Common use of 1940 Act Clause in Contracts

1940 Act. The Company shall not invest, or otherwise use the proceeds received by the Company from its sale of the Securities in such a manner as would require the Company to register as an investment company under the 1940 Act.

Appears in 11 contracts

Sources: Underwriting Agreement (Angel Oak Mortgage, Inc.), Underwriting Agreement (Angel Oak Mortgage, Inc.), Underwriting Agreement (KKR Real Estate Finance Trust Inc.)

1940 Act. The Company shall not invest, or otherwise use the proceeds received by the Company from its sale of the Securities Securities, in such a manner as would require the Company to register as an investment company under the 1940 Act.

Appears in 5 contracts

Sources: Underwriting Agreement (KKR Real Estate Finance Trust Inc.), Underwriting Agreement (KKR Real Estate Finance Trust Inc.), Underwriting Agreement (ACRES Commercial Realty Corp.)

1940 Act. The Company shall not invest, or otherwise use the proceeds received by the Company from its sale of the Securities Notes, in such a manner as would require the Company to register as an investment company under the 1940 Act.

Appears in 1 contract

Sources: Underwriting Agreement (ACRES Commercial Realty Corp.)