Principal Transaction definition
Principal Transaction means any transaction between the Sponsor, the Manager or any of their respective Affiliates, on the one hand, and the Company or one of its Subsidiaries, on the other hand.
Principal Transaction has the meaning assigned in Section 3(d).
Principal Transaction means, for purposes of this rule, when acting as principal for one’s own account, a sale to or a purchase from the municipal entity client of any security or entrance into any derivative, guaranteed investment contract, or other similar financial product with the municipal entity client.
Examples of Principal Transaction in a sentence
Notwithstanding the foregoing, if such Collateral Loan is to be sold to an Affiliate of any Loan Party, such Loan Party shall sell such Collateral Loan at a price not less than the Market Value; provided that, in the case of a Principal Transaction, the Independent Review Party has approved such transaction; provided further that any sale by such Loan Party of a Collateral Loan to any Affiliate shall be subject to the Repurchase and Substitution Limit.
More Definitions of Principal Transaction
Principal Transaction. Effective Date: _____________, 2002 Party A Floating Amounts: Party A Currency Amount: USD [34,000,000] Party A Payment Dates: Each Interest Payment Date up to the Termination Date, and including the Termination Date. Floating Rate for Initial Calculation Period: Linear Interpolation applicable Party A Floating Rate Option: USD-LIBOR-BBA Designated Maturity: 3 months Spread: ________ per cent. per annum up to and including the Interest Payment Date falling in [April, 2008] and thereafter ___ per cent. per annum.
Principal Transaction means any transaction between the Manager, World Tree Technologies, Inc., or any of their respective Affiliates, on the one hand, and the Company or one of its Subsidiaries, on the other hand.
Principal Transaction means a securities transaction in which CSIGM (acting on its behalf or its Affiliates) acts as principal to such transaction with the Customer acting as a counterparty to such transaction;
Principal Transaction is a transaction in which the Collateral Manager or any of its Affiliates sells assets to or purchases assets from the Issuer.
Principal Transaction means any transaction between the Manager, Building Bits Holdings, LLC or any of their respective Affiliates, on the one hand, and the Company or one of its Subsidiaries, on the other hand.
Principal Transaction means a principal transaction requiring the consent of the Borrower under Section 206(3) of the Investment Advisers Act.
Principal Transaction has the meaning set forth in Section 2.01(a)(i).