Additional Accounting Services Clause Samples
Additional Accounting Services. Ultimus shall also perform the following additional accounting services for each Portfolio:
(i) Provide monthly (or as frequently as may reasonably be requested by the Trust or a Portfolio's investment adviser) a set of financial statements for each Portfolio as described below, upon request of the Trust: Statement of Assets and Liabilities Statement of Operations Statement of Changes in Net Assets Security Purchases and Sales Journals Portfolio Holdings Reports
(ii) Provide accounting information for the following:
(A) federal and state income tax returns and federal excise tax returns; (B) the Trust's semi-annual reports with the SEC on Form N-SAR; (C) the Trust's annual, semi-annual and quarterly (if any) shareholder reports; (D) registration statements on Form N-1A and other filings relating to the registration of shares; (E) Ultimus' monitoring of the Trust's status as a regulated investment company under Subchapter M of the Internal Revenue Code, as amended; (F) annual audit by the Trust's auditors; and (G) examinations performed by the SEC.
Additional Accounting Services. Fund Accountant shall also perform the following additional accounting services for each Fund:
(i) Provide monthly a download (and hard copy thereof) of the financial statements described below, upon request of the Company. The download will include the following items: Statement of Assets and Liabilities, Statement of Operations, Statement of Changes in Net Assets, and Condensed Financial Information;
(ii) Provide accounting information for the following:
(A) federal and state income tax returns and federal excise tax returns;
(B) the Company's semi-annual reports with the Securities and Exchange Commission ("SEC") on Form N-SAR;
(C) the Company's annual, semi-annual and quarterly (if any) shareholder reports;
(D) registration statements on Form N-1A and other filings relating to the registration of Shares;
(E) the Administrator's monitoring of the Company's status as a regulated investment company under Subchapter M of the Internal Revenue Code, as amended;
(F) annual audit by the Company's auditors; and
(G) examinations performed by the SEC.
Additional Accounting Services. Ultimus shall also perform the following additional accounting services for each Fund.
Additional Accounting Services. Service Provider shall also perform the following additional accounting services for each Fund.
Additional Accounting Services. BISYS shall also perform the following additional accounting services for each Fund, without additional compensation:
(i) Provide monthly a hard copy of the unaudited financial statements described below, upon request of the Trust. The unaudited financial statements will include the following items:
(A) Unaudited Statement of Assets and Liabilities,
(B) Unaudited Statement of Operations,
(C) Unaudited Statement of Changes in Net Assets, and
(D) Unaudited Condensed Financial Information;
(ii) Provide accounting information for the following:
(A) federal and state income tax returns and federal excise tax returns;
(B) the Trust's semi-annual reports with the Securities and Exchange Commission ("SEC") on Form N-SAR;
(C) the Trust's annual, semi-annual and quarterly (if any) shareholder reports;
(D) registration statements on Form N-1A and other filings relating to the registration of shares;
(E) the Administrator's monitoring of the Trust's status as a regulated investment Company under Subchapter M of the Internal Revenue Code, as amended;
(F) annual audit by the Trust's auditors; and
(G) examinations performed by the SEC.
Additional Accounting Services. SMC shall also perform the following additional accounting services for each Fund, without additional compensation:
(i) Provide accounting information for the following:
(A) federal and state income tax returns and federal excise tax returns;
(B) the Company's semi-annual reports with the Securities and Exchange Commission ("SEC") on Form N-SAR;
(C) the Company's annual and semi-annual shareholder reports and related Form N-CSR filings;
(D) registration statements on Form N-1A and other filings relating to the registration of shares;
(E) the Administrator's monitoring of the Company's status as a regulated investment Company under Subchapter M of the Internal Revenue Code, as amended;
(F) annual audit by the Company's auditors; and
(G) examinations performed by the SEC.
Additional Accounting Services. Ultimus shall also perform the following additional accounting services for each Portfolio:
(i) Provide monthly (or as frequently as may reasonably be requested by the Trust or a Portfolio's investment adviser) a set of financial statements for each Portfolio as described below, upon request of the Trust:
Additional Accounting Services. CQFS shall also perform the following additional accounting services for each Portfolio:
(i) Provide periodic(as may reasonably requested by the Trust or a Portfolio's investment adviser) a set of financial statements for each Portfolio as described below, upon request of the Trust: (1) Statement of Assets and Liabilities (2) Statement of Operations (3) Statement of Changes in Net Assets (4) Security Purchases and Sales Journals (5) Portfolio Holdings Reports (6) Weekly Amortized Cost vs. Market Value Analysis Reports
(ii) Provide accounting information for the following:
(A) federal and state income tax returns and federal excise tax returns; (B) the Trust's semi-annual reports with the SEC on Form N-SAR; (C) the Trust's annual, semi-annual and quarterly (if any) shareholder reports; (D) registration statements on Form N-1A and other filings relating to the registration of shares; (E) CQFS's monitoring of the Trust's status as a regulated investment company under Subchapter M of the Internal Revenue Code, as amended; (F) annual audit by the Trust's auditors; and (G) examinations performed by the SEC. Administrative Services to be Provided By CITCO-Quaker Fund Services, Inc. for the Portfolios of the ▇▇▇▇▇▇▇ Plan as Set Forth on Schedule A Above CQFS shall provide the Trust with regulatory reporting services; shall provide all necessary office space, equipment, personnel, compensation and facilities for handling the affairs of the Trust; and shall provide such other services as the Trust may request that CQFS perform consistent with its obligations under this Agreement. Without limiting the generality of the foregoing, CQFS shall:
(a) calculate Trust expenses and administer all disbursements for the Trust, and as appropriate compute the Trust's yields, total return, expense ratios and portfolio turnover rate;
(b) cooperate, in consultation with the Trust and Trust counsel, in the preparation of prospectuses, statements of additional information, registration statements and proxy materials;
(c) prepare such reports, notice filing forms and other documents (including reports regarding the sale and redemption of shares of the Trust as may be required in order to comply with federal and state securities law) as may be necessary or desirable to make notice filings relating to the Trust's shares with state securities authorities, monitor the sale of Trust shares for compliance with state securities laws, and file with the appropriate state securities authorities...
Additional Accounting Services. BISYS shall also perform the following additional accounting services for each Fund:
(i) Provide monthly a download (and hard copy thereof) of the unaudited financial statements described below, upon request of the Trust. The unaudited financial statements will include the following items: Statement of Assets and Liabilities, Statement of Operations, Statement of Changes in Net Assets, and Condensed Financial Information;
(ii) Provide accounting information for the following:
(A) federal and state income tax returns and federal excise tax returns; (B) the Trust's semi-annual reports to be filed with the Securities and Exchange Commission ("SEC") on Form N-SAR; (C) the Trust's annual, semi-annual and quarterly (if any) shareholder reports; (D) registration statements on Form N-1A and other filings relating to the registration of shares; (E) the Administrator's monitoring of each Trust's status as a regulated investment company under Subchapter M of the Internal Revenue Code, as amended; (F) annual audit by the Trust's auditors; and (G) examinations performed by the SEC.
Additional Accounting Services. SMC shall also perform the following additional accounting services for each Fund, without additional compensation: Provide accounting information for the following: federal and state income tax returns and federal excise tax returns; the Company's semi-annual reports with the Securities and Exchange Commission ("SEC") on Form N-SAR; the Company's annual and semi-annual shareholder reports and related Form N-CSR filings; registration statements on Form N-1A and other filings relating to the registration of shares; the Administrator's monitoring of the Company's status as a regulated investment Company under Subchapter M of the Internal Revenue Code, as amended; annual audit by the Company's auditors; and examinations performed by the SEC. SMC shall perform or supervise the performance by others of administrative services in connection with the operations of the Company and Funds, and, on behalf of the Company, shall investigate, assist in the selection of and conduct relations with custodians, depositories, accountants, legal counsel, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and persons in any other capacity deemed to be necessary or desirable for the Company's and Funds' operations. SMC shall provide the Company with all necessary office space, equipment, personnel, compensation and facilities (including facilities for shareholders' and Board meetings) for handling the affairs of the Company and Funds and such other services as SMC shall, from time to time, determine to be necessary to perform its obligations under this Agreement. In addition, at the request of the Board, SMC shall make reports to the Board concerning the performance of its obligations hereunder. Without limiting the generality of the foregoing, SMC shall: calculate contractual Company expenses and control all disbursements for the Company, and as appropriate, compute the Company's yields, total return, expense ratios, portfolio turnover rate and, if required, portfolio average dollar-weighted maturity; provide information and assistance to counsel to the Company in preparing (i) the annual update to the Company's registration statement on Form N-1A, (ii) other amendments to the Company's registration statement and supplements to its Prospectus and Statement of Additional Information, and (iii) Notices of Annual or Special Meetings of shareholders of the Company and proxy materials relating thereto; coordinate and prepare, with the assistance of the Funds'...