Advisory Contract definition

Advisory Contract means any existing investment advisory, sub-advisory, investment management, trust or similar agreement with any Customer of the Company or any Subsidiary.

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Advisory Contract means any agreement between an Adviser Subsidiary and any Person pursuant to which an Adviser Subsidiary agrees to provide investment advisory services to such Person.

Advisory Contract means any written agreement pursuant to which the IA Subsidiary provides investment advisory, investment management, commodity trading or collateral management services (including subadvisory services) to a Client.

Examples of Advisory Contract in a sentence

Further, the parties shall promptly provide to the Registered Fund Board all information relating to such party and its Affiliates as is reasonably requested by the Registered Fund Board to enable it to evaluate the terms of the New Registered Fund Advisory Contract, or other arrangements proposed, or consent requested, in connection with the Transaction and relating to the Registered Fund.
For the avoidance of doubt, the Group Companies make no representation or warranty regarding the future actions of any Client or Investor, including any decision to terminate, redeem, reduce, or modify its investment or advisory relationship following the Closing, and any required consent, approval, or authorization may be obtained by negative consent or similar process to the extent permitted by applicable Law and the applicable Advisory Contract.
As to each Private Fund, there has been in full force and effect an Advisory Contract at all times that any Group Company was performing Investment Management Services for such Private Fund, and each such Advisory Contract pursuant to which such Group Company has received compensation respecting its activities in connection with any of the Private Funds was duly approved in accordance with all Laws.
The Registered Fund, has had at all times in full force and effect (x) an Advisory Contract and (y) a distribution or underwriting agreement at all times since the inception of the Registered Fund, and each such agreement pursuant to which the Company has received compensation with respect to its activities in connection with the Registered Fund was duly approved in accordance with the applicable provisions of the Investment Company Act.
The parties hereto acknowledge and agree that the consummation of the Transaction shall constitute an assignment of the Advisory Contract for the Registered Fund under the Investment Company Act.

More Definitions of Advisory Contract

Advisory Contract means any existing investment advisory, sub-advisory, investment management, trust or similar agreement between HDV Holdings or any of its Subsidiaries and any Person where HDV Holdings or such Subsidiary acts as investment adviser, manager, sub-advisor, sub-manager, or in another similar capacity to such Person.

Advisory Contract means any Contract pursuant to which the Company or any of its Subsidiaries provides Investment Management Services to any Person, excluding the Management Agreement.

Advisory Contract means any contract relating solely to the provision of investment advisory services:

Advisory Contract means each contract for such services provided by an Advisory Entity; “Advisory Client” means each party to an Advisory Contract other than the applicable Advisory Entity; “Fund Client” means each Advisory Client that is registered as an investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”); and “Sponsored” means, when used with reference to any Fund Client, any such Fund Client, a majority of the officers of which are employees of it or any of its Subsidiaries, or of which it or any of its Subsidiaries or Affiliates holds itself out as the sponsor.

Advisory Contract means each contract for services provided by the Advisory Entity.

Advisory Contract has the meaning set forth in Section 4.13(c).

Advisory Contract means shall mean any Contract under which the Corporation or any of its Subsidiaries provides investment advisory or investment management services, including any sub-advisory services.