Common use of Actively Traded Security Clause in Contracts

Actively Traded Security. The Company shall notify the Agents immediately by an email addressed to each of the respective individuals from the Agents set forth on Schedule 1 attached hereto if the Shares cease to qualify as an “actively-traded security” exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule and the sales shall be suspended until that or other exemptive provisions have been satisfied in the judgement of each party.

Appears in 7 contracts

Samples: Equity Distribution Agreement (First Majestic Silver Corp), Equity Distribution Agreement (First Majestic Silver Corp), Equity Distribution Agreement (First Majestic Silver Corp)

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Actively Traded Security. The Company shall notify the Agents immediately by an email addressed to each of the respective individuals from each of the Agents set forth on Schedule 1 attached hereto if the Shares cease to qualify as an “actively-traded security” exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule and the sales shall be suspended until that or other exemptive provisions have been satisfied in the judgement of each party.

Appears in 6 contracts

Samples: Equity Distribution Agreement (NexGen Energy Ltd.), Equity Distribution Agreement (Sandstorm Gold LTD), Equity Distribution Agreement (NexGen Energy Ltd.)

Actively Traded Security. The Company Corporation shall notify the Agents immediately by an email addressed to each of the respective individuals from each of the Agents set forth on Schedule 1 attached hereto if the Shares cease to qualify as an “actively-traded security” exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule and the sales shall be suspended until that or other exemptive provisions have been satisfied in the judgement of each party.

Appears in 5 contracts

Samples: Distribution Agreement (Fortis Inc.), Equity Distribution Agreement (FRANCO NEVADA Corp), Equity Distribution Agreement (Fortis Inc.)

Actively Traded Security. The Company Corporation shall notify the Agents immediately by an email addressed to each of the respective individuals from each of the Agents set forth on Schedule 1 attached hereto if the Shares cease to qualify as an “actively-traded security” exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule and the sales shall be suspended until that or other exemptive provisions have been satisfied in the judgement judgment of each party.

Appears in 3 contracts

Samples: Equity Distribution Agreement (HEXO Corp.), Equity Distribution Agreement (HEXO Corp.), Equity Distribution Agreement (HEXO Corp.)

Actively Traded Security. The Company shall notify the Agents immediately by an email addressed to each of the respective individuals from each of the Agents set forth on Schedule 1 “B” attached hereto if the Shares cease to qualify as an “actively-traded security” exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule and the sales shall be suspended until that or other exemptive provisions have been satisfied in the judgement of each party.

Appears in 3 contracts

Samples: Sales Agreement (enCore Energy Corp.), Equity Distribution Agreement (Denison Mines Corp.), Equity Distribution Agreement (Denison Mines Corp.)

Actively Traded Security. The Company shall notify the Agents immediately by an email addressed to each of the respective individuals from each of the Agents set forth on Schedule 1 attached hereto if the Common Shares cease to qualify as an “actively-traded security” exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule and the sales shall be suspended until that or other exemptive provisions have been satisfied in the judgement judgment of each party.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Equinox Gold Corp.), Equity Distribution Agreement (New Found Gold Corp.)

Actively Traded Security. The Company shall notify the Agents immediately by an email addressed to each of the respective individuals from each of the Agents set forth on Schedule 1 attached hereto if the Common Shares cease to qualify as an "actively-traded security" exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule and the sales shall be suspended until that or other exemptive provisions have been satisfied in the judgement of each party.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Metalla Royalty & Streaming Ltd.), Equity Distribution Agreement (Metalla Royalty & Streaming Ltd.)

Actively Traded Security. The Company Corporation shall notify the Agents immediately by an email addressed to each of the respective individuals from each of the Agents set forth on Schedule 1 attached hereto if the Common Shares cease to qualify as an “actively-traded security” exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule and the sales shall be suspended until that or other exemptive provisions have been satisfied in the judgement of each party.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Algonquin Power & Utilities Corp.), Equity Distribution Agreement (Algonquin Power & Utilities Corp.)

Actively Traded Security. The Company Corporation shall notify the Agents immediately by an email addressed to each of the respective individuals from each of the Agents set forth on Schedule 1 attached hereto if the Shares cease to qualify as an "actively-traded security" exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule and the sales shall be suspended until that or other exemptive provisions have been satisfied in the judgement of each party.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Organigram Holdings Inc.), Equity Distribution Agreement (Organigram Holdings Inc.)

Actively Traded Security. The Company Corporation shall notify the Agents immediately by an email addressed to each of the respective individuals from each of the Agents set forth on Schedule 1 attached hereto if the Common Shares cease to qualify as an "actively-traded security" exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule and the sales shall be suspended until that or other exemptive provisions have been satisfied in the judgement of each party.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Westport Fuel Systems Inc.), Distribution Agreement

Actively Traded Security. The Company shall notify the Agents immediately by an email addressed to each of the respective individuals from the Agents set forth on Schedule 1 attached hereto if at any time the Shares cease to qualify as become an “actively-traded security” exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule and rule. Furthermore, the sales Company shall be suspended until that or other exemptive provisions have been satisfied in notify the judgement Agents immediately by an email addressed to each of the respective individuals from each partyof the Agents set forth on Schedule 1 attached hereto if the Shares having once qualified for such exemption, cease to so qualify.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Electra Battery Materials Corp), Equity Distribution Agreement (B2gold Corp)

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Actively Traded Security. The Company Corporation shall notify the Agents immediately as soon as reasonably practicable by an email addressed to each of the respective individuals from each of the Agents set forth on Schedule 1 attached hereto if the Shares cease to qualify as an “actively-traded security” exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule and the sales shall be suspended until that or other exemptive provisions have been satisfied in the judgement judgment of each party.

Appears in 1 contract

Samples: Equity Distribution Agreement (Poet Technologies Inc.)

Actively Traded Security. The Company Corporation shall notify the Agents immediately Agent as soon as reasonably practicable by an email addressed to each of the respective individuals individual from the Agents Agent set forth on Schedule 1 attached hereto if the Shares cease to qualify as an “actively-traded security” exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule and the sales shall be suspended until that or other exemptive provisions have been satisfied in the judgement judgment of each party.

Appears in 1 contract

Samples: Equity Distribution Agreement (Poet Technologies Inc.)

Actively Traded Security. The Company shall notify the Agents immediately promptly by an email ‎email addressed to each of the respective individuals from the Agents set forth on Schedule 1 attached hereto Authorized Agent Representatives if the Shares cease to qualify as an “actively-traded security” exempted from the requirements ‎requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule ‎rule and the sales shall be suspended until the Agents, in their sole judgment, determines that sales ‎of Shares hereunder are not subject to or other exemptive provisions have been satisfied can be made in the judgement compliance with Rule 101 of each party.‎Regulation M.‎

Appears in 1 contract

Samples: Equity Distribution Agreement (Dakota Gold Corp.)

Actively Traded Security. The Company Corporation shall notify the Agents immediately by an email addressed to each of the respective individuals from each of the Agents set forth on Schedule 1 2 attached hereto if the Shares cease to qualify as an “actively-traded security” exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule and the sales shall be suspended until that or other exemptive provisions have been satisfied in the judgement of each party.

Appears in 1 contract

Samples: Equity Distribution Agreement (FRANCO NEVADA Corp)

Actively Traded Security. The Company Corporation shall notify the Agents immediately by an email addressed to each of the respective individuals from each of the Agents set forth on Schedule 1 attached hereto if the Shares cease to qualify as an “actively-traded security” exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule and the sales shall be suspended until that or other exemptive provisions have been satisfied in the judgement judgment of each party.

Appears in 1 contract

Samples: Equity Distribution Agreement (Lion Electric Co)

Actively Traded Security. The Company shall notify the Agents immediately by an email addressed to each of the respective individuals from each of the Agents set forth on Schedule 1 attached hereto if the Common Shares cease to qualify as become an "actively-traded security" exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule and rule. Furthermore, the sales Company shall be suspended until that or other exemptive provisions have been satisfied in notify the judgement Agents immediately by an email addressed to each of the respective individuals from each partyof the Agents set forth on Schedule 1 attached hereto if the Common Shares having once qualified for such exemption, cease to so qualify.

Appears in 1 contract

Samples: Equity Distribution Agreement (Platinum Group Metals LTD)

Actively Traded Security. The Company shall notify the Agents immediately by an email addressed to each of the respective individuals from each of the Agents set forth on Schedule 1 attached hereto if the Common Shares cease to qualify as an “actively-traded security” exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule and the sales shall be suspended until that or other exemptive provisions have been satisfied in the judgement of each party.

Appears in 1 contract

Samples: Goldmining (GoldMining Inc.)

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