Common use of Account Advice Clause in Contracts

Account Advice. The Program offers you the ability to pursue your investment goal for your Account. Through the Program’s online profiling process (“Online Profiling Process”) and a Program Advisor, we will assist you in establishing a target asset allocation for your Account and identifying a corresponding Strategy designed to align to that asset allocation and other factors. You will interact and obtain assistance and advice and guidance from a Program Advisor and associated team. Our investment recommendations are based only on, and are limited to, the financial information you provide to us for the Account through the Online Profiling Process, a Program Advisor or otherwise in connection with the Program. If there is more than one account holder, the information you provide to us should reflect the views and circumstances of all owners on the Account. If you are the fiduciary of the Account for the benefit of the account owner or account holder (e.g., the trustee for a trust or custodian for an UTMA), the information you provide to us should reflect that these assets will be invested for the benefit of such account owner or account holder. We will not independently verify the information you provide and will not consider other information obtained in connection with another account or relationship with ▇▇▇▇▇▇▇ ▇▇▇▇▇ or its Affiliates other than as described in the Brochure. Our advice with respect to the assets in that Account is intended to be consistent with and limited by: • Your Account target asset allocation. • Your Account Strategy. • Other applicable factors such as the type of Account you establish. • Any Account investment restrictions, that you request and we accept as reasonable, as described in the Brochure. To make changes to your Account, you should contact a Program Advisor.

Account Advice. The Program offers you the ability to pursue your investment goal for your Account. Through the Program’s online profiling process (“Online Profiling Process”) and a Program Advisor, we will assist you in establishing a target asset allocation for your Account and identifying a corresponding Strategy designed to align to that asset allocation and other factors. You will interact and obtain assistance and advice and guidance from a Program Advisor and associated team. Our investment recommendations are based only on, and are limited to, the financial information you provide to us for the Account through the Online Profiling Process, a Program Advisor or otherwise in connection with the Program. If there is more than one account holder, the information you provide to us should reflect the views and circumstances of all owners on the Account. If you are the fiduciary of the Account for the benefit of the account owner or account holder (e.g., the trustee for a trust or custodian for an UTMA), the information you provide to us should reflect that these assets will be invested for the benefit of such account owner or account holder. holder.‌‌‌‌ We will not independently verify the information you provide and will not consider other information obtained in connection with another account or relationship with ▇▇▇▇▇▇▇ ▇▇▇▇▇ or its Affiliates other than as described in the Brochure. Our advice with respect to the assets in that Account is intended to be consistent with and limited by: • Your Account target asset allocation. • Your Account Strategy. • Other applicable factors such as the type of Account you establish. • Any Account investment restrictions, that you request and we accept as reasonable, as described in the Brochure. To make changes to your Account, you should contact a Program Advisor.

Account Advice. The Program offers you the ability to pursue your investment goal for your Account. Through the Program’s online profiling process (“Online Profiling Process”) and a Program Advisor, we will assist you in establishing a target asset allocation for your Account and identifying a corresponding Strategy designed to align to that asset allocation and other factors. You will interact and obtain assistance and advice and guidance from a Program Advisor and associated team. Our investment recommendations are based only on, and are limited to, the financial information you provide to us for the Account through the Online Profiling Process, a Program Advisor or otherwise in connection with the Program. If there is more than one account holder, the information you provide to us should reflect the views and circumstances of all owners on the Account. If you are the fiduciary of the Account for the benefit of the account owner or account holder (e.g., the trustee for a trust or custodian for an UTMA), the information you provide to us should reflect that these assets will be invested for the benefit of such account owner or account holder. holder.‌‌ We will not independently verify the information you provide and will not consider other information obtained in connection with another account or relationship with ▇▇▇▇▇▇▇ ▇▇▇▇▇ or its Affiliates other than as described in the Brochure. Our advice with respect to the assets in that Account is intended to be consistent with and limited by: • Your Account target asset allocation. • Your Account Strategy. • Other applicable factors such as the type of Account you establish. • Any Account investment restrictions, that you request and we accept as reasonable, as described in the Brochure. To make changes to your Account, you should contact a Program Advisor.