)
Additional Defined Terms. The For purposes of this Agreement, the following terms are defined have the meanings specified in the corresponding Sections indicated Section of this Agreement: Term Accounting Firm Section SMART Worldwide Preamble Arizona Sold Shares 2.2(e)(ii) Acquired Companies’ Intellectual Property Section 2.4(a)(i5.10 Acquisition Proposals Section 7.18 Adjustment Escrow Fund Section 3.3 Adjustment Notice Section 2.2(c) Assets Affiliate Arrangements Section 3.11(a5.21 Affiliate Indemnified Parties Section 7.7(a) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(b) Buyer Preamble Buyer Benefit Plans Section 5.6(c) Buyer Favorable Outcome Section 8.10(c) Buyer Indemnified Affiliated Persons Section 8.2(a13.15 Agreement Preamble Allocation Notice Section 2.4(a) BuyerSub Assignment Agreements Section 3.2(a)(i) Audited Financial Statements Section 5.5(a)(i) ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Section 13.14 Bankruptcy and Equity Exception Section 4.2 Cayman Seller Preamble Claim Notice Section 10.3(a) Clean Team Agreements Section 9.3(d) Closing Section 2.3 3.1 Closing Balance Sheet Section 2.2(c) Closing Date Section 2.3 Closing Statement 3.1 Company Preamble Company Disclosure Schedule Article 5 Company Information Section 2.5(a7.5(b) Continuing Employee Compliance Approvals Section 5.6(a5.19 Compliance Laws and Regulations Section 5.19 Confidentiality Agreement Section 7.5(a) Contracting Parties Covered Returns Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i11.2(a) Deductible Section 8.2(b)(ii10.5(b)(ii) Determination Dispute Notice Section 2.2(e)(ii) Dutch Court Section 7.15 Dutch Parent Company Preamble EPCRS Section 7.4 Escrow Fund Section 3.3 Escrow Survival Date Section 2.5(d) Enterprise AR Aging Reports 3.3 Estimated Allocation Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii2.4(a) Estimated Closing Statement Balance Sheet Section 2.2(a2.2(b) Excess Estimated Closing Cash Amount Section 2.5(e)(i2.2(b) Exchange Act Estimated Closing Income Taxes Section 5.11(a2.2(b) Estimated Closing Indebtedness Amount Section 2.2(b) Estimated Net Working Capital Adjustment Amount Section 2.2(b) Estimated Purchase Price Section 2.2(b) Estimated Transaction Expenses Section 2.2(b) Export Laws Section 5.19 FCPA Section 5.19 Final Allocation Section 2.4(a) Final Closing Statement Purchase Price Section 2.5(d2.2(c) Financial Statements Section 3.6(b5.5(a)(ii) Foreign Benefit Plan Financing Section 3.18(k7.8 FIRPTA Certificate Section 3.2(a)(vii) Government Official Import Laws Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) 5.19 Indemnified Party Section 8.5 10.3(a) Indemnifying Party Section 8.5 10.3(a) Indemnity Escrow Fund Section 3.3 Insurance Policies Section 3.21 Interdivisional Payables and Receivables 5.19 Interim Balance Sheet Section 5.9(c5.5(a)(ii) Key Employee Offer Letter Recitals Malaysia Sold Shares Leased Real Property Section 2.4(a)(vi) Malicious Code 5.8 Leases Section 3.14(b) 5.8 Material Contracts Section 3.17(a5.11(a) Materials of Environmental Concern Negotiation Period Section 3.20 New Business Employee 2.2(e)(ii) Non-Parties Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) 13.15 OFAC Section 3.9(b5.19 Outside Date Section 9.1(b) Offer Letter Owned Real Property Section 5.6(a5.8 Payoff Amount Section 3.2(c) Officer’s Claim Certificate Payoff Indebtedness Section 8.9(a3.2(c) Open Source Licenses Payoff Letters Section 3.13(e3.2(c) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Tax Return Section 8.1 Product Warranties Section 3.14(c11.2(a) Purchase Price Allocation Statement Section 2.6(a2.2(a) Purchaser Preamble Purchaser Indemnified Parties Section 10.1 Real Property Leases Section 3.10 Resolution Period 5.8 Recourse Theory Section 2.5(b13.15 Registered IP Section 5.10(d) Resolved Matters Sanctions Laws Section 2.5(b5.19 Second Request Section 7.3(c) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount 280G Payments Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) 7.15 Securities Act Section 4.7 5.4(b) Seller Fraud Section 10.7(c) Seller GP Preamble Seller Favorable Outcome Indemnified Parties Section 8.10(b10.2 Sellers Preamble Significant Customers Section 5.20(b) Seller Financial Statements Significant Supplier Section 3.6(a5.20(a) Seller Indemnified Persons Support Agreement Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) 7.14 Third Party Claim Section 8.5 Top Customers 10.3(a) Transferred Equity Securities Recitals U.S. Parent Company Preamble U.S. Seller Preamble Union 401(k) Plan Section 3.17(c7.4 Unresolved Items Section 2.2(e)(ii) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Waived Payments Section 5.7(a)(i) 7.15 WARN Act Section 3.19(e)5.14(d) Works Council Section 7.12
Appears in 1 contract
Additional Defined Terms. The For purposes of this Agreement and the Ancillary Agreements, the following terms are defined have the meanings specified in the corresponding Sections indicated Section of this Agreement: Defined Term Section SMART Worldwide Additional Disclosure 10.8 Adjustment Calculation 2.6(a) Adjustment Notice 2.6(a) Agreement Preamble Arizona Sold Shares Section 2.4(a)(iBusiness Leader 5.9(b) Assets Section 3.11(aCap 9.6(c) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(bCertain Countries 3.19(g) Buyer Preamble Buyer Benefit Plans Section 5.6(cClaim Notice 9.3(a) Buyer Favorable Outcome Section 8.10(cClosing 2.3(a) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble Closing Section 2.3 Consideration 2.2 Closing Date Section 2.3 Closing Statement Section 2.5(a2.3(a) Continuing Employee Section 5.6(aCompany Preamble Company Intellectual Property 3.13(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(cConsideration Shares 2.2 Controlling Party 9.4(d) Covered Matter 5.18 De Minimis Claim Section 8.2(b)(iClaims 9.6(a) Deductible 9.6(b) Dispute 10.11(a) Defined Term Section 8.2(b)(iiDispute Meeting 10.11(a) Determination Dispute Notice 2.6(b) Dresser-Rand Group Preamble Effective Date Section 2.5(dPreamble Employment Agreements 2.4(a) Enterprise AR Aging Reports Section 3.6(eExpert 2.6(f) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Agent 2.5 Escrow Agreement 2.5 Escrow Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d2.5 Fespyme 5.14(b) Financial Statements Section 3.6(b3.5(a) Foreign Benefit Plan Section 3.18(kFoton 5.15(a) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(aFoton Companies 5.15(a) Indemnified Party Section 8.5 9.3(a) Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c9.3(a) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(viIndemnity Deriving from Arbitration 5.15(h) Malicious Code Section 3.14(bIndependent Accounting Firm 2.6(d) Material Contracts Section 3.17(aLeased Real Property 3.12(a) Materials Long-Stop Date 7.1(g) Member of Environmental Concern Section 3.20 New Business Employee Section 5.6(aManagement 5.18 Noncontrolling Party 9.4(d) Nonparty Affiliates Section 9.17 Objection Section 2.5(bNotice 9.3(b) OFAC Section 3.9(bOwned Intellectual Property 3.13(a) Offer Letter Section 5.6(aOwned Real Property 3.12(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(cparty Preamble Permitted Activities 5.15(e) Public Deed 2.3(c) Purchase Price Allocation Statement Section 2.6(a2.6(j) Real Property Leases Section 3.10 Resolution Purchaser Preamble Purchaser Disclosure Schedule Article 4 Purchaser Indemnified Parties 9.1 Restricted Period Section 2.5(b5.7 Restricted Persons 5.6(a) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) SEC Reports 4.7 Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b3.28(a) Seller Financial Statements Section 3.6(aDisclosure Schedule Article 3 Seller Releases 2.4(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(iiRepresentative 10.1(a) Singapore Sold Sellers Preamble Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(vPreamble Supplemental Disclosure 10.8 Special Claims 9.4(c) Third Party Claim Section 8.5 Top Customers Section 3.17(c9.4(a) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(eThird Party Intellectual Property 3.13(b)
Appears in 1 contract
Additional Defined Terms. The following For purposes of this Agreement, the terms are defined set forth below shall have the meanings indicated in the corresponding Sections of this AgreementSection set forth below: Term Affiliate Contracts Section SMART Worldwide 4.18 After-Acquired Business Section 7.04(b)(i) After-Acquired Companies Section 7.04(b)(i) Agreement Date Preamble Arizona Sold Shares Allocation Section 2.4(a)(i9.10 Business Preliminary Statements Business Confidential Information Section 6.03(b) Assets Business Policies Section 3.11(a) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(b) 4.19 Buyer Preamble Buyer Benefit Plans Indemnified Parties Section 5.6(c12.02(a) Canadian Buyer Favorable Outcome Preamble Canadian Company Preliminary Statements Canadian Company Purchase Price Section 8.10(c3.01 Canadian Continuing Employees Section 8.01(d) Buyer Indemnified Persons Cap Section 8.2(a12.02(b)(ii) BuyerSub Preamble Change of Control Section 7.04(d) Closing Section 2.3 2.02 Closing Date Section 2.3 2.02 Closing Statement Date Balance Sheet Section 2.5(a3.03(a) Closing Notice Section 3.03(a) Closing Payment Section 3.03(a)(ii) Companies Preliminary Statements Company Preliminary Statements Company Equity Interests Preliminary Statements Company Systems Section 4.10(e) Competing Business Section 7.04(d) Consultation Period Section 3.05(b) Continuing Employee Employees Section 5.6(a8.01(a) Contracting Parties Controlling Party Section 9.17 CPA Firm Section 2.5(c12.04(b) De Minimis Claim Business Section 8.2(b)(i7.04(d) Deductible Amount Section 8.2(b)(ii12.02(b)(i)(B) Determination Date Deferred Asset Section 2.5(d7.07(a) Enterprise AR Aging Reports Delaware NewCo Preliminary Statements Delaware Newco Purchase Price Section 3.6(e3.01 Equity Commitment Letters Section 5.06(a) Enterprise Financial Statements Equity Financing Section 3.6(b5.06(a) Environmental Laws Equity Investors Section 3.20 Escrow Limited Claims Section 8.2(b)(iii5.06(a) Estimated Closing Amount Section 3.03(a)(i) Exclusive Distribution Agreement Preliminary Statements Existing Business Activities Section 7.04(d) Final Settlement Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d3.05(c) Financial Statements Section 3.6(b4.06(a) Foreign Benefit Plan Fraud Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) 12.01 Global Trading Preamble Indemnified Party Section 8.5 12.04(a) Indemnifying Party Section 8.5 Insurance Policies 12.04(a) Independent Accounting Firm Section 3.21 Interdivisional Payables and Receivables 3.05(c) Initial Settlement Statement Section 5.9(c3.04(a) Investment Research Preamble Key Employee Offer Letter Recitals Malaysia Sold Shares Customers Section 2.4(a)(vi4.20 Key Suppliers Section 4.20 Latest Balance Sheet Section 4.06(a) Malicious Code Limited Guarantee Preliminary Statements Notice of Disagreement Section 3.14(b3.05(a) Material Contracts Outside Date Section 3.17(a11.01(d) Materials of Environmental Concern PBGC Section 3.20 New Business Employee Section 5.6(a4.13(b) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble PrePost-Closing Covenants Adjustment Section 8.1 Product Warranties Section 3.14(c) 3.06 Purchase Price Allocation Statement Section 2.6(a3.01 Records Section 7.03(c) Real Property Leases Reorganization Preliminary Statements Restricted Parties Section 3.10 Resolution Period Section 2.5(b) Resolved Matters Section 2.5(b7.04(a) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a7.04(d) Retained Escrow Excess Claims Section 8.10(b) 13.18 Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a3.04(c) Seller Indemnified Persons Parties Section 8.3 12.03(a) Seller IP Reps Parent Preamble Seller Parties Preamble Sellers Preamble Solutions Network Preamble Straddle Period Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 9.03 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) 9.04 Third Party Claim Section 8.5 Top Customers 12.04(a) Third Party Consents Section 3.17(c6.05 Threshold Section 12.02(b)(i)(A) Top Suppliers Transaction Dispute Section 3.17(c13.11 Transferred Leased Property Section 4.15(a) Unresolved Claim Transition Services Agreement Preliminary Statements U.S. Buyer Preamble Updated Notice of Disagreement Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e3.05(c)
Appears in 1 contract
Sources: Stock Purchase Agreement (Investment Technology Group, Inc.)
Additional Defined Terms. The In addition to terms defined above, the following terms are defined shall have the respective meanings given to them in the corresponding Sections of this Agreementsections set forth below: Term Accounting Referee Section SMART Worldwide 2.04(d) Accounts Section 4.17 Agreement Preamble Arizona Sold Shares Assigned Contracts Section 2.4(a)(i) Assets 4.23 Claim Amount Section 3.11(a) Bankruptcy Exceptions 7.06 Claimant Section 3.4 Books and Records Section 5.10(b) Buyer Preamble Buyer Benefit Plans Section 5.6(c) Buyer Favorable Outcome Section 8.10(c) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble 7.03 Closing Section 2.3 3.01 Closing Date Section 2.3 Closing Statement 3.01 Company Recitals Company Budget Section 2.5(a) 4.24 Continuing Employee Employees Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii6.06(a) Determination Date Section 2.5(d7.06 Disagreement Notice Section 7.05 Disclosure Schedules ARTICLE IV Earnout Dispute Notice Section 2.04(d) Enterprise AR Aging Reports Earnout Report Section 3.6(e2.04(d) Enterprise Financial Statements Election Notice Section 3.6(b) Environmental Laws Section 3.20 7.04 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act 2.03 FCPA Section 5.11(a) 4.16 Final Closing Statement Earnout Report Section 2.5(d2.04(d) Financial Statements Section 3.6(b4.06(a) Foreign Benefit Plan FIRPTA Certificate Section 3.18(k8.07 FIRPTA Notice Section 8.07 Indemnification Basket Section 7.08(a) Government Official Indemnification Notice Section 3.9(d) Guaranteed Obligations 7.03 Indemnified Parties Section 9.20(a) Guardian Technology Section 3.13(a) Indemnified Party Section 8.5 7.02 Indemnifying Party Section 8.5 Insurance Policies 7.03 Indemnity Loss Section 3.21 Interdivisional Payables and Receivables 7.01 IP Purchaser Preamble Licensed Trademark Section 5.9(c9.01 Litigation Notice Section 7.03 Monthly Earnout Report Section 2.04(b) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Tax Period Section 8.1 Product Warranties Section 3.14(c8.01(a)(ii) Purchase Price Allocation Statement Consideration Section 2.6(a) 2.02 Purchaser Preamble Purchaser Indemnified Parties Section 7.01 Purchaser Parties Preamble Purchaser Party Preamble Real Property Leases Section 3.10 Resolution Period 4.10(b) Revenue Earnout Report Section 2.5(b2.04(c) Resolved Matters Scheduled Contracts Section 2.5(b4.15(a) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Indemnified Parties Section 8.10(b7.02 Seller Representative Preamble Seller’s Portion Section 8.01(a)(ii) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v4.03(a) SL Agreement Recitals SLMC Special Representations Section 6.2(i7.07 Straddle Period Section 8.01(a)(ii) SLMCS Sungy Preamble Survival Date Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 7.07 Tax Claim Section 8.6 8.01(d) Tax Indemnity Termination Date Section 7.1(a)(v8.01(b) Third Party Claim Tax Specialist Section 8.5 Top Customers 8.05 Union Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e4.11(d)
Appears in 1 contract
Additional Defined Terms. The Each of the following terms are is defined in the corresponding Sections of this AgreementSection set forth opposite such term: Term Accounting Firm Section SMART Worldwide 3.3(b) Affected Employees Section 8.1(b) Agreement Preamble Arizona Sold Shares Aggregate Consideration Amount Section 2.4(a)(i3.1(a) Assets Alternative Financing Section 3.11(a7.7(c) Bankruptcy Exceptions Alternative Financing Commitment Letter Section 3.4 Books and Records 7.7(c) Audited Financials Section 5.10(b4.6(a)(i) [redacted] Section 8.2(a) Buyer Preamble Buyer Benefit Plans Adjustment Amount Section 5.6(c3.3(d)(i) Buyer Favorable Outcome Released Claims Section 8.10(c8.6 Buyer Released Party Section 8.6 Buyer Releasing Party Section 8.6 Claim Notice Section 12.2(a) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble Closing Section 2.3 2.2 Closing Date Section 2.3 2.2 Closing Statement Section 2.5(a3.3(a) Continuing Employee Company Preamble Company Partnerships Section 5.6(a4.13(k) Company Plan Section 4.14(a) Company Registrations Section 4.11(a) Company Tax Representations Section 11.1(a) Confidentiality Agreement Section 8.4 Contracting Parties Section 9.17 CPA Firm 13.4 Cure Period Section 2.5(c12.2(b) De Minimis D&O Indemnified Person Section 8.3(a) D&O Insurance Section 8.3(c) Debt Commitment Letter Section 5.5 Debt Financing Section 5.5 Debt Financing Documents Section 7.7(a) Debt Financing Proceeds Section 5.5 Debt Financing Source Section 5.5 Debt Payoff Letters Section 7.6 Disclosed Contractual Obligations Section 4.15 Dispute Statement Section 12.2(b) Disputed Items Section 3.3(b) DOJ Section 7.4(a) Estimated Aggregate Consideration Amount Section 3.1(b) Fee Letter Section 5.5 Final Aggregate Consideration Amount Section 3.3(c) Financials Section 4.6(a)(ii) FirstService Preamble FTC Section 7.4(a) ▇▇▇▇▇▇▇ Section 8.5(a) Inbound IP Contractual Obligations Section 4.11(c) Indemnity Claim Section 8.2(b)(i12.2(a) Deductible Interim Financials Section 8.2(b)(ii4.6(a)(ii) Determination IP Contractual Obligations Section 4.11(c) Material Customer Section 4.15(f) Material Supplier Section 4.15(g) [redacted] Matter Section 12.1(c) Most Recent Balance Sheet Section 4.6(a)(ii) Most Recent Balance Sheet Date Section 2.5(d4.6(a)(ii) Enterprise AR Aging Reports Named Executives Preamble Nonparty Affiliate Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing 13.4 Objections Statement Section 2.2(a3.3(b) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Outbound IP Contractual Obligations Section 9.20(a4.11(c) Guardian Technology Section 3.13(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Transactions Preamble Pull and Refile Section 8.1 Product Warranties Section 3.14(c7.4(a) Purchase Price Allocation Statement Adjustment Escrow Account Section 2.6(a3.2(d) Purchased Securities Preamble Real Property Leases Section 3.10 Resolution 4.10 Recovery Period Section 2.5(b8.5(d) Resolved Matters Required Financial Information Section 2.5(b7.7(d) Restrictive Covenants Restricted Commitment Letter Amendments Section 3.13(i7.7(a) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Sale Preamble Second A&R Beneficial Transfer Agreement Request Section 3.8(o7.4(a) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Released Claims Section 8.10(b) 8.9 Seller Financial Statements Released Party Section 3.6(a) 8.9 Seller Indemnified Persons Releasing Party Section 8.3 8.9 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 8.2(d) Seller Tax Claim Liabilities Section 8.6 8.2(a)(v) Supplement Section 7.3 Surviving Representations Section 11.1(b) Tax Contest Section 8.2(h) Tax Refund Section 8.2(f)(ii) Termination Date Section 7.1(a)(v10.1(b) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e12.2(c)
Appears in 1 contract
Additional Defined Terms. The In addition to the terms defined in Section 1.1 above, the following additional defined terms are defined in the corresponding Sections of this Agreementrespective Section set forth opposite such term below: Term Section SMART Worldwide A&S Preamble Arizona Sold Shares Section 2.4(a)(iAccountant 2.4(b) Assets Section 3.11(aAcquisition Claim 9.9 Action 3.11 Affiliate Transactions 3.19 ASKL Recitals ASREH Preamble Audited Financial Statements 3.8(a) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(bBalance Sheet Date 3.8(b) Buyer Preamble Buyer Benefit Plans Section 5.6(c) Buyer Favorable Outcome Section 8.10(c) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble Business Recitals Claim Notice 9.6 Closing Section 2.3 2.1 Closing Date Section 2.3 Closing Statement Section 2.5(a7.1 Company(ies) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(iPreamble Company Intellectual Property 3.7(a) Deductible Section 8.2(b)(ii9.4(a) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(aExcluded Assets 6.4(a) Final Closing Statement Section 2.5(dPurchase Price 2.5(e) Financial Statements Section 3.6(b3.8(b) Foreign Benefit Plan Section 3.18(kFundamental Cap 9.4(b) Government Official Section 3.9(dGeneral Cap 9.4(b) Guaranteed Obligations Section 9.20(aHoldback Amount 2.3(a) Guardian Technology Section 3.13(aHVEC Preamble Interim Financial Statements 3.8(b) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Leased Real Property 3.5(b) Liability Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b6.3 Licensed Intellectual Property 3.7(b) Material Contracts Section 3.17(aCustomer 3.20(a) Materials Material Supplier 3.20(b) Membership Interests Recitals M▇▇▇▇▇ & M▇▇▇▇▇ 10.15 Notice of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section Dispute 2.5(b) OFAC Section 3.9(bOpen Claim 2.3(c) Offer Letter Section 5.6(aOwned Real Property 3.5(a) Officer’s Claim Certificate Section 8.9(aPermits 3.18(a) Open Source Licenses Section 3.13(ePro-Rata Share 9.2(a) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(cProprietary Information 6.1(b) Purchase Price Allocation Statement Section 2.6(a2.2(a) Real Property Leases Section 3.10 Purchaser Preamble DEFINED TERM SECTION Purchaser Indemnified Parties 9.2(a) Records 6.2(a) Required Consents 3.4 Resolution Period Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Run-Off Insurance Policies 6.3 Seller or Sellers Preamble Seller Favorable Outcome Section 8.10(bIndemnified Parties 9.3 Seller Representative Preamble Sellers’ Account 2.2(b)(iv) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Subsidiary Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Third-Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) 9.7 WARN Act Section 3.19(e3.16(b)
Appears in 1 contract
Sources: Membership Interest Purchase Agreement (Celadon Group Inc)
Additional Defined Terms. The following In addition to the terms are defined in Section 1.01, additional defined terms used herein shall have the corresponding respective meanings assigned thereto in the Sections of this Agreement: indicated in the table below. Defined Term Section SMART Worldwide Additional Commitment Section 2.06 Additional Commitment Party Section 2.06 Agreement Preamble Arizona Sold Shares Agreement Effective Date Preamble Applicable Consent Section 2.4(a)(i) Assets Section 3.11(a) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(b) Buyer Preamble Buyer Benefit Plans Section 5.6(c) Buyer Favorable Outcome Section 8.10(c) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble 4.07 Closing Section 2.3 2.04(a) Closing Date Section 2.3 Closing Statement 2.04(a) Confirmation Order Recitals Cover Transaction Period Section 2.5(a2.02(c) Continuing Debtors Recitals Employee Representatives Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b4.15(a) Environmental Laws Section 3.20 4.20(a) Environmental Permits Section 4.20(b) Equity Commitment Section 2.01 Equity Commitment Escrow Limited Claims Account Section 8.2(b)(iii2.03(a) Estimated Closing Statement Equity Commitment Parties Preamble Equity Commitment Party Preamble Equity Commitment Party Replacement Section 2.2(a2.02(a) Excess Amount Equity Commitment Party Replacement Period Section 2.5(e)(i2.02(a) Exchange Act Equity Commitment Premium Section 5.11(a3.01 Expense Reimbursement Section 3.03 Filing Party Section 6.03(b) Final Closing Statement Financial Reports Section 2.5(d) 6.04 Financial Statements Section 3.6(b) 4.09 Foreign Benefit Plan Plans Section 3.18(k4.22(a)(vii) Government Official Funding Amount Section 3.9(d2.03(a) Guaranteed Obligations Funding Deadline Section 9.20(a2.03(a) Guardian Technology Funding Notice Section 3.13(a2.03(a) Indemnified Party Claim Section 8.5 8.02 Indemnified Person Section 8.01 Indemnifying Parties Section 8.01 Indemnifying Party Section 8.5 Insurance Policies 8.01 Infringe Section 3.21 Interdivisional Payables and Receivables 4.16 Joinder Agreement Section 5.9(c2.05(b) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Joint Filing Party Section 5.15 parties 6.03(c) Legal Proceedings Section 4.14 Legend Section 6.10 Losses Section 8.01 Material Contract Section 4.25(a) Money Laundering Laws Section 4.27 New Purchaser Section 2.05(c) Non-Competition Agreement Section 4.25(b) Non-Waiving Equity Commitment Parties Section 7.02 Parties Preamble Pre-Closing Covenants Party Preamble Permitted Equity Commitment Transferee Section 8.1 Product Warranties 2.05(b) Quorum Preamble Replacing Equity Commitment Parties Section 3.14(c) Purchase Price Allocation Statement Section 2.6(a) Real Property Leases Section 3.10 Resolution Period Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i2.02(a) Restructuring Transactions Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore RSA Recitals Tax Returns Section 4.21(a)(i) Transaction Agreements Section 4.02(a) U.S. Benefit Plans Section 8.7 Tax Claim 4.22(a)(i) Waiving Equity Commitment Parties Section 8.6 Termination Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)7.02
Appears in 1 contract
Additional Defined Terms. The For purposes of this Agreement, the following terms are defined have the meanings specified in the corresponding Sections indicated Section of this Agreement: Term Section SMART Worldwide 2014 EBITDA Target 2.6(a) 2015 EBITDA Target 2.6(b) Agreement Preamble Arizona Sold Shares Section 2.4(a)(iAllocation 2.6(f) Assets Section 3.11(aBalance Sheet Date 3.4(a) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(bBasket 7.2(b) Buyer Preamble Buyer Benefit Plans Section 5.6(cClosing 2.2 Closing Consideration 2.3(b) Buyer Favorable Outcome Section 8.10(c) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble Closing Section 2.3 Closing Date Section 2.3 2.2 Closing Statement Section 2.5(a2.3(a) Continuing Employee Section 5.6(aCompany Preamble Company Balance Sheet 3.4(a) Contracting Company Expense Invoices 2.4(j) Company Governing Documents 3.1(b) Company Indemnified Parties Section 9.17 CPA Firm Section 2.5(c6.3(a) De Minimis Claim Section 8.2(b)(iCompany Interest Recitals Company Material Contract 3.6(a) Deductible Section 8.2(b)(iiCompany Permits 3.9(c) Determination Date Section 2.5(dCompany Personal Property 3.14 Company Schedule of Exceptions Article 3 Confidential Information 1.1(uu) Enterprise AR Aging Reports Section 3.6(eDispute 8.12 Earn-Out Objection Notice 2.6(d) Enterprise Financial Statements Section 3.6(bEarn-Out Period 2.6(e) Earn-Out Shares 2.6(b) EBITDA Target, EBITDA Targets 2.6(b) Employment Agreement Recitals Environmental Laws Section 3.20 3.15 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(dAgreement Recitals Escrow Fund 2.2(b) Financial Statements Section 3.6(b3.4 First Earn-Out Notice 2.6(a) Foreign Benefit Plan Section 3.18(kFirst Earn-Out Shares 2.6(a) Government Official Section 3.9(dFundamental Representations 7.1 Governmental Entity 3.3(c) Guaranteed Obligations Section 9.20(aHSR Act 3.3(c) Guardian Technology Section Indemnifying Party 7.3(a) Insurance Policies 3.17 Leased Real Property 3.13(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(cLeases 3.13(a) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Member, Members Preamble Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(aNotice 7.3(a) Officer’s Claim Certificate Section 8.9(a7.3(a) Open Source Parent Preamble Parent Administrative Services 2.6(e)(v) Parent Protective Provisions 2.6(e)(x) Patent Rights 1.1(vv) Payoff Letters 2.4(i) Permits 3.9(c) Postal Service 3.22 Prior Company Counsel 8.11 Related Person 3.18 Scheduled Inbound Licenses Section 3.13(e3.8(i)(ii) Other Interested Party Section 5.15 parties Preamble PreScheduled Outbound Licenses 3.8(i)(i) SEC 5.9 Second Earn-Closing Covenants Section 8.1 Product Warranties Section 3.14(cOut Notice 2.6(b) Purchase Price Allocation Statement Section 2.6(a) Real Property Leases Section 3.10 Resolution Period Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(oEarn-Out Shares 2.6(b) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b5.8 Surviving Income Tax Representations 7.1 Tax Returns 3.7(b)(i) Seller Financial Statements Section 3.6(aTax, Taxes 3.7(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(iiTrademarks 1.1(uu) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)Transaction Costs 8.2 Transactional Privileged Communications 8.11 Confidential Portions of this Exhibit marked as [***] have been omitted pursuant to a request for confidential treatment and have been filed separately with the Securities and Exchange Commission.
Appears in 1 contract
Sources: Membership Interest Purchase Agreement (STAMPS.COM Inc)
Additional Defined Terms. The following In addition to the terms are defined in Section 1.1, additional defined terms used herein shall have the corresponding respective meanings assigned thereto in the Sections of this Agreementindicated below: Term Acquired Competitive Business Section SMART Worldwide 6.13(c) Acquisition Proposal Section 6.17 Adjusted Purchase Price Section 2.1(b) Adjustment Amount Section 2.3(a) Affiliated Parties Section 8.1 Agreement Preamble Arizona Sold Shares Allocation Section 2.4(a)(i3.2(d) Assets Allocation Dispute Section 3.11(a3.2(d) Bankruptcy Exceptions Approval Notice Section 3.4 Books and Records 2.3(d) Assigned Trademarks Schedule 6.20 Business Systems Section 5.10(b4.22(d) Buyer Preamble Buyer Benefit Plans Carve-Out Balance Sheet Section 5.6(c4.5 Carve-Out Financial Statements Section 4.5 Casualty Event Section 6.14(a)(i) Buyer Favorable Outcome Casualty Notification Date Section 8.10(c6.14(a)(i) Buyer Indemnified Persons Claim Certificate Section 8.2(a8.3(a) BuyerSub Preamble Closing Section 2.3 3.3(a) Closing Date Section 2.3 3.3(a) Closing Date Statement Section 2.5(a2.3(b) Continuing Competitive Activities Section 6.13(b) Concessions Section 6.4(b) Condemnation Action Section 6.15(a) Contractor Section 4.18(b) Conversion Section 2.5 Credit Support Arrangements Section 6.11 Data Room Section 6.16 Delek US Recitals Delek US Guaranty Recitals Distributor Sales Agreement Section 3.4(d) Dispute Notice Section 2.3(d) Dispute Period Section 2.3(d) Effective Time Section 3.3(a) Employee Section 5.6(a4.18(a) Contracting Parties Estimated Acquired Companies Transaction Costs Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii2.1(c) Estimated Closing Statement Indebtedness Section 2.2(a2.1(c) Excess Amount Estimated Inventory Purchase Price Section 2.5(e)(i2.1(c) Exchange Act Estimated Purchase Price Section 5.11(a2.1(c) Estimated Restoration Costs Section 6.14(a)(ii) Excluded Assets Section 2.2 FEMSA Recitals FEMSA Guaranty Recitals Final Closing Statement Allocation Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a3.2(d) Indemnified Party Section 8.5 8.3(a) Indemnifying Party Section 8.5 Insurance 8.3(a) Independent Accounting Firm Section 3.1(d) Independent Accounting Firm Determination Section 2.3(d) Inside Physical Inventory Section 3.1(a) Inventories Section 2.1(b)(i) Inventory Date Section 3.1(a) Inventory Dispute Section 3.1(d) Inventory Reconciliation Sheet Section 3.1(b) Inventory Review Section 3.1(d) Locations Recitals Location Group Section 3.1(a) Loss/Losses Section 8.1 Material Customer Section 4.26 Material Supplier Section 4.26 Nonparty Affiliate Section 10.13 Occurrence Policies Section 3.21 Interdivisional Payables and Receivables 6.24 Outside Date Section 5.9(c9.1(e) Key Employee Offer Letter Recitals Malaysia Sold Shares P&Ls Section 2.4(a)(vi4.5 Partial Condemnation Action Section 6.15(c) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Section 2.6(a2.1(c) Real Processing Section 4.23(a) Purchased Interests Recitals Purchaser Preamble Purchaser Competitive Location Section 6.13(b) Purchaser Offer Period Section 6.13(c) Registered Intellectual Property Leases Section 3.10 4.22(a) Related Party Section 4.25 Related Party Financial Assurance Obligation Section 4.25 Remaining Disputes Section 2.3(d) Resolution Period Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a2.3(d) Retained Escrow Excess Employees Section 8.10(b6.6(a) Review Period Selected Locations Section 2.5(b3.1(a) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Signing Date Preamble Subsidiary Shares Section 2.4(a)(v4.16 Tenant Leases Section 4.9(c) SL Agreement Recitals SLMC Third Party Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) 8.5 Third Party Claim Section 8.5 Top Customers Total Condemnation Action Section 3.17(c6.15(b) Top Suppliers Transfer Taxes Section 3.17(c3.2(a) Unresolved Claim TSA Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e3.3(b)
Appears in 1 contract
Sources: Membership Interest Purchase Agreement (Delek US Holdings, Inc.)
Additional Defined Terms. The following In addition to the terms are defined in Section 1.1, additional defined terms used herein shall have the corresponding respective meanings assigned thereto in the Sections of this Agreement: indicated in the table below. Defined Term Section SMART Worldwide Additional Increment Section 2.1 Agreement Preamble Arizona Sold Alternate Transaction Agreement Section 8.1(d) Anti-Bribery Laws Section 5.25 Approval Conditions Section 10.1(b)(iii) Assigning Investor Section 3.5(b) Auction Date Section 7.10(a)(vi) Authorized Cleansing Party Section 7.19(b) Bankruptcy Code Recitals Bankruptcy Court Recitals Base DIP Conversion Amount Section 3.1(c)(i) Base Projected Cash Balance Section 3.1(c)(i) Bidders Section 7.10(a)(i) Binding Proposal Section 7.10(a)(iii) Binding Proposal Bid Deadline Section 7.10(a)(iii) Chapter 11 Proceedings Recitals Cleansing Release Section 7.19(a) Commitment Premium Section 4.1 Commitment Premium Shares Section 2.4(a)(i3.1(g) Assets Section 3.11(a) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(b) Buyer Company Preamble Buyer Benefit Company Plans Section 5.6(c5.21(a) Buyer Favorable Outcome Compliance Criteria Section 8.10(c7.24 Confirmed Plan Section 8.1(b) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble Closing Section 2.3 Closing Date Section 2.3 Closing Statement Section 2.5(a) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Debtor Recitals Determination Date Section 2.5(d3.3(b) Enterprise AR Aging DIP Conversion Section 3.2(a) Disclosure Letter Article V Disclosure Statement Cleansing Release Section 7.19(a) Emergence MIP Vested Grant Section 5.4 Employee Representatives Section 5.14(a) ERISA Section 5.21(a) Exit Financing Section 7.14 Exit Financing Documents Section 7.14 Exit Term Loan Section 7.14 Exit Revolving Facility Section 7.14 Expense Reimbursement Section 4.3(a) Fee Capped Months Section 7.25 Filing Party Section 7.12(b) Final Cleansing Release Section 7.19(a) Financial Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d7.8(a) Financial Statements Section 3.6(b5.9(a) Foreign Benefit Plan Section 3.18(k5.21(e) Government Official GAAP Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a5.9(a) Indemnified Party Claim Section 8.5 9.2 Indemnified Person Section 9.2 Indemnifying Party Section 8.5 Insurance Policies 9.2 Independent Directors Section 3.21 Interdivisional Payables and Receivables 7.16(a) Investor Preamble Joint Filing Party Section 5.9(c7.12(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Legal Proceedings Section 2.4(a)(vi5.13 Losses Section 9.1(a) Malicious Code Market Maker Section 3.14(b7.13(d)(iii) Material Contracts Business Intellectual Property Section 3.17(a5.15(b) Materials Material Technology Section 5.15(b) Minimum Increment Section 2.1 MNPI Section 7.19(a) Money Laundering Laws Section 5.26 Multiemployer Plans Section 5.21(b) Notice of Environmental Concern Results Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) 3.3 OFAC Section 3.9(b5.27 Outside Date Section 10.1(b)(iii) Offer Letter Party Preamble PATRIOT Act Section 5.6(a5.26 Permitted Claim Transferee Section 7.13(d)(i) Officer’s Claim Certificate Petition Date Recitals Plan Support Joinder Agreement Section 8.9(a7.13(d)(i) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Section 2.6(a) Real Property Leases Section 3.10 Resolution Period Section 2.5(b7.6(a) Resolved Matters Professional Fee Caps Section 2.5(b7.25 Projected Cash Balance Section 3.1(b) Restrictive Covenants Registered Intellectual Property Section 3.13(i5.15(a) Restructuring Recitals Retained Escrow Required Combined Offering and Conversion Amount Section 8.10(a3.1(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Results Date Section 7.1(a)(v3.3(a) Third Party Claim Right Section 8.5 Top Customers 2.1 Rights Offering Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)2.1
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Additional Defined Terms. The following terms are defined in the corresponding Sections For purposes of this Agreement, the following terms have the meanings set forth in the sections indicated below: Term A&R Certificate Section SMART Worldwide (c) Acceptance Notice Section 2.5(a)(i) Agreement Preamble Arizona Sold Shares Section 2.4(a)(i) Assets Section 3.11(a4.9(f)) Bankruptcy Exceptions Authorized Action Section 3.4 Books and Records 7.7(c) Balance Sheet Section 5.10(b4.6(a)(ii) Balance Sheet Date Section 4.6(a)(ii) Bargain Barn Recitals Buyer Preamble Buyer Benefit Bring-Down Certificate Section 8.1(a) Buyer Documents Section 5.2 Buyer Indemnified Party Section 11.2 Buyer Material Adverse Effect Section 5.4 Buyer Plans Section 5.6(c7.6(a) Buyer Favorable Outcome Prepared Tax Return Section 8.10(c) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble 10.2 Closing Section 2.3 2.2 Closing Balance Sheet Section 2.5(a)(i) Closing Cash Section 2.3(a) Closing Company Transaction Costs Section 2.3(a) Closing Date Section 2.3 2.2 Closing Statement Indebtedness Section 2.5(a2.3(a) Continuing Employee Companies Recitals Company Benefit Plan Section 5.6(a4.12(a) Contracting Parties Company Documents Section 9.17 CPA Firm 4.2 Company Fundamental Representations Section 2.5(c11.1(a) De Minimis Claim Company Real Property Leases Section 8.2(b)(i4.9(a) Company Released Persons Section 7.8(a) Contractor Section 4.13(b) Deductible Section 8.2(b)(ii11.4(a) Determination Direct Claim Section 11.5(c) Employee Section 4.13(a) End Date Section 2.5(d9.1(b) Enterprise AR Aging Reports Enforceability Exceptions Section 3.6(e) Enterprise Financial Statements 3.2 Estimated Closing Cash Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii2.4(a) Estimated Closing Statement Company Transaction Costs Section 2.2(a2.4(a) Excess Amount Estimated Closing Indebtedness Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d2.4(a) Financial Statements Section 3.6(b4.6(a) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Holdings Preamble Insurance Policies Section 3.21 Interdivisional Payables and Receivables 4.18 Interim Financial Statements Section 5.9(c4.6(a)(ii) Key Employee Offer Letter Recitals Malaysia Sold Shares Leased Real Property Section 2.4(a)(vi4.9(a) Malicious Code Loss Section 3.14(b11.5(a) Material Contracts Section 3.17(a4.11(a) Materials of Environmental Concern Material Suppliers Section 3.20 New Business Employee 4.20 Non-Parties Section 5.6(a12.10(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Non-Party Section 5.15 parties 12.10(a) Parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Section 2.6(a2.3(a) Real Property Leases R&W Insurance Expenses Section 3.10 Resolution Period 7.2 Recourse Theory Section 2.5(b12.10(a) Resolved Matters Rejection Notice Section 2.5(b2.5(a)(i) Restrictive Covenants Related Entities Section 3.13(i12.10(a) Restructuring Recitals Related Persons Contracts Section 4.21 Retained Escrow Amount Rights Section 8.10(a) Retained Escrow Excess 11.9 Selected Accounting Firm Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b2.5(a)(ii) Seller Financial Statements Documents Section 3.6(a3.2 Seller Fundamental Representations Section 11.1(a) Seller Indemnified Persons Party Section 8.3 Seller IP Reps 11.3 Sellers Preamble Sellers Bring-Down Certificate Section 8.1 Shortfall Amount Section 2.5(e)(ii8.2(a) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Sellers’ Representative Preamble Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit ▇▇▇▇▇ Section 8.7 Tax Claim 3.6 Straddle Period Section 8.6 Termination Date 10.1(a) Tail Policies Section 7.1(a)(v7.5(b) Third Tail Policy Expenses Section 7.5(b) Third-Party Claim Section 8.5 Top Customers 11.5(a) Transfer Taxes Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)10.3
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Sources: Stock Purchase Agreement (Grocery Outlet Holding Corp.)
Additional Defined Terms. The following terms are defined Each term below has the meaning ascribed to such term in the corresponding Sections of this AgreementArticle or Section set forth opposite such term: Defined Term Section SMART Worldwide 280G Stockholder Vote Section 5.14 Agreement Preamble Arizona Sold Shares Authorizations Section 2.4(a)(i3.16 Balance Sheet Date Section 3.5(a) Assets Certificate of Merger Section 3.11(a2.1(a) Bankruptcy Exceptions Claim Notice Section 3.4 Books and Records Section 5.10(b6.2(f) Buyer Preamble Buyer Benefit Plans Section 5.6(c) Buyer Favorable Outcome Section 8.10(c) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble Closing Section 2.3 Closing Date Section 2.3 Closing Item Section 2.5(a) Closing Statement Section 2.5(a) Continuing Employee Company Preamble Company Employees Section 5.6(a5.4 Company Proprietary Rights Section 3.13(a) Confidentiality Agreement Section 5.2 Contracting Parties Section 9.17 CPA 8.4 D&O Provisions Section 5.5(a) Deductible Section 6.2(c) Defense Notice Section 6.2(g) Direct Claim Section 6.2(j) Dispute Notice Section 2.5(c) Effective Time Section 2.1(a) Employee Benefit Plan Section 3.10(a) End Date Section 7.1(b)(ii) Defined Term Section ERISA Section 3.10(a) Estimated Cash Section 2.2 Estimated Closing Statement Section 2.2 Estimated Indebtedness Section 2.2 Estimated Transaction Expenses Section 2.2 Estimated Working Capital Section 2.2 Excess Amount Section 2.5(d) Excess Parachute Payment Section 2.8(b)(v) Expiration Date Section 6.1 Express Representations Section 5.9(j) FCPA Section 3.22 Final Cash Section 2.5(a) Final Indebtedness Section 2.5(a) Final Transaction Expenses Section 2.5(a) Final Working Capital Section 2.5(a) Financial Statements Section 3.5(a) Funds Flow Section 2.3 General Cap Section 6.2(c) Indemnified Persons Section 5.5(a) Indemnitee Section 6.2(f) Indemnitor Section 6.2(f) IRS Section 3.10(a) K&E Section 8.16 Leases Section 3.17(b) Letter of Transmittal Section 2.1(b)(vi) Material Contract Section 3.15(b) Material Customer Section 3.21 Material Supplier Section 3.21 Merger Sub Preamble Merger Recitals New Plans Section 5.4 Non-U.S. Employee Benefit Plan Section 3.10(a) Nonparty Affiliates Section 8.4 Notice Period Section 6.2(f) Parent Preamble Party Preamble Pre-Closing Tax Contest Section 5.9(a)(iii) Post-Closing Representation Section 8.16 Real Property Section 3.17(c) Remaining Holdback Amount Section 2.5(e) Resolution Period Section 2.5(c) Review Period Section 2.5(c) Shortfall Amount Section 2.5(e) Stockholder Approval Recitals Stockholders’ Representative Preamble Defined Term Section Straddle Period Tax Contest Section 5.9(b) Surviving Corporation Section 2.1(a) Tail Policy Section 5.5(b) Third-Party Claim Section 6.2(f) Title Documents Section 5.13 Transfer Taxes Section 5.9(d) Valuation Firm Section 2.5(c) De Minimis Claim Waiving Parties Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Section 2.6(a) Real Property Leases Section 3.10 Resolution Period Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)8.16
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Additional Defined Terms. The following terms are defined in the corresponding Sections For purposes of this Agreement, the following terms shall have the meanings specified in the Sections indicated below: Term “Acquisition Proposal” Section SMART Worldwide 5.14 “Agreement” Preamble Arizona Sold Shares “Approved Inventory Purchase” Section 2.4(a)(i5.16(a) Assets “Asset Acquisition Statement” Section 3.11(a5.3(b) Bankruptcy Exceptions “Assumed Accounts Payable” Section 3.4 Books and Records 5.16(a) “Assumed Liabilities” Section 5.10(b2.4 “Bulk Sales Laws” Section 2.7(c) “Business” Recital A “Business Marks” Section 5.8(a) “Buyer” Preamble “Buyer Preamble Common Stock Market Price” Section 2.3(e) “Buyer Benefit Plans Legal Opinion” Section 5.6(c7.2(c) Buyer Favorable Outcome “Closing” Section 8.10(c7.3 “Closing Date” Section 7.3 “Collateral Agreements” Recital D “Common Stock” Section 2.3(e) Buyer Indemnified Persons “Competing Portion” Section 8.2(a5.9(b) BuyerSub Preamble Closing “Confidential Information” ARTICLE VI “Contract Notice” Section 2.3 Closing Date 1.1 “Conversion Rate” Section 2.3 Closing Statement 2.3(e) “Delivery Date” Section 2.5(a2.3(c) Continuing Employee “Disclosing Party” ARTICLE VI “Escrow Agent” Section 5.6(a2.3(b) Contracting Parties “Escrow Amount” Section 9.17 CPA Firm 2.3(b) “Excluded Assets” Section 2.5(c) De Minimis Claim 2.2 “Excluded Liabilities” Section 8.2(b)(i) Deductible 2.5 “Excluded Representations” Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act 9.1 “Export Control License” Section 5.11(a) “Final Closing Statement Share Delivery Date” Section 2.5(d2.3(c) Financial Statements “Final Stock Payment” Section 3.6(b2.3(c) Foreign Benefit Plan “Inbound License” Section 3.18(k5.13(c) Government Official “Income Taxes” Section 3.9(d3.12(a) Guaranteed Obligations “Indemnified Party” Section 9.20(a9.2(a) Guardian Technology “Indemnifying Party” Section 3.13(a9.3(a) Indemnified Party “Initial Share Delivery Date” Section 8.5 Indemnifying Party 2.3(c) “Initial Stock Payment” Section 8.5 Insurance Policies 2.3(c) “Losses” Section 3.21 Interdivisional Payables and Receivables 9.2(a) “Marked Instrumentalities” Section 5.9(c5.8(b) Key Employee Offer Letter Recitals Malaysia Sold Shares “NT$” Section 2.4(a)(vi2.3(c) Malicious Code “Newco” Section 3.14(b5.12 “Nonassignable Assets” Section 2.6(c) Material Contracts “Payable Reduction” Section 3.17(a5.16(a) Materials of Environmental Concern “Permitted Licensee” Section 3.20 New Business Employee 5.13 “Permitted Licensee Rights” Section 5.6(a5.13(c) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble “Pre-Closing Covenants Employment Related Liabilities” Section 8.1 Product Warranties 5.5(a) “PTO” Section 3.14(c3.10(a) “Purchase Price Allocation Statement Price” Section 2.6(a2.3 “Purchased Assets” Section 2.1 “Purpose” ARTICLE VI “Receiving Party” ARTICLE VI “Representatives” ARTICLE VI “Required Consents” Section 3.3(b) Real Property Leases “Returned Inventory” Section 3.10 Resolution Period 5.16(b) “Sales Taxes” Section 2.5(b2.7(a) Resolved Matters “Section 2.5(b5.5 Employees” Section 5.5(a) Restrictive Covenants “Securities” Section 3.13(i2.3(b) Restructuring Recitals Retained Escrow Amount “Securities Act” Section 8.10(a3.18(a) Retained Escrow Excess “Seller” Preamble “Seller Legal Opinion” Section 8.10(b7.1(c) Review Period “Shares” Section 2.5(b2.3(b) Revolving Credit Agreement Release “Subsidiary” or “Subsidiaries” Section 5.9(a3.1 “Survival Period” Section 9.1 “TSE Approval” Section 2.3(b) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) “Third Party Claim Claim” Section 8.5 Top Customers 9.3(a) “Transferred Employees” Section 3.17(c5.5 “Transition Period” Section 5.4 “Taiwan Approvals” Section 4.5 “U.S.” Section 3.18(c) Top Suppliers “Works of Authorship” Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)1.1
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Additional Defined Terms. The following In addition to the terms are defined in Section 1.01, additional defined terms used herein shall have the corresponding respective meanings assigned thereto in the following Sections of this Agreement: Term Affiliate Contract Section SMART Worldwide 3.17(a)(xi) Aggregate Cap Section 7.04(e) Agreed Claims Section 7.06(c) Agreement Preamble Arizona Sold Shares Arbitrator Section 2.4(a)(i2.03(c)(i) Assets Balance Sheet Date Section 3.11(a3.07(a)(i) Bankruptcy Exceptions Claim Certificate Section 3.4 Books and Records 7.06(a) Closing Section 5.10(b2.04(a) Buyer Closing Date Section 2.04(a) Closing Statement Section 2.03(a) Collateral Source Section 7.05 Company Preamble Buyer Company Employees Section 5.04 Covered Party Section 5.05(a) Deductible Section 7.04(a) Disputed Amounts Section 2.03(c) DOL Section 3.12(b) Employee Benefit Plans Section 5.6(c3.12(a) Buyer Favorable Outcome ERISA Section 8.10(c3.12(a) Buyer Indemnified Persons Estimated Closing Indebtedness Section 8.2(a) BuyerSub Preamble Closing Section 2.3 Closing Date Section 2.3 Closing Statement Section 2.5(a) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii2.02(a) Estimated Closing Statement Section 2.2(a2.02(a) Excess Amount Estimated Closing Working Capital Section 2.5(e)(i2.02(a) Exchange Act Estimated Company Transaction Expenses Section 5.11(a) Final Closing Statement Section 2.5(d2.02(a) Financial Statements Section 3.6(b3.07(a) Foreign Benefit Plan FSA Amounts Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) 1.01 Indemnified Party Section 8.5 7.06(a) Indemnifying Party Section 8.5 Insurance Policies 7.06(a) IP Licenses Section 3.21 Interdivisional Payables and Receivables 3.15(d) Knowledge of Seller Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) 1.05 Material Contracts Contract Section 3.17(a) Materials Multiemployer Plan Section 3.12(c) Notice of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b2.03(b) Offer Letter Section 5.6(a5.04(a) Officer’s Claim Certificate Overlap Period Returns Section 8.9(a6.01(b) Open Source Licenses Permits Section 3.13(e) Other Interested Party Section 5.15 parties Preamble 3.10 Pre-Closing Covenants Consolidated Return Section 8.1 Product Warranties 6.01(a) Pre-Closing Consolidated Return Workpaper Section 3.14(c6.01(a) Pre-Closing Return Section 6.01(a) Pre-Closing Tax Matter Section 6.02(a) Privileged Deal Communications Section 8.16 Pro Forma Tax Return Section 6.01(a) Purchase Price Allocation Statement Adjustment Section 2.6(a2.03(d) Purchaser Preamble Purchaser Consolidated Tax Return Section 6.07(b)(i) Purchaser Indemnitees Section 7.02 Purchaser Tax Matter Section 6.02(b) Real Property Leases Section 3.10 Resolution Period 3.19(b) Return Section 2.5(b3.14(a) Resolved Matters Section 2.5(b338(h)(10) Restrictive Covenants Election Section 3.13(i6.04(a) Restructuring Recitals Retained Escrow Amount Section 8.10(a338(h)(10) Retained Escrow Excess Election Form Section 8.10(b6.04(c)(i) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Guarantor Preamble Seller Indemnitees Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)7.03
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Additional Defined Terms. The following terms are defined in the corresponding Sections For purposes of this Agreement: Term , the following terms have the meanings specified in the indicated Section SMART Worldwide of this Agreement. 2025 Annual Bonus Section 7.2(b) Agreement Preamble Arizona Sold Assumed Company RSU Award Section 2.7(d) Bankruptcy and Equity Exceptions Section 4.4(a) Book-Entry Shares Section 2.4(a)(i2.6(f) Assets Burdensome Condition Section 3.11(a7.1(e) Bankruptcy Business Permits Section 4.12(b) Capex Budget Section 6.1(j) Capitalization Date Section 4.3(b) Capitalization Representations Section 8.2(a) Cash-Out Company RSU Award Section 2.7(d) Centerview Section 4.27 Certificate Section 2.6(f) Certificate of Merger Section 2.3 Change in Recommendation Section 6.3(b) Clean Team Agreement Section 6.4(d) Closing Section 2.2 Closing Date Section 2.2 Company Preamble Company Contracts Section 4.20(b) Company Disclosure Letter Article IV Company Subsidiaries Section 4.2(a) Company Subsidiary Section 4.2(a) Company Termination Fee Section 9.3(a) Confidentiality Agreement Section 6.4(d) Converted Share Section 2.6(b) D&O Insurance Section 7.4(b) Data Incidents Section 4.18(k) Data Room Section 1.3 Dissenting Shares Section 2.6(d) Effective Time Section 2.3 End Date Section 9.1(b)(i) Excluded Share Section 2.6(b) Financing Section 7.8(b) Fundamental Representations Section 8.2(a) GAAP Section 4.7(b) Indemnified Persons Section 7.4(a) Indemnity Exceptions Section 3.4 Books and Records 7.8(c) Interim Period Section 5.10(b6.1 Maximum Amount Section 7.4(b) Buyer Merger Recitals Merger Consideration Section 2.6(a) Merger Sub Preamble Buyer Merger Sub Stockholder Approval Section 5.3(a) Open Source Materials Section 4.18(h) Parent Preamble Parent Benefit Plans Section 5.6(c7.2(c) Buyer Favorable Outcome Parties Preamble Party Preamble Paying Agent Section 8.10(c3.1(a) Buyer Indemnified Persons Payment Fund Section 8.2(a3.1(a) BuyerSub Preamble Closing Section 2.3 Closing Date Section 2.3 Closing Statement Section 2.5(a) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Payoff Letter Section 5.6(a7.9(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Per Share Merger Consideration Section 2.6(a) Real Privacy and Information Security Requirements Section 4.18(i) Proxy Statement Section 4.26 Qualifying SEC Documents Article IV Recommendation Section 4.4(b) Registered Owned Intellectual Property Leases Section 3.10 Resolution Period 4.18(a) Remedy Action Section 2.5(b7.1(e) Resolved Matters Repurchase Transaction Section 2.5(b7.9(c) Restrictive Covenants Restraints Section 3.13(i8.1(c) Restructuring Recitals Retained Escrow Amount SEC Documents Section 8.10(a4.7(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Specified Date Section 7.1(a)(v9.1(b)(i) Third Party Claim Stockholder Approval Section 8.5 Top Customers 4.4(c) Stockholders Meeting Section 3.17(c6.3(a) Top Suppliers Surviving Corporation Section 3.17(c) Unresolved Claim 2.1 Surviving Corporation Bylaws Section 8.10(a) Unresolved Matters 2.4 Surviving Corporation Certificate of Incorporation Section 2.5(c) Vested Business Employee Option Closing Date Consideration 2.4 XMS Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)4.28
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Additional Defined Terms. The following terms are defined in the corresponding Sections For purposes of this Agreement, the following terms shall have the meaning specified in the Section or Section of the Disclosure Letter indicated below: Term TermSection or Disclosure Letter Section SMART Worldwide “AHE Pension Plan” Section 8.05(e) “Acquisition Proposal” Section 6.03(a) “Actions” Section 6.07(c) “Administered Claims” Section 8.10(b) “Agreement” Preamble Arizona Sold Shares “Alcoa” Preamble “Applicable Environmental Law” Section 2.4(a)(i11.01(b) Assets “Audited Financial Statements” Section 3.11(a4.12(a)(ii) Bankruptcy Exceptions “Basis of Financial Statement Presentation” Section 3.4 Books 3.01 “Cap Amount” Section 13.03(b) “CERCLA” Section 11.01(b) “Consent” Section 8.05(k) “Closing” Section 10.01 “Closing Date” Section 10.01 “Closing Working Capital” Section 3.01 “Closing Working Capital Statement” Section 3.01 “Commitments” Section 4.07(a) “Commitment Letter” Section 5.07(a) “Company” Preamble “Company Intellectual Property” Section 4.05(c) “Company Marks” Section 4.05(a)(i) “Company Patents and Records Copyrights” Section 5.10(b4.05(a)(ii) Buyer Preamble Buyer “confidential information or documents” Section 8.09(b) “Confidentiality Agreement” Section 6.06 “Consent” Section 8.05(k) “Contest” Section 8.07(m) “Continuing Employees” Section 8.05(a) “CPA Firm” Section 3.02(a) “Customer Information” Section 4.05(i) “Deductible” Section 13.03(a) “Direct Claim” Section 13.04(c) “Employee Benefit Plans Plans” Section 5.6(c4.14(a) Buyer Favorable Outcome “Environmental Permits” Section 4.15(a) “Environmental Report Section 11.02 “ERISA” Section 4.14(a)(i) “Excess Plan” Section 8.05(e) “Final Section 481 Inventory Adjustment” Section 3.02(a) “Final Working Capital Statement” Section 3.02(a) “Financial Statements” Section 4.12(a) “Financing” Section 6.08(a) “GAAP” Section 4.12(a)(i) “Gains Taxes” Section 4.04(b) “Hazardous Substance” Section 11.01(a) “HIP” Section 8.05(h) “HSR Act Section 4.04(b) “IC” Section 8.05(h) “Included Seller Owned Software” Section 8.02 “Indemnitee” Section 13.03 “Indemnitor” Section 13.03 “Insurance Payment” Section 8.10(c) Buyer Indemnified Persons “Interest Rate” Section 8.2(a2.03 “June 30, 2006 Balance Sheet” Section 4.12(a) BuyerSub Preamble “June 30 Balance Sheet” Section 4.12(a)(i) “Lease” Section 4.07(b) “Leased Property” Section 4.07(b) “Lenders” Section 5.07(a) “Liabilities” Section 4.12(b) “License” Section 8.02 “Lenders” Section 5.08(a) “Material Contract” Section 4.13(a) “MIP Section 8.05(h) “Multiple Employer Plan” Section 4.14(a) “Necessary Consents” Section 8.02(b) “Objection” Section 3.02(a) “Order” Section 4.10 “Owned Property” Section 4.07(a “participation” Section 8.06(m) “PBGC” Section 4.14(a)(iii) “Permits” Section 4.10 “Post-Signing Returns Section 6.07(a) “Post-Closing Tax Period” Section 2.3 Closing Date Section 2.3 Closing Statement Section 2.5(a8.05(k) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble “Pre-Closing Covenants Taxes” Section 8.1 Product Warranties 8.06(e) “Purchaser” Preamble “Purchaser Assignment” Section 3.14(c11.03 “Purchaser DB Plans” Section 8.05(e) “Purchaser DC Plans” Section 8.05(d) “Purchaser Deductible Exclusion” Section 13.03(a) “Purchaser Indemnitees” Section 13.01 “Purchase Price Allocation Statement Price” Section 2.6(a2.02 “Purchase Termination Fee” Section 9.02 RCRA” Section 11.01(b) “Real Property Leases Section 3.10 Resolution Period 4.07(c) “Related Party” Section 2.5(b4.21 “Relocated Employees” Section 8.05(n) Resolved Matters “Relocation Arrangements” Section 2.5(b8.05(n) Restrictive Covenants “Retiree Eligible Employees” Section 3.13(i8.05(d) Restructuring Recitals Retained Escrow Amount “SEC” Section 8.04 “Section 481 Inventory Adjustment Period” Section 8.06(k) “Securities Act” Section 5.06 “Seller” Preamble “Seller DB Plans” Section 8.05e) “Seller DC Plans” Section 8.05(d) “Seller Indemnitees” Section 13.02 “Seller Intellectual Property” Section 4.05(a)(i) “Seller Insurance Policies” Section 8.10(a) Retained Escrow Excess “Seller Intellectual Property” Section 8.10(b4.05(a)(v) Review Period “Shares” Section 2.5(b4.03 “SMIP” Section 8.05(h) Revolving Credit Agreement Release “Straddle Period” Section 5.9(a8.06(c) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement “Targeted Closing Date” Section 3.8(o10.01 “Tax Benefits Section 13.03(d) Securities Act “Tax Loss” Section 4.7 Seller Preamble Seller Favorable Outcome 8.06(e) “Tax Sharing Agreement” Section 8.10(b8.06(e) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) “Third Party Claim Claim” Section 8.5 Top Customers 13.04(a) “Third Party Marks” Section 3.17(c4.05(a)(iv) Top Suppliers “Third Party Patents” Section 3.17(c4.05(a)(v) Unresolved Claim “Title Company” Section 8.10(a4.07(a) Unresolved Matters “Unaudited Financial Statements” Section 2.5(c4.12(a)(i) Vested Business Employee Option Closing Date Consideration “WARN Act” Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e4.14(g)
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Additional Defined Terms. The following additional capitalized terms are defined shall have the meanings given them in the corresponding Sections following sections of this the Agreement: Term Accounts Receivable Section SMART Worldwide 2.1(a) Agreement Preamble Arizona Sold Shares Assigned Contracts Section 2.4(a)(i2.1(b) Assets Assignment and Assumption Agreement Section 3.11(a3.2(a)(ii) Bankruptcy Exceptions Assumed Liabilities Section 3.4 2.3 Base Cash Purchase Price Section 2.5 Basket Amount Section 8.4(a) Benefit Plan Section 4.16(a) ▇▇▇▇ of Sale Section 3.2(a)(ii) Books and Records Section 5.10(b2.1(j) Buyer Preamble Buyer Benefit Plans Closing Certificate Section 5.6(c7.3(e) Buyer Favorable Outcome Indemnitees Section 8.10(c) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble 8.2 Closing Section 2.3 3.1 Closing Date Section 2.3 Closing Statement Section 2.5(a) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis 3.1 Direct Claim Section 8.2(b)(i8.5(d) Deductible Equipment Section 8.2(b)(ii2.1(d) Determination Date Escrow Fund Section 2.5(d2.7 EU Transferred Employees Section 6.4(a) Enterprise AR Aging Reports Excluded Assets Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement 2.2 Excluded Contracts Section 2.2(a) Excess Amount Excluded Liabilities Section 2.5(e)(i) Exchange Act 2.4 Excluded Intellectual Property Assets Section 5.11(a) Final Closing Statement Section 2.5(d2.2(e) Financial Statements Section 3.6(b4.4 FIRPTA Certificate Section 7.2(i) Foreign Benefit Plan Health Information Laws Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a4.19(c) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables 4.12 Intellectual Property Assignment Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b3.2(a)(iii) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c4.7(a) Purchase Price Allocation Statement Section 2.6(a2.5 Purchased Assets Section 2.1 Purchased Intellectual Property Assets Section 2.1(b) Real Purchased Intellectual Property Leases Licenses Section 3.10 Resolution 2.1(c) Qualified Benefit Plan Section 4.16(b) Recoupment Claims Section 4.19(b)(iii) Restricted Period Section 2.5(b6.6(a) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Closing Certificate Section 8.10(b7.2(g) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Indemnitees Section 8.3 Seller IP Reps State Program Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v4.19(a) Third Party Claim Section 8.5 Top Customers 8.5(a) Transferred Employees Section 3.17(c6.4(a) Top Suppliers Transition Services Agreement Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e3.2(a)(iv)
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Additional Defined Terms. The As used herein, the following terms are shall have the meanings defined in the corresponding Sections of this Agreementrecitals or section indicated below: Term Agreement Preamble Balance Sheet Section SMART Worldwide Preamble Arizona Sold Shares Section 2.4(a)(i) Assets Section 3.11(a) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(b) Buyer Preamble Buyer Benefit Plans Section 5.6(c) Buyer Favorable Outcome Section 8.10(c) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble 4.4 Closing Section 2.3 9.1 Closing Date Section 2.3 Closing Statement 9.1 Contribution Section 2.5(a2.4 Credit Facilities Recital G Deposit Section 2.4(b) Continuing Employee Excluded Assets Section 5.6(a2.2 Facility Recital A Facility Agreements Section 2.1(c) Contracting Facility Lease Recital B Facility Owner Preamble Funding Recital C Hazardous Waste Section 4.10 Identified Parties Section 9.17 CPA Firm 5.6 Improvements Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a2.1(a) Indemnified Party Section 8.5 10.4(a) Indemnifying Party Section 8.5 Insurance Policies 10.4(a) Intellectual Property Section 3.21 Interdivisional Payables and Receivables 2.2(h) Investor Preamble Joint Venture Preamble Land Section 5.9(c2.1(a) Key Employee Offer Letter Recitals Malaysia Sold Shares Lease Documentation Recital B Macquarie Section 2.4(a)(vi4.6 Manager Recital I Members Recital D Owned Assets Section 2.1 Owner Obligations Section 2.3 Permitted Exception Section 7.3(b) Malicious Code Personal Property Section 3.14(b2.1(b)(iv) Material Contracts Proration Date Section 3.17(a2.5(a) Materials of Environmental Concern Proration Schedule Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Section 2.6(a2.5(a) Real Property Leases Section 3.10 Resolution Period 2.1(a) Receivables Section 2.5(b2.6 Rent Roll Section 4.12 Resident Agreements Section 2.1(c) Resolved Matters Responsible Parties Section 2.5(b1.2 SSLI Preamble SSLII Preamble SPV Recital F Subfunding Recital C Sunrise Preamble Surveys Section 7.3(d) Restrictive Covenants Title Commitments Section 3.13(i7.3(a) Restructuring Recitals Retained Escrow Amount Title Insurer Section 8.10(a7.3(a) Retained Escrow Excess Title Policy Section 8.10(b9.2(p) Review Period Section 2.5(b) Revolving Credit Venture Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)Recital D
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Additional Defined Terms. The In addition to the terms defined in Section 1 of this Appendix A, the following capitalized terms are defined in the corresponding Sections body of this Agreementthe Agreement where indicated below: Term Section SMART Worldwide Accounting Referee 14.1(d) Acquired Assets 2.2 Acquired Contracts 2.2(h) Acquired Data 2.2(j) Acquired Interests 2.2(a) Acquired Leases 2.2(a) Acquired Properties 2.2(c) Acquired Real Estate 2.2(i) Acquired Records 2.2(m) Acquired ▇▇▇▇▇ 2.2(c) Agreement Preamble Arizona Sold Shares Section 2.4(a)(iAllocated Value 3.5 Asset 3.5 Assignment 13.2(a) Assets Section 3.11(aBackground Materials 9.9(a) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(bAvailable Employees 10.19(c) Buyer Preamble Buyer Benefit Plans Section 5.6(cBase Purchase Price 3.1 Claim Notice 16.3(a) Buyer Favorable Outcome Section 8.10(cClosing 13.1 Closing Amount 3.4(b) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble Closing Section 2.3 Closing Date Section 13.1 Closing Payment 3.4(b)(i) Confidential Information 10.12(b) Defect Notice Deadline 5.5(b) Defensible Title 5.1 Deposit 3.3 Deposit Escrow Account 3.3 Deposit Escrow Agreement 3.3 Disclosed Environmental Matters 8.5 DTPA 17.14 Due Diligence Review 4.1(a) Environmental Assessment 6.1(b) 6.1(b) Environmental Defect 6.2 Environmental Defect Adjustment 6.5(c) Environmental Defect Value 6.3 Environmental Disputed Matters 6.9 Environmental Matters 6.10 Escrow Agent 3.3 Exchange Transaction 15.6(a) Exchanging Party 15.6(a) Excluded Assets 2.3 Closing Statement Section 2.5(a) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Execution Date Preamble Final Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a14.1(h) Final Closing Purchase Price 14.1(a) Final Settlement Date 14.1(a) Final Settlement Disputes 14.1(d) Final Settlement Statement Section 2.5(d14.1(a) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(aIndemnified Environmental Defect 6.6(a) Indemnified Party Section 8.5 16.3(a) Indemnified Title Defect 5.7(a) Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c16.3(a) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(viInformation Request 10.12(c) Malicious Code Section 3.14(bInterest Addition 5.9(a) Interim Operation Approval Threshold 10.1(a) Intermediary 15.6(c) Lands 2.2(b) Leased Lands 2.2(a) Leave 10.19(a) Material Contracts Section 3.17(a2.2(h) Materials Negotiation Period 14.1(c) Net Aggregate Defect Value 5.6(c) Non-Exchanging Party 15.6(a) NORM 6.2 Notice of Environmental Concern Section 3.20 New Business Employee Section 5.6(aDefects 6.4(b) Nonparty Affiliates Section 9.17 Notice of Title Defects 5.5(b) Objection Section 2.5(b10.12(c) OFAC Section 3.9(bObjection Date 14.1(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(aObjection Report 14.1(b) Open Source Licenses Section 3.13(eEnvironmental Defect 6.7(a) Other Interested Open Title Defect 5.8(a) Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(cParties Preamble Permitted Lien 5.2 Preliminary Settlement Statement 3.4(a) Purchase Price Allocation Statement Section 2.6(a3.1 Purchaser Preamble Purchaser Defect Termination Notice 6.8(a) Real Property Leases Section 3.10 Resolution Period Section 2.5(bPurchaser’s Title Defect Value 5.5(b) Resolved Matters Section 2.5(bReceivable Amount 14.1(j) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller’s Warranties 17.14(b) Straddle Period 15.1(a) Surviving Environmental Defect 6.5(b) Surviving Title Defect 5.6(b) Termination Dispute Notice 6.8(b) Termination Response Notice 6.8(b) Third-Party Claim 16.3(b) Title Defect 5.3 Title Defect Adjustment 5.6(c) Title Defect Value 5.4 Title Disputed Matters 5.10 Title/Environmental Termination Threshold 6.8(a) Title LLC 15.6(d) Transferred Employees 10.19(b) Transition Services Agreement 13.2(d) Unagreed Termination Environmental Matters 6.8(b) Unagreed Termination Title Matters 6.8(b) Unwaived/Uncured Environmental Defect 6.5(b) Unwaived/Uncured Title Defect 5.6(b) Neither these Schedules nor any disclosure made in or by virtue of them constitutes or implies any representation, warranty, or covenant by Seller Favorable Outcome Section 8.10(b) not expressly set out in the Agreement, and neither these Schedules nor any such disclosure has the effect of, or may be construed as, adding to, broadening, deleting from or revising the scope of any of the representations, warranties, or covenants of Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps in the Agreement. Any item or matter disclosed or listed on any particular Schedule is deemed to be disclosed or listed on any other Schedules to the extent it is reasonably apparent that such item relates or is applicable to, or is properly disclosed under, such other Schedule or the section of the Agreement to which such other Schedule corresponds, notwithstanding the fact that the Schedules are arranged to correspond to the sections of the Agreement, that a particular section of the Agreement makes reference to a particular Schedule, or that a particular representation, warranty or covenant in the Agreement may not make reference to a Schedule. Matters reflected in these Schedules are not necessarily limited to matters required by the Agreement to be reflected in these Schedules. The fact that any item of information is contained herein is not an admission of liability under any applicable law, and does not mean that such information is required to be disclosed in or by the Agreement, or that such information is material, but rather is intended only to qualify the representations, warranties and covenants in the Agreement and to set forth other information required by the Agreement. Neither the specification of any dollar amount in any representation, warranty or covenant contained in the Agreement nor the inclusion of any specific item in these Schedules is intended to imply that such amount, or a higher or lower amount, or the item so included, or any other item, is or is not material, and no party shall use the setting forth of any such amount or the inclusion of any such item in any dispute or controversy between or among the parties to the Agreement as to whether any obligation, item or matter not described herein or included in these Schedules is or is not material for purposes of the Agreement. The information set forth on the Schedules shall not be used as a basis for interpreting the terms “material,” “materially,” “materiality”, “Material Adverse Effect”, or any similar qualification in the Agreement. Neither the specification of any item or matter in any representation, warranty or covenant contained in the Agreement nor the inclusion of any specific item in these Schedules is intended to imply that such item or matter, or another item or matter, is or is not in the ordinary course of business, and no party shall use the setting forth or the inclusion of any such item or matter in any dispute or controversy between or among the parties to the Agreement as to whether any obligation, item or matter described or not described herein or included or not included in these Schedules is or is not in the ordinary course of business for purposes of the Agreement. Headings have been inserted in these Schedules for reference only and do not amend the descriptions of the disclosed items set forth in the Agreement. Where a reference is made to a section or exhibit, such reference shall be to a section of or exhibit to the Agreement unless otherwise indicated. Whenever the words “include,” “includes,” or “including” are used in these Schedules, they shall be deemed to be followed by the words “without limitation,” whether or not they are in fact followed by those words or words of like import. The following Schedules constitute Seller’s Disclosure Schedules:
Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)Material Required Consents
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Additional Defined Terms. The As used herein, the following terms are shall have the meanings defined in the corresponding Sections of this Agreementrecitals or section indicated below: Term Agreement Preamble Balance Sheet Section SMART Worldwide Preamble Arizona Sold Shares 4.4 Confidentiality Agreement Section 2.4(a)(i6.6 Contribution Section 2.4 Credit Facilities Recital W Deposit Section 2.4(b) Excluded Assets Section 3.11(a2.2 Facility Recital M Facility Agreements Section 2.1(c) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(b) Buyer Facility Lease Recital R Facility Owner Preamble Buyer Benefit Plans Section 5.6(c) Buyer Favorable Outcome Section 8.10(c) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble First Closing Section 2.3 9.1 First Closing Date Section 2.3 9.1 First Closing Statement Facilities Recital N Funding Recital S Hazardous Waste Section 2.5(a) Continuing Employee Section 5.6(a) Contracting 4.10 Identified Parties Section 9.17 CPA Firm 5.6 Improvements Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a2.1(a) Indemnified Party Section 8.5 10.4(a) Indemnifying Party Section 8.5 Insurance Policies 10.4(a) Intellectual Property Section 3.21 Interdivisional Payables and Receivables 2.2(h) Investor Preamble Joint Venture Preamble Land Section 5.9(c2.1(a) Key Employee Offer Letter Recitals Malaysia Sold Shares Lease Documentation Recital R Macquarie Section 2.4(a)(vi4.6 Manager Recital Y Members Recital T Owned Assets Section 2.1 Owner Obligations Section 2.3 Permitted Exception Section 7.3(b) Malicious Code Personal Property Section 3.14(b2.1(b)(iv) Material Contracts Proration Date Section 3.17(a2.5(a) Materials of Environmental Concern Proration Schedule Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Section 2.6(a2.5(a) Real Property Leases Section 3.10 Resolution Period 2.1(a) Receivables Section 2.5(b2.6 Rent Roll Section 4.12 Replacement Facilities Section 3.2(b) Resolved Matters Resident Agreements Section 2.5(b2.1(c) Restrictive Covenants Responsible Parties Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings 1.2 SALI Preamble Saleen Intermediate SALII Preamble Second A&R Beneficial Transfer Agreement Closing Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination 9.1 Second Closing Date Section 7.1(a)(v9.1 Second Closing Facilities Recital O SPV Recital V Subfunding Recital S Sunrise Preamble Sunrise’s Notice Section 13.17(b) Surveys Section 7.3(d) Third Party Claim Closing Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option 9.1 Third Closing Date Consideration Section 5.7(a)(i9.1 Third Closing Facilities Recital P Title Commitments Section 7.3(a) Vested Business Employee Option Escrow Release Consideration Title Defect Section 5.7(a)(i7.3(b) Vested Business Employee Option Excess Amount Consideration Title Insurer Section 5.7(a)(i7.3(a) Vested Business Employee Option Holdback Release Consideration Title Notice Section 5.7(a)(i7.3(b) Vested Business Employee Option Legacy Defense Consideration Title Policy Section 5.7(a)(i9.2(p) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)Underlying Interest Owners Recital Q Venture Agreement Recital T
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Sources: Transaction Agreement (Sunrise Assisted Living Inc)
Additional Defined Terms. The For purposes of this Agreement and the Ancillary Agreements, the following terms are defined have the meanings specified in the corresponding Sections indicated Section of this Agreement: Term Section SMART Worldwide Accounts Receivable 2.1(b)(ii) Accrued Payroll and Benefits 2.4(e) Acquired Company Intellectual Property 3.10 Acquired Company Leased Real Property 3.9(b) Acquired Company Real Property 3.9(a) Adjustment Calculation 2.6(a) Adjustment Notice 2.6(a) Affiliate Indemnified Party 5.12 Agreement Preamble Arizona Sold Shares Section 2.4(a)(iApproval Notification 11.4(f) Assets Section 3.11(aApproval Order 5.3(a) Assignment and Assumption Agreement 2.9(a)(ii) Assumed Liabilities 2.3 Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(bAvoidance Actions 2.2(m) Buyer Preamble Buyer Benefit Plans Section 5.6(cBidding Procedures Order 5.3(a) Buyer Favorable Outcome Section 8.10(c▇▇▇▇ of Sale 2.9(a)(i) Buyer Indemnified Persons Section 8.2(aBonus Payments 10.1(e) BuyerSub Preamble Breakup Fee 7.2(b) Business Information 5.9(b) Business Intellectual Property Rights 3.10 Calculation Principles 2.6(a) Chosen Court 12.13 Ciba Environmental Indemnity Assignment 2.9(a)(xiii) Claim Notice 8.3(a) Closing Section 2.3 2.8 Closing Allocation Schedule 2.7(a) Closing Date Section 2.3 Closing Statement Section 2.5(a2.8 Commitment Letters 4.7 Confidentiality Agreement 5.9(a) Continuing Employee Section 5.6(aContinuation Period 10.1(c) Contracting Parties Section 9.17 CPA Firm Section 2.5(cControlling Party 8.3(d) De Minimis Claim Section 8.2(b)(iControl Notice 11.4(b) Deductible Section 8.2(b)(iiDeposit Agent 2.5(b)(i) Determination Date Section 2.5(dDeposit Agreement 2.5(b)(i) Enterprise AR Aging Reports Section 3.6(eDeposit Amount 2.5(b)(i) Enterprise Financial Statements Section 3.6(bDispute Notice 2.6(c)(ii) Dispute Notification 11.4(f) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iiiAuthorizations 3.15(a) Estimated Closing Statement Section 2.2(aEnvironmental Claim 11.4(a) Excess Amount Section 2.5(e)(iEnvironmental Claim Notice 11.4(a) Exchange Act Section 5.11(aEnvironmental Response Action 11.4(b) Environmental Investigation 11.3(b) Environmental Losses 11.3(b) Environmental Response Action 11.4(b) Environmental Response Action Proposal 11.4(e) European Trade Accounts Payable 2.4(c) Excluded Assets 2.2 Excluded Intellectual Property 2.2(h) Excluded Liabilities 2.4 Final Cash Consideration 2.5(a) Final Closing Statement Section 2.5(dNet Working Capital 2.6(a) Financial Statements Section 3.6(b3.5 German GAAP Financial Statements 5.22(b) Foreign Benefit Plan Section 3.18(kGovernmental Antitrust Authority 5.5(a) Government Official Section 3.9(dInitial Allocation Schdule 2.7(a) Guaranteed Obligations Section 9.20(aIncluded Contracts 2.1(b)(iii) Guardian Technology Section 3.13(a) Income Statement 3.5 Indemnified Party Section 8.5 8.3(a) Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c8.3(a) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(viIndependent Accounting Firm 2.6(f) Malicious Code Section 3.14(bIndependent Consultant 11.4(g) Initial Allocation Schedule 2.7(a) Initial Cash Consideration 2.5(a) Inventory 2.1(b)(i) Inventory Cap 2.6(b) IP Assignments 2.9(a)(v) IP License Agreement 2.9(a)(v) Isopetronate HL-44 Toll Manufacturing Agreement 5.21 Known Environmental Liability Indemnity Period 11.2(b) Known Environmental Liability Losses 11.1(b) Known Losses Termination Date 11.2(b) Latin American Purchased Assets 2.10(d) Lease 3.9(b) Loss Compensation Claim 5.22(b) Marked Assets 5.15(b) Material Contracts Section 3.17(a3.11(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(aDefined Benefit Plan 10.2(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(bNon-Controlling Party 8.3(d) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(eOff-Site Liabilities 2.4(k) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(cPurchased Assets 2.10(a) Owned Real Property 2.1(b)(v) Pension Plan 10.2(a) Plan Assets Amount 10.2(b) Profit Transfer Claim 2009 5.22(b) Purchase Price Allocation Statement Section 2.6(a2.5(a) Real Purchased Assets 2.1(b) Purchased Intellectual Property Leases Section 3.10 Resolution Period Section 2.5(b2.1(b)(vi) Resolved Matters Section 2.5(bPurchaser Preamble Purchaser Indemnified Parties 8.1 Regulation 3.22 Reimbursement 7.2(b) Restrictive Covenants Section 3.13(iSale Motion 5.3(a) Restructuring Recitals Retained Escrow Amount Section 8.10(aSavings Plan 10.3(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(bDisclosure Schedule Article 3 Seller Indemnified Parties 8.2 Seller Information 5.15(f) Seller Financial Statements Section 3.6(aMarks 5.15(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(iiSeptember ‘09 Net Assets Statement 3.5 Share Transfer Agreement 2.9(a)(iii) Singapore Sold Shares Section 2.4(a)(vShared Accounts Payable 2.4(d) SL SK Preamble TBT Supply Agreement Recitals SLMC Section 6.2(i2.9(a)(x) SLMCS Section 6.2(iTOT Supply Agreement 2.9(a)(xi) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(vTNPP Supply Agreement 5.21(a) TPP/LPE Supply Agreement 2.9(a)(xii) Third Party Claim Section 8.5 Top Customers Section 3.17(c8.3(b) Top Suppliers Section 3.17(cThird Party Environmental Claim 11.3(b) Unresolved Claim Section 8.10(aThreshold 8.5(a)(ii) Unresolved Matters Section 2.5(cTrade Accounts Payable 2.4(b) Vested Business Transferred Employee Option Closing 10.1(b) Transfer Taxes 9.1(e) Transferred Employee 10.1(b) Transferred Former Employee 10.1(c) Transition Services Agreement 2.9(a)(ix)
(a) Unknown Environmental Liability Losses 11.1(a) Unknown Losses Termination Date Consideration Section 5.7(a)(i11.2(a) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)Welfare Plan 10.4 Weston 705 Supply Agreement 5.21
Appears in 1 contract
Additional Defined Terms. The following additional defined terms are defined used in the corresponding Sections of this Agreement: Term Plan, not including terms used only in Supplement A or B. Annual Additions Section SMART Worldwide Preamble Arizona Sold Shares 12.1(b) Applicable Contributions Section 2.4(a)(i9.2 Catch-up Contributions Section 6.5 Claimant Section 16.11(a) Assets Claims Administrator Section 3.11(a16.11(a) Bankruptcy Exceptions Compensation Section 3.4 Books and Records 12.1(b) Contribution Percentage Section 5.10(b12.4(c) Buyer Preamble Buyer Benefit Plans Deferral Percentage Section 5.6(c12.3(c) Buyer Favorable Outcome Direct Rollover Section 8.10(c14.4(b)(ii) Buyer Indemnified Persons Distributee Section 8.2(a14.4(b)(i) BuyerSub Preamble Closing ESOP Eligible Participant Section 2.3 Closing Date 11.3 Excess Company Matching Contributions Section 2.3 Closing Statement Section 2.5(a) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a12.4(d) Excess Amount Contribution Section 2.5(e)(i12.3(d)(ii) Exchange Act Excess Deferrals Section 5.11(a12.2(b) Final Closing Statement Fair Market Value Section 2.5(d11.6 FEMA Section 13.2(a)(vii) Financial Statements five-year rule Section 3.6(b14.2(c)(i) Foreign Benefit Grandfathered Contribution Eligible Participant Section 7.3(a) Hardship Section 13.2 Highly Compensated Group Contribution Percentage Section 12.4(b) Highly Compensated Group Deferral Percentage Section 12.3(b) HRT Eligible Participant Section 7.3(b) Leased Worker Member Section 5.4 Loan Applicant Section 13.3 Member Investment Component ARTICLE I Non-highly Compensated Group Contribution Percentage Section 12.4(b) Non-highly Compensated Group Deferral Percentage Section 12.3(b) One-Year Break-in-Service Section 5.3 permissive aggregation group Section 12.1(b) Plan Administrator Section 3.1 Pre-Tax Deferral Contributions Section 6.2 Pre-Tax Rollover Account Section 8.1(c) Prior Transferred Amounts Section 12.1(b) Profit Sharing Component ARTICLE I Qualifying Match Participant Section 7.2 Related Defined Contribution Plan Section 3.18(k12.1(b) Government Official Related Plan Section 3.9(d8.2 ▇▇▇▇ Deferral Contribution Account Section 9.3 ▇▇▇▇ Deferral Contributions Section 6.2 ▇▇▇▇ Rollover Account Section 8.1(c) Guaranteed Obligations Section 9.20(a415 Affiliate Section 12.1(b) Guardian Technology 60 Percent Test Section 3.13(a19.1 2009 RMDs Section 14.2(d)(i) Indemnified Party USERRA Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Section 2.6(a) Real Property Leases Section 3.10 Resolution Period Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)3.9
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Additional Defined Terms. The Each of the following terms are is defined in the corresponding Sections of this AgreementSection set forth opposite such term: Term Accounting Firm Section SMART Worldwide 3.3(b) Affected Employees Section 8.1(a) Aggregate Consideration Amount Section 3.1(a) Agreement Preamble Arizona Sold Shares Alternate Financing Section 2.4(a)(i7.9(a) Assets Audited Financials Section 3.11(a4.7(a)(i) Bankruptcy Exceptions Burdensome Condition Section 3.4 Books and Records Section 5.10(b7.4(e) Buyer Preamble Buyer Benefit Adjustment Amount Section 3.3(d) Buyer Antitrust Termination Fee Section 10.2(a) Buyer Plans Section 5.6(c8.1(b) Buyer Favorable Outcome Released Party Section 8.10(c8.6(a) Buyer Releasing Party Section 8.6(a) Change Section 1.1 Closing Section 2.2 Closing Date Section 2.2 Closing Statement Section 3.3(a) Commitment Letters Section 5.6(b) Commitment Period Section 8.1(a) Company Preamble Company Plan Section 4.14(a) Company Registrations Section 4.11(a) Confidentiality Agreement Section 8.4 Contracting Parties Section 12.4 Debt Commitment Letter Section 5.6(b) Debt Financing Section 5.6(b) Debt Financing Fee Letter Section 5.6(b) D&O Indemnified Persons Person Section 8.3(a) D&O Insurance Section 8.3(c) Debt Payoff Letters Section 7.6 Disclosed Contractual Obligations Section 4.15 Disputed Items Section 3.3(b) DOJ Section 7.4(a) E.O. 11246 Section 4.17(d) Equity Commitment Letter Section 5.6(b) Equity Financing Section 5.6(b) Equity Financing Commitment Section 5.6(b) Estimated Aggregate Consideration Amount Section 3.1(b) Final Aggregate Consideration Amount Section 3.3(c) Financials Section 4.7(a)(ii) Financing Section 5.6(b) Financing Indemnitees Section 7.9(d) FTC Section 7.4(a) ▇▇▇▇▇▇▇ Section 8.5(a) Government Contract Section 4.15(a)(xv) Insurance Policies Section 4.19 Interim Financials Section 4.7(a)(ii) Key Employees Schedule Section 7.7 Leased Personal Property Section 4.10(c) Leased Real Property Section 4.10(a) Material Supplier Section 4.15(vii) Most Recent Balance Sheet Section 4.7(a)(ii) Most Recent Balance Sheet Date Section 4.7(a)(ii) ▇▇▇▇▇ Section 8.5(a) Nonparty Affiliate Section 12.4 Objections Statement Section 3.3(b) Outbound IP Contractual Obligations Section 4.11(c) Personal Property Leases Section 4.10(c) Pre-Closing Tax Returns Section 8.2(a) BuyerSub Preamble Closing Pull and Refile Section 2.3 Closing Date Section 2.3 Closing Statement Section 2.5(a) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c7.4(a) Purchase Price Allocation Statement Adjustment Escrow Account Section 2.6(a3.2(d) Purchased Securities Recitals Real Property Leases Section 3.10 Resolution 4.10(a) Recovery Period Section 2.5(b8.5(d) Resolved Matters Regulatory Conditions Section 2.5(b7.4(a) Released Party Section 8.6(b) Releasing Party Section 8.6(b) Restraint Section 9.1(b) Restrictive Covenants Covenant Agreements Recitals Sale Recitals Second Request Section 3.13(i7.4(a) Restructuring Recitals Retained Escrow Amount Section 8.10(a503 Section 4.17(d) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Firms Section 8.10(b8.5(a) Seller Financial Statements Released Party Section 3.6(a8.6(b) Seller Indemnified Persons Releasing Party Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii8.6(b) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Senior Management Commitment Letters Recitals Tax Benefit Contest Section 8.7 Tax Claim Section 8.6 8.2(g) Termination Date Section 7.1(a)(v10.1(b) Third Party Claim Ultimate Antitrust Cap Section 8.5 Top Customers 10.2(b) Union Section 3.17(c4.17(b) Top Suppliers VEVRAA Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e4.17(d)
Appears in 1 contract
Additional Defined Terms. The following terms are defined in the corresponding Sections For purposes of this Agreement: Term , the following terms have the meanings specified in the indicated Section SMART Worldwide of this Agreement. Agreement Preamble Arizona Sold Alternative Financing Section 7.8(d) Antitrust Approvals Section 7.1(a) Book-Entry Shares Section 2.4(a)(i2.6(f) Assets C&G Section 3.11(a5.2(b) Bankruptcy Certificate Section 2.6(f) Certificate of Merger Section 2.3 Change in Recommendation Section 6.3(b) Closing Section 2.2 Closing Date Section 2.2 Company Preamble Company Contracts Section 4.18(b) Company Credit Agreement Section 5.5(a) Company Disclosure Letter Article IV Company Financial Advisors Section 4.24 Company DSU Award Section 2.7(d) Company MSU Award Section 2.7(c) Company Option Section 2.7(a) Company PS Award Section 2.7(c) Company RSU Award Section 2.7(b) Company Stock-Based Award Consideration Section 2.7(c) Company Stock-Based Awards Section 2.7(f) Company Subsidiary Section 4.2(a) Continuation Period Section 7.2(a) Continuing Employees Section 7.2(a) Continuing Shares Section 2.6(d) D&O Insurance Section 7.4(a) Debt Commitment Letter Section 5.5(a) Debt Financing Section 5.5(a) Debt Offer Documents Section 6.12(b) Debt Offers Section 6.12(a) Debt Payoff Section 6.12(a) Deferred Stock Units Section 2.7(d) Director Deferred Compensation Program Section 2.7(d) Dissenting Shares Section 2.6(c) DOJ Section 7.1(b) DSU Consideration Section 2.7(d) End Date Section 9.1(b) Effective Time Section 2.3 Excluded Shares Section 2.6(b) FTC Section 7.1(b) GAAP Section 4.7(b) General Enforceability Exceptions Section 3.4 Books and Records Section 5.10(b4.4(a) Buyer Preamble Buyer Benefit Plans Section 5.6(c) Buyer Favorable Outcome Section 8.10(c) Buyer Indemnified Persons Section 8.2(a7.4(a) BuyerSub Maximum Annual Premium Section 7.4(a) Merger Recitals Merger Consideration Section 2.6(a) Merger Sub Preamble Closing Option Consideration Section 2.3 Closing Date Section 2.3 Closing Statement Section 2.5(a2.7(a) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Parent Preamble Parent Disclosure Letter Article V Parent Financial Statements Section 3.6(b5.6 Party Preamble Paying Agent Section 3.1(a) Environmental Laws Payment Fund Section 3.20 Escrow Limited Claims 3.1(a) Performance Award Consideration Section 8.2(b)(iii2.7(c) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Per Share Merger Consideration Section 2.6(a) Real Property Leases Plan Section 3.10 Resolution Period 4.17(d) Post-Closing Plans Section 2.5(b7.2(b) Resolved Matters Proxy Statement Section 2.5(b6.2(a) Restrictive Covenants Recommendation Section 3.13(i4.4(b) Restructuring Recitals Retained Escrow Amount Required Payments Section 8.10(a5.5(a) Retained Escrow Excess Restraints Section 8.10(b8.1(c) Review Period RSU Consideration Section 2.5(b2.7(b) Revolving Credit Agreement Release SEC Documents Section 5.9(a4.7(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Software Section 3.8(o1.1 Stockholder Approval Section 4.4(c) Securities Act Stockholders Meeting Section 4.7 Seller Preamble Seller Favorable Outcome 6.3(a) Surviving Corporation Section 8.10(b) Seller Financial Statements 2.1 Surviving Corporation Bylaws Section 3.6(a) Seller Indemnified Persons 2.4 Surviving Corporation Certificate of Incorporation Section 8.3 Seller IP Reps 2.4 Termination Fee Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v9.3(a) Third Party Claim Intellectual Property Section 8.5 Top Customers 4.16(a) Trade Secrets Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)1.1
Appears in 1 contract
Sources: Merger Agreement (Gebr. Knauf Verwaltungsgesellschaft Kg)
Additional Defined Terms. The following In addition to the terms are defined in Section 1.1, additional defined terms used herein shall have the corresponding respective meanings assigned thereto in the Sections of this Agreement: indicated in the table below. Defined Term Section SMART Worldwide Additional Investor Agreements Section 3.6(b) Agreement Preamble Arizona Sold Alternate Transaction Agreement Section 8.1(d) Alternate Transaction Damages Section 10.2(a) Alternative Financing Section 3.3(a) Approval Conditions Section 10.1(b)(iii) Approval Motion Recitals Approval Order Recitals Arrangement Premium Section 4.1(b) Available Direct Subscription Shares Section 2.4(a)(i) Assets Section 3.11(a3.1(b)(ii) Bankruptcy Exceptions Code Recitals Bankruptcy Court Recitals Defined Term Section 3.4 Books and Records Basic Subscription Right Section 5.10(b2.2(b) Buyer Breaching Investor Section 9.1(b) Company Preamble Buyer Benefit Company Plans Section 5.6(c5.21(a) Buyer Favorable Outcome Confirmed Plan Section 8.10(c8.1(b) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble Closing Section 2.3 Closing Date Section 2.3 Closing Statement Section 2.5(a) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Debtor Recitals Determination Date Section 2.5(d2.2(f) Enterprise AR Aging Reports Direct Commitment Section 3.6(e3.1(a) Enterprise Financial Statements Direct Subscription Shares Section 3.6(b3.1(a) Disclosure Letter Article V Discrimination Notice Section 11.10 Dispute Notice Section 11.10 Employee Representatives Section 5.14(a) Environmental Laws Section 3.20 Escrow Limited Claims 5.19(a) ERISA Section 8.2(b)(iii5.21(a) Estimated Closing Statement Exit Financing Section 2.2(a7.17 Expedited Proceedings Section 11.10 Filing Party Section 7.15(b) Excess Amount Financial Reports Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d7.11(a) Financial Statements Section 3.6(b5.9 Ford Section 7.18 Ford Agreement Section 7.18 Fully Exercising Holder Section 2.2(c) Foreign Benefit Plan Funding Approval Certificate Section 3.18(k) Government Official 7.7 GAAP Section 3.9(d) Guaranteed Obligations 5.9 Indemnified Claim Section 9.20(a) Guardian Technology 9.2 Indemnified Person Section 3.13(a) Indemnified Party Section 8.5 9.2 Indemnifying Party Section 8.5 Insurance Policies 9.2 Investor Preamble Joint Filing Party Section 3.21 Interdivisional Payables and Receivables 7.15(c) Legal Proceedings Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares 5.13 Losses Section 2.4(a)(vi) Malicious Code Section 3.14(b9.1(a) Material Contracts Section 3.17(a5.24 Money Laundering Laws Section 5.26 Multiemployer Plans Section 5.21(b) Materials of Environmental Concern Offered Direct Subscription Shares Section 3.20 New Business Employee 3.1(b) Offering Investor Section 5.6(a3.1(b) Nonparty Affiliates OPEB Order Section 9.17 Objection 5.11(f) Outside Date Section 2.5(b10.1(b)(iii) OFAC Over-Allotted Investor Section 3.9(b8.5 Over-Subscribed Shares Section 2.2(e) Offer Letter Oversubscription Right Section 5.6(a2.2(c) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Petition Date Recitals Pre-Closing Covenants Period Section 8.1 Product Warranties 7.9 Defined Term Section 3.14(cProceedings Recitals Purchase Notice Section 2.2(f) Purchase Price Allocation Statement Section 2.6(a) Real Property Leases 2.1 Regulatory Cure Section 3.10 Resolution Period 8.5 Regulatory Reallocation Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements 8.5 Related Purchaser Section 3.6(a) Seller Indemnified Persons Removed Allotted Portion Section 8.3 Seller IP Reps 8.5 Requisite Receiving Co-Investor Approval Section 8.1 Shortfall Amount 11.10 Right Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination 2.1 Rights Distribution Date Section 7.1(a)(v2.2(b) Third Party Claim Rights Exercise Period Section 8.5 Top Customers 2.2(d) Rights Offering Section 3.17(c2.1 ROFR Investors Section 3.6(c) Top Suppliers Share Section 3.17(c) Unresolved Claim 2.1 Stock Right Commitment Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)3.2
Appears in 1 contract
Sources: Equity Commitment Agreement
Additional Defined Terms. The following In addition to the terms are defined in Section 9.1, additional defined terms used herein shall have the corresponding respective meanings set forth in the Sections of this Agreementindicated in the below table: Term Agreement Preamble Balance Sheet Section SMART Worldwide Preamble Arizona Sold Shares 3.6(a) Balance Sheet Date Section 2.4(a)(i3.6(a) Assets Section 3.11(a) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(b) Buyer Preamble Buyer Benefit Plans Section 5.6(c3.18(a) Buyer Favorable Outcome Section 8.10(c) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble Closing Section 2.3 2.1 Closing Date Section 2.3 Closing Statement 2.1 Company Preamble Company 401(k) Plan Section 2.5(a6.3 Company Certifications Section 6.2 Company Certifications Transfer Section 6.2 Company Shares Recitals Company Software Section 3.12(h) Continuing Company Trade Secrets Section 3.12(g) Employee IP Agreement Section 5.6(a3.12(d) Contracting Parties Employment Agreements Section 9.17 CPA Firm 2.2(f) Environmental Permits Section 2.5(c3.16(a)(iii) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Environmental Reports Section 3.6(e3.16(b) Enterprise Financial Statements Excluded Losses Section 3.6(b8.4(d) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Section 2.6(a) Real Property Leases Section 3.10 Resolution Period Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Fundamental Representations Section 8.1(a)(ii) Indemnifying Party Section 8.2(a)(i) Insurance Policies Section 3.21 Intended Tax Treatment Section 7.6 Interim Balance Sheet Section 3.6(a) Interim Balance Sheet Date Section 3.6(a) Interim Financial Statements Section 3.6(a) IRCA Section 3.17(d) IT Systems Section 3.12(m) Key Continuing Employee Employment Agreements Recitals Malicious Code Section 3.12(i) Marks Section 9.1 Material Contracts Section 3.9(a) Material Customers Section 3.20(b)(i) Material Suppliers Section 3.20(b) Party or Parties Preamble Patents Section 9.1 Personnel Section 3.8(j) Pre-Closing Taxes Section 7.1 Privacy Commitments Section 3.13(a) Purchaser Preamble Purchaser 401(k) Plan Section 6.3 Purchaser SEC Documents Section 5.5 Real Property Section 3.11(b) Real Property Lease Section 3.11(b) Remaining Employee Employment Agreements Section 2.2(f) Seller Indemnified Persons or Sellers Preamble Seller Released Claims Section 8.3 6.4 Seller IP Reps Released Party Section 8.1 Shortfall Amount 6.4 Seller Releasing Party Section 2.5(e)(ii) Singapore Sold Shares 6.4 Sellers Majority Section 2.4(a)(v) SL Agreement 6.5 Share Purchase Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Tangible Company Properties Section 3.10(b) Trade Secrets Section 9.1 Transaction Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Transfer Taxes Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)7.4
Appears in 1 contract
Additional Defined Terms. The following terms are defined in the corresponding Sections For purposes of this Agreement: Term , the following terms have the meanings specified in the indicated Section SMART Worldwide of this Agreement. Agreement Preamble Arizona Sold Available Nalco Stock Plan Shares Section 2.4(a)(i2.10(e) Assets Cash Consideration Section 3.11(a2.7(a)(i) Bankruptcy Exceptions Cash Election Shares Section 3.4 Books and Records 2.7(a)(i) Certificate Section 5.10(b2.7(f) Buyer Preamble Buyer Benefit Plans Section 5.6(c) Buyer Favorable Outcome Section 8.10(c) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble Closing Certificate of Merger Section 2.3 Closing Section 2.2 Closing Date Section 2.3 Closing Statement 2.2 Confidentiality Agreement Section 2.5(a7.3(d) Continuing Employee Section 5.6(a7.7(b) Contracting Parties Converted Stock-Based Award Section 9.17 CPA Firm 2.10(b) Converted Stock Option Section 2.5(c2.10(a) De Minimis Claim D & O Insurance Section 8.2(b)(i7.9(a) Deductible DGCL Recitals Dissenting Shares Section 8.2(b)(ii2.7(c) Determination Date GAAP Section 2.5(d4.7(b) Enterprise AR Aging Reports Ecolab Preamble Ecolab Change in Recommendation Section 3.6(e7.2(b) Enterprise Ecolab Contracts Section 5.17(b) Ecolab Disclosure Letter Article V Ecolab Financial Statements Advisor Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act 5.22 Ecolab Permits Section 5.11(a) Final Closing Statement Ecolab Recommendation Section 2.5(d7.2(b) Financial Statements Ecolab's Counsel Section 3.6(b7.19 Ecolab SEC Documents Section 5.6(a) Ecolab Share Issuance Section 5.4(b) Ecolab Stockholder Approval Section 5.4(d) Ecolab Stockholders Meeting Section 7.2(b) Ecolab Stock Plans Section 5.3(b) Ecolab Subsidiaries Section 5.2(a) Ecolab Subsidiary Section 5.2(a) Ecolab Termination Fee Section 9.3(b) Effective Time Section 2.3 Elected Cash Consideration Section 2.8(a) Election Deadline Section 2.9(b) Election Form Section 2.9(a) Election Form Record Date Section 2.9(a) Election Period Section 2.9(b) End Date Section 9.1(b)(i) Exchange Agent Section 3.1(a) Exchange Fund Section 3.1(b) Excluded Shares Section 2.7(b) Foreign Ecolab Benefit Plan Section 3.18(k5.14(g) Government Official Foreign Nalco Benefit Plan Section 3.9(d4.15(g) Guaranteed Obligations Form S-4 Section 9.20(a4.9 FTC Section 7.4(b) Guardian Technology Section 3.13(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Section 2.6(a) Real Property Leases Section 3.10 Resolution Period Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps 7.9(a) Joint Proxy Statement/Prospectus Section 8.1 Shortfall Amount Section 2.5(e)(ii7.1(a) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Mailing Date Section 7.1(a)(v2.9(a) Third Party Claim Maximum Annual Premium Section 8.5 Top Customers Section 3.17(c7.9(a) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Merger Recitals Merger Consideration Section 5.7(a)(i2.7(a) Vested Business Employee Merger Sub Preamble Nalco Preamble Nalco Change in Recommendation Section 7.2(a) Nalco Contracts Section 4.18(b) Nalco Disclosure Letter Article IV Nalco Financial Advisor Section 4.22 Nalco Permits Section 4.12(a) Nalco Recommendation Section 7.2(a) Nalco's Counsel Section 7.19 Nalco SEC Documents Section 4.7(a) Nalco Stock-Based Award Section 2.10(b) Nalco Stockholder Approval Section 4.4(c) Nalco Stockholders Meeting Section 7.2(a) Nalco Stock Option Escrow Release Consideration Section 5.7(a)(i2.10(a) Vested Business Employee Option Excess Amount Consideration Nalco Stock Plan Section 5.7(a)(i2.10(a) Vested Business Employee Option Holdback Release Consideration Nalco Subsidiaries Section 5.7(a)(i4.2(a) Vested Business Employee Option Legacy Defense Consideration Nalco Subsidiary Section 5.7(a)(i4.2(a) Vested Business Employee Option Payments Nalco Termination Fee Section 5.7(a)(i9.3(a) WARN Act No Election Share Section 3.19(e)2.7(a)(iii) No Election Value Section 2.8(b)(ii) Parties Preamble Party Preamble
Appears in 1 contract
Sources: Merger Agreement (Ecolab Inc)
Additional Defined Terms. The For purposes of this Agreement, the following terms are defined have the meanings specified in the corresponding Sections indicated Clause of this Agreement: Term Section SMART Worldwide Accounting Firm 3.2.4 Acquired Business 8.6.5 Acquired Competing Business 8.6.5 Additional Due Diligence 6.1.1 Agreement Preamble Arizona Sold Shares Section 2.4(a)(iAPI Exclusivity Period 8.20.1 [ * * * ] [***] [ * * * ] [***] [ * * * ] [***] Assumed Liabilities 2.3 Balance Sheet 9.4.1(a) Assets Section 3.11(aBeta-Lactam API Business 8.20.1 Business Balance Sheet 9.4.1(c) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(b) Buyer Preamble Buyer Benefit Plans Section 5.6(c) Buyer Favorable Outcome Section 8.10(c) Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble Closing Section 2.3 CONFIDENTIAL TREATMENT [***] Indicates that text has been omitted which is the subject of a confidential treatment request. This text has been separately filed with the SEC. Business Employees 9.17.1 Business Employee Plan 9.16.1 Cash Consideration 3.1 Certain Nations 9.21.4 Claim Notice 11.3.1 Closing Date Section 2.3 7.1 Closing Net Working Capital Statement Section 2.5(a3.2.2 Competing Acquiring Persons 8.6.1 Confidential Information 13.1 Controlling Party 11.4.3 Deductible 11.6.1 Deeds 7.2.1(c) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Dispute 14.2.1 Dispute Notice 14.2.1 Escrow Amount 7.3 Estimated Net Working Capital 3.2.1 Excluded Assets 2.2 Excluded Liabilities 2.4 Exclusivity Period 8.19.1 Field of Use 8.15.1 Final Statement of Closing Net Working Capital 3.2.5 Financial Statements Section 3.6(b9.4.1 Goodwill 2.1.18 Gratuity Fund 4.4.1(c) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) Improvements 9.10.6 Indebtedness Contracts 9.14.1 Indemnified Party Section 8.5 11.3.1 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c11.3.1 Interim Balance Sheet 9.4.1(b) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(viInterim Business Balance Sheet 9.4.1(d) Malicious Code Section 3.14(bInventory 2.1.1 IP Assignment 7.2.1(b) KRR Preamble Lease Deeds 7.2.1(c) Material Contracts Section 3.17(a9.13.1 Material Purchased Software 9.12.1 Mixed Account 6.8.2 Mixed Contract 6.8.1 NOC 9.10.11 Non-controlling Party 11.4.3 Objection 3.2.3 Objection Notice 11.3.2(b) Materials Owned Intellectual Property 9.11.1 Promoter Group Recital C Proposed Beta-Lactam API Transaction 8.20.1 Proposed Beta-Lactam API Purchase Consideration 8.20.1 CONFIDENTIAL TREATMENT [***] Indicates that text has been omitted which is the subject of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Prea confidential treatment request. This text has been separately filed with the SEC. Proposed Beta-Closing Covenants Section 8.1 Product Warranties Section 3.14(cLactam API Transaction Notice 8.20.1 Proposed Transaction 8.19.1 Proposed Transaction Notice 8.19.1 Provident Fund 4.4.1(a) Purchase Price Allocation Statement Section 2.6(a) 3.1 Purchased Intellectual Property 2.1.9 Purchased Software 2.1.11 Purchaser Preamble Purchaser Competing Activities 8.6.2 Purchaser Indemnified Parties 11.1 Purchaser Restricted Period 8.6.5 Real Property Leases Section 3.10 Resolution Permits 9.10.8 Registered Owned Intellectual Property 9.11.6 Release 5.1.10 Representatives 13.1 Research and Development Employees 8.21 Response 3.2.4 Restricted Period Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)8.6.1 Returns 8.10.1
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Additional Defined Terms. The following In addition to the terms are defined in Section 12.1, additional defined terms used herein shall have the corresponding respective meanings set forth in the Sections of this Agreementindicated in the below table: Defined Term Section SMART Worldwide 2023 Audited Financial Statements Section 7.11(c) 280G Taxes Section 10.2(a)(viii) 280G Vote Section 7.10 Agreement Preamble Arizona Sold Shares Section 2.4(a)(i) Assets Section 3.11(a) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(b) Buyer Preamble Buyer Benefit Plans Section 5.6(c3.18(a) Buyer Favorable Outcome Cancelled Options Price Section 8.10(c1.3(b) Buyer Indemnified Persons Claim Notice Section 8.2(a10.4(a) BuyerSub Preamble Closing Section 2.3 2.1 Closing Date Section 2.3 2.1 Closing Payment(s) Section 1.3(d) Closing Statement Section 2.5(a1.4(b) Continuing Employee Company Recitals Company Entities Recitals Company Options Price Delta Section 5.6(a1.3(b) Contracting Parties Company Software Section 9.17 CPA Firm 3.12(g) Company Trade Secrets Section 2.5(c3.12(f) De Minimis Confidential Information Section 7.2 Contingent Payment Section 1.6(a) D&O Tail Policy Section 2.2(n) Deficit Section 1.4(f)(iii) Data Room Section 12.3(i) Delaware Courts Section 13.11(b) Direct Claim Section 8.2(b)(i10.4(d) Deductible Dispute Notice Section 8.2(b)(ii1.4(c) Determination Date Dispute Period Section 2.5(d10.4(b) Enterprise AR Aging Reports Disputed Item Section 3.6(e1.4(c) Enterprise Financial Statements Domain Names Section 3.6(b12.1 Estimated Closing Purchase Price Section 12.1 Estimated Closing Indebtedness Section 1.4(a) Environmental Laws Estimated Closing Seller Transaction Expenses Section 3.20 Escrow Limited Claims Section 8.2(b)(iii1.4(a) Estimated Closing Statement Section 2.2(a1.4(a) Excess Amount Defined Term Section 2.5(e)(iEstimated Sellers’ Closing Consideration Section 1.4(a) Exchange Act Exercised Company Options Section 5.11(a1.3(a) Final Sellers’ Closing Statement Consideration Section 2.5(d1.4(f) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Section 2.6(a) Real Property Leases Section 3.10 Resolution Period Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons French WGT Section 8.3 Seller IP Reps 9.9 French WHT Debtor Section 8.1 Shortfall Amount 9.9 Fundamental Representations Section 2.5(e)(ii10.1(b) Singapore Sold General Release Section 7.5 Indemnifying Party Section 10.4(a) Inside Date Section 2.1 Insurance Policies Section 3.21 Intellectual Property Claims Section 10.2(b) Interim Financial Statements Section 3.6(a) IT Systems Section 3.12(l) Malicious Code Section 3.12(i) Marks Section 12.1 Material Contracts Section 3.9(a) Material Customers Section 3.20(a) Material Suppliers Section 3.20(b) Net Revenue Statement Section 1.6(e)(v) New Technology APC Milestone Payment Section 1.6(a)(iii) NTAP Milestone Payment Section 1.6(a)(ii) Options Price Delta Section 1.3(a) Options Shares Section 2.4(a)(v1.3(a) SL Agreement Party or Parties Preamble Patents Section 12.1 PCAOB Financial Statements Section 7.11(a) Pre-Closing Tax Return Section 9.1(a) Purchaser Preamble Purchaser Affected Parties Section 10.2(a) Purchaser Receivable Section 1.3(a) Q3 Interim Financial Statements Section 7.11(b) Real Property Section 3.11(b) Real Property Lease Section 3.11(b) Resignations Section 6.7 Resolution Period Section 1.4(d) Restrictive Covenants Agreements Recitals SLMC Safety Notices Section 6.2(i3.22(g) SLMCS Sales Contingent Payments Section 6.2(i1.6(a)(i) Sold Companies Recitals Sold Section 280G Approval Section 7.10 Section 280G Soliciting Materials Section 7.10 Seller Affected Parties Section 10.2(b) Seller or Sellers Preamble Sellers’ Closing Consideration Section 1.2 Defined Term Section Seller Representative Preamble Settlement Section 10.4(b) Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Similar Products Section 1.6(e) Tax Benefit Contest Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v9.2(a) Third Third-Party Claim Section 8.5 Top Customers 10.4(a) Trade Secrets Section 3.17(c12.1 Transaction Recitals Transfer Taxes Section 9.5 Unresolved Items Section 1.4(e) Top Suppliers Virtual Share Price Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e1.3(c)
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Additional Defined Terms. The For purposes of this Agreement and the Ancillary Agreements, the following terms are defined have the meanings specified in the corresponding Sections indicated Section of this Agreement: Defined Term Section SMART Worldwide Accounts Receivable 2.1(b)(ii) Accrued Payroll and Benefits 2.4(e) Acquired Company Intellectual Property 3.10 Acquired Company Leased Real Property 3.9(b) Acquired Company Real Property 3.9(a) Adjustment Calculation 2.6(a) Defined Term Section Adjustment Notice 2.6(a) Affiliate Indemnified Party 5.12 Agreement Preamble Arizona Sold Shares Section 2.4(a)(iApproval Notification 11.4(f) Assets Section 3.11(aApproval Order 5.3(a) Assignment and Assumption Agreement 2.9(a)(ii) Assumed Liabilities 2.3 Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(bAvoidance Actions 2.2(m) Buyer Preamble Buyer Benefit Plans Section 5.6(cBidding Procedures Order 5.3(a) Buyer Favorable Outcome Section 8.10(cBill of Sale 2.9(a)(i) Buyer Indemnified Persons Section 8.2(aBonu▇ ▇▇yments 10.1(e) BuyerSub Preamble Breakup Fee 7.2(b) Business Information 5.9(b) Business Intellectual Property Rights 3.10 Calculation Principles 2.6(a) Chosen Court 12.13 Ciba Environmental Indemnity Assignment 2.9(a)(xiii) Claim Notice 8.3(a) Closing Section 2.3 2.8 Closing Allocation Schedule 2.7(a) Closing Date Section 2.3 Closing Statement Section 2.5(a2.8 Commitment Letters 4.7 Confidentiality Agreement 5.9(a) Continuing Employee Section 5.6(aContinuation Period 10.1(c) Contracting Parties Section 9.17 CPA Firm Section 2.5(cControlling Party 8.3(d) De Minimis Claim Section 8.2(b)(iControl Notice 11.4(b) Deductible Section 8.2(b)(iiDeposit Agent 2.5(b)(i) Determination Date Section 2.5(dDeposit Agreement 2.5(b)(i) Enterprise AR Aging Reports Section 3.6(eDeposit Amount 2.5(b)(i) Enterprise Financial Statements Section 3.6(bDispute Notice 2.6(c)(ii) Dispute Notification 11.4(f) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iiiAuthorizations 3.15(a) Estimated Closing Statement Section 2.2(aEnvironmental Claim 11.4(a) Excess Amount Section 2.5(e)(iEnvironmental Claim Notice 11.4(a) Exchange Act Section 5.11(aEnvironmental Response Action 11.4(b) Environmental Investigation 11.3(b) Environmental Losses 11.3(b) Environmental Response Action 11.4(b) Environmental Response Action Proposal 11.4(e) European Trade Accounts Payable 2.4(c) Excluded Assets 2.2 Excluded Intellectual Property 2.2(h) Excluded Liabilities 2.4 Final Cash Consideration 2.5(a) Final Closing Statement Section 2.5(dNet Working Capital 2.6(a) Financial Statements 3.5 German GAAP Financial Statements 5.22(b) Governmental Antitrust Authority 5.5(a) Initial Allocation Schdule 2.7(a) Included Contracts 2.1(b)(iii) Defined Term Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) Income Statement 3.5 Indemnified Party Section 8.5 8.3(a) Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c8.3(a) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(viIndependent Accounting Firm 2.6(f) Malicious Code Section 3.14(bIndependent Consultant 11.4(g) Initial Allocation Schedule 2.7(a) Initial Cash Consideration 2.5(a) Inventory 2.1(b)(i) Inventory Cap 2.6(b) IP Assignments 2.9(a)(v) IP License Agreement 2.9(a)(v) Isopetronate HL-44 Toll Manufacturing Agreement 5.21 Known Environmental Liability Indemnity Period 11.2(b) Known Environmental Liability Losses 11.1(b) Known Losses Termination Date 11.2(b) Latin American Purchased Assets 2.10(d) Lease 3.9(b) Loss Compensation Claim 5.22(b) Marked Assets 5.15(b) Material Contracts Section 3.17(a3.11(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(aDefined Benefit Plan 10.2(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(bNon-Controlling Party 8.3(d) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(eOff-Site Liabilities 2.4(k) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(cPurchased Assets 2.10(a) Owned Real Property 2.1(b)(v) Pension Plan 10.2(a) Plan Assets Amount 10.2(b) Profit Transfer Claim 2009 5.22(b) Purchase Price Allocation Statement Section 2.6(a2.5(a) Real Purchased Assets 2.1(b) Purchased Intellectual Property Leases Section 3.10 Resolution Period Section 2.5(b2.1(b)(vi) Resolved Matters Section 2.5(bPurchaser Preamble Purchaser Indemnified Parties 8.1 Regulation 3.22 Reimbursement 7.2(b) Restrictive Covenants Section 3.13(iSale Motion 5.3(a) Restructuring Recitals Retained Escrow Amount Section 8.10(aSavings Plan 10.3(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(bDisclosure Schedule Article 3 Seller Indemnified Parties 8.2 Seller Information 5.15(f) Seller Financial Statements Marks 5.15(a) September ’09 Net Assets Statement 3.5 Share Transfer Agreement 2.9(a)(iii) Shared Accounts Payable 2.4(d) SK Preamble TBT Supply Agreement 2.9(a)(x) TOT Supply Agreement 2.9(a)(xi) TNPP Supply Agreement 5.21(a) TPP/LPE Supply Agreement 2.9(a)(xii) Defined Term Section 3.6(a) Seller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Third Party Claim Section 8.6 Termination Date Section 7.1(a)(v8.3(b) Third Party Environmental Claim Section 8.5 Top Customers Section 3.17(c11.3(b) Top Suppliers Section 3.17(cThreshold 8.5(a)(ii) Unresolved Claim Section 8.10(aTrade Accounts Payable 2.4(b) Unresolved Matters Section 2.5(cTransferred Employee 10.1(b) Vested Business Transfer Taxes 9.1(e) Transferred Employee Option Closing 10.1(b) Transferred Former Employee 10.1(c) Transition Services Agreement 2.9(a)(ix)
(a) Unknown Environmental Liability Losses 11.1(a) Unknown Losses Termination Date Consideration Section 5.7(a)(i11.2(a) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)Welfare Plan 10.4 Weston 705 Supply Agreement 5.21
Appears in 1 contract
Additional Defined Terms. The For purposes of this Agreement, the following terms are defined have the meanings specified in the corresponding Sections indicated Section of this Agreement: Defined Term Section SMART Worldwide Adjustment Calculation Section 2.4(a) Adjustment Notice Section 2.4(a) Affiliate Indemnified Party Section 12.2 Agreement Preamble Arizona Sold Shares Antitrust Laws Section 2.4(a)(i5.3(b) Assets ARIAD SWISSCO Balance Sheet Section 3.6(a)(i) ARIAD US Preamble Audited Consolidated Balance Sheets Section 5.8 Audited Consolidated Financial Statements Section 5.8 Carve Out Restructuring Section 5.7 Claim Notice Section 8.3(a) Closing Section 2.5 Closing Balance Sheet Section 2.4(a) Closing Date Section 2.5 Closing Date Payment Section 2.2 Closing Net Cash Statement Section 2.4(a) Closing Net Working Capital Statement Section 2.4(a) Company Preamble Company Balance Sheet Section 3.6(a)(ii) Company Information Section 12.1(b) Company Intellectual Property Section 3.11(a) Bankruptcy Exceptions Company Interim Balance Sheet Section 3.4 Books and Records 3.6(a)(iii) Confidentiality Agreement Section 5.10(b12.1(a) Buyer Preamble Buyer Benefit Plans Continuation Period Section 5.6(c10.1(a) Buyer Favorable Outcome Controlling Party Section 8.10(c8.3(d) Buyer Indemnified Persons Dispute Notice Section 8.2(a) BuyerSub Preamble Closing Section 2.3 Closing Date Section 2.3 Closing Statement Section 2.5(a) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii2.4(c)(ii) Estimated Closing Statement Net Cash Section 2.2(a2.3(a) Excess Amount Estimated Closing Net Working Capital Section 2.5(e)(i2.3(b) Exchange Act FCPA Section 5.11(a3.18 Final Closing Net Cash Section 2.4(f) Final Closing Statement Net Working Capital Section 2.5(d2.4(f) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Section 2.6(a) Real Property Leases Section 3.10 Resolution Period Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Indemnified Party Section 8.3(a) Indemnifying Party Section 8.3(a) Independent Accounting Firm Section 2.4(e) Initial Purchase Price Section 2.2 Leased Real Property Section 3.10(a) Material Contracts Section 3.12(a) Material Customers Section 3.22(a) Non-controlling Party Section 8.3(d) Other Consolidated Financial Statements Section 5.8 Purchase Price Section 2.2 Purchaser Preamble Purchaser Indemnified Parties Section 8.1 Real Property Leases Section 3.10(a) Resolution Period Section 2.4(e) Seller Preamble Seller Disclosure Schedule Article 3 Seller Indemnified Persons Parties Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold 8.2 Subsidiary Shares Section 2.4(a)(v3.4(b) SL Agreement Recitals SLMC Swiss Tax Rulings Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v9.1(a) Third Party Claim Section 8.5 Top Customers 8.3(b) Transferred Employees Section 3.17(c10.1(a) Top Suppliers Transferred Former Employees Section 3.17(c10.1(a) Unresolved Claim Warranted Leased Real Property Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e3.10(b)
Appears in 1 contract
Sources: Share Purchase Agreement (Ariad Pharmaceuticals Inc)
Additional Defined Terms. The For purposes of this Agreement, the following terms are defined have the meanings specified in the corresponding Sections indicated Section of this Agreement: Defined Term Section SMART Worldwide Adjustment Calculation Section 2.4(a) Adjustment Notice Section 2.4(a) Affiliate Indemnified Party Section 11.2 Agreement Preamble Arizona Sold Shares Antitrust Laws Section 2.4(a)(i5.3(b) Assets ARIAD SWISSCO Balance Sheet Section 3.6(a)(i) ARIAD US Preamble Audited Consolidated Balance Sheets Section 5.8 Audited Consolidated Financial Statements Section 5.8 Carve Out Restructuring Section 5.7 Claim Notice Section 8.3(a) Closing Section 2.5 Closing Balance Sheet Section 2.4(a) Closing Date Section 2.5 Closing Date Payment Section 2.2 Closing Net Cash Statement Section 2.4(a) Closing Net Working Capital Statement Section 2.4(a) Company Preamble Company Balance Sheet Section 3.6(a)(ii) Company Information Section 11.1(b) Company Intellectual Property Section 3.11(a) Bankruptcy Exceptions Company Interim Balance Sheet Section 3.4 Books and Records 3.6(a)(iii) Confidentiality Agreement Section 5.10(b11.1(a) Buyer Preamble Buyer Benefit Plans Continuation Period Section 5.6(c10.1(a) Buyer Favorable Outcome Controlling Party Section 8.10(c8.3(d) Buyer Indemnified Persons Dispute Notice Section 8.2(a) BuyerSub Preamble Closing Section 2.3 Closing Date Section 2.3 Closing Statement Section 2.5(a) Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii2.4(c)(ii) Estimated Closing Statement Net Cash Section 2.2(a2.3(a) Excess Amount Estimated Closing Net Working Capital Section 2.5(e)(i2.3(b) Exchange Act FCPA Section 5.11(a3.18 Final Closing Net Cash Section 2.4(f) Final Closing Statement Net Working Capital Section 2.5(d2.4(f) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Section 2.6(a) Real Property Leases Section 3.10 Resolution Period Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Indemnified Party Section 8.3(a) Indemnifying Party Section 8.3(a) Independent Accounting Firm Section 2.4(e) Initial Purchase Price Section 2.2 Leased Real Property Section 3.10(a) Material Contracts Section 3.12(a) Material Customers Section 3.22(a) Non-controlling Party Section 8.3(d) Other Consolidated Financial Statements Section 5.8 Purchase Price Section 2.2 Purchaser Preamble Purchaser Indemnified Parties Section 8.1 Real Property Leases Section 3.10(a) Resolution Period Section 2.4(e) Seller Preamble Seller Disclosure Schedule Article 3 Seller Indemnified Persons Parties Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Singapore Sold 8.2 Subsidiary Shares Section 2.4(a)(v3.4(b) SL Agreement Recitals SLMC Swiss Tax Rulings Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v9.1(a) Third Party Claim Section 8.5 Top Customers 8.3(b) Transferred Employees Section 3.17(c10.1(a) Top Suppliers Transferred Former Employees Section 3.17(c10.1(a) Unresolved Claim Warranted Leased Real Property Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e3.10(b)
Appears in 1 contract
Sources: Share Purchase Agreement (Ariad Pharmaceuticals Inc)
Additional Defined Terms. The For purposes of this Agreement, the following terms are defined have the meanings specified in the corresponding Sections indicated Section of this Agreement: Defined Term Section SMART Worldwide ACT Section 6.1(a) Agreement Preamble Arizona Sold Shares Board Section 2.4(a)(i3.2(c)(iv) Assets Section 3.11(a) Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(b) Buyer Company Preamble Buyer Benefit Plans Section 5.6(c) Buyer Favorable Outcome Section 8.10(c) Buyer Indemnified Company Covered Persons Section 8.2(a4.6(a) BuyerSub Company Notice Section 5.1(b) Company ROFR Period Section 5.1(b) Disqualification Events Section 4.6(a) Effectiveness Period Section 3.4(b) FOD Capital Section 3.9 Founder Preamble Closing Founder Nominees Section 2.3 Closing Date 4.2(a) GIL SPE Preamble Holder Violation Section 2.3 Closing 3.8(b) Initiating Holders Section 3.2(a) KLIM Preamble KLIM Nominee Section 4.2(b) L1 Capital LSF Preamble L1 Global Master Fund Preamble L1 Holders Preamble L1 LSF Limited Preamble Major Investor Preamble Major Investors Preamble MWIG Preamble MWIG Nominees Section 4.2(c) Nominating Committee Section 4.2(d) Nominee Section 4.2(c) Overallotment Notice Section 5.1(e) Participating Stockholders Section 5.1(c) Participating Stockholders’ Overallotment Notice Section 5.1(e) Permitted Assignment Section 6.6 Prior Stockholders’ Agreement Recitals Proposed Transfer Notice Section 5.1(b) Prospective Transferee Section 5.1(a) Resale Shelf Registration Section 3.4(a) Resale Shelf Registration Statement Section 2.5(a3.4(a) Continuing Employee Right of First Refusal Section 5.6(a5.1(a) Contracting Parties Second Proposed Transfer Notice Section 9.17 CPA Firm 5.1(c) Secondary Refusal Right Section 2.5(c5.1(c) De Minimis Claim Secondary ROFR Notice Section 8.2(b)(i5.1(c) Deductible Shelf Offering Section 8.2(b)(ii3.4(f) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c) Key Employee Offer Letter Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Business Employee Section 5.6(a) Nonparty Affiliates Section 9.17 Objection Section 2.5(b) OFAC Section 3.9(b) Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Pre-Closing Covenants Section 8.1 Product Warranties Section 3.14(c) Purchase Price Allocation Statement Section 2.6(a) Real Property Leases Section 3.10 Resolution Stockholder ROFR Period Section 2.5(b5.1(c) Resolved Matters Stockholders Preamble Subsequent Holder Notice Section 2.5(b3.4(e) Restrictive Covenants Subsequent Shelf Registration Section 3.13(i3.4(c) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Suspension Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer Agreement Section 3.8(o) Securities Act Section 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seller Financial Statements Section 3.6(a) Seller Indemnified Persons Take-Down Notice Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii3.4(f) Singapore Sold Transfer Shares Section 2.4(a)(v5.1(a) SL Agreement Recitals SLMC Violation Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date Section 7.1(a)(v) Third Party Claim Section 8.5 Top Customers Section 3.17(c) Top Suppliers Section 3.17(c) Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date Consideration Section 5.7(a)(i) Vested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) Vested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e3.8(a)
Appears in 1 contract
Sources: Stockholders' Agreement (F45 Training Holdings Inc.)