Accredited Investor. The Investor is an “Accredited Investor” as that term is defined in Rule 501(a)(3) of Regulation D of the Securities Act.
Appears in 102 contracts
Samples: Equity Distribution Agreement, Equity Distribution Agreement (Bos Better Online Solutions LTD), Standby Equity Distribution Agreement (Omagine, Inc.)
Accredited Investor. The Investor is an “Accredited Investor” as that term is defined in Rule 501(a)(3501(a) of Regulation D of the Securities 1933 Act.
Appears in 99 contracts
Samples: Amended Equity Financing Agreement (VNUE, Inc.), Equity Financing Agreement (Yuenglings Ice Cream Corp), Equity Financing Agreement (DarkPulse, Inc.)
Accredited Investor. The Investor is an “Accredited Investor” as that term is defined in Rule 501(a)(3) of Regulation D of the Securities Act.D.
Appears in 98 contracts
Samples: Equity Purchase Agreement (LeddarTech Holdings Inc.), Equity Purchase Agreement (LeddarTech Holdings Inc.), Prepaid Advance Agreement (Applied Digital Corp.)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3) within the meaning of Regulation D of D, Rule 501(a), promulgated by the Securities Actand Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company.
Appears in 49 contracts
Samples: Note and Warrant Purchase Agreement (Opti-Harvest, Inc.), Note and Warrant Purchase Agreement (Opti-Harvest, Inc.), Securities Purchase Agreement (Constellation Alpha Capital Corp.)
Accredited Investor. The Such Investor is an “Accredited Investor” accredited investor as that term is defined in Rule 501(a)(3501(a) of Regulation D of D, as amended, under the Securities Act0000 Xxx.
Appears in 38 contracts
Samples: Note Purchase Agreement (Renavotio, Inc.), Securities Purchase Agreement (Success Entertainment Group International Inc.), Securities Purchase Agreement (Rich Pharmaceuticals, Inc.)
Accredited Investor. The Investor is an “Accredited Investor” accredited investor as that term is defined in Rule 501(a)(3501(a) of Regulation D of promulgated under the Securities Act.
Appears in 36 contracts
Samples: Series a Preferred Stock Purchase Agreement, Equity Purchase Agreement (Luna Innovations Inc), Series a Preferred Stock Purchase Agreement
Accredited Investor. The Investor is an “Accredited Investor” accredited investor as that term is defined in Rule 501(a)(3501(a) of Regulation D of D, as amended, under the Securities Act0000 Xxx.
Appears in 34 contracts
Samples: Securities Purchase Agreement (Hale Martin M Jr), Securities Purchase Agreement (Major League Football Inc), Securities Purchase Agreement (Top Image Systems LTD)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that such term is defined in Rule 501(a)(3501(a) of Regulation D of under the Securities Act, and has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the investment to be made by it hereunder.
Appears in 23 contracts
Samples: Subscription and Security Agreement (Regen Biologics Inc), Subscription and Security Agreement (Regen Biologics Inc), Subscription Agreement (CDSS Wind Down Inc)
Accredited Investor. The Such Investor is an “Accredited Investor” accredited investor as that term is defined in Rule 501(a)(3501(a) of Regulation D of D, as amended, under the Securities ActAct (“Regulation D”).
Appears in 22 contracts
Samples: Securities Purchase Agreement (Intellinetics, Inc.), Securities Purchase Agreement (DecisionPoint Systems, Inc.), Securities Purchase Agreement (Intellinetics, Inc.)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3501(a) of Regulation D of the Securities 1933 Act.
Appears in 18 contracts
Samples: Investment Agreement (Forza Innovations Inc), Investment Agreement (STWC. Holdings, Inc.), Investment Agreement (Smoke Cartel, Inc.)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3501(a) of Regulation D of promulgated under the Securities ActAct (“Regulation D”).
Appears in 18 contracts
Samples: Convertible Note and Warrant Purchase Agreement (Essetifin SPA), Convertible Note and Warrant Purchase Agreement (Regenerx Biopharmaceuticals Inc), Convertible Note and Warrant Purchase Agreement (Essetifin SPA)
Accredited Investor. The Investor is an accredited investor (“Accredited Investor” ”), as that term is defined in Rule 501(a)(3) 501 of Regulation D of the Securities Act.D.
Appears in 17 contracts
Samples: Investment Agreement (Li3 Energy, Inc.), Investment Agreement (Blue Sphere Corp.), Investment Agreement (Dynamic Ventures Corp.)
Accredited Investor. The Such Investor is an “Accredited Investor” as that such term is defined in Rule 501(a)(3) of Regulation D of under the Securities ActAct of 1933, as amended, and has business or financial experience from which it could be reasonably assumed that the Investor has the capacity to protect its own interest in connection with the transaction.
Appears in 12 contracts
Samples: Exchange Agreement (Generac Holdings Inc.), Exchange Agreement (Generac Holdings Inc.), Exchange Agreement (Generac Holdings Inc.)
Accredited Investor. The Investor is an “Accredited Investor” as that term is defined in Rule 501(a)(3) of Regulation D of the Securities Act of 1933 (the “Securities Act”).
Appears in 12 contracts
Samples: Note Purchase Agreement (EZTD Inc), Note Purchase Agreement (Micronet Enertec Technologies, Inc.), Note Purchase Agreement (Micronet Enertec Technologies, Inc.)
Accredited Investor. The Investor understands the term “accredited investor” within the meaning of Rule 501 of Regulation D promulgated under the Securities Act and is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3) for the purposes of Regulation D of acquiring the Securities ActShares to be purchased by the Investor under this Agreement.
Appears in 11 contracts
Samples: Ordinary Shares Purchase Agreement (Sportradar Group AG), Ordinary Shares Purchase Agreement (Sportradar Group AG), Class a Ordinary Shares Purchase Agreement (Sportradar Group AG)
Accredited Investor. The Such Investor is an “Accredited Investor” accredited investor as that term is defined in Rule 501(a)(3501(a) of Regulation D of D, as amended, under the Securities 1933 Act.
Appears in 11 contracts
Samples: Investment Unit Purchase Agreement (Auxilio Inc), Investment Unit Purchase Agreement (Auxilio Inc), Securities Purchase Agreement (Vanity Events Holding, Inc.)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3) of Regulation D of the Securities Act.D.
Appears in 11 contracts
Samples: Pre Paid Advance Agreement (Lightning eMotors, Inc.), Advance Agreement (Nutex Health, Inc.), Equity Purchase Agreement (Ideanomics, Inc.)
Accredited Investor. The Investor is an “"Accredited Investor” " as that term is defined in Rule 501(a)(3) of Regulation D of the Securities Act.
Appears in 10 contracts
Samples: Credit Agreement (Communication Intelligence Corp), Equity Distribution Agreement (Eyi Industries Inc), Credit Agreement (Communication Intelligence Corp)
Accredited Investor. The Investor is an “Accredited Investor,” as that such term is defined in Rule 501(a)(3501(a) of Regulation D under the Securities Act (without reliance on Rule 501(a)(4) thereof). The Shares acquired by the Investor pursuant to this Agreement are being acquired for Investor’s own account and not with a view to, or intention of, distribution thereof in violation of the Securities ActAct or any applicable state securities laws.
Appears in 10 contracts
Samples: Preferred Stock Purchase Agreement (Promotora De Informaciones Sa /Fi), Preferred Stock Purchase Agreement (Promotora De Informaciones Sa /Fi), Preferred Stock Purchase Agreement (Promotora De Informaciones Sa /Fi)
Accredited Investor. The Investor is an “Accredited Investor” as that term is defined in Rule 501(a)(3501(a) of Regulation D of the Securities Act.
Appears in 10 contracts
Samples: Investment Agreement (Axxess Pharma Inc.), Investment Agreement (Axxess Pharma Inc.), Reserve Equity Financing Agreement (Biofield Corp \De\)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in within the meaning of Rule 501(a)(3) of Regulation D of 501 promulgated under the Securities Act.
Appears in 9 contracts
Samples: Credit Agreement, Preferred Stock Equity Facility Agreement (Intrexon Corp), Line of Credit Agreement (Lucas Energy, Inc.)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3) within the meaning of Regulation D of D, Rule 501(a), promulgated by the Securities and Exchange Commission under the Securities Act.
Appears in 9 contracts
Samples: Agreement (Emerging Fuels Technology, Inc.), Series a Preferred Stock Purchase Agreement (Prosper Marketplace Inc), Series C Preferred Stock Purchase Agreement (Prosper Marketplace Inc)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3501(a) of Regulation D under the Securities Act and is able to bear the risk of its investment in the Shares, Warrant and Warrant Shares. Investor has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the Securities Actpurchase of the Shares, Warrant and Warrant Shares.
Appears in 8 contracts
Samples: Securities Purchase and Registration Rights Agreement (Star Scientific Inc), Securities Purchase and Registration Rights Agreement (Star Scientific Inc), Securities Purchase and Registration Rights Agreement (Star Scientific Inc)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3501(a) of Regulation D of D, as amended, under the Securities 1933 Act.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Cig Wireless Corp.), Securities Purchase Agreement (Novelos Therapeutics, Inc.), Securities Purchase Agreement (Novelos Therapeutics, Inc.)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3501(a) of Regulation D of promulgated under the Securities Act.
Appears in 8 contracts
Samples: Investment Agreement (Lexaria Bioscience Corp.), Share Purchase Agreement (Fosun International LTD), Share Purchase Agreement (Yu Dong)
Accredited Investor. The Investor is an “Accredited Investor” accredited investor as that term is defined in Rule 501(a)(3501(a) of Regulation D of D, as amended, under the Securities 1933 Act.
Appears in 7 contracts
Samples: Purchase Agreement (Rainmaker Systems Inc), Securities Exchange Agreement (Antares Pharma Inc), Purchase Agreement (Oculus Innovative Sciences, Inc.)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3501(a) of Regulation D under the Securities Act and is able to bear the risk of its investment in the Shares, Warrant, and Warrant Shares. Investor has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the Securities Actpurchase of the Shares, Warrant and Warrant Shares.
Appears in 6 contracts
Samples: Securities Purchase and Registration Rights Agreement (Star Scientific Inc), Securities Purchase and Registration Rights Agreement (Star Scientific Inc), Securities Purchase and Registration Rights Agreement (Star Scientific Inc)
Accredited Investor. The Investor is an “accredited investor ("Accredited Investor” "), as that term is defined in Rule 501(a)(3) 501 of Regulation D D, and has checked the applicable box set forth in Section 10 of the Securities Actthis Agreement.
Appears in 6 contracts
Samples: Investment Agreement (Itronics Inc), Investment Agreement (Tri Valley Corp), Investment Agreement (Itronics Inc)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in within the meaning of Rule 501(a)(3501(a) of Regulation D of promulgated under the Securities Act.
Appears in 5 contracts
Samples: Purchase Agreement (Mazor Robotics Ltd.), Subscription Agreement (Essent Group Ltd.), Subscription Agreement (Essent Group Ltd.)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3501(a) of Regulation D under the Securities Act and is able to bear the risk of his investment in the Shares, Warrant, and Warrant Shares. Investor has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the Securities Actpurchase of the Shares, Warrant and Warrant Shares.
Appears in 5 contracts
Samples: Securities Purchase and Registration Rights Agreement (Star Scientific Inc), Securities Purchase and Registration Rights Agreement (Star Scientific Inc), Securities Purchase and Registration Rights Agreement (Star Scientific Inc)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that such term is defined in Rule 501(a)(3) 501 of Regulation D of promulgated under the Securities Act, and all information provided by Investor through the Platform (including, without limitation, with respect to Investor’s status as an accredited investor) is complete, accurate and true in all respects.
Appears in 5 contracts
Samples: Flash Convertible Security Subscription Agreement, Flash Convertible Security Subscription Agreement, Flashseed Preferred Stock Subscription Agreement
Accredited Investor. The Investor is an “Accredited Investor” as that term is defined in Rule 501(a)(3) of Regulation D of the Securities ActAct of 1933.
Appears in 5 contracts
Samples: Note Purchase Agreement (HealthLynked Corp), Note Purchase Agreement (KULR Technology Group, Inc.), Note Purchase Agreement (Bos Better Online Solutions LTD)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in within the meaning of the Securities and Exchange Commission’s Rule 501(a)(3) 501 of Regulation D of as promulgated under the Securities Act.
Appears in 5 contracts
Samples: Note and Warrant Purchase Agreement (Communication Intelligence Corp), Note and Warrant Purchase Agreement (Communication Intelligence Corp), Note and Warrant Purchase Agreement (Communication Intelligence Corp)
Accredited Investor. The Investor is an “Accredited Investor” accredited Investor as that term is defined in Rule 501(a)(3501(a) of Regulation D of D, as amended, under the Securities 1933 Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (FUND.COM Inc.), Securities Purchase Agreement (National Holdings Corp), Securities Purchase Agreement (National Holdings Corp)
Accredited Investor. The Investor represents that it is an “Accredited Investor” as that term is defined in Rule 501(a)(3) accredited investor within the meaning of Regulation D of under the Securities Act.
Appears in 5 contracts
Samples: Collaboration and License Agreement (Affymax Inc), Collaboration and License Agreement (Affymax Inc), Securities Purchase Agreement (Nestor Inc)
Accredited Investor. The Investor is an “Accredited Investor” as that term is defined in within the meaning of Rule 501(a)(3) 501 of Regulation D of under the Securities Act, as presently in effect.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Humbl, Inc.), Securities Purchase Agreement (Humbl, Inc.), Securities Purchase Agreement (Humbl, Inc.)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that such term is defined in Rule 501(a)(3) of Regulation D of by the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Colony Resorts LVH Acquisitions LLC), Securities Purchase Agreement (Colony Resorts LVH Acquisitions LLC), Securities Purchase Agreement (Colony Resorts LVH Acquisitions LLC)
Accredited Investor. The Investor is an “Accredited Investor” as that term is defined Investor within the definition set forth in Rule 501(a)(3501(a) of under Regulation D of the Securities Act.
Appears in 4 contracts
Samples: Series a Preferred Share Purchase Agreement (LightInTheBox Holding Co., Ltd.), Preferred Share Subscription Agreement (7 Days Group Holdings LTD), Share Subscription Agreement (JA Solar Holdings Co., Ltd.)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3501(a) of Regulation D under the Securities Act and is able to bear the risk of its investment in the February Warrant Shares, Warrant, and Warrant Shares. Investor has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the Securities Actpurchase of the February Warrant Shares, Warrant and Warrant Shares.
Appears in 4 contracts
Samples: Securities Purchase and Registration Rights Agreement (Star Scientific Inc), Securities Purchase and Registration Rights Agreement (Star Scientific Inc), Securities Purchase and Registration Rights Agreement (Star Scientific Inc)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3501(a) of Regulation D of D, as amended, under the Securities Act.
Appears in 4 contracts
Samples: Purchase Agreement (China BCT Pharmacy Group, Inc.), Purchase Agreement (China BCT Pharmacy Group, Inc.), Securities Purchase Agreement (Colony Financial, Inc.)
Accredited Investor. The Investor is an “Accredited Investor” accredited investor as that term is defined in Rule 501(a)(3501(a) of Regulation D of D, as amended, under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (H/Cell Energy Corp), Securities Purchase Agreement (H/Cell Energy Corp), Purchase Agreement (Pegasi Energy Resources Corporation.)
Accredited Investor. The Such Investor is an “Accredited Investoraccredited investor,” as that such term is defined in Rule 501(a)(3501(a) of Regulation D of under the Securities Act.
Appears in 4 contracts
Samples: Note and Warrant Purchase Agreement (Liqtech International Inc), Convertible Note Subscription Agreement (PaxMedica, Inc.), Note and Warrant Purchase Agreement (Identiv, Inc.)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that such term is defined in Rule 501(a)(3) 501 of Regulation D of promulgated under the Securities Act.
Appears in 4 contracts
Samples: Promissory Note Purchase Agreement (Global Digital Solutions Inc), Promissory Note Purchase Agreement (Rvue Holdings, Inc.), Stock and Warrant Purchase Agreement (Fiberstars Inc /Ca/)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3501(a) of Regulation D under the Securities Act and is able to bear the risk of its investment in the Prior Warrant Shares, Warrant, and Warrant Shares. Investor has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the Securities Actpurchase of the Prior Warrant Shares, Warrant and Warrant Shares.
Appears in 4 contracts
Samples: Securities Purchase and Registration Rights Agreement (Star Scientific Inc), Securities Purchase and Registration Rights Agreement (Star Scientific Inc), Securities Purchase and Registration Rights Agreement (Star Scientific Inc)
Accredited Investor. The Such Investor is an “Accredited Investor” accredited investor as that term is defined in Rule 501(a)(3501(a) of Regulation D of D, as amended, under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (American Virtual Cloud Technologies, Inc.), Securities Purchase Agreement (American Virtual Cloud Technologies, Inc.), Common Stock and Warrant Purchase Agreement (Sunesis Pharmaceuticals Inc)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that such term is defined in Rule 501(a)(3501(a) of Regulation D of the Securities ActAct and has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the investment contemplated by this Agreement. The Investor is able to bear the economic risk of its investment in the Company (including a complete loss of such investment).
Appears in 4 contracts
Samples: Investment Agreement (Aravive, Inc.), Investment Agreement (Aravive, Inc.), Investment Agreement (Medicines Co /De)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3501(a) of Regulation D of promulgated under the Securities ActAct (an “Accredited Investor”) and, if an entity, either (i) was not organized for the specific purpose of acquiring the Securities or (ii) each of its equity owners, members or partners, as the case may be, is an Accredited Investor.
Appears in 4 contracts
Samples: Securities Purchase Agreement (NightCulture, Inc.), Securities Purchase Agreement (Mathewson Charles N), Securities Purchase Agreement (Grill Concepts Inc)
Accredited Investor. The Investor is an “"Accredited -------------------- ---------- Investor” " as that term is defined in Rule 501(a)(3) of Regulation D of the -------- Securities Act.
Appears in 4 contracts
Samples: Equity Distribution Agreement (Zann Corp), Equity Distribution Agreement (Intrepid Technology & Resource Inc), Equity Distribution Agreement (Intrepid Technology & Resource Inc)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3501(a) of Regulation D of D. The undersigned hereby subscribes for the Securities ActMaximum Offering Amount and acknowledges that this Agreement and the subscription represented hereby shall not be effective unless accepted by the Company as indicated below.
Appears in 4 contracts
Samples: Investment Agreement (Dc Brands International Inc), Investment Agreement (Mabcure Inc.), Investment Agreement (Alternate Energy Holdings, Inc.)
Accredited Investor. The Investor is an “Accredited Investor” accredited investor as that term is defined in Rule 501(a)(3501(a) of Regulation D of D, as amended, under the Securities 1933 Act.
Appears in 3 contracts
Samples: Purchase Agreement (Gulf United Energy, Inc.), Purchase Agreement (Gulf United Energy, Inc.), Purchase Agreement (Gulf United Energy, Inc.)
Accredited Investor. The Such Investor is an “Accredited Investor” accredited investor as that term is defined in Rule 501(a)(3501(a) of Regulation D D, as amended, under the 1933 Act. The definition of the Securities Act“accredited investor” is annexed hereto.
Appears in 3 contracts
Samples: Securities Purchase, Settlement and Release Agreement (Long-E International, Inc.), Securities Purchase Agreement (Long-E International, Inc.), Securities Purchase Agreement (Long-E International, Inc.)
Accredited Investor. The Investor It is an “Accredited Investoraccredited investor” as that such term is defined in Rule 501(a)(3501(a)(1), (2) or (3) of Regulation D of under the Securities Act.
Appears in 3 contracts
Samples: Note Purchase Agreement (Conns Inc), Note Purchase Agreement (Conns Inc), Note Purchase Agreement (Conns Inc)
Accredited Investor. The Investor is an “accredited investor -------------------- ("Accredited Investor” "), as that term is defined in Rule 501(a)(3) 501 of Regulation D D, and has checked the applicable box set forth in Section 10 of the Securities Actthis Agreement.
Appears in 3 contracts
Samples: Investment Agreement (E Rex Inc), Investment Agreement (E Rex Inc), Investment Agreement (Texas Commercial Resources Inc)
Accredited Investor. The To the extent applicable and necessary, the Investor represents that it is an “Accredited Investoraccredited investor” as that term is defined within the definition set forth in Rule 501(a)(3501(a) of under Regulation D of the Securities Act, as presently in effect.
Appears in 3 contracts
Samples: Series B Preferred Share Purchase Agreement (Jupai Holdings LTD), Series B Preferred Share Purchase Agreement (Jupai Holdings LTD), Share Purchase Agreement (Jupai Holdings LTD)
Accredited Investor. The Investor is an “Accredited Investor” as that term is defined in accredited investor within the meaning of Rule 501(a)(3501(a) of Regulation D of the Securities Actand Exchange Commission and has substantial experience in evaluating and investing in private placement transactions of securities in companies similar to the Company so that the Investor is capable of evaluating the merits and risks of its investment in the Company and has the capacity to protect its own interests.
Appears in 3 contracts
Samples: Series a Convertible Preferred Stock Purchase Agreement (Hei Inc), Stock Purchase Agreement (Hei Inc), Stock Purchase Agreement (Jensen Jeff)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” (as that term is defined in under Rule 501(a)(3) 501 of Regulation D of under the Securities Act), capable of evaluating the merits and risks of an investment in the Shares and of protecting the Investor’s own interest in connection with the purchase of Shares.
Appears in 3 contracts
Samples: Preferred Stock Purchase Agreement (Carver Bancorp Inc), Stock Purchase Agreement (Carver Bancorp Inc), Stock Purchase Agreement (Carver Bancorp Inc)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” (as that such term is defined in Rule 501(a)(3) of Regulation D of under the Securities Act).
Appears in 3 contracts
Samples: Securities Purchase Agreement (Ault Global Holdings, Inc.), Securities Purchase Agreement (DPW Holdings, Inc.), Preferred Stock Purchase Agreement (Digital Power Corp)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in within the meaning of Rule 501(a)(3501(a) of Regulation D of D, promulgated under the Securities Act of 1933, as amended (the “Act.”), as presently in effect and Investor has executed the Certificate of Accredited Investor Status, attached hereto as Exhibit B.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Sub-Urban Brands, Inc.), Securities Purchase Agreement (Sub-Urban Brands, Inc.), Form of Securities Purchase Agreement (Sub-Urban Brands, Inc.)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that such term is defined in Rule 501(a)(3501(a) of Regulation D of promulgated under the Securities Act.
Appears in 3 contracts
Samples: Convertible Promissory Note Purchase Agreement (Kesselring Holding Corporation.), Convertible Promissory Note Purchase Agreement (Kesselring Holding Corporation.), Convertible Promissory Note Purchase Agreement (Kesselring Holding Corporation.)
Accredited Investor. The Investor is an “Accredited Investor” as that term is defined Investor within the definition set forth in Rule 501(a)(3501(a) of under Regulation D of the Securities Act.
Appears in 3 contracts
Samples: Series B Preferred Share Purchase Agreement (Taomee Holdings LTD), Series a Preferred Share Purchase Agreement (Le Gaga Holdings LTD), Shareholders Agreement (Le Gaga Holdings LTD)
Accredited Investor. The Investor It is an “Accredited Investor” accredited investor (as that such term is defined in Rule 501(a)(3) of Regulation D of 501 under the Securities Act.Act of 1933, as amended);
Appears in 3 contracts
Samples: Loan Agreement (Us Airways Inc), Loan Agreement (America West Holdings Corp), Loan Agreement (America West Holdings Corp)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3within the meaning of Section 2(15) of Regulation D of the Securities Act of 1933, as amended (“Securities Act”), and Rule 501(a) promulgated thereunder.
Appears in 3 contracts
Samples: Subscription Agreement (Parkervision Inc), Subscription Agreement (Parkervision Inc), Subscription Agreement (Parkervision Inc)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3) of Regulation D of promulgated under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Coliseum Capital Management, LLC), Securities Purchase Agreement (Universal Technical Institute Inc), Exchange Agreement (SANUWAVE Health, Inc.)
Accredited Investor. The Investor is an “Accredited Investor” accredited investor as that term is defined in Rule 501(a)(3501(a) of Regulation D of under the Securities Act.
Appears in 3 contracts
Samples: Collaborative Research Agreement (Abgenix Inc), Collaborative Research Agreement (Abgenix Inc), Collaborative Research Agreement (Abgenix Inc)
Accredited Investor. The Investor is an “Accredited Investor” "accredited investor" as that -------------------- such term is defined in Rule 501(a)(3) of Regulation D of 501 under the Securities Act.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Neogenomics Inc), Stock Purchase Agreement (Neogenomics Inc), Stock Purchase Agreement (Neogenomics Inc)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3) by the rules and regulations of Regulation D of the Securities and Exchange Commission pursuant to the Securities Act.
Appears in 3 contracts
Samples: Note Purchase Agreement (Fate Therapeutics Inc), Note Purchase Agreement (Fate Therapeutics Inc), Note Purchase Agreement (Fate Therapeutics Inc)
Accredited Investor. The Investor understands the term “accredited investor” within the meaning of Rule 501 of Regulation D promulgated under the Securities Act and is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3) for the purposes of Regulation D of acquiring the Securities Actto be purchased by the Investor under this Agreement.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Coco Partners, LLC), Securities Purchase Agreement (Rokwader, Inc.), Securites Purchase Agreement (New Western Energy Corp)
Accredited Investor. The Investor is an accredited investor (“Accredited Investor” ”), as that term is defined in Rule 501(a)(3) 501 of Regulation D D, and has checked the applicable box set forth in Section 10 of the Securities Actthis Agreement.
Appears in 3 contracts
Samples: Investment Agreement (A Time to Grow Inc), Investment Agreement (Cyber Law Reporter Inc), Investment Agreement (Cyber Law Reporter Inc)
Accredited Investor. The Investor is an “Accredited Investor” accredited investor as that term is defined in Rule 501(a)(3501(a) of Regulation D of D, as amended, under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Infospace Inc), Common Stock Purchase Agreement (Synutra International, Inc.), Securities Purchase Agreement (Wabash National Corp /De)
Accredited Investor. The Investor is an “Accredited Investor” as that term is defined within the meaning of the definition set forth in Rule 501(a)(3) of Regulation D of the Securities Act.
Appears in 3 contracts
Samples: Subscription Agreement (Net Element, Inc.), Subscription Agreement (Net Element, Inc.), Subscription Agreement (Net Element, Inc.)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in within the meaning of Rule 501(a)(3) 501 of Regulation D of under the Securities Act, as presently in effect and the Investor is also knowledgeable, sophisticated and experienced in making, and is qualified to make decisions with respect to the transactions contemplated hereby.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Vertical Communications, Inc.), Securities Purchase Agreement (Vertical Communications, Inc.), Securities Purchase Agreement (Vertical Communications, Inc.)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in within the meaning Rule 501(a)(3501(a) of Regulation D of promulgated by the Securities and Exchange Commission under the Securities Act, as presently in effect.
Appears in 2 contracts
Samples: Shares Purchase Agreement (Zhonghuan Singapore Investment & Development Pte. Ltd.), Shares Purchase Agreement (Maxeon Solar Technologies, Ltd.)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in within the meaning of Rule 501(a)(3) of Regulation D of 501 under the Securities Act of 1933, as amended, and the rules and regulations promulgated thereunder (the “Securities Act”).
Appears in 2 contracts
Samples: Series B Preferred Share Purchase Agreement (Entera Bio Ltd.), Series B Preferred Share Purchase Agreement (Entera Bio Ltd.)
Accredited Investor. The Such Investor is an “Accredited Investor” as that term is defined in Rule 501(a)(3) 501 of Regulation D of promulgated under the Securities Act of 1933, as amended (the “Securities Act.”) and has completed an Accredited Investor Questionnaire attached hereto as. Schedule C.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Leviathan Minerals Group Inc.), Securities Purchase Agreement (Leviathan Minerals Group Inc.)
Accredited Investor. The Such Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3501(a) of Regulation D of D, as amended, under the Securities Act.
Appears in 2 contracts
Samples: Investment and Transaction Agreement (Id Systems Inc), Investment and Transaction Agreement (Pointer Telocation LTD)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” (as that such term is defined in Rule 501(a)(3) of Regulation D D), and the Investor has such experience in business and financial matters that it is capable of evaluating the merits and risks of an investment in the Securities. The Investor acknowledges that an investment in the Securities Actis speculative and involves a high degree of risk.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Ludwig Enterprises, Inc.), Securities Purchase Agreement (Greenbrook TMS Inc.)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3501(a) of Regulation D of D, as amended, under the Securities ActAct (“Regulation D”).
Appears in 2 contracts
Samples: Securities Purchase Agreement (China Broadband Inc), Securities Purchase Agreement (China Broadband Inc)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3501(a) of Regulation D under the Securities Act and is able to bear the risk of its investment in the Shares, Adjusted Warrant, and Warrant Shares. Investor has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the Securities Actpurchase of the Shares, Adjusted Warrant and Warrant Shares.
Appears in 2 contracts
Samples: Securities Purchase and Registration Rights Agreement (Star Scientific Inc), Securities Purchase and Registration Rights Agreement (Star Scientific Inc)
Accredited Investor. The Such Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3501(a) of Regulation D of D, as amended, under the Securities Act.. Such Investor’s principal place of business is located in the jurisdiction set forth opposite the name of such Investor on Exhibit B.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Broadpoint Securities Group, Inc.), Stock Purchase Agreement (Broadpoint Securities Group, Inc.)
Accredited Investor. The Investor It is an “Accredited Investor” as that term is defined within the definition set forth in Rule 501(a)(3501(a) of Regulation D of the Securities Act.
Appears in 2 contracts
Samples: Loan Agreement (Opinion Research Corp), Loan Agreement (Opinion Research Corp)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3501(a) of Regulation D of promulgated under the Securities ActAct of 1933, as amended.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Vizio Holding Corp.), Securities Purchase Agreement (Vizio Holding Corp.)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3) 501 of Regulation D of promulgated under the Securities ActAct of 1933.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Hunt Companies Finance Trust, Inc.), Securities Purchase Agreement (Five Oaks Investment Corp.)
Accredited Investor. The Investor is an “Accredited Investor” "accredited investor" as that such term is defined in Rule 501(a)(3) 501 of Regulation D of the General Rules and Regulations prescribed by the SEC pursuant to the Securities Act.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Amylin Pharmaceuticals Inc), Stock Purchase Agreement (Monsanto Co)
Accredited Investor. The Each Investor is an “Accredited Investor” accredited investor as that term is ------------------- defined in Rule 501(a)(3501(a) of Regulation D of D, as amended, promulgated under the Securities Act of 1933, as amended (the "Act").
Appears in 2 contracts
Samples: Preferred Stock Purchase Agreement (Production Group International Inc), Preferred Stock Purchase Agreement (Production Group International Inc)
Accredited Investor. The Investor It is an “Accredited Investor” "accredited investor" as that such term ------------------- is defined in Rule 501(a)(3501(a) of Regulation D of the Securities Act.
Appears in 2 contracts
Samples: Convertible Note Purchase Agreement (Odetics Inc), Convertible Note Purchase Agreement (Iteris Inc)
Accredited Investor. The Investor is an institutional “Accredited Investoraccredited investor” within the meaning of Rule 501(a)(1), (2), (3) or (7) under the Securities Act of 1933, as amended, (the “Securities Act”) or a “qualified institutional buyer” as that term is defined in Rule 501(a)(3) of Regulation D of 144A under the Securities Act, and acknowledges that the sale contemplated hereby is being made in reliance, among other things, on a private placement exemption to “accredited investors” under the Securities Act and similar exemptions under state law.
Appears in 2 contracts
Samples: Non Redemption Agreement and Assignment of Economic Interest (Hennessy Capital Investment Corp. VI), Non Redemption Agreement and Assignment of Economic Interest (Hennessy Capital Investment Corp. VI)
Accredited Investor. The Such Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3501(a) of Regulation D of D, as amended, under the Securities ActAct (“Regulation D”).
Appears in 2 contracts
Samples: Securities Purchase Agreement (International Isotopes Inc), Securities Purchase Agreement (Olympus Pacific Minerals Inc)
Accredited Investor. The Investor is an “Accredited Investor” "accredited investor" (as that such term is defined in Rule 501(a)(3) 501 of Regulation D of promulgated under the Securities Act of 1933, as amended (the "Securities Act")).
Appears in 2 contracts
Samples: Stock Purchase Agreement (BMJ Medical Management Inc), Stock Purchase Agreement (BMJ Medical Management Inc)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that such term is defined in Rule 501(a)(3501(a) of Regulation D under the Securities Act (a copy of which is attached hereto as Exhibit D), and has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the Securities Actinvestment to be made by it hereunder.
Appears in 2 contracts
Samples: Subscription Agreement (Ener1 Inc), Subscription Agreement (Ener1 Inc)
Accredited Investor. The Investor is an “Accredited Investor” "accredited investor" as that such term is defined in Rule 501(a)(3501(a) of Regulation D of under the Securities Act, and has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the investment to be made by it hereunder.
Appears in 2 contracts
Samples: Subscription Agreement (Knot Inc), Subscription Agreement (Knot Inc)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3501(a) of Regulation D of promulgated under the Securities Act.
Appears in 2 contracts
Samples: Purchase Agreement (DigitalFX International Inc), Preferred Stock Rescission and Purchase Agreement (Blue Holdings, Inc.)
Accredited Investor. The Investor is an “"Accredited Investor” " ------------------- ------------------- as that term is defined in Rule 501(a)(3) of Regulation D of the Securities Act.
Appears in 2 contracts
Samples: Equity Distribution Agreement (China World Trade Corp), Exhibit 99 (Falcon Natural Gas Corp)
Accredited Investor. The Such Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3501(a) of Regulation D of promulgated under the Securities ActAct (an “Accredited Investor”) and either (i) was not organized for the specific purpose of acquiring the Securities or (ii) each of its equity owners, members or partners, as the case may be, is an Accredited Investor.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Roomlinx Inc), Securities Purchase Agreement (Roomlinx Inc)
Accredited Investor. The Investor is an “Accredited Investor,” as that such term is defined in Rule 501(a)(3501(a) of Regulation D under the Securities Act. The Shares acquired by the Investor pursuant to this Agreement are being acquired for Investor’s own account and not with a view to, or intention of, distribution thereof in violation of the Securities ActAct or any applicable state securities laws.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (SCG Financial Acquisition Corp.), Common Stock Purchase Agreement (SCG Financial Acquisition Corp.)
Accredited Investor. The Investor is an “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3501(a) of Regulation D of D, as amended, under the Securities Act.. The Investor’s principal place of business is located in the jurisdiction set forth on Exhibit B
Appears in 2 contracts
Samples: Securities Purchase Agreement (Riedman Corp), Securities Purchase Agreement (Phoenix Footwear Group Inc)
Accredited Investor. The Investor is an “Accredited Investor” as that term is defined in within the meaning of Rule 501(a)(3) 501 of Regulation D of the Securities Act.
Appears in 2 contracts
Samples: Subscription Agreement (Greenman Technologies Inc), Subscription Agreement (Greenman Technologies Inc)
Accredited Investor. The Investor is an a large institutional “Accredited Investoraccredited investor” as that term is defined in Rule 501(a)(3501(a) of Regulation D of promulgated under the Securities Act.
Appears in 2 contracts
Samples: Class a Common Stock Purchase Agreement (Vmware, Inc.), Class a Common Stock Purchase Agreement (Intel Corp)
Accredited Investor. The Investor is an “Accredited Investor” accredited investor as that such term is defined in Rule 501(a)(3501(a) of Regulation D of promulgated by the Commission under the Securities Act.
Appears in 2 contracts
Samples: Stock Purchase Agreement (B-Scada, Inc.), Stock Purchase Agreement (B-Scada, Inc.)
Accredited Investor. The Investor is an “Accredited Investor” "accredited investor" as that term is defined in Rule 501(a)(3501(a) of Regulation D of promulgated under the Securities ActAct of 1933, as amended.
Appears in 2 contracts
Samples: Registration Rights Agreement (Anderson Jack R), Registration Rights Agreement (Safeguard Health Enterprises Inc)
Accredited Investor. The Accredited Investor is shall mean a Person qualifying as an “Accredited Investor” as that such term is defined in Rule 501(a)(3) 501 of Regulation D of promulgated by the Securities and Exchange Commission (the “SEC”) under the Securities Act of 1933, as amended (the “Act”) and as amended under the Dxxx-Fxxxx Xxxx Street Reform and Consumer Protection Act.
Appears in 2 contracts
Samples: Kinemed Inc, Kinemed Inc
