Examples of IARD in a sentence
If the answer is "Yes," no other information on this DRP must be provided.Yes No NOTE: The completion of this form does not relieve the advisory affiliate of its obligation to update its IARD or CRD records.
Yes No NOTE: The completion of this form does not relieve the advisory affiliate of its obligation to update its IARD or CRD records.
Note that under this definition, most executive officers and all 25% owners, general partners, elected managers, and trustees are control persons.(b) In the PR column, enter "PR" if the owner is a public reporting company under Sections 12 or 15(d) of the Exchange Act.(c) Complete each column.Check this box if you are filing this Form ADV through the IARD system and want the IARD system to pre-fill Schedule B with the same indirect owners you have provided in Schedule B for your filing adviser.
Submit the filing that is the subject of the Form ADV-H in electronic format to IARD no later than seven business days after the filing was due.
Renewal of an investment adviser license for the following year shall be accomplished through the renewals program of the IARD.