Actively Traded Security. The Common Stock is an “actively traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 207 contracts
Samples: Equity Distribution Agreement (Healthcare Trust of America Holdings, LP), Equity Distribution Agreement (Sunstone Hotel Investors, Inc.), Equity Distribution Agreement (Rexford Industrial Realty, Inc.)
Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange 1934 Act by subsection (c)(1) of such rule.
Appears in 84 contracts
Samples: Inovio Pharmaceuticals, Inc., Equity Offeringsm Sales Agreement (Diamondback Energy, Inc.), Equity Offering Sales Agreement (Americold Realty Trust)
Actively Traded Security. The Common Stock is an Shares are “actively traded securitysecurities” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 43 contracts
Samples: Equity Distribution Agreement (LaSalle Hotel Properties), Equity Distribution Agreement (Kite Realty Group Trust), Equity Distribution Agreement (Federal Realty OP LP)
Actively Traded Security. The shares of Common Stock is an are “actively traded securitysecurities” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 36 contracts
Samples: Equity Distribution Agreement (Agree Realty Corp), Equity Distribution Agreement (Agree Realty Corp), Equity Distribution Agreement (Agree Realty Corp)
Actively Traded Security. The Common Stock is Shares are an “actively traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 21 contracts
Samples: Equity Distribution Agreement (Whitestone REIT), Equity Distribution Agreement (Whitestone REIT), Underwriting Agreement (Whitestone REIT)
Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 17 contracts
Samples: Equity Distribution Agreement (Peregrine Pharmaceuticals Inc), Sales Agreement (American Capital Agency Corp), Sales Agreement (AGNC Investment Corp.)
Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 15 contracts
Samples: Sales Agreement (Microvision, Inc.), Equity Distribution Agreement (Cynergistek, Inc), Corporation Equity Distribution Agreement (Immersion Corp)
Actively Traded Security. The Common Stock is shall be an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 14 contracts
Samples: Terms Agreement (NETSTREIT Corp.), Equity Distribution Agreement (Applied Optoelectronics, Inc.), Terms Agreement (Sabra Health Care REIT, Inc.)
Actively Traded Security. The Common Stock is an “actively traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange 1934 Act by subsection (c)(1) of such rule.
Appears in 13 contracts
Samples: Underwriting Agreement (Equity One, Inc.), Equity Distribution Agreement (Affiliated Managers Group, Inc.), Distribution Agency Agreement (Affiliated Managers Group Inc)
Actively Traded Security. The Common Stock is qualifies as an “actively traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 12 contracts
Samples: Equity Distribution Agreement (Extra Space Storage LP), Equity Distribution Agreement (Extra Space Storage Inc.), Equity Distribution Agreement (Extra Space Storage Inc.)
Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 11 contracts
Samples: Equity Distribution Agreement (CMS Energy Corp), Equity Distribution Agreement (CMS Energy Corp), Equity Distribution Agreement (CMS Energy Corp)
Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection Rule 101 (c)(1) of such rulethereunder.
Appears in 6 contracts
Samples: Terms Agreement (Hcp, Inc.), Terms Agreement (Global Medical REIT Inc.), Terms Agreement (Global Medical REIT Inc.)
Actively Traded Security. The Common Stock is shall be an “actively actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 5 contracts
Samples: Underwriting Agreement (Tellurian Inc. /De/), Terms Agreement (Firstmerit Corp /Oh/), Management Agreement (Invesco Mortgage Capital Inc.)
Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1101(c)(1) of such rule.
Appears in 4 contracts
Samples: Terms Agreement (Firstmerit Corp /Oh/), Underwriting Agreement (Firstmerit Corp /Oh/), Terms Agreement (Firstmerit Corp /Oh/)
Actively Traded Security. The Common Stock is an are “actively traded securitysecurities” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 4 contracts
Samples: Equity Distribution Agreement (National Health Investors Inc), Equity Distribution Agreement (National Health Investors Inc), Equity Distribution Agreement (National Health Investors Inc)
Actively Traded Security. The shares of Common Stock is an are “actively traded securitysecurities” excepted from the requirements of Rule 101 of Regulation M under the Exchange 1934 Act by subsection (c)(1) of such rule.
Appears in 3 contracts
Samples: Underwriting Agreement (Ashford Hospitality Prime, Inc.), Underwriting Agreement (Equity One, Inc.), Underwriting Agreement (Equity One, Inc.)
Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted from the requirements of as defined in Rule 101 101(c)(1) of Regulation M under the Exchange Act by subsection (c)(1) of such ruleAct.
Appears in 3 contracts
Samples: Sales Agency Financing Agreement (Host Hotels & Resorts, Inc.), Sales Agency Financing Agreement (Host Hotels & Resorts, Inc.), Sales Agency Financing Agreement (Host Hotels & Resorts, Inc.)
Actively Traded Security. The Company’s Common Stock is an “actively traded security” excepted from the requirements of Rule 101 of ”, as such term is defined in Regulation M under the Exchange Act by subsection (c)(1) of such ruleAct.
Appears in 2 contracts
Samples: Underwriting Agreement (Synthetic Biologics, Inc.), Underwriting Agreement (Synthetic Biologics, Inc.)
Actively Traded Security. The Common Stock is shall be an “actively traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 2 contracts
Samples: Common Stock (CPS Technologies Corp/De/), CPS Technologies Corp/De/
Actively Traded Security. The Common Stock is an “actively traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Equity One, Inc.), Equity Distribution Agreement (Equity One, Inc.)
Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rulerule (subject to Section 3(g) hereof).
Appears in 2 contracts
Samples: Equity Offeringsm Sales Agreement (Starwood Property Trust, Inc.), Equity Offeringsm Sales Agreement (Starwood Property Trust, Inc.)
Actively Traded Security. The Common Stock is shall be an “actively actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such ruleRule 101.
Appears in 2 contracts
Samples: Sales Agreement (Phillips Edison & Company, Inc.), Sales Agreement (Phillips Edison & Company, Inc.)
Actively Traded Security. The Class A Common Stock is an “actively actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1Rule 101(c)(1) of such rulethereunder.
Appears in 1 contract
Samples: Distribution Agreement (Carvana Co.)
Actively Traded Security. The Common Stock is an “actively "actively-traded security” excepted " exempted from the requirements of Rule 101 of Regulation M under the Exchange 1934 Act by subsection (c)(1) of such rule.
Appears in 1 contract
Samples: Underwriting Agreement (American Capital Agency Corp)
Actively Traded Security. The Common Stock is an “actively traded security” "actively-traded" security excepted from the requirements of Rule 101 101(c)(1) of Regulation M under the Exchange Act by subsection (c)(1) of such ruleAct.
Appears in 1 contract
Actively Traded Security. The Common Stock is an “actively "actively-traded security” " excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 1 contract
Samples: Microvision, Inc.
Actively Traded Security. The Common Stock is an “actively traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange 1934 Act by subsection (c)(1) of such rule.
Appears in 1 contract
Samples: Equity Distribution Agreement (KKR Real Estate Finance Trust Inc.)
Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1Rule 101(c)(1) of such rulethereunder.
Appears in 1 contract
Samples: Equity Distribution Agreement (Chesapeake Utilities Corp)
Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1Rule 101(c)(1) of such ruleRegulation M under the Exchange Act.
Appears in 1 contract
Actively Traded Security. The Except under circumstances where the Company has provided Capital One Securities with the notice required pursuant to Section 7(x) of this Agreement, the Common Stock is an “actively traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 1 contract
Samples: Equity Distribution Agreement (Washington Real Estate Investment Trust)
Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange 1934 Act by subsection (c)(1c) (1) of such rule.
Appears in 1 contract
Samples: Underwriting Agreement (American Capital Agency Corp)
Actively Traded Security. The Common Stock is shall be an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.. (o)
Appears in 1 contract
Actively Traded Security. The As of the date of this Agreement, the Common Stock is an “actively traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 1 contract
Actively Traded Security. The Common Stock is an “actively actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection virtue of paragraph (c)(1) of such rulethereof.
Appears in 1 contract
