144A Information. While any Subordinated Note meets the definition of “restricted securities” within the meaning of the Securities Act, the Company will make available, upon request by Purchaser or Holder, to any seller of such Subordinated Note the information specified in Rule 144A(d)(4) under the Securities Act, unless the Company is then subject to Section 13 or 15(d) of the Exchange Act.
Appears in 2 contracts
Sources: Subordinated Note Purchase Agreement (Citizens Community Bancorp Inc.), Subordinated Note Purchase Agreement (Citizens Community Bancorp Inc.)
144A Information. While any Subordinated Note meets the definition of “restricted securities” within the meaning of under the Securities Act, the Company will make available, upon request by Purchaser or HolderNoteholder, to any seller of such Subordinated Note the information specified in Rule 144A(d)(4) under the Securities Act, unless the Company is then subject to Section 13 or 15(d) of the Exchange Act.
Appears in 2 contracts
Sources: Subordinated Note Purchase Agreement (BankGuam Holding Co), Subordinated Note Purchase Agreement (Sb Financial Group, Inc.)