Authorized Trader definition

Authorized Trader means any natural person associated with a Participant and, if applicable, a DMA Customer who (i) has TradingAccess to the SEF operated by BSEF using a Participant ID and (ii) is assigned a valid Trader ID.
Authorized Trader means a Person (not an individual) who is authorized by a Participant to access the Trading System pursuant to Rule 304.
Authorized Trader means an individual employed by a Member who is authorized by that Member to have direct access to Nadex, provided the Member maintains supervisory authority over such individual’s trading activities.

Examples of Authorized Trader in a sentence

  • Upon request of the SEF or its Regulatory Services Provider, each Participant (and each Authorized Trader) shall promptly provide to the Market Regulation Department or the Regulatory Services Provider (i) the names of its Customers, Client or Sponsored Participants (if applicable) and (ii) such information about Authorized Traders as the SEF requests.

  • Unless timely notice of appeal is filed pursuant to Rule 716, the fine will become final upon the expiration of twenty (20) days after the notice of fine is served on the Participant or Authorized Trader, as the case may be.(c) The Exchange will set the amount of any fines imposed pursuant to this Rule 717, with the maximum fine for each violation not to exceed $5,000.

  • Any Exchange Proceeding relating to an Authorized Trader or Authorized Broker shall occur as if the Authorized Trader or Authorized Broker were still registered as such.

  • The SEF may hold an Authorized Trader liable for, and impose sanctions against such Authorized Trader for, such Authorized Trader’s own acts and omissions that constitute a violation as well as or for the acts and omissions of any agent or representative of such Authorized Trader that constitute a violation as if such violation were that of the Authorized Trader.

  • After revocation or termination of the designation of an Authorized Trader, the Authorized Trader remains subject to the SEF Rules, the Obligations and the jurisdiction of the SEF for acts done and omissions made while an Authorized Trader.


More Definitions of Authorized Trader

Authorized Trader means a person who is either employed or is an agent of a Clearing Firm or a Participant Firm and who is authorized to utilize the Exchange pursuant to the applicable User ID Request Form.
Authorized Trader means an individual authorized by an Entity Trading Member and approved by Nadex to enter and execute transactions on the Market for that Entity Trading Member’s account, provided the Entity Trading Member maintains supervisory authority over such individual’s trading activities.
Authorized Trader means any natural person who (i) has Trading Access to the SEF operated by BSEF using a Participant ID and (ii) is assigned a valid Trader ID.
Authorized Trader means a Person who is appointed, employed or authorized by a Participant (or by a Sponsored Participant) and who has been assigned a User ID by the SEF. Each Authorized Trader: (i) must be a natural Person; (ii) must have been granted Trading Privileges with respect to the trading activities of a Participant; and (iii) must satisfy any other requirements as may be prescribed by the SEF from time to time.
Authorized Trader means a natural person who is authorized to utilize the MarketAxess SEF and is either employed by or an agent of (i) a Participant Firm or (ii) a Customer designated to receive Direct Market Access by a Sponsoring Broker. For the avoidance of doubt, any Authorized Trader of a Customer shall not be considered an Authorized Trader of the Sponsoring Broker providing Direct Market Access to the Customer by virtue of the Direct Market Access relationship between the two parties.
Authorized Trader means any natural person who is appointed, employed or authorized by a Participant to place Orders on Tera and is assigned a valid Trader ID.
Authorized Trader means an individual who is employed by or is an agent of a Participant or a Customer and who has been authorized to access one or more Platforms pursuant to Rule 308 and to enter Orders or execute Swaps on behalf of such Participant or Customer, as applicable.