IARD definition

IARD means the Investment Advisory Registration Depository.
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IARD means the Investment Adviser Registration Depository operated by FINRA.
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IARD means Investment Adviser Registration Depository.
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Examples of IARD in a sentence

  • If the answer is "Yes," no other information on this DRP must be provided.Yes No NOTE: The completion of this form does not relieve the advisory affiliate of its obligation to update its IARD or CRD records.

  • Yes No NOTE: The completion of this form does not relieve the advisory affiliate of its obligation to update its IARD or CRD records.

  • Note that under this definition, most executive officers and all 25% owners, general partners, elected managers, and trustees are control persons.(b) In the PR column, enter "PR" if the owner is a public reporting company under Sections 12 or 15(d) of the Exchange Act.(c) Complete each column.Check this box if you are filing this Form ADV through the IARD system and want the IARD system to pre-fill Schedule B with the same indirect owners you have provided in Schedule B for your filing adviser.

  • Submit the filing that is the subject of the Form ADV-H in electronic format to IARD no later than seven business days after the filing was due.

  • Renewal of an investment adviser license for the following year shall be accomplished through the renewals program of the IARD.


More Definitions of IARD

IARD means the Investment Adviser Registration Depository.
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IARD means the Investment Adviser Registration Depository, which is operated by FINRA.
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IARD means the NASAA Investment Adviser Registration Depository.
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IARD means the Investment Adviser Registration Depository, the electronic filing system that facilitates investment adviser registration.
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IARD means the Investment Adviser Registration Depository maintained by FINRA.
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IARD means the FINRA-operated Investment Adviser Registration Depository. "Impersonal advisory services" means investment advisory services provided solely:
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IARD means the Investment Adviser Registration Depository operated by the NASD.
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