Common use of Absence of Registration Rights Clause in Contracts

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund under the 1933 Act or the 1940 Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this Agreement.

Appears in 46 contracts

Samples: Underwriting Agreement (Rivernorth Opportunities Fund, Inc.), Underwriting Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.), Underwriting Agreement (Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc.)

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Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund under the 1933 Act or the 1940 Act. There Agreement, and there are no persons with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this Agreement.

Appears in 24 contracts

Samples: Capital Southwest Corp, Underwriting Agreement (TriplePoint Venture Growth BDC Corp.), Underwriting Agreement (Golub Capital BDC, Inc.)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund under the 1933 Securities Act or the 1940 Investment Company Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities Placement Shares by the Fund pursuant to this Agreement.

Appears in 17 contracts

Samples: Sales Agreement (Calamos Global Total Return Fund), Sales Agreement (Miller/Howard High Income Equity Fund), Sales Agreement (Calamos Convertible & High Income Fund)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any equity or debt securities (debt of the Company or equity) (A) the Subsidiaries, including securities which are convertible into or exchangeable or redeemable for equity securities of the Company or the Subsidiaries, registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Securities Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this Agreement.

Appears in 9 contracts

Samples: Equity Distribution Agreement (Capstead Mortgage Corp), Equity Distribution Agreement, Equity Distribution Agreement (Marinus Pharmaceuticals Inc)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund under the 1933 Act or the 1940 Act. There Agreement, and there are no persons with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of the Securities by the Fund pursuant to this Agreement.

Appears in 9 contracts

Samples: Underwriting Agreement (GOLUB CAPITAL BDC, Inc.), Underwriting Agreement (GOLUB CAPITAL BDC, Inc.), Equity Distribution Agreement (GOLUB CAPITAL BDC, Inc.)

Absence of Registration Rights. There Except as disclosed in the Prospectus, there are no persons with registration rights or other similar rights to have any equity or debt securities (debt of the Company or equity) (A) the Subsidiaries, including securities which are convertible into or exchangeable or redeemable for equity securities of the Company or the Subsidiaries, registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Securities Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this Agreement.

Appears in 8 contracts

Samples: Equity Distribution Agreement (New York Mortgage Trust Inc), Equity Distribution Agreement (New York Mortgage Trust Inc), Equity Distribution Agreement (New York Mortgage Trust Inc)

Absence of Registration Rights. There are no persons or entities with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered for sale by the Fund Company under the 1933 Act or the 1940 Act. There are no persons with tag-along other than those rights or other similar rights to that have any securities (debt or equity) included been disclosed in the offering contemplated by this Agreement or sold in connection with Registration Statement, Disclosure Package and the sale of Securities by the Fund pursuant to this AgreementProspectus.

Appears in 7 contracts

Samples: Underwriting Agreement (Elevance Health, Inc.), Underwriting Agreement (Elevance Health, Inc.), Underwriting Agreement (Anthem, Inc.)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement except those that have been waived or (B) are otherwise already registered by the Fund Partnership under the 1933 Act or the 1940 Act. There , and there are no persons with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this AgreementUnits.

Appears in 7 contracts

Samples: Underwriting Agreement (NGL Energy Partners LP), Underwriting Agreement (NGL Energy Partners LP), Underwriting Agreement (NGL Energy Partners LP)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund under the 1933 Act or the 1940 Act. There Agreement, and there are no persons with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this AgreementSecurities, except in each case for such rights that have been disclosed in the Registration Statement and the Prospectus and that have been complied with or waived in writing.

Appears in 5 contracts

Samples: Evolve Transition Infrastructure LP, Sanchez Production Partners LP, Cypress Energy Partners, L.P.

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund Company pursuant to this Agreement.

Appears in 5 contracts

Samples: Underwriting Agreement (Lmi Aerospace Inc), Management Agreement (Gramercy Capital Corp), Underwriting Agreement (Volcom Inc)

Absence of Registration Rights. There Except as disclosed in the Registration Statement and the Prospectus, there are no persons with registration rights or other similar rights to have any equity or debt securities (debt of the Company or equity) (A) the Subsidiaries, including securities which are convertible into or exchangeable or redeemable for equity securities of the Company or the Subsidiaries, registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Securities Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this Agreement.

Appears in 5 contracts

Samples: Equity Distribution Agreement (LAVA Therapeutics NV), Equity Distribution Agreement (Marin Software Inc), Equity Distribution Agreement (Marin Software Inc)

Absence of Registration Rights. There Except as disclosed in the Registration Statement and the Prospectus, there are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Securities Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this Agreement.

Appears in 5 contracts

Samples: Equity Distribution Agreement (Arbor Realty Trust Inc), Equity Distribution Agreement (Arbor Realty Trust Inc), Equity Distribution Agreement (Arbor Realty Trust Inc)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any equity or debt securities (debt of the Company or equity) (A) the Operating Partnership, including securities which are convertible into or exchangeable or redeemable for equity securities of the Company or the Subsidiaries, registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Securities Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this Agreement.

Appears in 4 contracts

Samples: Equity Distribution Agreement (Ready Capital Corp), Equity Distribution Agreement (Sutherland Asset Management Corp), Equity Distribution Agreement (Sutherland Asset Management Corp)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Trust under the 1933 Act or the 1940 Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund Trust pursuant to this Agreement.

Appears in 4 contracts

Samples: Underwriting Agreement (Tekla Healthcare Opportunities Fund), Underwriting Agreement (Tekla World Healthcare Fund), Underwriting Agreement (BlackRock Build America Bond Trust)

Absence of Registration Rights. There Except as disclosed in the Registration Statement, the Time of Sale Information and the Prospectus, there are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Securities Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this Agreement.

Appears in 3 contracts

Samples: Management Agreement (Arbor Realty Trust Inc), Management Agreement (Arbor Realty Trust Inc), Arbor Realty Trust Inc

Absence of Registration Rights. There Except as disclosed in the Registration Statement and Prospectus, there are no persons with registration rights or other similar rights to have any equity or debt securities (debt of the Company or equity) (A) the Subsidiaries, including securities which are convertible into or exchangeable or redeemable for equity securities of the Company or the Subsidiaries, registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Securities Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this Agreement.

Appears in 3 contracts

Samples: Equity Distribution Agreement (Genprex, Inc.), Equity Distribution Agreement (PLx Pharma Inc.), Equity Distribution Agreement (PLx Pharma Inc.)

Absence of Registration Rights. There Except as disclosed in the Prospectus, there are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund Company pursuant to this Agreement.

Appears in 3 contracts

Samples: Asset Servicing Agreement (Gramercy Capital Corp), Asset Servicing Agreement (Gramercy Capital Corp), Management Agreement (Gramercy Capital Corp)

Absence of Registration Rights. There are no persons or entities with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Act. There , and there are no persons or entities with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this AgreementSecurities.

Appears in 3 contracts

Samples: Underwriting Agreement (DENNY'S Corp), Underwriting Agreement (Spire Inc), Underwriting Agreement (Laclede Group Inc)

Absence of Registration Rights. There are no persons with (A) registration rights or other similar rights to have any securities (debt or equity) (Ai) registered pursuant to the Registration Statement Statement, or (ii) included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund under the 1933 Act or the 1940 Act. There are no persons with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this AgreementSecurities.

Appears in 3 contracts

Samples: Equity Distribution Agreement (ACRES Commercial Realty Corp.), Management Agreement (ACRES Commercial Realty Corp.), Management Agreement (ACRES Commercial Realty Corp.)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or Securities Act, except with respect to registration rights which have already been satisfied by the 1940 ActCompany. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of the Securities by the Fund Company pursuant to this Agreement.

Appears in 3 contracts

Samples: Underwriting Agreement (SM Energy Co), Underwriting Agreement (SM Energy Co), Underwriting Agreement (SM Energy Co)

Absence of Registration Rights. There are no persons or entities with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this Agreement.

Appears in 3 contracts

Samples: Spire (Spire Inc), Underwriting Agreement (Spire Missouri Inc), Underwriting Agreement (Laclede Group Inc)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this Agreement.

Appears in 3 contracts

Samples: National Oilwell (National Oilwell Varco Inc), Underwriting Agreement (National Oilwell Varco Inc), Underwriting Agreement (FMC Technologies Inc)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or Securities Act, except with respect to registration rights which have already been satisfied by the 1940 ActCompany. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund Company pursuant to this Agreement.

Appears in 2 contracts

Samples: Underwriting Agreement (SM Energy Co), Underwriting Agreement (SM Energy Co)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund under the 1933 Act or the 1940 Act. There Agreement, and there are no persons with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this AgreementSecurities, except in each case for such rights that have been disclosed in the Registration Statement and the Prospectus or that have been complied with or waived in writing.

Appears in 2 contracts

Samples: Sales Agreement (Tidewater Inc), Atm Sales Agreement (NextDecade Corp.)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund under the 1933 Act or the 1940 Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities Preferred Shares by the Fund pursuant to this Agreement.

Appears in 2 contracts

Samples: Underwriting Agreement (Calamos Global Dynamic Income Fund), Underwriting Agreement (Calamos Strategic Total Return Fund)

Absence of Registration Rights. There Other than the Selling Securityholders, there are no persons or entities with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Act. There , and there are no persons or entities with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this AgreementSecurities.

Appears in 2 contracts

Samples: Underwriting Agreement (Spire Inc), Underwriting Agreement (Spire Inc)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any equity or debt securities (debt of the Company or equity) (A) the Subsidiaries, including securities which are convertible into or exchangeable or redeemable for equity securities of the Company or the Subsidiaries, registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company or the Operating Partnership under the 1933 Act Securities Act, except for such registration or the 1940 Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included which are fairly summarized in the offering contemplated by this Agreement Prospectus or sold granted in connection with the sale issuance of Securities exchangeable notes by the Fund pursuant to this AgreementOperating Partnership or any other Subsidiary.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Northstar Realty Finance Corp.), Equity Distribution Agreement (Northstar Realty Finance Corp.)

Absence of Registration Rights. There are no persons or entities with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Act. There , and there are no persons or entities with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this AgreementSecurities.

Appears in 2 contracts

Samples: Underwriting Agreement (Spire Inc), Underwriting Agreement (Spire Inc)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund under the 1933 Act or the 1940 Act. There any Alternative Equity Distribution Agreement, and there are no persons with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this AgreementSecurities, except in each case for such rights that have been duly waived in writing.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Velocity Financial, Inc.), Equity Distribution Agreement (Velocity Financial, Inc.)

Absence of Registration Rights. There Except as disclosed in the Registration Statement or the Prospectus, there are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the any offering contemplated by this Agreement or (B) otherwise registered by the Fund under the 1933 Act or the 1940 Act. There Agreement, and there are no persons with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the any offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund Shares pursuant to this Agreement.

Appears in 2 contracts

Samples: Sales Agreement (TriplePoint Venture Growth BDC Corp.), Sales Agreement (TriplePoint Venture Growth BDC Corp.)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (Ai) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (Bii) otherwise registered by the Fund under the 1933 Act or the 1940 Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this Agreement.

Appears in 2 contracts

Samples: Underwriting Agreement (Eagle Growth & Income Opportunities Fund), Underwriting Agreement (THL Credit Senior Loan Fund)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund under the 1933 Act or the 1940 Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this Agreement.

Appears in 2 contracts

Samples: AllianzGI Convertible & Income Fund, AllianzGI Convertible & Income Fund II

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Partnership under the 1933 Act or the 1940 Act. There , and there are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this Agreement, except in each case as disclosed in the Registration Statement, the General Disclosure Package and the Prospectus and that have been complied with or waived in writing.

Appears in 2 contracts

Samples: Underwriting Agreement (QR Energy, LP), Underwriting Agreement (QR Energy, LP)

Absence of Registration Rights. There Except as disclosed in Disclosure Package and the Prospectus, there are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund Company pursuant to this Agreement.

Appears in 2 contracts

Samples: Management Agreement (Gramercy Capital Corp), Management Agreement (Gramercy Capital Corp)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) except as otherwise disclosed in the General Disclosure Package and the Prospectus, otherwise registered by the Fund Partnership under the 1933 Act or the 1940 Act. There , and there are no persons with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this AgreementSecurities.

Appears in 2 contracts

Samples: Underwriting Agreement (NGL Energy Partners LP), Underwriting Agreement (NGL Energy Partners LP)

Absence of Registration Rights. There are no persons with (A) registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund under the 1933 Act or the 1940 Act. There are no persons with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this AgreementSecurities.

Appears in 2 contracts

Samples: Underwriting Agreement (KKR Real Estate Finance Trust Inc.), Underwriting Agreement (KKR Real Estate Finance Trust Inc.)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company or the Operating Partnership under the 1933 Act or the 1940 Securities Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this Agreement.SC1:4187253.8A

Appears in 1 contract

Samples: Equity Distribution Agreement (Urban Edge Properties)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company or the Operating Partnership under the 1933 Act or the 1940 Securities Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Urban Edge Properties LP)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering of Common Units contemplated by this Agreement except those that have been waived or (B) are otherwise already registered by the Fund Partnership under the 1933 Act or the 1940 Securities Act. There , and there are no persons with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the offering of Common Units contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this AgreementUnits.

Appears in 1 contract

Samples: Equity Distribution Agreement (NGL Energy Partners LP)

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Absence of Registration Rights. There are no persons or entities with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Act. There , and there are no persons or entities with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included include in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this AgreementSecurities.

Appears in 1 contract

Samples: Underwriting Agreement (Laclede Group Inc)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement Statements or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund Company pursuant to this Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Georesources Inc)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) except as otherwise disclosed in the General Disclosure Package and the Prospectus, otherwise registered by the Fund Company under the 1933 Act or the 1940 Act. There , and there are no persons with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this AgreementSecurities.

Appears in 1 contract

Samples: Kronos Worldwide (Kronos Worldwide Inc)

Absence of Registration Rights. There Except for certain registration rights provided in connection with the offering of the Other Securities, there are no persons or entities with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Act. There , and there are no persons or entities with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this AgreementSecurities.

Appears in 1 contract

Samples: Underwriting Agreement (Laclede Group Inc)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or Act, except for persons entitled to registration rights under the 1940 Act. There are no persons with tag-along rights or other similar rights Company RRA, all of whom have waived in writing their right to have any securities (debt registered pursuant to the Registration Statement or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Si International Inc)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Act. There are no persons with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Ruby Tuesday Inc)

Absence of Registration Rights. There Except as described in the Registration Statement, there are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund Company pursuant to this Agreement.

Appears in 1 contract

Samples: Emageon Inc

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund a registration statement filed under the 1933 Act or the 1940 Securities Act. There , and there are no persons with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities the Investor Units, except in each case for such rights contemplated by the Fund pursuant to this Agreement, the Registration Rights Agreement and that have been disclosed in the SEC Reports or the Registration Rights Agreement.

Appears in 1 contract

Samples: Common Unit Purchase Agreement (Sanchez Production Partners LP)

Absence of Registration Rights. There Except as disclosed in the Prospectus, there are no persons with registration rights or other similar rights to have any equity or debt securities (debt of the Company or equity) (A) the Subsidiaries, including securities which are convertible into or exchangeable or redeemable for equity securities of the Company or the Subsidiaries, registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company or the Operating Partnership under the 1933 Act or the 1940 Securities Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this Agreement.

Appears in 1 contract

Samples: Equity Distribution Agreement (Ashford Hospitality Trust Inc)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any equity or debt securities (debt of the Company or equity) (A) the Subsidiaries, including securities which are convertible into or exchangeable or redeemable for equity securities of the Company or the Subsidiaries, registered pursuant to the Registration Statement or included in Statement, except for those shares and securities currently the offering contemplated by this Agreement or (B) otherwise registered by the Fund under the 1933 Act or the 1940 Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection subject of registration statements on file with the sale of Securities by the Fund pursuant to this AgreementCommission.

Appears in 1 contract

Samples: Equity Distribution Agreement (Organovo Holdings, Inc.)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this Agreement.

Appears in 1 contract

Samples: Ladish Co Inc

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any equity or debt securities, including securities (debt which are convertible into or equity) (A) exchangeable for equity securities, registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the offer and sale of Securities by the Fund pursuant to this AgreementSecurities.

Appears in 1 contract

Samples: Community Bancorp

Absence of Registration Rights. There Except for certain registration rights provided in connection with the offering of the Securities and Purchase Contracts, there are no persons or entities with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Act. There , and there are no persons or entities with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this AgreementSecurities.

Appears in 1 contract

Samples: Underwriting Agreement (Laclede Group Inc)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Act. There , and there are no persons with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this AgreementSecurities, except in each case for such rights that have been duly waived in writing.

Appears in 1 contract

Samples: Underwriting Agreement (Triangle Petroleum Corp)

Absence of Registration Rights. There Other than the Purchasers, there are no persons or entities with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Act. There , and there are no persons or entities with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement hereby or sold in connection with the sale of Securities by the Fund pursuant to this AgreementSenior Notes.

Appears in 1 contract

Samples: Senior Notes Purchase Agreement (Spire Inc)

Absence of Registration Rights. There Except as disclosed in the SEC Documents, there are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Securities Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities Purchased Common Stock by the Fund Company pursuant to this Agreement.

Appears in 1 contract

Samples: Subscription Agreement (Gramercy Capital Corp)

Absence of Registration Rights. There are no persons or entities with registration rights or other similar rights to have any securities (debt or equity) (Ai) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (Bii) otherwise registered by the Fund Company under the 1933 Act or the 1940 Securities Act. There , and there are no persons or entities with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this AgreementShares.

Appears in 1 contract

Samples: Equity Distribution Agreement (Spire Inc)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund under the 1933 Act or the 1940 Act. There Agreement, and there are no persons with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund Shares pursuant to this Agreementthe terms of the Rights Offering.

Appears in 1 contract

Samples: Dealer Manager Agreement (GOLUB CAPITAL BDC, Inc.)

Absence of Registration Rights. There are no persons with ------------------------------ registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Actuant Corp)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Trust under the 1933 Act or the 1940 Act0000 Xxx. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund Trust pursuant to this Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (BlackRock Real Asset Equity Trust)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) except for rights arising under the Registration Rights Agreement dated November 10, 2003 among the Company, certain subsidiaries of the Company, Wachovia and Xxxxxxx, Sachs & Co., otherwise registered by the Fund Company under the 1933 Act or the 1940 Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Actuant Corp)

Absence of Registration Rights. There are no persons or entities with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund Company under the 1933 Act or the 1940 Act. There , and there are no persons or entities with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this Agreementsuch offering.

Appears in 1 contract

Samples: Underwriting Agreement (New Jersey Resources Corp)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund under the 1933 Act or the 1940 Act. There and there are no persons with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this AgreementSecurities, except in each case for such rights that have been duly waived in writing.

Appears in 1 contract

Samples: Underwriting Agreement (Velocity Financial, LLC)

Absence of Registration Rights. There are no persons with (A) registration rights or other similar rights to have any securities (debt or equity) (Ai) registered pursuant to the Registration Statement Statement, or (ii) included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund under the 1933 Act or the 1940 Act. There are no persons with co-sale rights, tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this AgreementNotes.

Appears in 1 contract

Samples: Underwriting Agreement (ACRES Commercial Realty Corp.)

Absence of Registration Rights. There are no persons with registration rights or other similar rights to have any securities (debt or equity) (A) registered pursuant to the Registration Statement or included in the offering contemplated by this Agreement or (B) otherwise registered by the Fund under the 1933 Securities Act or the 1940 Act. There are no persons with tag-along rights or other similar rights to have any securities (debt or equity) included in the offering contemplated by this Agreement or sold in connection with the sale of Securities by the Fund pursuant to this Agreement.

Appears in 1 contract

Samples: Equity Distribution Agreement (DNP Select Income Fund Inc)

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