Conflicts Policy definition

Conflicts Policy has the meaning given in paragraph 13.5 of these Terms and Conditions;
Conflicts Policy shall have the meaning given in Article 22.1;
Conflicts Policy means a document that identifies all potential conflicts of interests with clients and describes all of our organisational and administrative controls to manage such conflicts of interests such that we can be reasonably confident that risks of damage to clients as a result of any conflict will be prevented;

Examples of Conflicts Policy in a sentence

  • In connection with those services the Custodian or its Agent may be prohibited by applicable law or by its Conflicts Policy or other policies from disclosing information of which it becomes aware or from accessing any information in relation to those services.

  • Where we do not consider that the arrangements under our Conflicts Policy are sufficient to manage any particular conflict, we will inform you of the nature of the conflict so that you can decide how to proceed.

  • This Agreement including the Order Execution Policy, Privacy Policy, Conflicts Policy, Risk Disclosure Statement, the information on our website, the information on our Electronic Trading Software contains the entire understanding between the parties in relation to the dealing services we otter.

  • We have provided you with a copy of our Conflicts Policy separately.

  • The Equiniti group of companies has established and implemented a Conflicts Policy (which may be revised and updated from time to time), which sets out how they seek to identify and manage all material conflicts of interest.


More Definitions of Conflicts Policy

Conflicts Policy means the Statement of Policies Relating to Potential Conflicts between Energy Transfer Partners, L.P., Energy Transfer Equity, L.P. and Regency Energy Partners, in substantially the form attached hereto as Exhibit G.
Conflicts Policy means Waverton’s Conflicts Policy as set out in Clause 13.1 of the Terms and made available on Waverton’s website at www.waverton.co.uk.
Conflicts Policy means the conflicts policy of Lexington with respect to Lexington and the Company, a copy of which is attached as Exhibit A hereto, as the same may be amended, changed or supplemented from time to time only in accordance with Section 18(d) hereof.
Conflicts Policy means the document so entitled on the Site, as may be amended from time to time;
Conflicts Policy means NobleOak’s policy on the management of conflicts of interest from time to time.
Conflicts Policy means the policy maintained by an investment firm under paragraph 1 of the advice under Articles 13(3) and 18;
Conflicts Policy means a document that identifies all potential conflict of interests with clients and describes all of the organizational and administrative controls to manage such conflicts of interests such that the Company can be reasonably confident that risks of damage to clients as a result of any conflict will be prevented;