Examples of Insiders in a sentence
This pre-clearance requirement applies to any transaction or transfer involving the Company’s securities, including a gift, transfer to a trust or any other transfer.The Company may also find it necessary, from time to time, to require compliance with the pre-clearance process from other employees designated as Designated Insiders.
The following are requirements for all Covered Persons, whether or not they are Section 16 Individuals or Designated Insiders (except where a requirement is expressly stated to apply to a certain subset of Covered Persons).
Insiders shall provide to the Compliance Officer any documentation the Compliance Officer reasonably requires in furtherance of the foregoing procedures.
Transactions effected pursuant to a pre-approved Rule 10b5-1 Plan (as defined below) will not be subject to the Company’s trading windows or pre-clearance procedures, and Insiders are not required to complete a Stock Transaction Request form for such transactions.
The Insider Trading Compliance Officer will provide written notice to Designated Insiders subject to a “special” Blackout Period.