Acknowledgment of Trading. The Company consents to the Manager trading in the Common Stock for the Manager’s own account and for the account of its clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement.
Appears in 137 contracts
Samples: Market Offering Agreement (Dermata Therapeutics, Inc.), Market Offering Agreement (Tharimmune, Inc.), The Market Offering Agreement (Audioeye Inc)
Acknowledgment of Trading. The Company consents to the Manager trading in the Common Stock Ordinary Shares for the Manager’s own account and for the account of its clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement.
Appears in 11 contracts
Samples: Market Offering Agreement (VivoPower International PLC), The Market Offering Agreement (REE Automotive Ltd.), Market Offering Agreement (Locafy LTD)
Acknowledgment of Trading. The Company consents to the Manager trading in the Common Stock for the Manager’s own account and for the account of its clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement, provided such trading complies with applicable requirements of the Act, the Exchange Act and the Trading Market.
Appears in 3 contracts
Samples: Market Offering Agreement (BioCardia, Inc.), The Market Offering Agreement (Windtree Therapeutics Inc /De/), Terms Agreement (Windtree Therapeutics Inc /De/)
Acknowledgment of Trading. The Company consents to the Manager trading in the Common Stock Shares for the Manager’s own account and for the account of its clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement.
Appears in 3 contracts
Samples: Market Offering Agreement (Altamira Therapeutics Ltd.), Terms Agreement (Fennec Pharmaceuticals Inc.), Market Offering Agreement (Vista Gold Corp)
Acknowledgment of Trading. The Company and the Trust consents to the Manager trading in the Common Stock Capital Securities for the Manager’s own account and for the account of its clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement.
Appears in 2 contracts
Samples: Market Offering Agreement (Air T Funding), Market Offering Agreement (Air T Funding)
Acknowledgment of Trading. The Company consents to the Manager trading in the Common Stock for the Manager’s own account and for the account of its clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement, provided that the Manager will ensure appropriate and customary information barriers are in place with respect to confidential information relating to the Company in order to ensure compliance with federal securities laws in connection with such sales.
Appears in 2 contracts
Samples: Market Offering Agreement (Avinger Inc), Market Offering Agreement (ImmunoPrecise Antibodies Ltd.)
Acknowledgment of Trading. The Company consents to the Manager Managers trading in the Common Stock for the Manager’s Managers’ own account accounts and for the account accounts of its their clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement.
Appears in 2 contracts
Samples: Market Offering Agreement (India Globalization Capital, Inc.), At the Market Offering Agreement (India Globalization Capital, Inc.)
Acknowledgment of Trading. The Company consents to the Manager Managers trading in the Common Stock for the Manager’s their own account and for the account of its respective clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement, provided that such activity is conducted in accordance with material, applicable law and the rules of the Trading Market.
Appears in 2 contracts
Samples: Market Offering Agreement (Zedge, Inc.), Market Offering Agreement (Zedge, Inc.)
Acknowledgment of Trading. The Company consents to the Manager trading in the Common Stock for the Manager’s own account and for the account of its clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement.
Appears in 1 contract
Samples: The Market Offering Agreement (Nuvectis Pharma, Inc.)
Acknowledgment of Trading. The Company consents to the Manager trading in the Common Stock Shares for the Manager’s own account and for the account of its clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement, provided that the Manager will ensure appropriate and customary information barriers are in place with respect to confidential information relating to the Company in order to ensure compliance with federal securities laws in connection with such sales.
Appears in 1 contract
Acknowledgment of Trading. The Company consents to the Manager trading in the Common Stock for the Manager’s 's own account and for the account of its clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms AgreementAgreement as long as such activity complies with applicable securities laws and regulations.
Appears in 1 contract
Samples: At the Market Offering Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.)
Acknowledgment of Trading. The Company consents to the Manager trading in the Common Stock for the Manager’s own account and for the account of its clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement., provided that such activity is conducted in accordance with applicable law and the rules of the Trading Market.. (p)
Appears in 1 contract
Samples: Market Offering Agreement (Caladrius Biosciences, Inc.)
Acknowledgment of Trading. The Company consents to the Manager trading in the Common Stock for the Manager’s own account accounts and for the account accounts of its clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement.
Appears in 1 contract
Samples: Terms Agreement (Cemtrex Inc)
Acknowledgment of Trading. The Company consents to the Manager trading in the Common Stock for the Manager’s own account and for the account of its clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms AgreementAgreement as long as such activity complies with applicable securities laws and regulations.
Appears in 1 contract
Samples: Market Offering Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.)
Acknowledgment of Trading. The Company consents to the each Manager trading in the Common Stock for the such Manager’s respective own account and for the account of its clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement.
Appears in 1 contract
Samples: Terms Agreement (Opgen Inc)
Acknowledgment of Trading. The Company consents to the Manager trading in the Common Stock Shares for the Manager’s own account and for the account of its clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement..
Appears in 1 contract
Samples: Market Offering Agreement (ProMIS Neurosciences Inc.)
Acknowledgment of Trading. The Company consents to the Manager trading in the Common Stock Shares for the Manager’s 's own account and for the account of its clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement.
Appears in 1 contract
Samples: Market Offering Agreement (Performance Shipping Inc.)
Acknowledgment of Trading. The Company consents to the Manager trading in the Common Stock for the Manager’s own account and for the account of its clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement, provided that such trading is conducted in accordance with applicable law.
Appears in 1 contract
Samples: The Market Offering Agreement (Microbot Medical Inc.)
Acknowledgment of Trading. The Company consents to the Manager trading in the Common Stock Class B Shares for the Manager’s own account and for the account of its clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement.
Appears in 1 contract
Acknowledgment of Trading. The Company consents to the Manager trading in the Common Stock for the Manager’s own account and for the account of its clients at the same time as sales of the $2,5the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement.
Appears in 1 contract
Acknowledgment of Trading. The Company consents to the Manager trading in the Common Stock for the Manager’s own account (in the event of a purchase under a Terms Agreement) and for the account of its clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement.
Appears in 1 contract
Samples: Controlled Equity Offering Agreement (Biolase Technology Inc)
Acknowledgment of Trading. The Company and the Trust consents to the Manager trading in the Common Stock Capital Securities for the Manager’s own account and for the account of its clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement.. (p)
Appears in 1 contract
Samples: Air T Inc
Acknowledgment of Trading. The Company consents to the Manager Managers trading in the Common Stock for the Manager’s Managers' own account accounts and for the account accounts of its their clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement.
Appears in 1 contract
Samples: The Market Offering Agreement (India Globalization Capital, Inc.)
Acknowledgment of Trading. The Company consents consents, to the extent permitted under the Act, the Exchange Act and rules of the Trading Market, to the Manager trading in the Common Stock for the Manager’s own account and for the account of its clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement.
Appears in 1 contract
Samples: Market Offering Agreement (Nauticus Robotics, Inc.)
Acknowledgment of Trading. The Company consents to the Manager each of the Managers trading in the Common Stock Shares for the such Manager’s own account and for the account of its clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement.
Appears in 1 contract
Samples: Terms Agreement (TRX GOLD Corp)
Acknowledgment of Trading. The Company consents to the each Manager trading in the Common Stock for the such Manager’s own account and for the account of its clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement.
Appears in 1 contract
Acknowledgment of Trading. The Company consents to the Manager trading in the Common Stock for the Manager’s own account accounts and for the account accounts of its their clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement.
Appears in 1 contract
Samples: Market Offering Agreement (Youngevity International, Inc.)
Acknowledgment of Trading. The Company consents to the Manager trading in the Common Stock for the Manager’s own account and for the account of its clients at the same time as sales of the Shares occur pursuant to this Agreement or pursuant to a Terms Agreement, provided that any such trading by the Manager shall comply with applicable provisions of the Act and the Exchange Act.
Appears in 1 contract
