Relevant Date definition
Examples of Relevant Date in a sentence
Sellers have made available to Purchaser a list of all material customer complaints received by the Group Entities since the Relevant Date.
Sellers have made available to Purchaser true and complete copies of each Form ADV filed since the Relevant Date by each Group Entity that is required to be registered as an investment adviser under the Investment Advisers Act (collectively, the “RIA Group Entities”), reflecting all amendments thereto to the date hereof.
There are no, and since the Relevant Date there have been no, activities or proceedings by any individual or group of individuals, including any labor union or representatives thereof, to organize any employees of any Group Entity or otherwise against or affecting any Group Entity.
No unauthorized Person has breached or accessed the IT Systems and there has not been any other Security Incident since the Relevant Date.
A copy of all reports or correspondence or similar documents summarizing the results of any inspection of any RIA Group Entity by the SEC or any other Governmental Authority (including any deficiency letter) conducted since the Relevant Date have been made available to Purchaser.