Subject Individual definition
Examples of Subject Individual in a sentence
Such access would generally be expected to be coextensive with the degree of access available to the Subject Individual.
A Subject Individual (SI) who has been hired on a preliminary basis shall be actively supervised at all times by an individual who has been approved without restrictions.
Additionally, such Subject Individual shall be deemed to be a Holder and his or her ▇▇▇ shall be deemed to have acquired all shares it holds from such Subject Individual pursuant to a transfer that is subject to Section 6.2(b) above.
Each Subject Individual shall be subject to the Adviser’s Code of Ethics, as adopted under Rule 204(A)-1 under the Advisers Act, and, if applicable, the Company’s code of ethics, as well as the other compliance policies and procedures of the Adviser and, if applicable, the Company.
To the extent that a Subject Individual participates in the rendering of Advisory Services to an Adviser Client, the Subject Individual shall be subject to the oversight and control of the Adviser, and such Advisory Services shall be provided to the Adviser or any Adviser Client by such Subject Individual exclusively in his or her capacity as a supervised person of the Adviser.