Common use of Absence of Further Requirements Clause in Contracts

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 5 contracts

Samples: Purchase Agreement (RBC Bearings INC), Purchase Agreement (RBC Bearings INC), Purchase Agreement (RBC Bearings INC)

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Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each Selling Shareholder the Trust of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreementhereunder, or in connection with the offering, issuance or sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or already obtained or as may be required under the 1933 Act, the 1940 Act, the Securities Exchange Act or of 1934, as amended (the 1933 Act Regulations “1934 Act”), or state securities laws.

Appears in 5 contracts

Samples: Purchase Agreement (BlackRock Enhanced Dividend Achievers Trust), Purchase Agreement (BlackRock Global Equity Income Trust), Management Agreement (BlackRock Defined Opportunity Credit Trust)

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each Selling Shareholder the Company of his, her or its obligations hereunder or in the Power of Attorney and Custody under this Agreement, or the Warrant Agreement, the Representative’s Purchase Option, the Trust Agreement and the Services Agreement, in connection with the offering, issuance or sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreementhereby and thereby, except such as may have previously been made or already obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 4 contracts

Samples: Underwriting Agreement (Healthcare Acquisition Partners Corp.), Underwriting Agreement (Healthcare Acquisition Partners Corp.), Underwriting Agreement (Healthcare Acquisition Partners Corp.)

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each such Selling Shareholder of his, her or its obligations hereunder under this Agreement or in the Power of Attorney and or the Custody Agreement, or in connection with the offer, sale and delivery by such Selling Shareholder of the Securities hereunder under this Agreement or the consummation by such Selling Shareholder of the transactions contemplated by this Agreement, except such as may have previously been made or already obtained or as may be required under the 1933 Act or the 1933 Act Regulations or and state securities laws.

Appears in 4 contracts

Samples: Underwriting Agreement (Community Health Systems Inc), Purchase Agreement (Edison Schools Inc), Purchase Agreement (Rehabcare Group Inc)

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each Selling Shareholder the Fund of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreementhereunder, or in connection with the offering, issuance or sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or already obtained or as may be required under the 1933 Act, the 1940 Act, the Securities Exchange Act or of 1934, as amended (the 1933 Act Regulations "1934 Act"), or state securities laws.

Appears in 4 contracts

Samples: Form of Purchase Agreement (Cohen & Steers Quality Income Realty Fund Inc), Purchase Agreement (Cohen & Steers Premium Income Realty Fund Inc), Purchase Agreement (Chartwell Dividend & Income Fund Inc)

Absence of Further Requirements. No filing with, or consent, ------------------------------- approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 4 contracts

Samples: Purchase Agreement (Heska Corp), Purchase Agreement (Ixl Enterprises Inc), Purchase Agreement (Brooks Automation Inc)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except (i) such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities lawslaws and (ii) such as have been obtained under the laws and regulations of jurisdictions outside the United States in which the Reserved Securities are offered.

Appears in 4 contracts

Samples: Of Purchase Agreement (Kbw, Inc.), Purchase Agreement (Entegris Inc), Optio Software Inc

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the authorization, execution, delivery or performance by each Selling Shareholder the Company or the Operating Partnership of histhis Agreement or under the Indenture or the Securities, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the offering and sale and delivery of the Securities hereunder or the consummation by the Company or the Operating Partnership of the transactions contemplated by this Agreement, except such as may have previously been made or already obtained or as may be required under the 1933 Act or Act, the 1933 Act Regulations or and state securities laws.

Appears in 4 contracts

Samples: Purchase Agreement (Plum Creek Timber Co Inc), Purchase Agreement (Plum Creek Timber Co Inc), Purchase Agreement (Plum Creek Timber Co Inc)

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each Selling Shareholder the Fund of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreementhereunder, or in connection with the offering, issuance or sale and delivery of the Securities AMPS hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or already obtained or as may be required under the 1933 Act, the 1940 Act, the Securities Exchange Act or of 1934, as amended (the 1933 Act Regulations "1934 Act"), or state securities laws.

Appears in 4 contracts

Samples: Purchase Agreement (Cohen & Steers Quality Income Realty Fund Inc), Purchase Agreement (Calamos Convertible Opportunities & Income Fund), Purchase Agreement (Cohen & Steers Premium Income Realty Fund Inc)

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each Selling Shareholder the Guarantor of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreementhereunder, or in connection with the offering, issuance or sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this AgreementAgreement or for the due execution, delivery or performance of the Indenture by the Guarantor, except such as may have previously been made or already obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities lawslaws and except for the qualification of the Indenture under the 1939 Act.

Appears in 3 contracts

Samples: Purchase Agreement (National City Corp), Purchase Agreement (National City Corp), Purchase Agreement (National City Corp)

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, Governmental Entity is necessary or required for the performance by each Selling Shareholder the Company of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreementhereunder, or in connection with the offering, issuance or sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this AgreementAgreement or for the due execution, delivery or performance of the Indenture or the Securities by the Company, except such as may have previously been already obtained or will be made at or obtained prior to the Closing Time or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 3 contracts

Samples: Underwriting Agreement (Kla Corp), Kla Tencor Corp, Kla Corp

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each Selling Shareholder the Company of his, her or its obligations hereunder or in the Power of Attorney and Custody under this Agreement, the Securities or the Articles Supplementary or in connection with the offering, issuance or sale and delivery of the Securities hereunder or the consummation of the other transactions contemplated by this Agreement, the Securities or the Articles Supplementary, except such as may have previously been already made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or as may be required under state securities lawslaws and except for the filing with, and acceptance for record by, the SDAT of the Articles Supplementary.

Appears in 3 contracts

Samples: Purchase Agreement (Realty Income Corp), Purchase Agreement (Realty Income Corp), Purchase Agreement (Realty Income Corp)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Underwriting Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or Regulations, state securities lawslaws or the rules and regulations of FINRA.

Appears in 3 contracts

Samples: Underwriting Agreement (Red River Bancshares Inc), Underwriting Agreement (Red River Bancshares Inc), Underwriting Agreement (Sterling Bancorp, Inc.)

Absence of Further Requirements. (A) No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court Governmental Entity and (B) no authorization, approval, vote or governmental authority other consent of any other person or agency, domestic or foreignentity, is necessary or required for the performance consummation by each Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation Distributor of the transactions contemplated by this Agreement or the Distribution Agreement, except such as may have previously been made or already obtained or as may be required under the 1933 Act or Act, the 1933 Act Regulations or 1940 Act, the 1934 Act, the rules and regulations of FINRA and such as may be required under state securities laws.

Appears in 3 contracts

Samples: Transfer Agency Agreement (BlackRock Multi-Sector Opportunities Trust), Initial Offering Period Agreement (BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.), Guggenheim Energy & Income Fund

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each such Selling Shareholder Stockholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 3 contracts

Samples: Purchase Agreement (Checkfree Holdings Corp \Ga\), Purchase Agreement (Checkfree Holdings Corp \Ga\), Heritage Property Investment Trust Inc

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each Selling Shareholder Stockholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder by such Selling Stockholder or the consummation of the transactions contemplated by this AgreementAgreement by such Selling Stockholder, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 2 contracts

Samples: Underwriting Agreement (GNC Corp), Underwriting Agreement (GNC Corp)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each Selling Shareholder Stockholder of his, her or its obligations hereunder or in the Power of Attorney and Custody AgreementAttorney, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 2 contracts

Samples: Purchase Agreement (Cohen & Steers Inc), Purchase Agreement (Cohen & Steers Inc)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each the Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 2 contracts

Samples: Purchase Agreement (Penn National Gaming Inc), Capitol Bancorp LTD

Absence of Further Requirements. No filing with, or consent, approval, authorization, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each such Selling Shareholder Stockholder of his, her or its obligations hereunder or in the Power of Attorney and Custody AgreementStockholder Agreements, or in connection with the offer, sale and delivery of the Securities by such Selling Stockholder hereunder or the consummation by such Selling Stockholder of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 2 contracts

Samples: Oil States International Inc, Oil States International Inc

Absence of Further Requirements. No filing with, or consent, approval, authorization, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each such Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the offer, sale and or delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 2 contracts

Samples: Purchase Agreement (Odyssey Healthcare Inc), Purchase Agreement (Odyssey Healthcare Inc)

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each Selling Shareholder the Company of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreementhereunder, or in connection with the offering, issuance or sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this AgreementAgency Agreement or for the due execution, delivery or performance of the Indenture by the Company, except (A) such as may have previously already been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities lawslaws and except for the qualification of the Indenture under the 1939 Act and (B) such as have been obtained or may be required under Canadian Securities Law.

Appears in 2 contracts

Samples: Agency Agreement (Shaw Communications Inc), Agency Agreement (Shaw Communications Inc)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, required to be made or obtained by the Selling Shareholder is necessary or required for the performance by each the Selling Shareholder of his, her or its his obligations hereunder or in the Power of Attorney and Custody Agreementhereunder, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 2 contracts

Samples: Purchase Agreement (Philadelphia Consolidated Holding Corp), Philadelphia Consolidated Holding Corp

Absence of Further Requirements. No filing with, or ------------------------------- consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each such Selling Shareholder Stockholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 2 contracts

Samples: Purchase Agreement (Turner Paul H), Purchase Agreement (Simons Stephen W)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each the Selling Shareholder of his, her or its obligations hereunder under this Agreement or in the Power of Attorney and Custody International Purchase Agreement, or in connection with the sale and delivery of the Securities hereunder under this Agreement or the International Purchase Agreement or the consummation of the transactions contemplated by this Agreement and the International Purchase Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 2 contracts

Samples: Purchase Agreement (Wellpoint Health Networks Inc /Ca/), Purchase Agreement (Wellpoint Health Networks Inc /Ca/)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each Selling Shareholder Stockholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or under applicable foreign or state securities laws.

Appears in 2 contracts

Samples: International Purchase Agreement (National Oilwell Inc), National Oilwell Inc

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, or any third party (including but not limited to the Company) requirements, is necessary or required for the performance by each Selling Shareholder Stockholder of his, her or its obligations hereunder under this Agreement or in under the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder Stock or the consummation of the transactions contemplated by this Agreement, Agreement except such as may have previously been made or obtained or as may be required under the 1933 Securities Act or of 1933, as amended (the 1933 Act Regulations “Securities Act”), or state securities laws.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Nu Skin Enterprises Inc), Stock Purchase Agreement (Nu Skin Enterprises Inc)

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each Selling Shareholder the Company of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreementhereunder, or in connection with the offering, issuance or sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this AgreementAgreement (including the use of the proceeds of the sale of the Securites as described in the Prospectus under “Use of Proceeds”), except such as may have previously been made or already obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 2 contracts

Samples: Purchase Agreement (RBC Bearings INC), Purchase Agreement (RBC Bearings INC)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreementhereunder, or in connection with the sale and delivery of the Securities being sold by such Selling Shareholder hereunder or the consummation of the transactions contemplated by this Agreement, Agreement except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 2 contracts

Samples: Underwriting Agreement (Cross Country Healthcare Inc), Underwriting Agreement (Cross Country Healthcare Inc)

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each Selling Shareholder the Company of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreementhereunder, or in connection with the offering, issuance or sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained already obtained, novations of leases in connection with the transfers of properties to the Company or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 2 contracts

Samples: Underwriting Agreement (Government Properties Income Trust), Underwriting Agreement (Government Properties Income Trust)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each Selling Shareholder Stockholder of his, her or its obligations hereunder under this Agreement or in under the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder Stock or the consummation of the transactions contemplated by this Agreement, Agreement except such as may have previously been made or obtained or as may be required under the 1933 Securities Act or of 1933, as amended (the 1933 Act Regulations “Securities Act”), or state securities laws.

Appears in 2 contracts

Samples: Stock Repurchase Agreement (Nu Skin Enterprises Inc), Stock Repurchase Agreement (Nu Skin Enterprises Inc)

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each Selling Shareholder the Company of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreementhereunder, or in connection with the offering, issuance or sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement or any Terms Agreement, except such as may have previously been made or already obtained or as may be required by the by-laws and rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”) or under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 2 contracts

Samples: Terms Agreement (Transenterix Inc.), Sales Agreement (Transenterix Inc.)

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each Selling Shareholder the Company of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreementhereunder, or in connection with the offering, issuance or sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained already obtained, novations of leases in connection with the transfer of the Initial Properties to the Company or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 2 contracts

Samples: Purchase Agreement (Government Properties Income Trust), Purchase Agreement (Government Properties Income Trust)

Absence of Further Requirements. No filing with, or consent, ------------------------------- approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each the Selling Shareholder Stockholder of his, her or its his obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery by the Selling Stockholder of the Securities hereunder or the consummation by the Selling Stockholder of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 2 contracts

Samples: Purchase Agreement (Microstrategy Inc), Purchase Agreement (Microstrategy Inc)

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic (whether federal, state or local) or foreign, is necessary or required for the performance by each Selling Shareholder the Company of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreementhereunder, or in connection with the offering, issuance or sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or already obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 2 contracts

Samples: Purchase Agreement (Vectren Corp), Purchase Agreement (Vectren Corp)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each such Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement and the applicable Terms Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 2 contracts

Samples: Underwriting Agreement (American Axle & Manufacturing Holdings Inc), Terms Agreement (American Axle & Manufacturing Holdings Inc)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except (i) such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities lawslaws and (ii) such as have been obtained under the laws and regulations of jurisdictions outside the United States in which the Directed Securities are offered.

Appears in 2 contracts

Samples: Underwriting Agreement (Access National Corp), Underwriting Agreement (Access National Corp)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each such Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except (i) such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities lawslaws and (ii) such as have been obtained under the laws and regulations of jurisdictions outside the United States in which the Reserved Securities are offered.

Appears in 2 contracts

Samples: Underwriting Agreement (Gushan Environmental Energy LTD), Purchase Agreement (Republic Airways Holdings Inc)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each Selling Shareholder of his, her or its his obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 2 contracts

Samples: Purchase Agreement (MSC Industrial Direct Co Inc), Purchase Agreement (MSC Industrial Direct Co Inc)

Absence of Further Requirements. (A) No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court Governmental Entity and (B) no authorization, approval vote or governmental authority other consent of any person or agency, domestic or foreignentity, is necessary or required for the performance by each Selling Shareholder the Fund of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreementhereunder, or in connection with the offering, issuance or sale and delivery of the Securities hereunder or under the Fund Agreements or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or already obtained or as may be required under the 1933 Act Act, the 1940 Act, state securities laws or the 1933 Act Regulations or state securities lawsfiling requirements and rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 2 contracts

Samples: Initial Offering Period Agreement (Western Asset Middle Market Income Fund Inc.), Western Asset (Western Asset Middle Market Debt Fund Inc.)

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each Selling Shareholder the Company of his, her or its obligations hereunder or in the Power of Attorney and Custody under this Agreement, the Securities or the Articles Supplementary in connection with the offering, issuance or sale and delivery of the Securities hereunder or the consummation of the other transactions contemplated by this AgreementAgreement or the Articles Supplementary, except such as may have previously been already made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or as may be required under state securities lawslaws and except for the filing with, and acceptance for record by, the SDAT of the Articles Supplementary.

Appears in 2 contracts

Samples: Purchase Agreement (Realty Income Corp), Purchase Agreement (Realty Income Corp)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registrationregistration or qualification of or with any court, qualification arbitrator, governmental or decree of, any court or governmental regulatory authority or agency, domestic or foreign, is necessary or required for the execution, delivery and performance by each Selling Shareholder the Company of his, her this Agreement or its obligations hereunder or in the Power of Attorney and Custody applicable Terms Agreement, or in connection with the issuance and sale and delivery of the Securities hereunder Shares or the consummation of the transactions contemplated by this Agreement or the applicable Terms Agreement, except such as may have previously been made or obtained or as may be required for the registration of the offer and sale of the Shares under the 1933 Act or the 1933 Act Regulations and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities lawslaws in connection with the purchase and distribution of the Shares by the Agents.

Appears in 2 contracts

Samples: Equity Sales Agreement (W. P. Carey Inc.), Equity Sales Agreement (W. P. Carey Inc.)

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each Selling Shareholder the Company of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreementhereunder, or in connection with the offering, issuance and sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except (i) the filing of the Statement of Designation with the Registrar of Corporations of the Republic of the Xxxxxxxx Islands and (ii) such as may have previously been made or already obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 2 contracts

Samples: Underwriting Agreement (Safe Bulkers, Inc.), Underwriting Agreement (Safe Bulkers, Inc.)

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each Selling Shareholder the Company of his, her or its obligations hereunder or in the Power of Attorney and Custody under this Sales Agreement, any Confirmation or any Terms Agreement or in connection with the offering, issuance or sale and delivery of the Securities Shares or Confirmation Shares hereunder or thereunder or the consummation of the other transactions contemplated by this Agreementhereby or thereby, except such as may have previously been already made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or as may be required under state securities laws.

Appears in 1 contract

Samples: Terms Agreement (Realty Income Corp)

Absence of Further Requirements. No filing with, or consent, approval, authorization, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each the Selling Shareholder of his, her or its obligations hereunder or hereunder, in the Power of Attorney and or in the Custody Agreement, or in connection with the offer, sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 1 contract

Samples: Purchase Agreement (CSK Auto Corp)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each such Selling Shareholder of his, her or its their obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the U.S. Securities being sold by each such Selling Shareholder hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state or foreign securities lawslaws or under the rules of the NASD.

Appears in 1 contract

Samples: Purchase Agreement (Rayovac Corp)

Absence of Further Requirements. No filing with, ------------------------------- or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each Selling Shareholder of his, her or its obligations hereunder or in the Custody Agreement and Power of Attorney and Custody AgreementAttorney, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 1 contract

Samples: Purchase Agreement (Mdu Resources Group Inc)

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each Selling Shareholder the Trust of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreementhereunder, or in connection with the offering, issuance or sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or already obtained or as may be required under the 1933 Act, the 1940 Act, the Securities Exchange Act or of 1934, as amended (the 1933 Act Regulations ‘‘1934 Act’’), or state securities laws.

Appears in 1 contract

Samples: Purchase Agreement (BlackRock Preferred & Equity Advantage Trust)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each such Selling Shareholder of his, her or its obligations hereunder or in or, if applicable, under the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 1 contract

Samples: MKS Instruments Inc

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each such Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreementhereunder, or in connection with the sale and delivery of the Securities to be sold by such Selling Shareholder hereunder or the consummation of the transactions contemplated by this Agreement, except (i) such as would not reasonably be expected to impair such performance or consummation and (ii) such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 1 contract

Samples: Agreement (Archipelago Learning, Inc.)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required to be obtained by such Selling Shareholder for the performance by each such Selling Shareholder of his, her or its obligations hereunder or and in the Power of Attorney and Custody Agreement, or in connection with the sale Agreement to sell and delivery of the deliver such Selling Shareholder's Securities hereunder or the consummation of the transactions contemplated by this Agreementhereunder, except such as may have previously been made or obtained or as may be required under Bermuda law, the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 1 contract

Samples: Underwriting Agreement (TBS International LTD)

Absence of Further Requirements. No filing with, or consent, ------------------------------- approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each Selling Shareholder Stockholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except (i) such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities lawslaws and (ii) such as have been obtained under the laws and regulations of jurisdictions outside the United States in which the Reserved Securities are offered.

Appears in 1 contract

Samples: Purchase Agreement (Maincontrol Inc /De)

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each Selling Shareholder the Company of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreementhereunder, or in connection with the offering, issuance or sale and delivery of the Securities hereunder hereunder, the issuance of shares of Common Stock upon conversion of Securities or the consummation of the transactions contemplated by this AgreementAgreement and in the Registration Statement, except such as may have previously been made or already obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 1 contract

Samples: Purchase Agreement (Alleghany Corp /De)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each Selling Shareholder Stockholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agency Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except (i) such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities lawslaws and (ii) such as have been obtained under the laws and regulations of jurisdictions outside the United States in which the Reserved Securities are offered.

Appears in 1 contract

Samples: Underwriting Agreement (Arbinet Thexchange Inc)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each Selling Shareholder Stockholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except (i) such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state or territorial securities lawslaws and (ii) such as have been obtained under the laws and regulations of jurisdictions outside the United States in which the Reserved Securities are offered.

Appears in 1 contract

Samples: Purchase Agreement (Eurobancshares Inc)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each such Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except [(i)] such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities lawslaws [and (ii) such as have been obtained under the laws and regulations of jurisdictions outside the United States in which the Reserved Securities are offered].

Appears in 1 contract

Samples: Purchase Agreement (Otis Spunkmeyer Holdings Inc)

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each Selling Shareholder the Company of his, her or its obligations hereunder or in under the Power of Attorney and Custody Acquisition Agreement, or in connection with the offering, issuance or sale and delivery of the Securities and the Reserved Securities hereunder or the consummation of the transactions contemplated by this Agreement, the Prospectus or the Acquisition Agreement, except (i) such as may have previously been made or already obtained or as may be required under the 1933 Act or the 1933 Act Regulations or the securities laws of any state securities lawsor territory and (ii) such as have been obtained under the laws and regulations of jurisdictions outside the United States in which the Reserved Securities are offered.

Appears in 1 contract

Samples: Purchase Agreement (State National Bancshares, Inc.)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each the Selling Shareholder Stockholder of his, her or its his obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 1 contract

Samples: Purchase Agreement (Interactive Intelligence Inc)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except (A) such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities lawslaws and (B) such as have been obtained under the laws and regulations of jurisdictions outside the United States in which the Reserved Securities are offered.

Appears in 1 contract

Samples: Form of Purchase Agreement (Encore Bancshares Inc)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each such Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except (A) such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or the 1934 Act or state securities lawslaws and (B) such as have been obtained under the laws and regulations of jurisdictions outside the United States in which the Reserved Securities are offered.

Appears in 1 contract

Samples: Purchase Agreement (Adams Respiratory Therapeutics, Inc.)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each such Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or the 1934 Act or the 1934 Act Regulations or state securities laws.

Appears in 1 contract

Samples: Purchase Agreement (Liberty Financial Companies Inc /Ma/)

Absence of Further Requirements. No filing authorization, approval, consent or waiver of, or filing, registration or qualification 8 with, or consent, approval, authorization, order, registration, qualification or decree of, notice to any court or governmental authority or agencyagency or any other person on the part of the Company is required to be made, domestic obtained or foreign, is necessary or required for the performance by each Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or given in connection with the execution, delivery and performance of this Agreement and the Pricing Agreement and the offering, issuance or sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreementhereunder, except (i) to the extent such as may have previously been made or will be made, obtained or given prior to the Closing Time and (ii) such as may be required under the 1933 Act or the 1933 Act Regulations or Regulations, state securities laws.laws or the National Association of Securities Dealers, Inc.

Appears in 1 contract

Samples: Purchase Agreement (Essex Property Trust Inc)

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Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each such Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and Custody under this Agreement, or in connection with the offer, sale and delivery by such Selling Shareholder of the Securities hereunder under this Agreement or the consummation by such Selling Shareholder of the transactions contemplated by this Agreement, except such as may have previously been made or already obtained or as may be required under the 1933 Act or the 1933 Act Regulations or and state securities laws.

Appears in 1 contract

Samples: Community Health Systems Inc

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, of any court or governmental authority or agency, domestic or foreign, Governmental Entity is necessary or required for the performance by each such Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or already obtained or as may be required under the 1933 Act or Act, the 1933 Act Regulations or Regulations, the rules of the Nasdaq Global Select Market, state securities lawslaws or the rules of FINRA.

Appears in 1 contract

Samples: Underwriting Agreement (Axonics Modulation Technologies, Inc.)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each Selling Shareholder the Controlling Person of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or such as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws, or the securities laws and regulations of jurisdictions outside the United States and Hong Kong.

Appears in 1 contract

Samples: Underwriting Agreement (MIE Holdings Corp)

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each Selling Shareholder the Company of his, her or its obligations hereunder or in under this Agreement and the Power of Attorney and Custody International Purchase Agreement, or in connection with the offering, issuance or sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement and the International Purchase Agreement, except such as may have previously been made or already obtained or as may be required under the 1933 Act or the 1933 Act Regulations and foreign or state securities laws.

Appears in 1 contract

Samples: Purchase Agreement (Viasat Inc)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each the Selling Shareholder Stockholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state or foreign securities laws.

Appears in 1 contract

Samples: Purchase Agreement (Utstarcom Inc)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each the Selling Shareholder Stockholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the International Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state or foreign securities laws.

Appears in 1 contract

Samples: International Purchase Agreement (Azurix Corp)

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each Selling Shareholder the Company of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreementhereunder, or in connection with the offering, issuance or sale and delivery of the Securities hereunder or the issuance of the Common Stock initially issuable upon conversion of the Securities or the consummation of the transactions contemplated by this AgreementAgreement and the Securities, except such as may have previously been made or already obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 1 contract

Samples: Purchase Agreement (Ucbh Holdings Inc)

Absence of Further Requirements. No filing with, or consent, ------------------------------- approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each the Selling Shareholder of his, her or its his obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery by the Selling Shareholder of the Securities hereunder or the consummation by the Selling Shareholder of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.. (vi)

Appears in 1 contract

Samples: Purchase Agreement (Microstrategy Inc)

Absence of Further Requirements. No filing withwith (other than filings made pursuant to the 1934 Act), or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic agency of the United States or foreignthe States of California or New York, is necessary or required for the performance by each the Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreementhereunder, or in connection with the sale and delivery of the Option Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 1 contract

Samples: Regeneron Pharmaceuticals Inc

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each Selling Shareholder the Company of his, her or its obligations hereunder or in under the Power of Attorney and Custody U.S. Purchase Agreement, or in connection with the offering, issuance or sale and delivery of the Securities hereunder or thereunder or the consummation of the transactions contemplated by this Agreementhereby or thereby, except such as may have previously been made or already obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 1 contract

Samples: Purchase Agreement (Liberty Financial Companies Inc /Ma/)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, of any court or governmental authority or agency, domestic or foreignGovernmental Entity, is necessary or required for the performance by each the Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or already obtained or as may be required under the 1933 Act or Act, the 1933 Act Regulations or Regulations, the rules of the Nasdaq Global Select Market, state securities lawslaws or the rules of FINRA.

Appears in 1 contract

Samples: Underwriting Agreement (Millicom International Cellular Sa)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the valid performance by each Selling Shareholder of his, her or its obligations hereunder or in under the Power of Attorney and Custody U.S. Purchase Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this International Purchase Agreement or the U.S. Purchase Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities lawslaws or under the securities laws of any foreign country.

Appears in 1 contract

Samples: International Purchase Agreement (Lone Star Industries Inc)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and or the Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, Agreement except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 1 contract

Samples: Precise Software Solutions LTD

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each such Selling Shareholder Stockholder of his, her or its his obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities lawslaws or securities laws of other jurisdictions.

Appears in 1 contract

Samples: Purchase Agreement (Vishay Intertechnology Inc)

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, or Self-Regulatory Organization (as defined below) is necessary or required for the performance by each Selling Shareholder the Company and the Guarantor of histheir respective obligations under the Transaction Documents, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the offering or sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or already obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities lawslaws and except for the qualification of the Indenture under the 1939 Act, or otherwise.

Appears in 1 contract

Samples: Purchase Agreement (MF Global Finance North America Inc.)

Absence of Further Requirements. No filing with, or consent------------------------------- authorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each Selling Shareholder the Company or the Trust of his, her or its obligations hereunder or in under the Power of Attorney and Custody AgreementOperative Documents, or in connection with the offering, issuance or sale and delivery of the Securities hereunder under the Operative Documents or the consummation of the transactions contemplated by this Agreementthe Operative Documents, except such as may have previously been made or already obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 1 contract

Samples: Underwriting Agreement (First Citizens Bancshares Inc /De/)

Absence of Further Requirements. No filing with, or consent, ------------------------------- approval, authorization, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each such Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and or the Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 1 contract

Samples: Purchase Agreement (Select Medical Corp)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except i such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 1 contract

Samples: Exhibit 1 (Maximus Inc)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each Selling Shareholder Stockholder of his, her or its obligations hereunder or in the Power of Attorney and the Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 1 contract

Samples: Purchase Agreement (Verisk Analytics, Inc.)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each such Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or the 1934 Act or state securities laws.

Appears in 1 contract

Samples: Purchase Agreement (Adams Respiratory Therapeutics, Inc.)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each such Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and or the Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except (i) such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities lawslaws and (ii) such as have been obtained under the laws and regulations of jurisdictions outside the United States in which the Reserved Securities are offered.

Appears in 1 contract

Samples: Underwriting Agreement (Bona Film Group LTD)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and or the Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except (i) such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws, and (ii) such as have been obtained under the laws and regulations of jurisdictions outside the United States in which the Reserved Securities are offered.

Appears in 1 contract

Samples: Tomotherapy Incorporated (TomoTherapy Inc)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each such Selling Shareholder Stockholder of his, her or its obligations hereunder or in the Power of Attorney and the Custody Agreement, to the extent a party thereto, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 1 contract

Samples: Purchase Agreement (Verisk Analytics, Inc.)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each the Selling Shareholder of his, her his or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except (i) such as may have be previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities lawslaws and (ii) such as have been obtained under the laws and regulations of jurisdictions outside the United States in which the Reserved Securities are offered.

Appears in 1 contract

Samples: Underwriting Agreement (Babyuniverse, Inc.)

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each Selling Shareholder the Company of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the offering, issuance or sale and delivery of the Securities hereunder under this Agreement and the International Purchase Agreement or the consummation of the transactions contemplated by this Agreement and the International Purchase Agreement, except such as may have previously been made or already obtained or as may be required under the 1933 Act or the 1933 Act Regulations or the 1934 Act or the 1934 Act Regulations and foreign or state securities laws.

Appears in 1 contract

Samples: Purchase Agreement (Contifinancial Corp)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each the Selling Shareholder Stockholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 1 contract

Samples: Underwriting Agreement (Cooperative Holdings Inc)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each such Selling Shareholder of his, her or its their obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the International Securities being sold by each such Selling Shareholder hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state or foreign securities lawslaws or under the rules of the NASD.

Appears in 1 contract

Samples: International Purchase Agreement (Rayovac Corp)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each such Selling Shareholder of his, her or its obligations hereunder or in the Lock-up Letter, the Power of Attorney and or the Custody Agreement, or in connection with the sale and delivery of the Securities hereunder by such Selling Shareholder or the consummation of the transactions contemplated by this AgreementAgreement by such Selling Shareholder, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities or blue sky laws.

Appears in 1 contract

Samples: Purchase Agreement (Lincoln Educational Services Corp)

Absence of Further Requirements. No filing with, or consent, ------------------------------- approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each the Selling Shareholder Stockholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 1 contract

Samples: Underwriting Agreement (Yuasa Inc)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each such Selling Shareholder of his, her or its his obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 1 contract

Samples: Purchase Agreement (Midcoast Energy Resources Inc)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each such Selling Shareholder Stockholder of his, her or its obligations hereunder or in the Power of Attorney and Custody AgreementAttorney, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 1 contract

Samples: Purchase Agreement (Pogo Producing Co)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each Selling Shareholder of his, her or its obligations hereunder under this Agreement and the International Purchase Agreement or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder under this Agreement and the International Purchase Agreement or the consummation of the transactions contemplated by this Agreementhereunder or thereunder, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 1 contract

Samples: Brightpoint Inc

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each Selling Shareholder the Fund of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreementhereunder, or in connection with the offering, issuance or sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or already obtained or as may be required under the 1933 Act, the 1940 Act, the Securities Exchange Act or of 1934, as amended (the 1933 Act Regulations "1934 Act") or state securities laws.

Appears in 1 contract

Samples: Pioneer Floating Rate Trust

Absence of Further Requirements. No filing with, or consentauthorization, approval, authorizationconsent, license, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, agency is necessary or required for the performance by each Selling Shareholder the Company or the Operating Partnership of his, her or its their respective obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the offering, issuance or sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except for the filing of the Series A Articles Supplementary or such as may have previously been made or already obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities lawslaws or as may be required by FINRA.

Appears in 1 contract

Samples: Purchase Agreement (Pebblebrook Hotel Trust)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each the Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except (i) such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities lawslaws and (ii) such as have been obtained under the laws and regulations of jurisdictions outside the United States in which the Reserved Securities are offered.

Appears in 1 contract

Samples: Purchase Agreement (Savvis Communications Corp)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each Selling Shareholder Stockholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities Shares hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 1 contract

Samples: Underwriting Agreement (Ctpartners Executive Search LLC)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each such Selling Shareholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities lawssecurities.

Appears in 1 contract

Samples: Underwriting Agreement (Cgen Digital Media Co LTD)

Absence of Further Requirements. No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each Selling Shareholder Stockholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreementhereunder, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this Agreementsuch Selling Stockholder, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities laws.

Appears in 1 contract

Samples: Purchase Agreement (Sunstone Hotel Investors, Inc.)

Absence of Further Requirements. || No filing with, or consent, approval, authorization, order, registration, qualification or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the performance by each such Selling Shareholder Stockholder of his, her or its obligations hereunder or in the Power of Attorney and Custody Agreement, or in connection with the sale and delivery of the Securities hereunder or the consummation of the transactions contemplated by this AgreementAgreement to be undertaken by such Selling Stockholder, except such as may have previously been made or obtained or as may be required under the 1933 Act or the 1933 Act Regulations or state securities lawslaws or securities laws of other jurisdictions.

Appears in 1 contract

Samples: Purchase Agreement (Titan Corp)

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